Organocatalysis applied to the ring‐opening polymerization of β‐lactones: A brief overview

Organocatalysis offers a number of prospects in the polymer community and presents advantages over metal based and bio‐organic methods. The use of organic molecules for performing chemical reactions is not a new concept, and any research into organocatalytic reactions builds on a respected history. Compared to the organocatalysis of large lactones, which began in the early 2000s, the examples presented here will demonstrate that few metal‐free initiating systems had been applied to β‐lactones well before the beginning of the current millennium. These metal‐free initiating systems present indisputable advantages over metal‐based processes. In the following paper, ring‐opening polymerizations (ROPs) of various β‐lactones for the preparation of poly(hydroxyalkanoate)s will be presented, as will the types of mechanisms involved, that is, zwitterionic and anionic, and cationic or supramolecular‐based ROPs. The advantages and drawbacks of the different technics will be discussed in the domain, which, for us, is important in the overall production of bioplastics. © 2019 Wiley Periodicals, Inc. J. Polym. Sci., Part A: Polym. Chem. 2019 , 57, 657–672     

Controlled ring‐opening polymerization of lactones and lactides

1,5‐dioxepan‐2‐one (DXO) is presented as a versatile component in biodegradable polymers for biomedical applications. Copolymerization of DXO and L‐lactide yielded a semi‐crystalline, yet flexible, material where the extent of crystallinity and erosion characteristics were controlled by an appropriate choice of copolymer composition. Crosslinked PDXO was polymerized as a novel biodegradable elastomer. The degradation behavior of these materials were explored in vitro. Microspheres from poly(DXO‐co‐L‐LA) were prepared and shown to be promising candidates for controlled release. The polymer composition and drug solubility provided effective means of controlling the drug delivery pattern.     

Polyester from dimethylketene and acetaldehyde: Direct copolymerization and β‐lactone ring‐opening polymerization

Two ways to obtain aliphatic polyesters (PEs) from dimethylketene and acetaldehyde were investigated. On the one hand, a direct anionic copolymerization was carried out in toluene at ?60 °C. The resulting polymer was mainly composed of PE units. On the other hand, a two‐step process involving the synthesis of 3,3,4‐trimethyl‐2‐oxetanone by [2+2] cycloaddition, followed by its ring‐opening polymerization, with various initiators and solvents, led to the expected PE. Molecular weights up to 9000 g mol^?1 (measured by nuclear magnetic resonance (NMR)), with narrow polydispersity around 1.2, were obtained. These polymers were found stable up to 274 °C under nitrogen and a broad and complex endothermic peak attributed to crystallinity was observed near 139 °C by differential scanning calorimetry (DSC). The crystallinity, measured by X‐ray diffraction, was close to 0.45. © 2011 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem, 2011     

Chemistry of 2‐oxazolines: A crossing of cationic ring‐opening polymerization and enzymatic ring‐opening polyaddition

Chemistry of 2‐oxazolines is involved in the polymer synthesis fields of cationic ring‐opening polymerization (CROP) and enzymatic ring‐opening polyaddition (EROPA), although both polymerizations look like a quite different class of reaction. The key for the polymerization to proceed is combination of the catalyst (initiator) and the design of monomers. This article describes recent developments in polymer synthesis via these two kinds of polymerizations to afford various functional polymers having completely different structures, poly(N‐acylethylenimine)s via CROP and 2‐amino‐2‐deoxy sugar unit‐containing oligo and polysaccharides via EROPA, respectively. From the viewpoint of reaction mode, an acid‐catalyzed ring‐opening polyaddition (ROPA) is considered to be a crossing where CROP and EROPA meet. © 2010 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 48: 1251–1270, 2010     

ε‐Caprolactone/ZnCl2 complex formation: Characterization and ring‐opening polymerization mechanism

