Self-consistent, constrained linear-combination-of-atomic-potentials approach to quantum mechanics

Variational fitting gives a stationary linear-combination of atomic potentials (LCAP) approximation to the Kohn-Sham (KS) potential, V. That potential is central to density-functional theory because it generates all orbitals, occupied as well as virtual. Perturbation theory links two self-consistent field (SCF) calculations that differ by the perturbation. Using the same variational LCAP methods and basis sets in the two SCF calculations gives precise KS potentials for each order. Variational V perturbation theory, developed herein through second order, gives stationary potentials at each order and stationary even-order perturbed energies that precisely link the two SCF calculations. Iterative methods are unnecessary because the dimension of the matrix that must be inverted is the KS basis size, not the number of occupied times virtual orbitals of coupled-perturbed methods. With variational perturbation theory, the precision of derivatives and the fidelity of the LCAP KS potential are not related. Finite differences of SCF calculations allow the precision of analytic derivatives from double-precision code to be verified to roughly seven significant digits. For a simple functional, the fourth derivatives of the energy and the first and second derivative of the KS potentials with respect to orbital occupation are computed for a standard set of molecules and basis sets, with and without constraints on the fit to the KS potential. There is no significant difference between the constrained and unconstrained calculations.     

Third-order energy derivative corrections to the Kohn-Sham orbital hardness tensor

The third term in the Taylor expansion of the total energy functional around the number of electronsN is evaluated as the second-order derivative of orbital Kohn-Sham energies with respect to orbital occupancy. Present approach is an extension of an efficient algorithm to compute densityfunctional based orbital reactivity indices. Various energy derivatives used to approximate orbital reactivity indices are defined within the space spanned by the orbital occupation numbers and the Kohn-Sham one-electron energies. The third-order energy functional derivative has to be considered for singular hardness tensor ([η]). On the contrary, this term has negligible influence on the reactivity index values for atomic or molecular systems with positively defined hardness tensors. In this context, stability of a system in equilibrium state estimated through the eigenvalues of [η] is discussed. Numerical illustration of the Kohn-Sham energy functional derivatives in orbital resolution up to the third order is shown for benchmark molecules such as H₂O, H₂S, and OH⁻.     

A comparative analysis of Hartree-Fock and Kohn-Sham orbital energies

Hartree-Fock and Kohn-Sham orbital energies, the latter computed with several different exchange/correlation functionals, are compared and analyzed for 12 molecules. The Kohn-Sham energies differ significantly from experimental ionization energies, but by amounts that are, for a given molecule and exchange/correlation functional, roughly the same for all of the valence orbitals. With the exchange/correlation functionals used, the energy of the highest occupied Kohn-Sham orbital does not approximate the corresponding ionization potential any better than do the other orbital energies. Received: 24 October 1997 / Accepted 31 October 1997     

Koopmans-like approximation in the Kohn-Sham method and the impact of the frozen core approximation on the computation of the reactivity parameters of the density functional theory

A Koopmans-like approximation is introduced in the spin-polarized version of the Kohn-Sham (KS) density functional theory to obtain a relation between KS orbital energies and vertical ionization potential and electron affinity. Expressions for reactivity indexes (like electronegativity, hardness, electrophilicity, and excitation energies) include KS frontier orbital energies and additional contributions associated with the self-interaction correction. Those reactivity parameters were computed with different exchange-correlation functionals to test the approach for a set of small molecules. The results show that the present approximation provides a better way to estimate hardness, electronegativity, and electrophilicity than just the use of frontier orbital energy values. However KS HOMO and LUMO energy gap gives a better agreement with excitation energies.     

