Schrödinger Operators and the Zeros of Their Eigenfunctions

In n-dimensional Euclidean space let us be given an infinitely differentiable real valued function V that is bounded below. We associate with the formal operator that sends a complex valued function ψ into −div(grad ψ) + V ψ a uniquely defined self adjoint operator which we will denote by −Δ + V.     

Concentration of Eigenvalues for Skew-Shift Schr?dinger Operators

I analyze the microscopic behavior of the eigenvalues of skew-shift Schr?dinger operators, and show that their statistics must resemble the one of the Anderson model rather than the one of quasi-periodic Schr?dinger operators.     

Regularity of the Rotation Number for the One-Dimensional Time-Continuous Schr?dinger Equation

Starting from results already obtained for quasi-periodic co-cycles in $SL(2, \mathbb R),$ we show that the rotation number of the one-dimensional time-continuous Schr?dinger equation with Diophantine frequencies and a small analytic potential has the behavior of a $\frac{1}{2}-$ H?lder function. We give also a sub-exponential estimate of the length of the gaps which depends on its label given by the gap-labeling theorem.     

Perturbations of Magnetic Schrödinger Operators

We study Schrödinger operators H(a, V): = (P – a)² + V acting in L ²(³). We assume that the magnetic field B = rot a may be decomposed as B = B ⁰ + B, where B ⁰ is a very general field having constant direction. The perturbations B and V will be small in a certain sense in the direction of B ⁰, but in the orthogonal plane they may even grow for certain fields B ⁰. Commutator methods are used to derive spectral properties of H(a, V).     

Unique Continuation Principle for Spectral Projections of Schrödinger Operators and Optimal Wegner Estimates for Non-ergodic Random Schrödinger Operators

We prove a unique continuation principle for spectral projections of Schrödinger operators. We consider a Schrödinger operator H = ?Δ + V on ${{\rm L}^2(\mathbb{R}^d)}$ L 2 ( R d ) , and let H _Λ denote its restriction to a finite box Λ with either Dirichlet or periodic boundary condition. We prove unique continuation estimates of the type χ _I (H _Λ ) W χ _I (H _Λ ) ≥ κ χ _I (H _Λ ) with κ > 0 for appropriate potentials W ≥ 0 and intervals I. As an application, we obtain optimal Wegner estimates at all energies for a class of non-ergodic random Schrödinger operators with alloy-type random potentials (‘crooked’ Anderson Hamiltonians). We also prove optimal Wegner estimates at the bottom of the spectrum with the expected dependence on the disorder (the Wegner estimate improves as the disorder increases), a new result even for the usual (ergodic) Anderson Hamiltonian. These estimates are applied to prove localization at high disorder for Anderson Hamiltonians in a fixed interval at the bottom of the spectrum.     

A Liouville-type Theorem for Schrödinger Operators

In this paper we prove a sufficient condition, in terms of the behavior of a ground state of a symmetric critical operator P ₁, such that a nonzero subsolution of a symmetric nonnegative operator P ₀ is a ground state. Particularly, if P _j : = ?Δ + V _j , for j = 0,1, are two nonnegative Schrödinger operators defined on \(\Omega\subseteq \mathbb{R}^d\) such that P ₁ is critical in Ω with a ground state φ, the function \(\psi\nleq 0\) is a subsolution of the equation P ₀ u = 0 in Ω and satisfies \(\psi_+\leq C\varphi\) in Ω, then P ₀ is critical in Ω and \(\psi\) is its ground state. In particular, \(\psi\) is (up to a multiplicative constant) the unique positive supersolution of the equation P ₀ u = 0 in Ω. Similar results hold for general symmetric operators, and also on Riemannian manifolds.     

Inverse Spectral Problems for Schrödinger Operators

In this article we find some explicit formulas for the semi-classical wave invariants at the bottom of the well of a Schrödinger operator. As an application of these new formulas for the wave invariants, we improve the inverse spectral results proved by Guillemin and Uribe in [GU]. They proved that under some symmetry assumptions on the potential V(x), the Taylor expansion of V(x) near a non-degenerate global minimum can be recovered from the knowledge of the low-lying eigenvalues of the associated Schrödinger operator in \({\mathbb R^n}\) . We prove similar inverse spectral results using fewer symmetry assumptions. We also show that in dimension 1, no symmetry assumption is needed to recover the Taylor coefficients of V(x).     

Fluctuation of Density of States for 1d Schrödinger Operators

We consider the 1d Schrödinger operator with random decaying potential and compute the 2nd term asymptotics of the density of states, which shows substantial differences between the cases \(\alpha > \frac{1}{2}\), \(\alpha < \frac{1}{2}\) and \(\alpha = \frac{1}{2}\).     

