Donsker-type theorems for nonparametric maximum likelihood estimators

Let ${\mathcal{P}}$ be a nonparametric probability model consisting of smooth probability densities and let ${\hat{p}_{n}}$ be the corresponding maximum likelihood estimator based on n independent observations each distributed according to the law ${\mathbb{P}}$ . With $\hat{\mathbb{P}}_{n}$ denoting the measure induced by the density ${\hat{p}_{n}}$ , define the stochastic process ${\hat{\nu}}_{n}: f\longmapsto \sqrt{n} \int fd({\hat{\mathbb{P}}}_{n} -\mathbb{P})$ where f ranges over some function class ${\mathcal{F}}$ . We give a general condition for Donsker classes ${\mathcal{F}}$ implying that the stochastic process $\hat{\nu}_{n}$ is asymptotically equivalent to the empirical process in the space ${\ell ^{\infty }(\mathcal{F})}$ of bounded functions on ${ \mathcal{F}}$ . This implies in particular that $\hat{\nu}_{n}$ converges in law in ${\ell ^{\infty }(\mathcal{F})}$ to a mean zero Gaussian process. We verify the general condition for a large family of Donsker classes ${\mathcal{ F}}$ . We give a number of applications: convergence of the probability measure ${\hat{\mathbb{P}}_{n}}$ to ${\mathbb{P}}$ at rate ${\sqrt{n}}$ in certain metrics metrizing the topology of weak(-star) convergence; a unified treatment of convergence rates of the MLE in a continuous scale of Sobolev-norms; ${\sqrt{n}}$ -efficient estimation of nonlinear functionals defined on ${\mathcal{P}}$ ; limit theorems at rate ${\sqrt{n}}$ for the maximum likelihood estimator of the convolution product ${\mathbb{P\ast P}}$ .     

On Suborbital Graphs for the Extended Modular Group {\hat{\Gamma}}

In this paper, we show that the extended modular group ${\hat{\Gamma}}$ acts on ${\hat{\mathbb{Q}}}$ transitively and imprimitively. Then the number of orbits of ${\hat{\Gamma} _{0}(N)}$ on ${\hat{\mathbb{Q}}}$ is calculated and compared with the number of orbits of ${\Gamma _{0}(N)}$ on ${\hat{\mathbb{Q}}}$ . Especially, we obtain the graphs ${\hat{G}_{u, N}}$ of ${\hat{\Gamma}_{0}(N)}$ on ${\hat{\mathbb{Q}}}$ , for each ${N\in\mathbb{N}}$ and each unit ${u \in U_{N} }$ , then we determine the suborbital graph ${\hat{F}_{u,N}}$ . We also give the edge conditions in ${\hat{G}_{u, N}}$ and the necessary and sufficient conditions for a circuit to be triangle in ${\hat{F}_{u, N}.}$      

Bent functions embedded into the recursive framework of {\mathbb{Z}} -bent functions

Suppose that n is even. Let ${\mathbb{F}_2}$ denote the two-element field and ${\mathbb{Z}}$ the set of integers. Bent functions can be defined as ± 1-valued functions on ${\mathbb{F}_2^n}$ with ± 1-valued Fourier transform. More generally we call a mapping f on ${\mathbb{F}_2^n}$ a ${\mathbb{Z}}$ -bent function if both f and its Fourier transform ${\widehat{f}}$ are integer-valued. ${\mathbb{Z}}$ -bent functions f are separated into different levels, depending on the size of the maximal absolute value attained by f and ${\widehat{f}}$ . It is shown how ${\mathbb{Z}}$ -bent functions of lower level can be built up recursively by gluing together ${\mathbb{Z}}$ -bent functions of higher level. This recursion comes down at level zero, containing the usual bent functions. In the present paper we start to study bent functions in the framework of ${\mathbb{Z}}$ -bent functions and give some guidelines for further research.     

Algebraic groups over the field with one element

In this paper we provide a first realization of an idea of Jacques Tits from a 1956 paper, which first mentioned that there should be a field of charactéristique une, which is now called ${\mathbb{F}_1}$ , the field with one element. This idea was that every split reductive group scheme over ${\mathbb{Z}}$ should descend to ${\mathbb{F}_1}$ , and its group of ${\mathbb{F}_1}$ -rational points should be its Weyl group. We connect the notion of a torified scheme to the notion of ${\mathbb{F}_1}$ -schemes as introduced by Connes and Consani. This yields models of toric varieties, Schubert varieties and split reductive group schemes as ${\mathbb{F}_1}$ -schemes. We endow the class of ${\mathbb{F}_1}$ -schemes with two classes of morphisms, one leading to a satisfying notion of ${\mathbb{F}_1}$ -rational points, the other leading to the notion of an algebraic group over ${\mathbb{F}_1}$ such that every split reductive group is defined as an algebraic group over ${\mathbb{F}_1}$ . Furthermore, we show that certain combinatorics that are expected from parabolic subgroups of GL(n) and Grassmann varieties are realized in this theory.     

