The S-matrix for abstract scattering systems

Let S() be the S-matrix at energy for an abstract scattering system. We derive a bound, in terms of the interaction, on integrals of the form h () S()- _HS ² d, where denotes the Hilbert-Schmidt norm.Supported by the Swiss National Science Foundation.     

Fractal drums and then-dimensional modified Weyl-Berry conjecture

In this paper, we study the spectrum of the Dirichlet Laplacian in a bounded (or, more generally, of finite volume) open set R ⁿ (n1) with fractal boundary of interior Minkowski dimension (n–1,n]. By means of the technique of tessellation of domains, we give the exact second term of the asymptotic expansion of the counting functionN() (i.e. the number of positive eigenvalues less than ) as +, which is of the form ^/2 times a negative, bounded and left-continuous function of . This explains the reason why the modified Weyl-Berry conjecture does not hold generally forn2. In addition, we also obtain explicit upper and lower bounds on the second term ofN().     

Quantum Ergodicity of Boundary Values of Eigenfunctions

Suppose that ⁿ is a bounded, piecewise smooth domain. We prove that the boundary values (Cauchy data) of eigenfunctions of the Laplacian on with various boundary conditions are quantum ergodic if the classical billiard map on the ball bundle B^*() is ergodic. Our proof is based on the classical observation that the boundary values of an interior eigenfunction , =² is an eigenfunction of an operator F_h on the boundary of with h=^–1. In the case of the Neumann boundary condition, F_h is the boundary integral operator induced by the double layer potential. We show that F_h is a semiclassical Fourier integral operator quantizing the billiard map plus a small remainder; the quantum dynamics defined by F_h can be exploited on the boundary much as the quantum dynamics generated by the wave group were exploited in the interior of domains with corners and ergodic billiards in the work of Zelditch-Zworski (1996). Novelties include the facts that F_h is not unitary and (consequently) the boundary values are equidistributed by measures which are not invariant under and which depend on the boundary conditions. Ergodicity of boundary values of eigenfunctions on domains with ergodic billiards was conjectured by S. Ozawa (1993), and was almost simultaneously proved by Gerard-Leichtnam (1993) in the case of convex C^1,1 domains (with continuous tangent planes) and with Dirichlet boundary conditions. Our methods seem to be quite different. Motivation to study piecewise smooth domains comes from the fact that almost all known ergodic domains are of this form.The first author was partially supported by an Australian Research Council Fellowship.The second author was partially supported by NSF grant #DMS-0071358 and DMS-0302518.     

Time evolution of infinite classical systems with singular,long range,two body interactions

Existence of dynamics for infinitely many hard-spheres inv dimensions is proven in a set of full equilibrium measure.Singular unbounded perturbations are considered with pair potentials diverging as (x – a)^–, >2 anda is the hard-core diameter. Long range forces are allowed with potentials decreasing at infinity asx , <v. The result corrects and generalizes a proof given in a previous paper by the same authors.Research partially supported by a CNR fellowship Posit. 204530.Research partially supported by a CNR fellowship.     

Extremal invariant states with a spectrum condition and Borchers' theorem

If the energy spectrum of an extremal invariant state is not the whole real line, it is shown that is either pure or uniquely decomposed into mutually disjoint pure states in the way that =^-1 F _{0 t} dt where is a pure state satisfying = with >0. Next we give a slightly generalized version of Borchers' theorem [1] on the innerness of some automorphism group of a von Neumann algebra with a spectrum condition.     

Geometry and combinatorics of Julia sets of real quadratic maps

For real a correspondence is made between the Julia setB forz(z–)², in the hyperbolic case, and the set of-chains±(±(±..., with the aid of Cremer's theorem. It is shown how a number of features ofB can be understood in terms of-chains. The structure ofB is determined by certain equivalence classes of-chains, fixed by orders of visitation of certain real cycles; and the bifurcation history of a given cycle can be conveniently computed via the combinatorics of-chains. The functional equations obeyed by attractive cycles are investigated, and their relation to-chains is given. The first cascade of period-doubling bifurcations is described from the point of view of the associated Julia sets and-chains. Certain Julia sets associated with the Feigenbaum function and some theorems of Lanford are discussed.Supported by NSF grant No. MCS-8104862.Supported by NSF grant No. MCS-8203325.     

The asymmetric contact process on a finite set

The contact process onZ has one phase transition; let _c be the critical value at which the transition occurs. Let _N be the extinction time of the contact process on {0,...,N}. Durrett and Liu (1988), Durrett and Schonmann (1988), and Durrett, Schonmann, and Tanaka (1989) have respectively proved that the subcritical, supercritical, and critical phases can be characterized using a large finite system (instead ofZ) in the following way. There are constants ₁() and ₂() such that if < _c , lim _{N N} /logN = 1/₁(); if > _c , lim _N log _N /N = ₂(); if = _c , lim _{N N} /N= and lim _{N N} /N ⁴=0 in probability. In this paper we consider the asymmetric contact process onZ when it has two distinct critical values _c1< _c2. The arguments of Durrett and Liu and of Durrett and Schonmann hold for < _c1 and > _c2. We show that for [ _c1< _c2), lim _{N N} /N=-1/, (where _i is an edge speed) and for = _c2, lim _N log _N /logN=2 in probability.     