ε‐Caprolactone (ε‐CL) has been mixed with ZnCl₂ at different mol ratios. The resulting complex was characterized through ¹H and ¹³C NMR spectroscopy in bulk and in solutions, differential scanning calorimetry (DSC), wide‐angle X‐ray diffraction (WAXD), and optical microscopy. Ring‐opening polymerization of ε‐caprolactone [M] using ZnCl₂ as an initiator [I] at different monomer/initiator ratios has been successfully performed in xylene. The molecular weight of poly(ε‐caprolactone) (PCL) as measured by gel permeation chromatografy (GPC) was found to depend linearly on the [M]/[I] ratio. Theoretical calculations were carried out to understand the geometry of the complex and the operating ring‐opening mechanism. Both experimental and computational results and the presence of methylene–chloride end group, confirmed by NMR, are in agreement with a coordination–insertion mechanism for the ring‐opening polymerization proposed in this article. © 2000 John Wiley & Sons, Inc. J Polym Sci A: Polym Chem 38: 1355–1365, 2000     

Functional syndiotactic poly(β‐hydroxyalkanoate)s via stereoselective ring‐opening copolymerization of rac‐β‐butyrolactone and rac‐allyl‐β‐butyrolactone

The copolymerization of racemic β‐butyrolactone (rac‐BL^Me) with racemic “allyl‐β‐butyrolactone” (rac‐BL^allyl) in toluene, catalyzed by the discrete amino‐alkoxy‐bis(phenolate) yttrium‐amido complex 1 , gave new poly(β‐hydroxyalkanoate)s with unsaturated side chains. The poly(BL^Me‐co‐BL^allyl) copolymers produced have a highly syndiotactic backbone structure (P_r = 0.80–0.84) with a random enchainment of monomer units, as evidenced by ¹³C NMR, and high molecular weight (M_n up to 58,000 g mol^?1) with a narrow polydispersity (M_w/M_n = 1.07–1.37), as determined by GPC. The comonomer incorporation (5–50 mol % rac‐BL^allyl) was a linear function of the feed ratio. The pendant vinyl bond of the side‐chains in those poly(BL^Me‐co‐BL^allyl) copolymers allowed the effective introduction of hydroxy or epoxy groups via dihydroxylation, hydroboration‐oxidation or epoxidation reactions. NMR studies indicated that all of these transformations proceed in an essentially quantitative conversion and do not affect the macromolecular architecture. Some thermal properties (T_m, ΔH_m, T_g) of the prepared polymers have been also evaluated. © 2009 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 47: 3177–3189, 2009     

Rare earth metal initiated ring‐opening polymerization of lactones

The progress in the synthesis of organolanthanide complexes supports the exploration of these compounds as initiators for ring‐opening polymerization (ROP) of lactones. The performance of these initiators in terms of yield, molecular weight, polydispersity, stereoregularity is affected by the ligands and by the oxidation state of the respective rare earth metals. Several initiators are known to initiate living polymerization of lactones with excellent polydispersities of the thus obtained polymers. Differences in the performance of the initiators are caused by differences in the initiation mechanism, chain growth mechanism, or side reactions. ROP of lactones was extended to block‐ and graft copolymerization with polylactones, polylactides, and polyolefins either by simply utilizing living polymer chain ends, by transformation of living polymer chain ends, or by usage of polyinitiators.     

Vinylic and ring‐opening metathesis polymerization of norbornene with bis(β‐ketoamine) cobalt complexes

Cobalt complexes 1 – 4 bearing N,O‐chelate ligands based on condensation products of 1‐phenyl‐3‐methyl‐4‐benzoyl‐5‐pyrazolone with aniline, o‐methylaniline, α‐naphthylamine, and p‐nitroaniline, respectively, were synthesized, and the structures of 1 and 4 were characterized by single‐crystal X‐ray diffraction analyses. The bis(β‐ketoamine) cobalt complexes could act as moderately active catalyst precursors for norbornene polymerization with the activation of methylaluminoxane. This catalytic reaction proceeded mainly through a vinyl‐type polymerization mechanism. ¹H NMR and IR showed that in all cases, a small amount of double bonds raised from ring‐opening metathesis polymerization (ROMP) was present in the polymerization products. The variation of the polymerization conditions affected the ROMP unit ratio in the polynorbornenes. © 2005 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 43: 5535–5544, 2005     

Phosphines: Nucleophilic organic catalysts for the controlled ring‐opening polymerization of lactides

