Random Quadratic Forms and the Bootstrap for U-Statistics

We study the bootstrap distribution for U-statistics with special emphasis on the degenerate case. For the Efron bootstrap we give a short proof of the consistency using Mallows′ metrics. We also study the i.i.d. weighted bootstrap [formula] where (X_i) and (ξ_i) are two i.i.d. sequences, independent of each other and where Eξ_i = 0, Var(ξ_i) = 1. It turns out that, conditionally given (X_i), this random quadratic form converges weakly to a Wiener-Ito double stochastic integral ∫¹₀ ∫¹₀h(F⁻¹(x), F⁻¹(y)) dW(x) dW(y). As a by-product we get an a.s. limit theorem for the eigenvalues of the matrix H_n=((1/n)h(X_i, X_j))_{1 ≤ i, j ≤ n}.     

On the spectral function of the Poisson–Voronoi cells

Denote by (t)=∑_n1e^−λ_nt, t>0, the spectral function related to the Dirichlet Laplacian for the typical cell of a standard Poisson–Voronoi tessellation in . We show that the expectation E(t), t>0, is a functional of the convex hull of a standard d-dimensional Brownian bridge. This enables us to study the asymptotic behaviour of E(t), when t→0⁺,+∞. In particular, we prove that the law of the first eigenvalue λ₁ of satisfies the asymptotic relation lnP{λ₁t}−2^dω_dj_(d−2)/2^d·t^−d/2 when t→0⁺, where ω_d and j_(d−2)/2 are respectively the Lebesgue measure of the unit ball in and the first zero of the Bessel function J_(d−2)/2.     

A full-invariant theorem and some applications

Let (X,τ₁) and (Y,τ₂) be two Hausdorff locally convex spaces with continuous duals X′ and Y′, respectively, L(X,Y) be the space of all continuous linear operators from X into Y, K(X,Y) be the space of all compact operators of L(X,Y). Let WOT and UOT be the weak operator topology and uniform operator topology on K(X,Y), respectively. In this paper, we characterize a full-invariant property of K(X,Y); that is, if the sequence space λ has the signed-weak gliding hump property, then each λ-multiplier WOT-convergent series ∑_iT_i in K(X,Y) must be λ-multiplier convergent with respect to all topologies between WOT and UOT if and only if each continuous linear operator T :(X,τ₁)→(λ^β,σ(λ^β,λ)) is compact. It follows from this result that the converse of Kalton's Orlicz–Pettis theorem is also true.     

L∞-upper bound of L2-projections onto splines at a geometric mesh

For an integer k 1 and a geometric mesh (qⁱ)_−∞^∞ with q ε (0, ∞), let M_i,k(x): = k[q^{i + k}](· − x)₊^{k − 1}, N_i,k(x): = (q^{i + k} − qⁱM_i,k(x)/k, and let A_k(q) be the Gram matrix (∝M_i,kN_j,k)_i,jεz. It is known that A_k(q)⁻¹_∞ is bounded independently of q. In this paper it is shown that A_k(q)⁻¹_∞ is strictly decreasing for q in [1, ∞). In particular, the sharp upper bound and lower bound for A_k (q)⁻¹ are obtained: for all q ε (0, ∞).     

The Discrete Spectrum in the Spectral Gaps of Semibounded Operators with Non-sign-definite Perturbations

Given two self-adjoint operators A and V = V₊  − V₋ , we study the motion of the eigenvalues of the operator A(t) = A − tV as t increases. Let α > 0 and let λ be a regular point for A. We consider the quantities N₊ (V; λ, α), N₋ (V; λ, α), and N₀(V; λ, α) defined as the number of eigenvalues of the operator A(t) that pass point λ from the right to the left, from the left to the right, or change the direction of their motion exactly at point λ, respectively, as t increases from 0 to α > 0. We study asymptotic characteristics of these quantities as α → ∞. In the present paper, the results obtained previously [O. L. Safronov, Comm. Math. Phys.193 (1998), 233–243] are extended and given new applications to differential operators.     