About the maximal rank of 3-tensors over the real and the complex number field

Tensor data are becoming important recently in various application fields. In this paper, we consider the maximal rank problem of 3-tensors and extend Atkinson and Stephens’ and Atkinson and Lloyd’s results over the real number field. We also prove the assertion of Atkinson and Stephens: ${{\rm max.rank}_{\mathbb{R}}(m,n,p) \leq m+\lfloor p/2\rfloor n}$ , ${{\rm max.rank}_{\mathbb{R}}(n,n,p) \leq (p+1)n/2}$ if p is even, ${{\rm max.rank}_{\mathbb{F}}(n,n,3)\leq 2n-1}$ if ${\mathbb{F}=\mathbb{C}}$ or n is odd, and ${{\rm max.rank}_{\mathbb{F}}(m,n,3)\leq m+n-1}$ if m < n where ${\mathbb{F}}$ stands for ${\mathbb{R}}$ or ${\mathbb{C}}$ .     

Characterization of (generalized) Lie derivations on {\mathcal{J}}-subspace lattice algebras by local action

Let ${\mathcal{L}}$ be a ${\mathcal{J}}$ -subspace lattice on a Banach space X over the real or complex field ${\mathbb{F}}$ with dim X ≥ 2 and Alg ${\mathcal{L}}$ be the associated ${\mathcal{J}}$ -subspace lattice algebra. For any scalar ${\xi \in \mathbb{F}}$ , there is a characterization of any linear map L : Alg ${\mathcal{L} \rightarrow {\rm Alg} {\mathcal{L}}}$ satisfying ${L([A,B]_\xi) = [L(A),B]_\xi + [A,L(B)]_\xi}$ for any ${A, B \in{\rm Alg} {\mathcal{L}}}$ with AB = 0 (rep. ${[A,B]_ \xi = AB - \xi BA = 0}$ ) given. Based on these results, a complete characterization of (generalized) ξ-Lie derivations for all possible ξ on Alg ${\mathcal{L}}$ is obtained.     

Lax embeddings of the Hermitian unital

In this paper, we prove that every lax generalized Veronesean embedding of the Hermitian unital ${\mathcal{U}}$ of ${\mathsf{PG}(2,\mathbb{L}), \mathbb{L}}$ a quadratic extension of the field ${\mathbb{K}}$ and ${|\mathbb{K}| \geq 3}$ , in a ${\mathsf{PG}(d,\mathbb{F})}$ , with ${\mathbb{F}}$ any field and d ≥ 7, such that disjoint blocks span disjoint subspaces, is the standard Veronesean embedding in a subgeometry ${\mathsf{PG}(7,\mathbb{K}^{\prime})}$ of ${\mathsf{PG}(7,\mathbb{F})}$ (and d = 7) or it consists of the projection from a point ${p \in \mathcal{U}}$ of ${\mathcal{U}{\setminus} \{p\}}$ from a subgeometry ${\mathsf{PG}(7,\mathbb{K}^{\prime})}$ of ${\mathsf{PG}(7,\mathbb{F})}$ into a hyperplane ${\mathsf{PG}(6,\mathbb{K}^{\prime})}$ . In order to do so, when ${|\mathbb{K}| >3 }$ we strongly use the linear representation of the affine part of ${\mathcal{U}}$ (the line at infinity being secant) as the affine part of the generalized quadrangle ${\mathsf{Q}(4,\mathbb{K})}$ (the solid at infinity being non-singular); when ${|\mathbb{K}| =3}$ , we use the connection of ${\mathcal{U}}$ with the generalized hexagon of order 2.     