A new metal‐free synthetic approach to the controlled ring‐opening polymerization (ROP) of lactide with nucleophilic phosphines as transesterification catalysts is described. P(Bu)₃, PhPMe₂, Ph₂PMe, PPh₃, and related phosphines are commercially available, inexpensive catalysts that generate narrowly dispersed polylactides with predictable molecular weights. These organic catalysts must be used in combination with an initiator, such as an alcohol, to generate an alcoholate ester α‐end group upon ROP. A likely polymerization pathway is through a monomer‐activated mechanism, with minimal active species, facilitating narrow molecular weight distributions. © 2002 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 40: 844–851, 2002; DOI 10.1002/pola.10168     

Efficient catalysts for ring‐opening polymerization of ε‐caprolactone and β‐butyrolactone: Synthesis and characterization of zinc complexes based on benzotriazole phenoxide ligands

A series of efficient zinc catalysts supported by sterically bulky benzotriazole phenoxide ( BTP ) ligands are synthesized and structurally characterized. The reactions of diethyl zinc (ZnEt₂) with ^CMe2PhBTP ‐H, ^t‐BuBTP ‐H, and ^TMClBTP ‐H yield monoadduct [(μ‐ BTP )ZnEt]₂ ( 1 – 3 ), respectively. Bisadduct complex [( ^t‐BuBTP )₂Zn] ( 4 ) results from treatment of ZnEt₂ with ^t‐BuBTP ‐H (2 equiv.) in toluene, but treatment of ^TMClBTP ‐H with ZnEt₂ in the same stoichiometric proportion in Et₂O produces five‐coordinated monomeric complex [( ^TMClBTP )₂Zn(Et₂O)] ( 5 ). The molecular structures of compounds 1 , 4 , and 5 are characterized by X‐ray crystal structure determinations. All complexes 1 – 5 are efficient catalysts for the ring‐opening polymerization of ε‐caprolactone (ε‐CL) in the presence of 9‐anthracenemethanol. Experimental results indicate that complex 3 exhibits the greatest activity with well‐controlled character among these complexes. The polymerizations of ε‐CL and β‐butyrolactone catalyzed by 3 are demonstrated in a “living” character with narrow polydispersity indices (monomer‐to‐initiator ratio in the range of 25–200, PDIs ≤ 1.10). The “immortal” character of 3 provides a way to synthesize as much as 16‐fold polymer chains of poly(ε‐CL) (PCL) with narrow PDI in the presence of a catalyst in a small proportion. The controlled fashion of complex 3 also enabled preparation of the PCL‐b‐poly(3‐hydroxybutyrate) copolymer. © 2011 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem, 2011     

Titanium complexes based on aminodiol ligands for the ring‐opening polymerization of ε‐caprolactone,rac‐β‐butyrolactone,and trimethylene carbonate

Several titanium complexes based on aminodiol ligands were tested as initiators for the ring‐opening polymerization (ROP) of ε‐caprolactone under solution and bulk conditions. All complexes were found to be efficient under both conditions. For bulk polymerization at 70 °C, high activities were observed (113.3–156.2 g_poly mmol_cat^?1 h^?1) together with controlled molar mass distribution. Kinetic studies revealed controlled polymerization, and the chain propagation was first order with respect to monomer conversion. One complex was also tested for the ROP of rac‐β‐butyrolactone and the end‐group analysis suggested that ring opening occurs through acyl‐oxygen bond cleavage via coordination–insertion mechanism. The microstructure analysis of polymer by ¹³C NMR indicates atactic polymer. Another complex was also found to be efficient initiator for the ROP of trimethylene carbonate under solution and bulk conditions. Again, end‐group analysis suggests coordination–insertion mechanism. © 2011 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem, 2011     

Enzymatic ring‐opening polymerization of ε‐caprolactone by Yarrowia lipolytica lipase in ionic liquids