Multi-Resolution Analysis of Multiplicity d: Applications to Dyadic Interpolation

This paper studies the Multi-Resolution Analyses of multiplicity d (d *), that is, the families (V_n)_n of closed subspaces in ²( ) such that V_n V_{n + 1}, V_{n + 1} = DV_n, where Dƒ(x) = ƒ(2x), and such that there exists a Riesz basis for V₀ of the form {φ_i(· − k), i = 1, . . . , d,k }, with φ₁, . . . , φ_d V₀. Using the Fourier transform, we prove that (λ) = ^t[ ₁(λ), . . . , _d(λ)] = H(λ/2) (λ/2), where H is in the set _d of continuous 1-periodic functions taking values in (d, ). If d = 1, the definition corresponds to the standard Multi-Resolution Analyses, and one can characterize the regular 1-periodic complex-valued functions H (called, then, scaling filters) which yield a Multi-Resolution Analysis. In this paper, we generalize this study to d ≥ 2 by giving conditions on H _d so that there exists = ^t[ ₁, . . . , _d] in ²( , ^d) solution of (λ) = H(λ/2) (λ/2), and so that the integer translates of φ₁, . . . , φ_d form a Riesz family. Then, the latter span the space V₀ of a Multi-Resolution Analysis of multiplicity d. We show that the conditions on H focus on the zeros of det H(·) and on simple spectral hypotheses for the operator P_H defined on _d by P_HF(λ) = H(λ/2)F(λ/2)H(λ/2)* + H(λ/2 + 1/2)F(λ/2 + 1/2)H(λ/2 + 1/2)*. Finally, we explore connections with the order r dyadic interpolation schemes, where r *.     

A generalization of the Weinstein-Moser theorems on periodic orbits of a Hamiltonian system near an equilibrium

We study the Hamiltonian system (HS) where H ε C² ( ^2N, ) satisfies H (0) = 0, H′ (0) = 0 and the quadratic form ) is non-degenerate. We fix τ₀ > 0 and assume that ²N E F decomposes into linear subspaces E and F which are invariant under the flow associated to the linearized system (LHS) = JH″ (0) x and such that each solution of (LHS) in E is τ₀-periodic whereas no solution of (LHS) in F − 0 is τ₀-periodic. We write σ(τ₀) = σ_Q(τ₀) for the signature of the quadratic form Q restricted to E. If σ(τ₀) ≠ 0 then there exist periodic solutions of (HS) arbitrarily close to 0. More precisely we show, either there exists a sequence x_k → 0 of τ_k-periodic orbits on the energy level H⁻¹ (0) with τ_k → τ₀; or for each λ close to 0 with λσ(τ₀) > 0 the energy level H⁻¹ (λ) contains at least distinct periodic orbits of (HS) near 0 with periods near τ₀. This generalizes a result of Weinstein and Moser who assumed QE to be positive definite.     

Maximum likelihood estimation of a change-point in the distribution of independent random variables: General multiparameter case

In a sequence ofn independent random variables the pdf changes fromf(x, 0) tof(x, 0 + δv_n⁻¹) after the firstnλ variables. The problem is to estimateλ (0, 1 ), where 0 and δ are unknownd-dim parameters andv_n → ∞ slower thann^1/2. Let_n denote the maximum likelihood estimator (mle) ofλ. Analyzing the local behavior of the likelihood function near the true parameter values it is shown under regularity conditions that ifn_n²(− λ) is bounded in probability asn → ∞, then it converges in law to the timeT_(δjδ)^1/2 at which a two-sided Brownian motion (B.M.) with drift1/2(δ′Jδ)^1/2ton(−∞, ∞) attains its a.s. unique minimum, whereJ denotes the Fisher-information matrix. This generalizes the result for small change in mean of univariate normal random variables obtained by Bhattacharya and Brockwell (1976,Z. Warsch. Verw. Gebiete37, 51–75) who also derived the distribution ofT_μ forμ > 0. For the general case an alternative estimator is constructed by a three-step procedure which is shown to have the above asymptotic distribution. In the important case of multiparameter exponential families, the construction of this estimator is considerably simplified.     

Uniform Estimates for a Class of Evolution Equations

L^∞ estimates are derived for the oscillatory integral ∫⁺₀^∞e^{−i(xλ + (1/m) tλm)}a(λ) dλ, where 2 ≤ m and (x, t) × ₊. The amplitude a(λ) can be oscillatory, e.g., a(λ) = e^{it (λ)} with (λ) a polynomial of degree ≤ m − 1, or it can be of polynomial type, e.g., a(λ) = (1 + λ)^k with 0 ≤ k ≤ (m − 2). The estimates are applied to the study of solutions of certain linear pseudodifferential equations, of the generalized Schrödinger or Airy type, and of associated semilinear equations.     