Boundary Values of Harmonic Functions in Spaces of Triebel–Lizorkin Type

Triebel (J Approx Theory 35:275–297, 1982; 52:162–203, 1988) investigated the boundary values of the harmonic functions in spaces of the Triebel–Lizorkin type ${\mathcal F^{\alpha,q}_{p}}$ on ${\mathbb{R}^{n+1}_+}$ by finding an characterization of the homogeneous Triebel–Lizorkin space ${{\bf \dot{F}}^{\alpha,q}_p}$ via its harmonic extension, where ${0 < p < \infty, 0 < q \leq \infty}$ , and ${\alpha < {\rm min}\{-n/p, -n/q\}}$ . In this article, we extend Triebel’s result to α < 0 and ${0 < p, q \leq \infty}$ by using a discrete version of reproducing formula and discretizing the norms in both ${\mathcal{F}^{\alpha,q}_{p}}$ and ${{\bf{\dot{F}}}^{\alpha,q}_p}$ . Furthermore, for α < 0 and ${1 < p,q \leq \infty}$ , the mapping from harmonic functions in ${\mathcal{F}^{\alpha,q}_{p}}$ to their boundary values forms a topological isomorphism between ${\mathcal{F}^{\alpha,q}_{p}}$ and ${{\bf \dot{F}}^{\alpha,q}_p}$ .     

Harmonic mappings and conformal minimal immersions of Riemann surfaces into {\mathbb {R}^{\rm N}}

We prove that for any open Riemann surface ${\mathcal{N}}$ , natural number N ≥ 3, non-constant harmonic map ${h:\mathcal{N} \to \mathbb{R}}$ ^N?2 and holomorphic 2-form ${\mathfrak{H}}$ on ${\mathcal{N}}$ , there exists a weakly complete harmonic map ${X=(X_j)_{j=1,\ldots,{\sc N}}:\mathcal{N} \to \mathbb{R}^{\sc N}}$ with Hopf differential ${\mathfrak{H}}$ and ${(X_j)_{j=3,\ldots,{\sc N}}=h.}$ In particular, there exists a complete conformal minimal immersion ${Y=(Y_j)_{j=1,\ldots,{\sc N}}:\mathcal{N} \to \mathbb{R}^{\sc N}}$ such that ${(Y_j)_{j=3,\ldots,{\sc N}}=h}$ . As some consequences of these results (1) there exist complete full non-decomposable minimal surfaces with arbitrary conformal structure and whose generalized Gauss map is non-degenerate and fails to intersect N hyperplanes of ${\mathbb{CP}^{{\sc N}-1}}$ in general position. (2) There exist complete non-proper embedded minimal surfaces in ${\mathbb{R}^{\sc N},}$ ${\forall\,{\sc N} >3 .}$      

Maps from M2({\mathbb{F}}) to M3({\mathbb{F}}) that are multiplicative with respect to the Jordan triple product

We characterize the Jordan triple product preserving maps M₂( ${\mathbb{F}}$ ) to M₃( ${\mathbb{F}}$ ) for algebraically closed fields ${\mathbb{F}}$ , char ${\mathbb{F} \neq 2}$ .     

A zoo of diffeomorphism groups on \mathbb{R }^{n}

We consider the groups ${\mathrm{Diff }}_\mathcal{B }(\mathbb{R }^n)$ , ${\mathrm{Diff }}_{H^\infty }(\mathbb{R }^n)$ , and ${\mathrm{Diff }}_{\mathcal{S }}(\mathbb{R }^n)$ of smooth diffeomorphisms on $\mathbb{R }^n$ which differ from the identity by a function which is in either $\mathcal{B }$ (bounded in all derivatives), $H^\infty = \bigcap _{k\ge 0}H^k$ , or $\mathcal{S }$ (rapidly decreasing). We show that all these groups are smooth regular Lie groups.     

Composed products and factors of cyclotomic polynomials over finite fields

Let q = p ^s be a power of a prime number p and let ${\mathbb {F}_{\rm q}}$ be a finite field with q elements. This paper aims to demonstrate the utility and relation of composed products to other areas such as the factorization of cyclotomic polynomials, construction of irreducible polynomials, and linear recurrence sequences over ${\mathbb {F}_{\rm q}}$ . In particular we obtain the explicit factorization of the cyclotomic polynomial ${\Phi_{2^nr}}$ over ${\mathbb {F}_{\rm q}}$ where both r ≥ 3 and q are odd, gcd(q, r) = 1, and ${n\in \mathbb{N}}$ . Previously, only the special cases when r = 1, 3, 5, had been achieved. For this we make the assumption that the explicit factorization of ${\Phi_r}$ over ${\mathbb {F}_{\rm q}}$ is given to us as a known. Let ${n = p_1^{e_1}p_2^{e_2}\cdots p_s^{e_s}}$ be the factorization of ${n \in \mathbb{N}}$ into powers of distinct primes p _i , 1 ≤ i ≤ s. In the case that the multiplicative orders of q modulo all these prime powers ${p_i^{e_i}}$ are pairwise coprime, we show how to obtain the explicit factors of ${\Phi_{n}}$ from the factors of each ${\Phi_{p_i^{e_i}}}$ . We also demonstrate how to obtain the factorization of ${\Phi_{mn}}$ from the factorization of ${\Phi_n}$ when q is a primitive root modulo m and ${{\rm gcd}(m, n) = {\rm gcd}(\phi(m),{\rm ord}_n(q)) = 1.}$ Here ${\phi}$ is the Euler’s totient function, and ord _n (q) denotes the multiplicative order of q modulo n. Moreover, we present the construction of a new class of irreducible polynomials over ${\mathbb {F}_{\rm q}}$ and generalize a result due to Varshamov (Soviet Math Dokl 29:334–336, 1984).     