Yarrowia lipolytica (YLL), Candida rugosa (CRL), and porcine pancreatic lipase (PPL) were employed successfully as catalysts in the enzymatic ring‐opening polymerization (ROP) of ε‐caprolactone in the presence of 1‐ethyl‐3‐methylimidazolium tetrafluoroborate ([EMIM][BF₄]), 1‐butyl‐3‐methylimidazolium tetrafluoroborate ([BMIM][BF₄]), 1‐butylpyridinium tetrafluoroborate ([BuPy][BF₄]), 1‐butylpyridinium trifluoroacetate ([BuPy][CF₃COO]), 1‐ethyl‐3‐methylimidazolium nitrate ([EMIM][NO₃]) ionic liquids. Poly(ε‐caprolactone)s (PCLs) with molecular weights (M_n) in the range of 300–9000 Da were obtained. ¹H‐ and ¹³C‐NMR analyses on PCLs formed by YLL, CRL, and PPL showed asymmetric telechelic α‐hydroxy‐ω‐carboxylic acid end groups. Differences between CP‐MAS and MAS spectra are observed and discussed in terms of morphology. MALDI‐TOF spectra show the formation of at least seven species. Differential scanning calorimetry (DSC) and Wide Angle X‐Ray Scattering (WAXS) results demonstrate the high degree of crystallinity present in all the polyesters. © 2009 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 47: 5792–5805, 2009     

A Novel Synthesis of γ,δ‐Unsaturated Aldehydes from α‐Formyl‐γ‐lactones

A preparatively useful one‐step transformation of γ,γ‐disubstituted α‐formyl‐γ‐lactones into trisubstituted γ,δ‐unsaturated aldehydes is described, by means of catalytic amounts of either AcOH or AcOEt in the vapor phase over a glass support. A mechanistic rationale is proposed.     

Controlled/living ring‐opening polymerization of ε‐caprolactone with salicylic acid as the organocatalyst

Ring‐opening polymerization (ROP) of ε‐caprolactone (CL) using salicylic acid (SAA) as the organocatalyst and benzyl alcohol as the initiator in bulk at 80 °C successfully proceeded to give a narrowly distributed poly(ε‐caprolactone) (PCL). In addition, 2‐hydroxyethyl methacrylate, propargyl alcohol, 6‐azido‐1‐hexanol, and methoxy poly(ethylene glycol) were also used as functional initiators. The ¹H NMR, SEC, and MALDI‐TOF MS measurements of the PCL clearly indicate the presence of the initiator residue at the chain end, implying that the SAA‐catalyzed ROP of CL was through the activated monomer mechanism. The kinetic experiments confirmed the controlled/living nature of the SAA‐catalyzed ROP of CL. Furthermore, the block copolymerization of CL and δ‐valerolactone successfully proceeded to give poly(ε‐caprolactone)‐block‐poly(δ‐valerolactone). © 2014 Wiley Periodicals, Inc. J. Polym. Sci., Part A: Polym. Chem. 2014 , 52, 1185–1192     

Monoaryloxo ytterbium(III) chlorides supported by β‐diketiminato ligands as novel initiators for the living ring‐opening polymerization of ε‐caprolactone

Ring‐opening polymerization of ε‐caprolactone (ε‐CL) was carried out using β‐diketiminato‐supported monoaryloxo ytterbium chlorides L¹Yb(OAr)Cl(THF) (1) [L¹ = N,N′‐bis(2,6‐dimethylphenyl)‐2,4‐pentanediiminato, OAr = 2,6‐di‐tert‐butylphenoxo‐], and L²Yb(OAr′)Cl(THF) (2) [L² = N,N′‐bis(2,6‐diisopropylphenyl)‐2,4‐pentanediiminato, OAr′ = 2,6‐di‐tert‐butyl‐4‐methylphenoxo‐], respectively, as single‐component initiator. The influence of reaction conditions, such as polymerization temperature, polymerization time, initiator, and initiator concentration, on the monomer conversion, molecular weight, and molecular weight distribution of the resulting polymers was investigated. Complex 1 was well characterized and its crystal structure was determined. Some features and kinetic behaviors of the CL polymerization initiated by these two complexes were studied. The polymerization rate is first order with respect to monomer. The M_n of the polymer increases linearly with the increase of the polymer yield, while polydispersity remained narrow and unchanged throughout the polymerization in a broad range of temperatures from 0 to 50 °C. The results indicated that the present system has a “living character”. © 2005 Wiley Periodicals, Inc. J Polym Sci Part A: Polym Chem 44: 1147–1152, 2006     

N,O‐chelate aluminum and zinc complexes: synthesis and catalysis in the ring‐opening polymerization of ε‐caprolactone