Second-order linearity of the general signed-rank statistic

Let X₁,…, X_n be i.i.d. random variables symmetric about zero. Let R_i(t) be the rank of |X_i − tn^−1/2| among |X₁ − tn^−1/2|,…, |X_n − tn^−1/2| and T_n(t) = Σ_{i = 1}ⁿφ((n + 1)⁻¹R_i(t))sign(X_i − tn^−1/2). We show that there exists a sequence of random variables V_n such that sup_{0 ≤ t ≤ 1} |T_n(t) − T_n(0) − tV_n| → 0 in probability, as n → ∞. V_n is asymptotically normal.     

Boundary effects on convergence rates for Tikhonov regularization

We consider the Tikhonov regularizer f_λ of a smooth function f ε H^2m[0, 1], defined as the solution (see [1]) to We prove that if f^(j)(0) = f^(j)(1) = 0, J = m, …, k < 2m − 1, then ¦f − f_λ¦_j² Rλ^{(2k − 2j + 3)/2m}, J = 0, …, m. A detailed analysis is given of the effect of the boundary on convergence rates.     

A note on the largest eigenvalue of a large dimensional sample covariance matrix

Let {v_ij; i, J = 1, 2, …} be a family of i.i.d. random variables with E(v₁₁⁴) = ∞. For positive integers p, n with p = p(n) and p/n → y > 0 as n → ∞, let M_n = (1/n) V_n V_n^T , where V_n = (v_ij)_{1 ≤ i ≤ p, 1 ≤ j ≤ n}, and let λ_max(n) denote the largest eigenvalue of M_n. It is shown that a.s. This result verifies the boundedness of E(v₁₁⁴) to be the weakest condition known to assure the almost sure convergence of λ_max(n) for a class of sample covariance matrices.     

Strong limit theorems for quasi-orthogonal random fields

This is a systematic and unified treatment of a variety of seemingly different strong limit problems. The main emphasis is laid on the study of the a.s. behavior of the rectangular means ζ_mn = 1/(λ₁(m) λ₂(n)) Σ_i=1^m Σ_k=1ⁿ X_ik as either max{m, n} → ∞ or min{m, n} → ∞. Here {X_ik: i, k ≥ 1} is an orthogonal or merely quasi-orthogonal random field, whereas {λ₁(m): m ≥ 1} and {λ₂(n): n ≥ 1} are nondecreasing sequences of positive numbers subject to certain growth conditions. The method applied provides the rate of convergence, as well. The sufficient conditions obtained are shown to be the best possible in general. Results on double subsequences and 1-parameter limit theorems are also included.     

Pointwise bounds on eigenfunctions and wave packets in N-body quantum systems. VI. Asymptotics in the two-cluster region

We study the asymptotic behavior of the ground-state wave function of multiparticle quantum systems without statistics in that region of configuration space where the particles break up into two well-defined clusters very far apart. One example of our results is the following: consider a system of N particles moving in three dimensions with rotationally invariant two-body potentials which are bounded and have compact support. Let D = C₁,C₂ be a partition into two clusters so that H(C₁) and H(C₂) have discrete ground states η₁ and η₂ of energy ε₁ and ε₂. Suppose that Σ = ε₁ + ε₂ = inf σ_ess(H) and that H has a discrete ground state of energy E. Let ζ₁and ζ₂ denote internal coordinates for the clusters C₁ and c₂ and let R be the difference of the centers of mass of the clusters. Let μ = M₁M₂/M₁ + M₂with M_i the mass of clusters C_i and define k by k²/2m = Σ-E. Then as R → a8 with ¦ζ_i¦ bounded, we prove that (ζ₁,ζ₂, R) = cη(ζ₁)η(ζ₂)e^−kRR⁻¹(1+O(e^−γR)) for some γ, c > 0. We prove weaker conclusions under weaker hypotheses, including results in the atomic case.     