Fractional noise

Fractional noiseN(t),t 0, is a stochastic process for every , and is defined as the fractional derivative or fractional integral of white noise. For = 1 we recover Brownian motion and for = 1/2 we findf ^–1-noise. For 1/2 1, a superposition of fractional noise is related to the fractional diffusion equation.     

On the invariant sets of a family of quadratic maps

The Julia setB for the mappingz (z–)² is considered, where is a complex parameter. For 2 a new upper bound for the Hausdorff dimension is given, and the monic polynomials orthogonal with respect to the equilibrium measure onB are introduced. A method for calculating all of the polynomials is provided, and certain identities which obtain among coefficients of the three-term recurrence relations are given. A unifying theme is the relationship betweenB and -chains ± (± (± ...), which is explored for –1/42 and for with ||1/4, with the aid of the Böttcher equation. ThenB is shown to be a Hölder continuous curve for ||<1/4.Supported by NSF Grant MCS-8104862Supported by NSF Grant MCS-8002731     

Spectral asymptotics for the Schrödinger operator with potential which steadies at infinity

We consider the discrete spectrum of the selfadjoint Schrödinger operatorA _h =–h ² +V defined inL ²(^m) with potentialV which steadies at infinity, i.e.V(x)=g+|x|^– f(1+o(1)) as |x| for>0 and some homogeneous functionsg andf of order zero. Let _h (),0, be the total multiplicity of the eigenvalues ofA _h smaller thanM–, M being the minimum value ofg over the unit sphereS ^m–1 (hence,M coincides with the lower bound of the essential spectrum ofA _h ). We study the asymptotic behaviour of ₁() as0, or of _h () ash0, the number0 being fixed. We find that these asymptotics depend essentially on the structure of the submanifold ofS ^m–1, where the functiong takes the valueM, and generically are nonclassical, i.e. even as a first approximation (2) ^m _h () differs from the volume of the set {(x, )^2m:h ²||²+V(x)<M–}.Partially supported by Contract No. 52 with the Ministry of Culture, Science and Education     

Mean-Field Critical Behavior for the Contact Process

The contact process is a model of spread of an infectious disease. Combining with the result of ref. 1, we prove that the critical exponents take on the mean-field values for sufficiently high dimensional nearest-neighbor models and for sufficiently spread-out models with d>4:()– _c as _c and ()( _c–)^–1 as _c, where () and () are the spread probability and the susceptibility of the infection respectively, and _c is the critical infection rate. Our results imply that the upper critical dimension for the contact process is at most 4.     

Massive spin-two particle in a gravitational field

The spin-two particle is described by a symmetric tensorh subject to the subsidiary conditionsh = h =0. Their covariant generalization and the wave equation have been obtained directly from the Eulerian variational equations by algebraic methods only. In addition to the tensor fieldh a symmetric third-rank tensor = as well as a vector fieldA have been added, neither of which enter in the final result. The Lagrangian function is taken as a linear sum of all combinations which can be constructed from these functions, as well as terms involving the curvature tensor and its two possible contractions. Variation with respect toh , andA independently gives the Euler equations. Combining the various trace equations and choice of arbitrary constants yields the subsidiary conditions, while the Euler equations themselves give the connection between the auxiliary functions and the tensorh as well as the generalization of the wave equationD D h + 2R h -R h -R h +g R h +Rh =m ² h Finally, variation with respect tog yields the energy-momentum tensor.     

Energy level crossings in quantum mechanics

From the eigenvalue equationH \ _n () =E _n ()\ _n () withH H ₀ +V one can derive an autonomous system of first order differential equations for the eigenvaluesE _n () and the matrix elementsV _mn () where is the independent variable. To solve the dynamical system we need the initial valuesE _n ( = 0) and \ _n ( = 0). Thus one finds the motion of the energy levelsE _n (). We discuss the question of energy level crossing. Furthermore we describe the connection with the stationary state perturbation theory. The dependence of the survival probability as well as some thermodynamic quantities on is derived. This means we calculate the differential equations which these quantities obey. Finally we derive the equations of motion for the extended caseH =H ₀ +V ₁ + ² V ₂ and give an application to a supersymmetric Hamiltonian.     