Reaction between 2‐(1H‐pyrrol‐1‐yl)benzenamine and 2‐hydroxybenzaldehyde or 3,5‐di‐tert‐butyl‐2‐hydroxybenzaldehyde afforded 2‐(4,5‐dihydropyrrolo[1,2‐a]quinoxalin‐4‐yl)phenol (HOL¹NH, 1a) or 2,4‐di‐tert‐butyl‐6‐(4,5‐dihydropyrrolo[1,2‐a]quinoxalin‐4‐yl)phenol (HOL²NH, 1b). Both 1a and 1b can be converted to 2‐(H‐pyrrolo[1,2‐a]quinoxalin‐4‐yl)phenol (HOL³N, 2a) and 2,4‐di‐tert‐butyl‐6‐(H‐pyrrolo[1,2‐a]quinoxalin‐4‐yl)phenol (HOL⁴N, 2b), respectively, by heating 1a and 1b in toluene. Treatment of 1b with an equivalent of AlEt₃ afforded [Al(Et₂)(OL²NH)] (3). Reaction of 1b with two equivalents of AlR₃ (R = Me, Et) gave dinuclear aluminum complexes [(AlR₂)₂(OL²N)] (R = Me, 4a; R = Et, 4b). Refluxing the toluene solution of 4a and 4b, respectively, generated [Al(R₂)(OL⁴N)] (R = Me, 5a; R = Et, 5b). Complexes 5a and 5b were also obtained either by refluxing a mixture of 1b and two equivalents of AlR₃ (R = Me, Et) in toluene or by treatment of 2b with an equivalent of AlR₃ (R = Me, Et). Reaction of 2a with an equivalent of AlMe₃ afforded [Al(Me₂)(OL³N)] (5c). Treatment of 1b with an equivalent of ZnEt₂ at room temperature gave [Zn(Et)(OL²NH)] (6), while reaction of 1b with 0.5 equivalent of ZnEt₂ at 40 °C afforded [Zn(OL²NH)₂] (7). Reaction of 1b with two equivalents of ZnEt₂ from room temperature to 60 °C yielded [Zn(Et)(OL⁴N)] (8). Compound 8 was also obtained either by reaction between 6 and an equivalent of ZnEt₂ from room temperature to 60 °C or by treatment of 2b with an equivalent of ZnEt₂ at room temperature. Reaction of 2b with 0.5 equivalent of ZnEt₂ at room temperature gave [Zn(OL⁴N)₂] (9), which was also formed by heating the toluene solution of 6. All novel compounds were characterized by NMR spectroscopy and elemental analyses. The structures of complexes 3, 5c and 6 were additionally characterized by single‐crystal X‐ray diffraction techniques. The catalysis of complexes 3, 4a, 5a–c, 6 and 8 toward the ring‐opening polymerization of ε‐caprolactone was evaluated. Copyright © 2008 John Wiley & Sons, Ltd.     

Nucleophilic aromatic substitution of methyl 3‐nitropyridine‐4‐carboxylate

The nitro group of methyl 3‐nitropyridine‐4‐carboxylate ( 1 ) has successfully been replaced by nitrogen, oxygen and sulphur nucleophiles by nucleophilic aromatic substitution to give the 3‐azido, 3‐methoxy, 3‐phenoxy and 3‐thiophenoxypyridine‐4‐carboxylates ( 2a — d ).     

Synthesis of new optically active α,α′,β‐trisubstituted‐β‐lactones as monomers for stereoregular biopolyesters

Various optically active (4R)‐alkyloxycarbonyl‐3,3‐dialkyl‐2‐oxetanones as monomers were synthesized from L‐(S)‐malic acid in six steps to prepare a new family of stereopolyesters for biomedical applications. The synthesis began with an esterification followed of a dialkylation in the aim to introduce hydrophobic groups as methyl or reactive group as allyl. Then, a saponification has permitted to obtain the corresponding diacids that reacted with appropriate alcohols to furnish different monoesters. The last and most important step was activation of hydroxyl group of monoesters with the asymmetric carbon configuration inversion according to the Mitsunobu reaction. Thus, this reaction has provided lactones from monoesters with 100% enantiomeric excess which was confirmed by ¹H NMR and by the synthesis of corresponding isotactic and semicrystalline homopolyesters. © 2015 Wiley Periodicals, Inc. J. Polym. Sci., Part A: Polym. Chem. 2015 , 53, 2586–2597