A functional model for the tensor product of level 1 highest and level −1 lowest modules for the quantum affine algebra

Let V(Λ_i) (resp., V(−Λ_j)) be a fundamental integrable highest (resp., lowest) weight module of . The tensor product V(Λ_i)V(−Λ_j) is filtered by submodules , n≥0, n≡i−j mod 2, where v_iV(Λ_i) is the highest vector and is an extremal vector. We show that F_n/F_n+2 is isomorphic to the level 0 extremal weight module V(n(Λ₁−Λ₀)). Using this we give a functional realization of the completion of V(Λ_i)V(−Λ_j) by the filtration (F_n)_n≥0. The subspace of V(Λ_i)V(−Λ_j) of -weight m is mapped to a certain space of sequences (P_n,l)_{n≥0,n≡i−jmod2,n−2l=m}, whose members P_n,l=P_n,l(X₁,…,X_lz₁,…,z_n) are symmetric polynomials in X_a and symmetric Laurent polynomials in z_k, with additional constraints. When the parameter q is specialized to , this construction settles a conjecture which arose in the study of form factors in integrable field theory.     

Existence of three solutions for a class of elliptic eigenvalue problems

In this paper, we consider a problem of the type −Δu = λ(f(u) + μg(u)) in Ω, u¦∂Ω = 0, where Ω Rⁿ is an open-bounded set, f, g are continuous real functions on R, and λ, μ ε R. As an application of a new approach to nonlinear eigenvalues problems, we prove that, under suitable hypotheses, if ¦μ¦ is small enough, then there is some λ > 0 such that the above problem has at least three distinct weak solutions in W₀^1,2(Ω).     

On the solvability in Hilbert space of certain nonlinear operator equations depending on parameters

The equation (*) Au − λTu + μCu = f is studied in a real separable Hilbert space H. Here, λ, μ > 0 are fixed constants and f ε H is fixed. The operators A: D H → H, C: D H → H are monotone and compact, respectively, where D denotes a closed ball in H. The operator T: H → H is linear, compact, self-adjoint and positive-definite. Degree-theoretic arguments are used for the existence of solutions of (*) and extensions of recent results of Kesavan are established. For example, it is shown, under additional assumptions, that there exists a constant μ₀ > 0 such that (*) is solvable for all μ μ₀ and all λ ε R.     

MULTIPLE SOLUTIONS FOR SCHR(O)DINGER EQUATIONS WITH MAGNETIC FIELD

The authors consider the semilinear SchrSdinger equation
-△Au＋Vλ（x）u= Q（x）｜u｜γ-2u in R^N,
where 1 〈 γ 〈 2＊ and γ≠ 2, Vλ= V^＋ -λV^-. Exploiting the relation between the Nehari manifold and fibrering maps, the existence of nontrivial solutions for the problem is discussed.     

Matrices dont deux lignes quelconque coïncident dans un nombre donne de positions communes

Le nombre maximal de lignes de matrices seront désignées par:

1. (a) R(k, λ) si chaque ligne est une permutation de nombres 1, 2,…, k et si chaque deux lignes différentes coïncide selon λ positions;

2. (b) S⁰(k, λ) si le nombre de colonnes est k et si chaque deux lignes différentes coïncide selon λ positions et si, en plus, il existe une colonne avec les éléments y₁, y₂, y₃, ou y₁ = y₂ ≠ y₃;

3. (c) T⁰(k, λ) si c'est une (0, 1)-matrice et si chaque ligne contient k unités et si chaque deux lignes différentes contient les unités selon λ positions et si, en plus, il existe une colonne avec les éléments 1, 1, 0.

La fonction T⁰(k, λ) était introduite par Chvátal et dans les articles de Deza, Mullin, van Lint, Vanstone, on montrait que T⁰(k, λ) max(λ + 2, (k − λ)² + k − λ + 1). La fonction S⁰(k, λ) est introduite ici et dans le Théorème 1 elle est étudiée analogiquement; dans les remarques 4, 5, 6, 7 on donne les généralisations de problèmes concernant T⁰(k, λ), S⁰(k, λ), dans la remarque 9 on généralise le problème concernant R(k, λ). La fonction R(k, λ) était introduite et étudiée par Bolton. Ci-après, on montre que R(k, λ) S⁰(k, λ) T⁰(k, λ) d'où découle en particulier: R(k, λ) λ + 2 pour λ k + 1 − (k + 2)^1/2; R(k, λ) = 0(k²) pour k − λ = 0(k); R(k, λ) (k − 1)² − (k + 2) pour k 1191.     

Long time behaviour for generalized complex Ginzburg–Landau equation

In this paper, the two-dimensional generalized complex Ginzburg–Landau equation (CGL)

u_t=ρu−Δφ(u)−(1+iγ)Δu−νΔ²u−(1+iμ)|u|^2σu+αλ₁(|u|²u)+β(λ₂)|u|²