Failures of SCH and Level by Level Equivalence

We construct a model for the level by level equivalence between strong compactness and supercompactness in which below the least supercompact cardinal κ, there is a stationary set of cardinals on which SCH fails. In this model, the structure of the class of supercompact cardinals can be arbitrary.     

Universal partial indestructibility and strong compactness

For any ordinal δ, let λ_δ be the least inaccessible cardinal above δ. We force and construct a model in which the least supercompact cardinal κ is indestructible under κ‐directed closed forcing and in which every measurable cardinal δ < κ is < λ_δ strongly compact and has its < λ_δ strong compactness indestructible under δ‐directed closed forcing of rank less than λ_δ. In this model, κ is also the least strongly compact cardinal. We also establish versions of this result in which κ is the least strongly compact cardinal but is not supercompact. (© 2005 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Supercompactness and measurable limits of strong cardinals II: Applications to level by level equivalence

We construct models for the level by level equivalence between strong compactness and supercompactness in which for κ the least supercompact cardinal and δ ≤ κ any cardinal which is either a strong cardinal or a measurable limit of strong cardinals, 2^δ > δ ⁺ and δ is < 2^δ supercompact. In these models, the structure of the class of supercompact cardinals can be arbitrary, and the size of the power set of κ can essentially be made as large as desired. This extends and generalizes [5, Theorem 2] and [4, Theorem 4]. We also sketch how our techniques can be used to establish a weak indestructibility result. (© 2006 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Removing Laver functions from supercompactness arguments

We show how the use of a Laver function in the proof of the consistency, relative to the existence of a supercompact cardinal, of both the Proper Forcing Axiom and the Semiproper Forcing Axiom can be eliminated via the use of lottery sums of the appropriate partial orderings. (© 2005 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Forcing the Least Measurable to Violate GCH

Starting with a model for “GCH + k is k⁺ supercompact”, we force and construct a model for “k is the least measurable cardinal + 2^k = K⁺”. This model has the property that forcing over it with Add(k,k⁺⁺) preserves the fact k is the least measurable cardinal.     

Supercompactness and level by level equivalence are compatible with indestructibility for strong compactness

It is known that if are such that κ is indestructibly supercompact and λ is 2^λ supercompact, then level by level equivalence between strong compactness and supercompactness fails. We prove a theorem which points towards this result being best possible. Specifically, we show that relative to the existence of a supercompact cardinal, there is a model for level by level equivalence between strong compactness and supercompactness containing a supercompact cardinal κ in which κ’s strong compactness is indestructible under κ-directed closed forcing. The author’s research was partially supported by PSC-CUNY Grant 66489-00-35 and a CUNY Collaborative Incentive Grant.     

Indestructibility and stationary reflection

If κ < λ are such that κ is a strong cardinal whose strongness is indestructible under κ ‐strategically closed forcing and λ is weakly compact, then we show that A = {δ < κ | δ is a non‐weakly compact Mahlo cardinal which reflects stationary sets} must be unbounded in κ. This phenomenon, however, need not occur in a universe with relatively few large cardinals. In particular, we show how to construct a model where no cardinal is supercompact up to a Mahlo cardinal in which the least supercompact cardinal κ is also the least strongly compact cardinal, κ 's strongness is indestructible under κ ‐strategically closed forcing, κ 's supercompactness is indestructible under κ ‐directed closed forcing not adding any new subsets of κ, and δ is Mahlo and reflects stationary sets iff δ is weakly compact. In this model, no strong cardinal δ < κ is indestructible under δ ‐strategically closed forcing. It therefore follows that it is relatively consistent for the least strong cardinal κ whose strongness is indestructible under κ ‐strategically closed forcing to be the same as the least supercompact cardinal, which also has its supercompactness indestructible under κ ‐directed closed forcing not adding any new subsets of κ (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Identity crises and strong compactness III: Woodin cardinals

We show that it is consistent, relative to n ∈ ω supercompact cardinals, for the strongly compact and measurable Woodin cardinals to coincide precisely. In particular, it is consistent for the first n strongly compact cardinals to be the first n measurable Woodin cardinals, with no cardinal above the n^th strongly compact cardinal being measurable. In addition, we show that it is consistent, relative to a proper class of supercompact cardinals, for the strongly compact cardinals and the cardinals which are both strong cardinals and Woodin cardinals to coincide precisely. We also show how the techniques employed can be used to prove additional theorems about possible relationships between Woodin cardinals and strongly compact cardinals. The first author's research was partially supported by PSC-CUNY Grant 66489-00-35 and a CUNY Collaborative Incentive Grant.     