Efficient evaluation of analytic vibrational frequencies in Hartree-Fock and density functional theory for periodic nonconducting systems

We report a method for the efficient evaluation of analytic energy second derivatives with respect to in-phase nuclear coordinate displacements within Hartree-Fock and Kohn-Sham density functional theories using Gaussian orbitals and periodic boundary conditions. The use of an atomic orbital formulation for all computationally challenging steps allows us to adapt the direct space fast multipole method for the Coulomb-type infinite summations. Our implementation also exploits the local character of the exact Hartree-Fock exchange in nonconducting systems. Exchange-correlation contributions are computed using extensive screening and fast numerical quadratures. We benchmark our scheme for in-phase vibrational frequencies of a trans-polyacetylene chain, a two-dimensional boron nitride sheet, and bulk diamond with the 6-31G** basis set and various density functionals. A study of computational scaling with the size of the unit cell for trans-polyacetylene reveals subquadratic scaling for our scheme.     

Density functional LCAO calculations for solids: Comparison among Hartree–Fock,DFT local density approximation,and DFT generalized gradient approximation structural properties

In this article, the results of a recently implemented DFT a posteriori and Kohn-Sham (KS ) linear combination of atomic orbital computational scheme for solids are presented. The equilibrium lattice parameters, bulk moduli, and lattice energies are calculated for eight crystallized systems. Local density approximation (LDA ) and generalized gradient approximation (GCA ) functionals and potentials are used. The maps of the Hartree-Fock (HF ) and Ks electronic densities and band structures are depicted. The KS results confirm the trend of the a posteriori scheme. Very good agreement between calculated and experimental lattice energies has been found for GGA potentials. © 1995 John Wiley & Sons, Inc.     

Relation between exchange-only optimized potential and Kohn-Sham methods with finite basis sets, and effect of linearly dependent products of orbital basis functions

Recently, Staroverov, Scuseria, and Davidson [J. Chem. Phys. 124, 141103 (2006)] presented examples of exchange-only optimized effective potential (xOEP) calculations that yield exactly the Hartree-Fock (HF) total energy. Here, building on their work, arguments showing under which conditions xOEP methods, with finite basis sets, do or do not yield the HF ground state energy but a higher one, are given. While the orbital products of a complete basis are linearly dependent, the HF ground state energy can only be obtained via a finite basis set xOEP scheme in the case that all products of occupied and unoccupied orbitals emerging from the employed orbital basis set are linearly independent of each other. Further, exchange potentials leading to the HF ground state energy likely exhibit unphysical oscillations and do not represent a Kohn-Sham (KS) exchange potential as a functional derivative of the exchange energy. These findings appear to explain the seemingly paradoxical results of Staroverov et al. that certain finite basis set xOEP calculations lead to the HF ground state energy despite the fact that within a real space (or complete basis) representation, the xOEP ground state energy is always higher than the HF energy. Moreover, independent of whether or not the occupied and unoccupied orbital products are linearly dependent, it is shown that finite basis set xOEP methods only represent exact exchange-only (EXX) KS methods, i.e., proper density-functional methods, if the orbital basis set and the auxiliary basis set representing the exchange potential are balanced to each other, i.e., if the orbital basis is comprehensive enough for a given auxiliary basis. Otherwise xOEP methods do not represent EXX KS methods and yield unphysical exchange potentials. The question whether a xOEP method properly represents a KS method with an exchange potential that is a functional derivative of the exchange energy is related to the problem of the definition of local multiplicative operators in finite basis representations. Plane wave calculations for bulk silicon illustrate the findings of this work.     

The dispersion interaction between quantum mechanics and effective fragment potential molecules

A method for calculating the dispersion energy between molecules modeled with the general effective fragment potential (EFP2) method and those modeled using a full quantum mechanics (QM) method, e.g., Hartree-Fock (HF) or second-order perturbation theory, is presented. C(6) dispersion coefficients are calculated for pairs of orbitals using dynamic polarizabilities from the EFP2 portion, and dipole integrals and orbital energies from the QM portion of the system. Dividing by the sixth power of the distance between localized molecular orbital centroids yields the first term in the commonly employed London series expansion. A C(8) term is estimated from the C(6) term to achieve closer agreement with symmetry adapted perturbation theory values. Two damping functions for the dispersion energy are evaluated. By using terms that are already computed during an ordinary HF or EFP2 calculation, the new method enables accurate and extremely rapid evaluation of the dispersion interaction between EFP2 and QM molecules.     