Tunneling Estimates for Magnetic Schrödinger Operators

We study the behavior of eigenfunctions in the semiclassical limit for Schr?dinger operators with a simple well potential and a (non-zero) constant magnetic field. We prove an exponential decay estimate on the low-lying eigenfunctions, where the exponent depends explicitly on the magnetic field strength. Received: 30 March 1998 / Accepted: 1 May 1998     

Estimates for Eigenvalues of Schrödinger Operators with Complex-Valued Potentials

New estimates for eigenvalues of non-self-adjoint multi-dimensional Schrödinger operators are obtained in terms of L_p-norms of the potentials. The results cover and improve those known previously, in particular, due to Frank (Bull Lond Math Soc 43(4):745–750, 2011), Safronov (Proc Am Math Soc 138(6):2107–2112, 2010), Laptev and Safronov (Commun Math Phys 292(1):29–54, 2009). We mention the estimations of the eigenvalues situated in the strip around the real axis (in particular, the essential spectrum). The method applied for this case involves the unitary group generated by the Laplacian. The results are extended to the more general case of polyharmonic operators. Schrödinger operators with slowly decaying potentials and belonging to weak Lebesgue’s classes are also considered.     

Asymptotic Number of Scattering Resonances for Generic Schrödinger Operators

Let ?Δ + V be the Schrödinger operator acting on ${L^2(\mathbb{R}^d,\mathbb{C})}$ with ${d\geq 3}$ odd. Here V is a bounded real or complex function vanishing outside the closed ball of center 0 and of radius a. Let n _V (r) denote the number of resonances of ?Δ + V with modulus ≤  r. We show that if the potential V is generic in a sense of pluripotential theory then $$n_V(r)=c_d a^dr^d+ O(r^{d-{3\over 16}+\epsilon}) \quad \mbox{as } r \to \infty$$ for any ε > 0, where c _d is a dimensional constant.     

Generic Continuous Spectrum for Ergodic Schrödinger Operators

We consider families of discrete Schrödinger operators on the line with potentials generated by a homeomorphism on a compact metric space and a continuous sampling function. We introduce the concepts of topological and metric repetition property. Assuming that the underlying dynamical system satisfies one of these repetition properties, we show using Gordon’s Lemma that for a generic continuous sampling function, the set of elements in the associated family of Schrödinger operators that have no eigenvalues is large in a topological or metric sense, respectively. We present a number of applications, particularly to shifts and skew-shifts on the torus.     

A New Estimate for the Groundstate Energy of Schrödinger Operators

A new estimate for the groundstate energy of Schrödinger operators on L²(ⁿ) (n 1) is presented. As a corollary, it is shown that the groundstate energy of the Schrödinger operator with a scalar potential V is more than the classical lower bound ess.inf_x__V(x) if V is essentially bounded from below in a certain manner (enhancement of the groundstate energy due to quantization). As an application, it is proven that the groundstate energy of the Hamiltonian of the hydrogen-like atom is enhanced under a class of perturbations given by scalar potentials (vanishing at infinity).     

On the Inverse Resonance Problem for Schrödinger Operators

We consider Schrödinger operators on [0, ∞) with compactly supported, possibly complex-valued potentials in L ¹([0, ∞)). It is known (at least in the case of a real-valued potential) that the location of eigenvalues and resonances determines the potential uniquely. From the physical point of view one expects that large resonances are increasingly insignificant for the reconstruction of the potential from the data. In this paper we prove the validity of this statement, i.e., we show conditional stability for finite data. As a by-product we also obtain a uniqueness result for the inverse resonance problem for complex-valued potentials.     

Dispersive Estimates for Schrödinger Operators in Dimension Two

We prove L¹(²)L(²) for the two-dimensional Schrödinger operator –+V with the decay rate t^–1. We assume that zero energy is neither an eigenvalue nor a resonance. This condition is formulated as in the recent paper by Jensen and Nenciu on threshold expansions for the two-dimensional resolvent.The author was partially supported by the NSF grant DMS-0300081 and a Sloan Fellowship     

Singular Density of States Measure for Subshift and Quasi-Periodic Schrödinger Operators

Simon’s subshift conjecture states that for every aperiodic minimal subshift of Verblunsky coefficients, the common essential support of the associated measures has zero Lebesgue measure. We disprove this conjecture in this paper, both in the form stated and in the analogous formulation of it for discrete Schrödinger operators. In addition we prove a weak version of the conjecture in the Schrödinger setting. Namely, under some additional assumptions on the subshift, we show that the density of states measure, a natural measure associated with the operator family and whose topological support is equal to the spectrum, is singular. We also consider one-frequency quasi-periodic Schrödinger operators with continuous sampling functions and show that generically, the density of states measure is singular as well.     

New Trace Formulas in Terms of Resonances for Three-Dimensional Schrödinger Operators

We consider the Schrödinger operator ?Δ+V (x) in L²(R³) with a real shortrange (integrable) potential V. Using the associated Fredholm determinant, we present new trace formulas, in particular, on expressed in terms of resonances and eigenvalues only. We also derive expressions of the Dirichlet integral, and the scattering phase. The proof is based on a change of view the point for the above mentioned problems from that of operator theory to that of complex analytic (entire) function theory.     

Eigenvalue Estimates for Schrödinger Operators with Complex Potentials

We discuss properties of eigenvalues of non-self-adjoint Schrödinger operators with complex-valued potential V. Among our results are estimates of the sum of powers of imaginary parts of eigenvalues by the L ^p -norm of \({{\Im{V}}}\).