On a Problem of P. Gallagher

Let p be an odd prime. For each integer a with x < a x + u and (a,p) = 1, we define by a 1 (mod p) and 1 p - 1. Let r(p,u,x) be the number of integers with x < a x + u and (a,p) = 1 for which a and are of opposite parity, and let E(n,u,x) = r(n,u,x) - 1/2 1, where denotes summation over all a such that (a,p) = 1. The main purpose of this paper is to prove that for any positive integer 1 u we have the asymptotic formula

Schwache Teilbarkeitshalbgruppen

In this paper we continue the study of Tbk-semigroups [1]. We define a weak Tbk-semigroup as an algebra (s,·,) which satisfies (A1) a(bc) = (ab)c, (A2) (S, ) is a semilattice, (A3) × (a b) y = xay xby, (A4) a (a b) S S (a b) . We shall prove that every weak Tbk-semigroup can be embedded into a Tbk-semigroup with 1, and we shall show that the theory of [1] can be developed already in weak Tbk-semigroups.

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Über den Inhalt dieser Note berichtete der Autor verschiedene Male , zuletzt im Juni 1974 an der T.U. München.     

Strong coupling limit for a certain class of polaron models

Summary It will be shown, that a Polaron-like asymptotic is given for a class of functions which are called of decreasing interaction and nicely approximable with respect to the Wiener process. Using Large Deviation techniques one can see, that the asymptotics for thestrong coupling limit for those Polaron models is given by a meanfield model and can be described by a variational problem.     

Isomorphismen von rechtseiträumen

Spaces called rectangular spaces were introduced in [5] as incidence spaces (P,G) whose set of linesG is equipped with an equivalence relation and whose set of point pairs P² is equipped with a congruence relation , such that a number of compatibility conditions are satisfied. In this paper we consider isomorphisms, automorphisms, and motions on the rectangular spaces treated in [5]. By an isomorphism of two rectangular spaces (P,G, , ) and (P,G, , ) we mean a bijection of the point setP onto P which maps parallel lines onto parallel lines and congruent points onto congruent points. In the following, we consider only rectangular spaces of characteristic 2 or of dimension two. According to [5] these spaces can be embedded into euclidean spaces. In case (P,G, , ) is a finite dimensional rectangular space, then every congruence preserving bijection ofP onto P is in fact an isomorphism from (P,G, , ) onto (P,G, , ) (see (2.4)). We then concern ourselves with the extension of isomorphisms. Our most important result is the theorem which states that any isomorphism of two rectangular spaces can be uniquely extended to an isomorphism of the associated euclidean spaces (see (3.2)). As a consequence the automorphisms of a rectangular space (P,G, , ) are precisely the restrictions (onP) of the automorphisms of the associated euclidean space which fixP as a whole (see (3.3)). Finally we consider the motions of a rectangular space (P,G, , ). By a motion of(P. G,, ) we mean a bijection ofP which maps lines onto lines, preserves parallelism and satisfies the condition((x), (y)) (x,y) for allx, y P. We show that every motion of a rectangular space can be extended to a motion of the associated euclidean space (see (4.2)). Thus the motions of a rectangular space (P,G, , ) are seen to be the restrictions of the motions of the associated euclidean space which mapP into itself (see (4.3)). This yields an explicit representation of the motions of any rectangular plane (see (4.4)).

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Herrn Professor Burau zum 85. Geburtstag gewidmet     

Miscellaneous incidences of convergence theories in optimization and nonlinear analysis I: Behavior of solutions

We examine some connections between convergence theories and optimization. In particular we study the Lipschitzian character of the infimal value function with respect to variations of the objective function. We also study the approximate solution multifunction for convex and nonconvex objective functions.Dedicated to the many real and putative authors of La Marseillaise, on its bicentennial.     

Phragmén-Lindelöf theorems for second-order quasilinear elliptic equations

Analogues are formulated of the well-known, in the theory of analytic functions, Phragmen-Lindelöf theorem for the gradients of solutions of a broad class of quasilinear equations of elliptic type. Examples are given illustrating the accuracy of the results obtained for the gradients of solutions of the equations of the form div(|U|^–2u)=f(x, u, u), where f(x, u, u) is a function locally bounded in ²ⁿ⁺¹. f(x, 0, u)=0, uf(x, u, u) c¦u¦1+q(1+ ¦u|), > 1, c > 0, q > 0, is an arbitrary real number, and n >- 2. The basic role in the technique employed in the paper is played by the apparatus of capacitary characteristics.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 44, No. 10, pp. 1376–1381, October, 1992.The author sincerely appreciates E. M. Landis's permanent attention and numerous useful discussions.     