Excited state geometry optimizations by analytical energy gradient of long-range corrected time-dependent density functional theory

An analytical excitation energy gradient of long-range corrected time-dependent density functional theory (LC-TDDFT) is presented. This is based on a previous analytical TDDFT gradient formalism, which avoids solving the coupled-perturbed Kohn-Sham equation for each nuclear degree of freedom. In LC-TDDFT, exchange interactions are evaluated by combining the short-range part of a DFT exchange functional with the long-range part of the Hartree-Fock exchange integral. This LC-TDDFT gradient was first examined by calculating the excited state geometries and adiabatic excitation energies of small typical molecules and a small protonated Schiff base. As a result, we found that long-range interactions play a significant role even in valence excited states of small systems. This analytical LC-TDDFT gradient was also applied to the investigations of small twisted intramolecular charge transfer (TICT) systems. By comparing with calculated ab initio multireference perturbation theory and experimental results, we found that LC-TDDFT gave much more accurate absorption and fluorescence energies of these systems than those of conventional TDDFTs using pure and hybrid functionals. For optimized excited state geometries, LC-TDDFT provided fairly different twisting and wagging angles of these small TICT systems in comparison with conventional TDDFT results.     

Bonding in C2 and Be2: Broken symmetry and correlation in DFT solutions

Summary The solution of both Hartree-Fock (HF) and Kohn-Sham (KS) equations is based on the variational principle. Exact wavefunctions would obey the same symmetry restrictions contained in the total hamiltonian. However, the variational principle does not guarantee these symmetry restrictions and the HF and KS solutions are not necessarily symmetric in spin and space. Spatial and spin symmetry broken solutions with lower energies than their restricted analogues are examined for C₂ and Be₂, in the context of the KS formalism. Comparison with UHF solutions shows that KS instabilities are far less pronounced. The main differences between HF and KS solutions are related to effects of electron correlation.     

Analytical Hessian of electronic excited states in time-dependent density functional theory with Tamm-Dancoff approximation

We present the analytical expression and computer implementation for the second-order energy derivatives of the electronic excited state with respect to the nuclear coordinates in the time-dependent density functional theory (TDDFT) with Gaussian atomic orbital basis sets. Here, the Tamm-Dancoff approximation to the full TDDFT is adopted, and therefore the formulation process of TDDFT excited-state Hessian is similar to that of configuration interaction singles (CIS) Hessian. However, due to the replacement of the Hartree-Fock exchange integrals in CIS with the exchange-correlation kernels in TDDFT, many quantitative changes in the derived equations are arisen. The replacement also causes additional technical difficulties associated with the calculation of a large number of multiple-order functional derivatives with respect to the density variables and the nuclear coordinates. Numerical tests on a set of test molecules are performed. The simulated excited-state vibrational frequencies by the analytical Hessian approach are compared with those computed by CIS and the finite-difference method. It is found that the analytical Hessian method is superior to the finite-difference method in terms of the computational accuracy and efficiency. The numerical differentiation can be difficult due to root flipping for excited states that are close in energy. TDDFT yields more exact excited-state vibrational frequencies than CIS, which usually overestimates the values.     

Direct perturbation theory in terms of energy derivatives: scalar-relativistic treatment up to sixth order

A formulation of sixth-order direct perturbation theory (DPT) to treat relativistic effects in quantum-chemical calculations is presented in the framework of derivative theory. Detailed expressions for DPT6 are given at the Hartree-Fock level in terms of the third derivative of the energy with respect to the relativistic perturbation parameter defined as λ(rel)=c(-2). They were implemented for the computation of scalar-relativistic energy corrections. The convergence of the scalar-relativistic DPT expansion is studied for energies and first-order properties such as dipole moment and electric-field gradient within the series of the hydrogen halides (HX, X = F, Cl, Br, I, and At). Comparison with spin-free Dirac-Coulomb calculations indicates that the DPT series exhibits a smooth and monotonic convergence. The rate of convergence, however, depends on the charge of the involved nuclei and significantly slows down for heavy-element compounds.     