The trace of an optimal normal element and low complexity normal bases

Let ${\mathbb{F}}_{q}$ be a finite field and consider an extension ${\mathbb{F}}_{q^{n}}$ where an optimal normal element exists. Using the trace of an optimal normal element in ${\mathbb{F}}_{q^{n}}$ , we provide low complexity normal elements in ${\mathbb{F}}_{q^{m}}$ , with m = n/k. We give theorems for Type I and Type II optimal normal elements. When Type I normal elements are used with m = n/2, m odd and q even, our construction gives Type II optimal normal elements in ${\mathbb{F}}_{q^{m}}$ ; otherwise we give low complexity normal elements. Since optimal normal elements do not exist for every extension degree m of every finite field ${\mathbb{F}}_{q}$ , our results could have a practical impact in expanding the available extension degrees for fast arithmetic using normal bases.     

Euclidean hypersurfaces with genuine deformations in codimension two

We classify hypersurfaces of rank two of Euclidean space ${\mathbb{R}^{n+1}}$ that admit genuine isometric deformations in ${\mathbb{R}^{n+2}}$ . That an isometric immersion ${\hat{f}\colon M^n \to \mathbb{R}^{n+2}}$ is a genuine isometric deformation of a hypersurface ${f\colon M^n\to\mathbb{R}^{n+1}}$ means that ${\hat f}$ is nowhere a composition ${\hat f=\hat F\circ f}$ , where ${\hat{F} \colon V\subset \mathbb{R}^{n+1} \to\mathbb{R}^{n+2}}$ is an isometric immersion of an open subset V containing the hypersurface.     

Pfaffian representations of cubic surfaces

Let $\mathbb{K }$ be a field of characteristic zero. We describe an algorithm which requires a homogeneous polynomial $F$ of degree three in $\mathbb{K }[x_{0},x_1,x_{2},x_{3}]$ and a zero ${\mathbf{a }}$ of $F$ in $\mathbb{P }^{3}_{\mathbb{K }}$ and ensures a linear Pfaffian representation of $\text{ V}(F)$ with entries in $\mathbb{K }[x_{0},x_{1},x_{2},x_{3}]$ , under mild assumptions on $F$ and ${\mathbf{a }}$ . We use this result to give an explicit construction of (and to prove the existence of) a linear Pfaffian representation of $\text{ V}(F)$ , with entries in $\mathbb{K }^{\prime }[x_{0},x_{1},x_{2},x_{3}]$ , being $\mathbb{K }^{\prime }$ an algebraic extension of $\mathbb{K }$ of degree at most six. An explicit example of such a construction is given.     

Howe correspondence and Springer correspondence for real reductive dual pairs

We consider a real reductive dual pair (G′, G) of type I, with rank ${({\rm G}^{\prime}) \leq {\rm rank(G)}}$ . Given a nilpotent coadjoint orbit ${\mathcal{O}^{\prime} \subseteq \mathfrak{g}^{{\prime}{*}}}$ , let ${\mathcal{O}^{\prime}_\mathbb{C} \subseteq \mathfrak{g}^{{\prime}{*}}_\mathbb{C}}$ denote the complex orbit containing ${\mathcal{O}^{\prime}}$ . Under some condition on the partition λ′ parametrizing ${\mathcal{O}^{\prime}}$ , we prove that, if λ is the partition obtained from λ by adding a column on the very left, and ${\mathcal{O}}$ is the nilpotent coadjoint orbit parametrized by λ, then ${\mathcal{O}_\mathbb{C}= \tau (\tau^{\prime -1}(\mathcal{O}_\mathbb{C}^{\prime}))}$ , where ${\tau, \tau^{\prime}}$ are the moment maps. Moreover, if ${chc(\hat\mu_{\mathcal{O}^{\prime}}) \neq 0}$ , where chc is the infinitesimal version of the Cauchy-Harish-Chandra integral, then the Weyl group representation attached by Wallach to ${\mu_{\mathcal{O}^{\prime}}}$ with corresponds to ${\mathcal{O}_\mathbb{C}}$ via the Springer correspondence.     