Solution of the Truncated Parabolic Moment Problem

Given real numbers with ₀₀ >0 , the truncated parabolic moment problem for entails finding necessary and sufficient conditions for the existence of a positive Borel measure , supported in the parabola p(x, y) = 0, such that We prove that admits a representing measure (as above) if and only if the associated moment matrix is positive semidefinite, recursively generated and has a column relation p(X, Y) = 0, and the algebraic variety () associated to satisfies card In this case, admits a rank -atomic (minimal) representing measure.Submitted: August 25, 2003     

Second-Order Subexponential Sequences and the Asymptotic Behavior of Their De Pril Transform

Suppose that { f(n), n N ₀ } is a sequence of positive real numbers and suppose that the sequence { a(n), n N ₀ } is given by a(0) = 0, and, for n 1, by the convolution equation nf(n) = a* f(n). The resulting sequence is denoted by a(n) = _f (n) and is called the De Pril transform of { f(n), n N ₀ } . In this paper, we consider first- and second-order asymptotic behavior of { _{f (n), n N 0} } for a large class of subexponential sequences { f(n), n N ₀ } . We also discuss some applications.     

Improved Krasnosel'skii theorems for the dimension of the kernel of a starshaped set

We will establish the following improved Krasnosel'skii theorems for the dimension of the kernel of a starshaped set: For each k and d, 0 k d, define f(d,k) = d+1 if k = 0 and f(d,k) = max{d+1,2d–2k+2} if 1 k d.Theorem 1. Let S be a compact, connected, locally starshaped set in R^d, S not convex. Then for a k with 0 k d, dim ker S k if and only if every f(d, k) lnc points of S are clearly visible from a common k-dimensional subset of S.Theorem 2. Let S be a nonempty compact set in R^d. Then for a k with 0 k d, dim ker S k if and only if every f (d, k) boundary points of S are clearly visible from a common k-dimensional subset of S. In each case, the number f(d, k) is best possible for every d and k.     

Weyl's theorem for operator matrices

Weyl's theorem holds for an operator when the complement in the spectrum of the Weyl spectrum coincides with the isolated points of the spectrum which are eigenvalues of finite multiplicity. By comparison Browder's theorem holds for an operator when the complement in the spectrum of the Weyl spectrum coincides with Riesz points. Weyl's theorem and Browder's theorem are liable to fail for 2×2 operator matrices. In this paper we explore how Weyl's theorem and Browder's theorem survive for 2×2 operator matrices on the Hilbert space.Supported in part by BSRI-97-1420 and KOSEF 94-0701-02-01-3.     

Higher order asymptotic theory for normalizing transformations of maximum likelihood estimators

Suppose thatX _n =(X ₁,...X _n) is a collection ofm-dimensional random vectorsX _i forming a stochastic process with a parameter . Let be the MLE of . We assume that a transformationA( ) of has thek-thorder Edgeworth expansion (k=2,3). IfA extinguishes the terms in the Edgeworth expansion up tok-th-order (k2), then we say thatA is thek-th-order normalizing transformation. In this paper, we elucidate thek-th-order asymptotics of the normalizing transformations. Some conditions forA to be thek-th-order normalizing transformation will be given. Our results are very general, and can be applied to the i.i.d. case, multivariate analysis and time series analysis. Finally, we also study thek-th-order asymptotics of a modified signed log likelihood ratio in terms of the Edgeworth approximation.Research supported by the Office of Naval Research Contract N00014-91-J-1020.     

Limites dégénérées de séries discrètes, formes automorphes et variétés de Griffiths–Schmid: le cas du groupe U (2, 1)

Let G be an inner anisotropic form of an unitary group of 3 variables over Q, such that G_RU(2,1), and be an automorphic representation of G(A) whose archimedean component is a degenerate limit of discrete series; such a never occurs in the cohomology (coherent or étale) of a Shimura variety. We show that however it does appear in the coherent cohomology of some line bundle over an associated Griffiths-Schmid variety. Moreover we study cup products between such cohomology classes and some other automorphic cohomology classes and we prove some non-vanishing results.     