Calculation and optimization of parameters of radiating distributed feedback structures

A simple method is suggested for calculation of reflection, radiation and transmission coefficients for the distributed feedback structure in the second diffraction order. The method is based on a slight difference between coefficients of reflectionR and radiationI of the surface wave for = (where is the light wavelength corresponding to a precise resonance for the grating length I) and those for =_l (where _l is the light wavelength corresponding to the resonance for the finite grating length). The simplicity of the method makes it possible to use it for optimization of the distributed feedback structure by a number of parameters. The technique can be used in the case of thin-film and diffused waveguides for both TE and TM modes.     

Soliton mass and surface tension in the (λ|Ø|4)2 quantum field model

The spectrum of the mass operator on the soliton sectors of the anisotropic (|ø|⁴)₂—and the (ø⁴)₂—quantum field models in the two phase region is analyzed. It is proven that, for small enough >0, the mass gapm _s() on the soliton sector is positive, andm _s()=0(^–1). This involves estimatingm _s() from below by a quantity () analogous to the surface tension in the statistical mechanics of two dimensional, classical spin systems and then estimating () by methods of Euclidean field theory. In principle, our methods apply to any two dimensional quantum field model with a spontaneously broken, internal symmetry group.A Sloan Foundation Fellow; Research supported in part by the U.S. National Science Foundation under Grant No. MPS 75-11864.Supported in part by the National Science Foundation under Grant No. PHY 76-17191     

A solvable model exhibiting a glass-like transition

A nonlinear equation of motion of an overdamped oscillator exhibiting a glass-like transition at a critical coupling constant _c is presented and solved exactly. Below _c , in the fluid phase, the oscillator coordinatex(t) decays to zero, while above _c , in the amorphous phase, it decays to a nonzero infinite time limit. Near _c the motion is slowed down by a nonlinear feedback mechanism andx(t) decays exponentially to its long time limit with a relaxation time diverging as (1 – / _c )^–3/2 and (/ _c –1)^–1 for < _c and > _c respectively. At _c x(t) exhibits a power law decay proportional tot ^– with exponent -1/2.     

Absolutely continuous invariant measures for one-parameter families of one-dimensional maps

Given a one-parameter familyf (x) of maps of the interval [0, 1], we consider the set of parameter values for whichf has an invariant measure absolutely continuous with respect to Lebesgue measure. We show that this set has positive measure, for two classes of maps: i)f (x)=f(x) where 0<4 andf(x) is a functionC ³-near the quadratic mapx(1–x), and ii)f (x)=f(x) (mod 1) wheref isC ³,f(0)=f(1)=0 andf has a unique nondegenerate critical point in [0, 1].     

A relation between a.c. spectrum of ergodic Jacobi matrices and the spectra of periodic approximants

We study ergodic Jacobi matrices onl ²(Z), and prove a general theorem relating their a.c. spectrum to the spectra of periodic Jacobi matrices, that are obtained by cutting finite pieces from the ergodic potential and then repeating them. We apply this theorem to the almost Mathieu operator: (H _{, ,} u)(n)=u(n+1)+u(n–1)+ cos(2n+)u(n), and prove the existence of a.c. spectrum for sufficiently small , all irrational 's, and a.e. . Moreover, for 0<2 and (Lebesgue) a.e. pair , , we prove the explicit equality of measures: |_ac|=||=4 –2.Work partially supported by the US-Israel BSF     

Zero measure spectrum for the almost Mathieu operator

We study the almost Mathieu operator: (H _{, ,} u)(n)=u(n+1)+u(n-1)+ cos (2n+)u(n), onl ² (Z), and show that for all ,, and (Lebesgue) a.e. , the Lebesgue measure of its spectrum is precisely |4–2|. In particular, for ||=2 the spectrum is a zero measure cantor set. Moreover, for a large set of irrational 's (and ||=2) we show that the Hausdorff dimension of the spectrum is smaller than or equal to 1/2.Work partially supported by the GIF     

Trapping and cascading of eigenvalues in the large coupling limit

We consider eigenvaluesE of the HamiltonianH =–+V+W,W compactly supported, in the limit. ForW0 we find monotonic convergence ofE to the eigenvalues of a limiting operatorH (associated with an exterior Dirichlet problem), and we estimate the rate of convergence for 1-dimensional systems. In 1-dimensional systems withW0, or withW changing sign, we do not find convergence. Instead, we find a cascade phenomenon, in which, as , each eigenvalueE stays near a Dirichlet eigenvalue for a long interval (of lengthO( )) of the scaling range, quickly drops to the next lower Dirichlet eigenvalue, stays there for a long interval, drops again, and so on. As a result, for most large values of the discrete spectrum ofH is close to that ofE , but when reaches a transition region, the entire spectrum quickly shifts down by one. We also explore the behavior of several explicit models, as .Max Kade Foundation FellowPartially supported by USNSF under Grant DMS-8416049On leave of absence from Department of Mathematics and Statistics, Case Western Reserve University, Cleveland, OH 44106, USA. Partially supported by USNSF under Grant DMS-8620231 and the Case Institute of Technology, RIG