On Extending {\mathcal{A}}-Modules Through the Coefficients

In classical linear algebra, extending the ring of scalars of a free module gives rise to a new free module containing an isomorphic copy of the former and satisfying a certain universal property. Also, given two free modules on the same ring of scalars and a morphism between them, enlarging the ring of scalars results in obtaining a new morphism having the nice property that it coincides with the initial map on the isomorphic copy of the initial free module in the new one. We investigate these problems in the category of free ${\mathcal{A}}$ -modules, where ${\mathcal{A}}$ is an ${\mathbb{R}}$ -algebra sheaf. Complexification of free ${\mathcal{A}}$ -modules, which is defined to be the process of obtaining new free ${\mathcal{A}}$ -modules by enlarging the ${\mathbb{R}}$ -algebra sheaf ${\mathcal{A}}$ to a ${\mathbb{C}}$ -algebra sheaf, denoted ${\mathcal{A}_\mathbb{C}}$ , is an important particular case (see Proposition 2.1, Proposition 3.1). Attention, on the one hand, is drawn on the sub- ${_{\mathbb{R}}\mathcal{A}}$ -sheaf of almost complex structures on the sheaf ${{_\mathbb{R}}\mathcal{A}^{2n}}$ , the underlying ${\mathbb{R}}$ -algebra sheaf of a ${\mathbb{C}}$ -algebra sheaf ${\mathcal{A}}$ , and on the other hand, on the complexification of the functor ${\mathcal{H}om_\mathcal {A}}$ , with ${\mathcal{A}}$ an ${\mathbb{R}}$ -algebra sheaf.     

Algebras of Convolution Type Operators with Piecewise Slowly Oscillating Data. I: Local and Structural Study

Let ${\mathcal{B}_{p,w}}$ be the Banach algebra of all bounded linear operators acting on the weighted Lebesgue space ${L^{p}(\mathbb{R}, w)}$ , where ${p \in (1, \infty)}$ and w is a Muckenhoupt weight. We study the Banach subalgebra ${\mathfrak{A}_{p,w}}$ of ${\mathcal{B}_{p,w}}$ generated by all multiplication operators aI ( ${a \in PSO^{\diamond}}$ ) and all convolution operators W ⁰(b) ( ${b \in PSO_{p,w}^{\diamond}}$ ), where ${PSO^{\diamond} \subset L^{\infty}(\mathbb{R})}$ and ${PSO_{p,w}^{\diamond} \subset M_{p,w}}$ are algebras of piecewise slowly oscillating functions that admit piecewise slowly oscillating discontinuities at arbitrary points of ${\mathbb{R} \cup \{\infty\}}$ , and M _p,w is the Banach algebra of Fourier multipliers on ${L^{p}(\mathbb{R}, w)}$ . Under some conditions on the Muckenhoupt weight w, we construct a Fredholm symbol calculus for the Banach algebra ${\mathfrak{A}_{p,w}}$ and establish a Fredholm criterion for the operators ${A \in \mathfrak{A}_{p,w}}$ in terms of their Fredholm symbols. To study the Banach algebra ${\mathfrak{A}_{p,w}}$ we apply the theory of Mellin pseudodifferential operators, the Allan–Douglas local principle, the two idempotents theorem and the method of limit operators. The paper is divided in two parts. The first part deals with the local study of ${\mathfrak{A}_{p,w}}$ and necessary tools for studying local algebras.     

Deitmar’s versus To?n-Vaquié’s schemes over {\mathbb{F}_{1}}

Deitmar introduced schemes over ${\mathbb {F}_{1}}$ , the so-called “field with one element”, as certain spaces with an attached sheaf of monoids, generalizing the definition of schemes as ringed spaces. On the other hand, To?n and Vaquié defined them as particular Zariski sheaves over the opposite category of monoids, generalizing the definition of schemes as functors of points. We show the equivalence between Deitmar’s and To?n-Vaquiés notions and establish an analog of the classical case of schemes over ${\mathbb {Z}}$ . This result has been assumed by the leading experts on ${\mathbb {F}_{1}}$ , but no proof was given. During the proof, we also conclude some new basic results on commutative algebra of monoids, such as a characterization of local flat epimorphisms and of flat epimorphisms of finite presentation. We also inspect the base-change functors from the category of schemes over ${\mathbb {F}_{1}}$ to the category of schemes over ${\mathbb {Z}}$ .