Density-functional theory with effective potential expressed as a direct mapping of the external potential: applications to atomization energies and ionization potentials

In this paper the authors further develop and apply the direct-mapping density functional theory to calculations of the atomization energies and ionization potentials. Single-particle orbitals are determined by solving the Kohn-Sham [Phys. Rev. A. 140, 1133 (1965)] equations with a local effective potential expressed in terms of the external potential. A two-parametric form of the effective potential for molecules is proposed and equations for optimization of the parameters are derived using the exchange-only approximation. Orbital-dependent correlation functional is derived from the second-order perturbation theory in its Moller-Plesset-type zeroth-order approximation based on the Kohn-Sham orbitals and orbital energies. The total atomization energies and ionization potentials computed with the second-order perturbation theory were found to be in agreement with experimental values and benchmark results obtained with ab initio wave mechanics methods.     

Role of Hartree-Fock and Kohn-Sham orbitals in the basis set superposition error for systems linked by hydrogen bonds

In this work the effect of the basis set superposition error (BSSE) is explored with the counterpoise method on the occupied and unoccupied Hartree-Fock (HF) and Kohn-Sham (KS) orbitals. Three different systems linked by hydrogen bonds, H(2)O...FH, H(2)O...H(2)O, and H(2)O...CFH(3), were studied by using the basis set families cc-pVXZ and aug-cc-pVXZ (X = D, T, Q). The basis sets were tested with the HF method and two approximations for the exchange-correlation functional of KS: a generalized gradient approximation and a hybrid approach. In addition to these methods, the second-order M?ller-Plesset perturbation theory, MP2, was considered. It was found that the presence of the "ghost" basis set affects the orbitals in two ways: (1) The occupied KS orbitals are more sensitive to the presence of this "ghost" basis set than the occupied HF orbitals. For this reason the BSSE observed in HF is less than that obtained with KS. (2) The unoccupied HF orbitals are more sensitive to the presence of the "ghost" basis set than their corresponding occupied orbitals. Because the MP2 method uses both, occupied and unoccupied HF orbitals, to compute the total energy, the contribution of the BSSE is bigger than that obtained with HF or KS methodologies.     

Direct perturbation theory in terms of energy derivatives: fourth-order relativistic corrections at the Hartree-Fock level

In this work, the quantum-chemical treatment of relativistic effects by means of direct perturbation theory is extended from its lowest order, DPT2, to the next higher order, DPT4. The required theory is given in terms of energy derivatives with the DPT4 energy correction defined as the corresponding second derivative with respect to the relativistic perturbation parameter λ(rel) = c(2) and c as the speed of light. To facilitate the implementation in standard quantum-chemical program packages, a general formulation of DPT starting from a nonrelativistic Lagrangian is developed, thereby expanding both wave function and operators in terms of λ(rel). The corresponding expressions, which incorporate in an additive manner scalar-relativistic and spin-orbit contributions, are given at the Hartree-Fock level and have been implemented in the CFOUR program package using the available analytic second-derivative techniques. The accuracy of the DPT4 corrections at the HF level is investigated by comparison with rigorous four-component calculations. Scalar-relativistic and spin-orbit contributions are analyzed individually and the importance of the various terms to those corrections is discussed. Furthermore, the basis-set dependence of the computed DPT4 corrections is investigated.     