Tallness and level by level equivalence and inequivalence

We construct two models containing exactly one supercompact cardinal in which all non‐supercompact measurable cardinals are strictly taller than they are either strongly compact or supercompact. In the first of these models, level by level equivalence between strong compactness and supercompactness holds. In the other, level by level inequivalence between strong compactness and supercompactness holds. Each universe has only one strongly compact cardinal and contains relatively few large cardinals (© 2010 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Failures of GCH and the level by level equivalence between strong compactness and supercompactness

We force and obtain three models in which level by level equivalence between strong compactness and supercompactness holds and in which, below the least supercompact cardinal, GCH fails unboundedly often. In two of these models, GCH fails on a set having measure 1 with respect to certain canonical measures. There are no restrictions in all of our models on the structure of the class of supercompact cardinals. (© 2003 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Indestructible Weakly Compact Cardinals and the Necessity of Supercompactness for Certain Proof Schemata

We show that if the weak compactness of a cardinal is made indestructible by means of any preparatory forcing of a certain general type, including any forcing naively resembling the Laver preparation, then the cardinal was originally supercompact. We then apply this theorem to show that the hypothesis of supercompactness is necessary for certain proof schemata.     

Indestructibility under adding Cohen subsets and level by level equivalence

We construct a model for the level by level equivalence between strong compactness and supercompactness in which the least supercompact cardinal κ has its strong compactness indestructible under adding arbitrarily many Cohen subsets. There are no restrictions on the large cardinal structure of our model (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

Indestructibility and level by level equivalence and inequivalence

If κ < λ are such that κ is indestructibly supercompact and λ is 2^λ supercompact, it is known from [4] that

• {δ < κ | δ is a measurable cardinal which is not a limit of measurable cardinals and δ violates level by level equivalence between strong compactness and supercompactness}

must be unbounded in κ. On the other hand, using a variant of the argument used to establish this fact, it is possible to prove that if κ < λ are such that κ is indestructibly supercompact and λ is measurable, then

• {δ < κ | δ is a measurable cardinal which is not a limit of measurable cardinals and δ satisfies level by level equivalence between strong compactness and supercompactness}

must be unbounded in κ. The two aforementioned phenomena, however, need not occur in a universe with an indestructibly supercompact cardinal and sufficiently few large cardinals. In particular, we show how to construct a model with an indestructibly supercompact cardinal κ in which if δ < κ is a measurable cardinal which is not a limit of measurable cardinals, then δ must satisfy level by level equivalence between strong compactness and supercompactness. We also, however, show how to construct a model with an indestructibly supercompact cardinal κ in which if δ < κ is a measurable cardinal which is not a limit of measurable cardinals, then δ must violate level by level equivalence between strong compactness and supercompactness. (© 2007 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim)     

Indestructible strong compactness and level by level inequivalence

If are such that δ is indestructibly supercompact and γ is measurable, then it must be the case that level by level inequivalence between strong compactness and supercompactness fails. We prove a theorem which points to this result being best possible. Specifically, we show that relative to the existence of cardinals such that κ₁ is λ‐supercompact and λ is inaccessible, there is a model for level by level inequivalence between strong compactness and supercompactness containing a supercompact cardinal in which κ’s strong compactness, but not supercompactness, is indestructible under κ‐directed closed forcing. In this model, κ is the least strongly compact cardinal, and no cardinal is supercompact up to an inaccessible cardinal.     