Real R&amp;D options and optimal activation of two-dimensional random controls

We value investments under uncertainty with embedded optional costly controls (impulse-type with uncertain outcome) that capture managerial intervention for value enhancement and/or information acquisition (exploration, R&D, advertising, marketing research, etc). Implementing real option models but neglecting such embedded managerial actions can severely underestimate investment opportunities and lead to erroneous investment decisions. Optimal decisions are solutions to a maximization problem where the trade-off between the control's cost and the value added by such actions is explicitly taken into consideration. In this paper, we generalize such a methodology from one dealing with the special case of actions affecting only one state-variable, to one with actions that affect several. Asset values follow geometric Brownian motion or jump-diffusion processes with multiple generating sources of jumps. The Markov-chain numerical methodology we provide can handle sequential controls. Although we report the results with open-loop policies, the approach can be readily extended to accommodate dependency among the controls.     

Über diskontinuierliche Gruppen in lokal-kompakten Räumen

Ohne ZusammenfassungDie vorliegende Arbeit ist im wesentlichen identisch mit §. 1 meiner von der Naturwissenschaftlichen Fakultät der Universität Münster angenommenen Habilitationsschrif Automorphe Funktionen und Spektraltheorie.     

C 1 changes of variable: Beurling-Helson type theorem and Hörmander conjecture on Fourier multipliers

We prove that if aC ¹ smooth change of variable : generates a bounded composition operatorff° in the spaceA _p()=L ^p ,p2, then is linear (affine).We also prove that for a nonlinearC ¹ mapping , the norms of exponentialse ⁱ as Fourier multipliers inL ^p () tend to infinity (,||). In both results the condition C ¹ is sharp, it cannot be replaced by the Lipschitz condition.     

Two criteria of goodness-of-fit for Cauchy distributions based on characterizations

In this paper, we construct two criteria of goodness-of-fit for Cauchy distributions. These critiria are based on characterizations. The first characterization is due to Arnold, and the second one goes back to Ramachandran. The Bahadur efficiency for these criteria is found. Bibliography: 10 titles.Translated from Zapiski Nauchnykh Seminarov POMI, Vol. 294, 2002, pp. 139–146.This research was supported by the Russian Foundation for Basic Research, grant 01-01-00245, and by the Program Leading Scientific Schools, grant 00-15-96019.Translated by V. N. Sudakov.     

Quasifractional Approximants in the Theory of Composite Materials

We study the effective heat conductivity of regular arrays of perfectly conducting spheres embedded in a matrix with unit conductivity. Quasifractional approximants allow us to derive an approximate analytical solution, valid for all values of the spheres volume fraction [0, _max] (_max is the maximum volume fraction of a spheres). As a starting point we use a perturbation approach for 0 and an asymptotic solution for _max. Three different spatial arrangements of the spheres, simple cubic, body centred and face centred cubic arrays, are considered. Results obtained give a good agreement with numerical data.     

Existence of compatible families of proper regular conditional probabilities

Summary Let (, , ) be a perfect probability space with countably generated, and let IB be a family of sub--fields of . Under a countability condition on the family IB, I show that there exists a family {}_IB of regular conditional probabilities which are everywhere compatible. Under a more stringent condition on IB, I show that the can furthermore be chosen to be everywhere proper. It follows that in the Dobrushin-Lanford-Ruelle formulation of the statistical mechanics of classical lattice systems, every (perfect) probability measure is a Gibbs measure for some specification.Research supported in part by NSF PHY-78-23952NSF Predoctoral Fellow (1976–79) and Danforth Fellow (1979–81).     

On Upper and Lower Almost β-continuous Multifunctions

In this paper, the authors define a multifunction F : X Y to be upper (lower) almost -continuous if F+(V) (F- (V)) is -open in X for every regular open set V of Y. They obtain some characterizations and several properties concerning upper (lower) almost -continuous multifunctions.     

Contraction of Exterior Powers in Characteristic 2 and the Spin Module

Let K be a field of characteristic 2 and letV be a vector space of dimension 2m over K. Let f be a non-degenerate alternating bilinear form defined on V × V. The symplectic group Sp(2m, K) acts on the exterior powers ^k V for 0 k. 2m There is a contraction map defined on the exterior algebra , which commutes with the Sp(2m, K) action and satisfies ² = 0 and ( ^k V) ^k–1 V We prove that ( ^k V)= ker ^k–1 V except when k=m+2. In the exceptional case, ( ^m+2 V) has codimension 2^m in ker ^m V and we show that the quotient module ker ^m V/ ^m+2 V is a spin module for Sp(2m,K). When K is algebraically closed, we show that this spin module occurs with multiplicity 1 in ^m V and multiplicity 0 in all other components of V.