Intermolecular potentials based on symmetry-adapted perturbation theory with dispersion energies from time-dependent density-functional calculations

Recently, three of us have proposed a method [Phys. Rev. Lett. 91, 33201 (2003)] for an accurate calculation of the dispersion energy utilizing frequency-dependent density susceptibilities of monomers obtained from time-dependent density-functional theory (DFT). In the present paper, we report numerical calculations for the helium, neon, water, and carbon dioxide dimers and show that for a wide range of intermonomer separations, including the van der Waals and short-range repulsion regions, the method provides dispersion energies with accuracies comparable to those that can be achieved using the current most sophisticated wave-function methods. If the dispersion energy is combined with (i) the electrostatic and first-order exchange interaction energies as defined in symmetry-adapted perturbation theory (SAPT) but computed using monomer Kohn-Sham (KS) determinants, and (ii) the induction energy computed using the coupled KS static response theory, (iii) the exchange-induction and exchange-dispersion energies computed using KS orbitals and orbital energies, the resulting method, denoted by SAPT(DFT), produces very accurate total interaction potentials. For the helium dimer, the only system with nearly exact benchmark values, SAPT(DFT) reproduces the interaction energy to within about 2% at the minimum and to a similar accuracy for all other distances ranging from the strongly repulsive to the asymptotic region. For the remaining systems investigated by us, the quality of the SAPT(DFT) interaction energies is so high that these energies may actually be more accurate than the best available results obtained with wave-function techniques. At the same time, SAPT(DFT) is much more computationally efficient than any method previously used for calculating the dispersion and other interaction energy components at this level of accuracy.     

The spin-unrestricted molecular Kohn-Sham solution and the analogue of Koopmans's theorem for open-shell molecules

Spin-unrestricted Kohn-Sham (KS) solutions are constructed from accurate ab initio spin densities for the prototype doublet molecules NO(2), ClO(2), and NF(2) with the iterative local updating procedure of van Leeuwen and Baerends (LB). A qualitative justification of the LB procedure is given with a "strong" form of the Hohenberg-Kohn theorem. The calculated energies epsilon(isigma) of the occupied KS spin orbitals provide numerical support to the analogue of Koopmans' theorem in spin-density functional theory. In particular, the energies -epsilon(ibeta) of the minor spin (beta) valence orbitals of the considered doublet molecules correspond fairly well to the experimental vertical ionization potentials (VIPs) I(i) (1) to the triplet cationic states. The energy -epsilon(Halpha) of the highest occupied (spin-unpaired) alpha orbital is equal to the first VIP I(H) (0) to the singlet cationic state. In turn, the energies -epsilon(ialpha) of the major spin (alpha) valence orbitals of the closed subshells correspond to a fifty-fifty average of the experimental VIPs I(i) (1) and I(i) (0) to the triplet and singlet states. For the Li atom we find that the exact spin densities are represented by a spin-polarized Kohn-Sham system which is not in its ground state, i.e., the orbital energy of the lowest unoccupied beta spin orbital is lower than that of the highest occupied alpha spin orbital ("a hole below the Fermi level"). The addition of a magnetic field in the -z direction will shift the beta levels up so as to restore the Aufbau principle. This is an example of the nonuniqueness of the mapping of the spin density on the KS spin-dependent potentials discussed recently in the literature. The KS potentials may no longer go to zero at infinity, and it is in general the differences nu(ssigma)( infinity )-epsilon(isigma) that can be interpreted as (averages of) ionization energies. In total, the present results suggest the spin-unrestricted KS theory as a natural one-electron independent-particle model for interpretation and assignment of the experimental photoelectron spectra of open-shell molecules.     

Localized exchange-correlation potential from second-order self-energy for accurate Kohn-Sham energy gap

A local Kohn-Sham (KS) exchange-correlation potential is derived by localizing the second-order self-energy operator, using approximations to the linear response Sham-Schlüter equation. Thanks to the use of the resolution-of-identity technique for the calculation of the self-energy matrix elements, the method is very efficient and can be applied to large systems. The authors investigate the KS energy gaps and lowest excitation energies of atoms and small- and medium-size molecules. Reference KS energy gaps (from accurate densities) of atoms and small molecules can be reproduced with great accuracy. For larger systems they found that the KS energy gap is smaller than the one obtained from the local-density approximation, showing the importance of an ab initio correlation in the Kohn-Sham potential.