Inner models with large cardinal features usually obtained by forcing

We construct a variety of inner models exhibiting features usually obtained by forcing over universes with large cardinals. For example, if there is a supercompact cardinal, then there is an inner model with a Laver indestructible supercompact cardinal. If there is a supercompact cardinal, then there is an inner model with a supercompact cardinal κ for which 2 ^κ ?=?κ ⁺, another for which 2 ^κ ?=?κ ⁺⁺ and another in which the least strongly compact cardinal is supercompact. If there is a strongly compact cardinal, then there is an inner model with a strongly compact cardinal, for which the measurable cardinals are bounded below it and another inner model W with a strongly compact cardinal κ, such that ${H^{V}_{\kappa^+} \subseteq {\rm HOD}^W}$ . Similar facts hold for supercompact, measurable and strongly Ramsey cardinals. If a cardinal is supercompact up to a weakly iterable cardinal, then there is an inner model of the Proper Forcing Axiom and another inner model with a supercompact cardinal in which GCH?+?V?=?HOD holds. Under the same hypothesis, there is an inner model with level by level equivalence between strong compactness and supercompactness, and indeed, another in which there is level by level inequivalence between strong compactness and supercompactness. If a cardinal is strongly compact up to a weakly iterable cardinal, then there is an inner model in which the least measurable cardinal is strongly compact. If there is a weakly iterable limit δ of <δ-supercompact cardinals, then there is an inner model with a proper class of Laver-indestructible supercompact cardinals. We describe three general proof methods, which can be used to prove many similar results.     

Indestructibility and measurable cardinals with few and many measures

If κ < λ are such that κ is indestructibly supercompact and λ is measurable, then we show that both A = {δ < κ | δ is a measurable cardinal which is not a limit of measurable cardinals and δ carries the maximal number of normal measures} and B = {δ < κ | δ is a measurable cardinal which is not a limit of measurable cardinals and δ carries fewer than the maximal number of normal measures} are unbounded in κ. The two aforementioned phenomena, however, need not occur in a universe with an indestructibly supercompact cardinal and sufficiently few large cardinals. In particular, we show how to construct a model with an indestructibly supercompact cardinal κ in which if δ < κ is a measurable cardinal which is not a limit of measurable cardinals, then δ must carry fewer than the maximal number of normal measures. We also, however, show how to construct a model with an indestructibly supercompact cardinal κ in which if δ < κ is a measurable cardinal which is not a limit of measurable cardinals, then δ must carry the maximal number of normal measures. If we weaken the requirements on indestructibility, then this last result can be improved to obtain a model with an indestructibly supercompact cardinal κ in which every measurable cardinal δ < κ carries the maximal number of normal measures. A. W. Apter’s research was partially supported by PSC-CUNY grants and CUNY Collaborative Incentive grants. In addition, the author wishes to thank the referee, for helpful comments, corrections, and suggestions which have been incorporated into the current version of the paper.     

An Easton theorem for level by level equivalence

We establish an Easton theorem for the least supercompact cardinal that is consistent with the level by level equivalence between strong compactness and supercompactness. In both our ground model and the model witnessing the conclusions of our theorem, there are no restrictions on the structure of the class of supercompact cardinals. We also briefly indicate how our methods of proof yield an Easton theorem that is consistent with the level by level equivalence between strong compactness and supercompactness in a universe with a restricted number of large cardinals. We conclude by posing some related open questions. (© 2005 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

How many normal measures can ℵ carry?

Relative to the existence of a supercompact cardinal with a measurable cardinal above it, we show that it is consistent for ?₁ to be regular and for ? to be measurable and to carry precisely τ normal measures, where τ ≥ ? is any regular cardinal. This extends the work of [2], in which the analogous result was obtained for ?_{ω +1} using the same hypotheses (© 2010 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)     

On the least strongly compact cardinal

We prove that under the assumption of a supercompact cardinal κ which is a limit of supercompact cardinals, for any increasing Σ₂ function φ the set {∂<κ:∂ is at least φ(∂) supercompact, is strongly compact, yet is not fully supercompact} is unbounded in κ. We then use ideas of Magidor to show that under the hypotheses of a supercompact cardinal which is a limit of supercompact cardinals it is consistent for the least strongly compact cardinal κ₀ to be at least φ(κ₀) supercompact yet not to be fully supercompact, where φ is again an increasing Σ₂ function which also meets certain other technical restrictions. The author wishes to thank Menachem Magidor for helpful conversations and suggestions in method which were used in the proof of Theorem 2.     

Level by level equivalence and strong compactness

We force and construct models in which there are non‐supercompact strongly compact cardinals which aren't measurable limits of strongly compact cardinals and in which level by level equivalence between strong compactness and supercompactness holds non‐trivially except at strongly compact cardinals. In these models, every measurable cardinal κ which isn't either strongly compact or a witness to a certain phenomenon first discovered by Menas is such that for every regular cardinal λ > κ, κ is λ strongly compact iff κ is λ supercompact. (© 2003 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim)