Dense sets and embedding binary trees into hypercubes

The purpose of this paper is to describe a method for embedding binary trees into hypercubes based on an iterative embedding into their subgraphs induced by dense sets. As a particular application, we present a class of binary trees, defined in terms of size of their subtrees, whose members allow a dilation two embedding into their optimal hypercubes. This provides a partial evidence in favor of a long-standing conjecture of Bhatt and Ipsen which claims that such an embedding exists for an arbitrary binary tree.     

Generating binary trees with uniform probability

A binary tree is characterized as a sequence of graftings. This sequence is used to construct a Markov chain useful for generating trees with uniform probability. A code for the Markov chain gives a characteristic binary string for the trees. The main result is the calculation of the transition probabilities of the Markov chain. Some applications are pointed out.     

Sequential access in splay trees takes linear time

Sleator and Tarjan have invented a form of self-adjusting binary search tree called thesplay tree. On any sufficiently long access sequence, splay trees are as efficient, to within a constant factor, as both dynamically balanced and static optimum search trees. Sleator and Tarjan have made a much stronger conjecture; namely, that on any sufficiently long access sequence and to within a constant factor, splay trees are as efficient asany form of dynamically updated search tree. Thisdynamic optimality conjecture implies as a special case that accessing the items in a splay tree in sequential order takes linear time, i.e.O(1) time per access. In this paper we prove this special case of the conjecture, generalizing an unpublished result of Wegman. Oursequential access theorem not only supports belief in the dynamic optimality conjecture but provides additional insight into the workings of splay trees. As a corollary of our result, we show that splay trees can be used to simulate output-restricted deques (double-ended queues) in linear time. We pose several open problems related to our result.     

Efficient algorithms for finding minimum spanning trees in undirected and directed graphs

Recently, Fredman and Tarjan invented a new, especially efficient form of heap (priority queue). Their data structure, theFibonacci heap (or F-heap) supports arbitrary deletion inO(logn) amortized time and other heap operations inO(1) amortized time. In this paper we use F-heaps to obtain fast algorithms for finding minimum spanning trees in undirected and directed graphs. For an undirected graph containingn vertices andm edges, our minimum spanning tree algorithm runs inO(m logβ (m, n)) time, improved fromO(mβ(m, n)) time, whereβ(m, n)=min {i|log⁽ⁱ⁾ n ≦m/n}. Our minimum spanning tree algorithm for directed graphs runs inO(n logn + m) time, improved fromO(n log n +m log log log_(m/n+2) n). Both algorithms can be extended to allow a degree constraint at one vertex. Research supported in part by National Science Foundation Grant MCS-8302648. Research supported in part by National Science Foundation Grant MCS-8303139. Research supported in part by National Science Foundation Grant MCS-8300984 and a United States Army Research Office Program Fellowship, DAAG29-83-GO020.     

An analysis of the greedy algorithm for the submodular set covering problem

We consider the problem: min \(\{ \mathop \Sigma \limits_{j \in s} f_j :z(S) = z(N),S \subseteqq N\} \) wherez is a nondecreasing submodular set function on a finite setN. Whenz is integer-valued andz(Ø)=0, it is shown that the value of a greedy heuristic solution never exceeds the optimal value by more than a factor \(H(\mathop {\max }\limits_j z(\{ j\} ))\) where \(H(d) = \sum\limits_{i = 1}^d {\frac{1}{i}} \) . This generalises earlier results of Dobson and others on the applications of the greedy algorithm to the integer covering problem: min {fy: Ay ≧b, y ε {0, 1}} wherea _ij ,b _i } ≧ 0 are integer, and also includes the problem of finding a minimum weight basis in a matroid.     

On the average hyperoscillations of planted plane trees

Assume that the leaves of a planted plane tree are enumerated from left to right by 1, 2, .... Thej-ths-turn of the tree is defined to be the root of the (unique) subtree of minimal height with leavesj, j+1, ...,j+s−1. If all trees withn nodes are regarded equally likely, the average level number of thej-ths-turn tends to a finite limitα _s (j), which is of orderj ^1/2. Thej-th ”s-hyperoscillation”α ₁(j)−α _s+1(j) is given by 1/2α ₁(s)+O(j ^−1/2) and therefore tends (forj → ∞) to a constant behaving like √8/π·s ^1/2 fors → ∞. These results are obtained by setting up appropriate generating functions, which are expanded about their (algebraic) singularities nearest to the origin, so that the asymptotic formulas are consequences of the so-called Darboux-Pólyamethod.     

On the spanning trees of weighted graphs

Given a weighted graph, letW ₁,W ₂,W ₃,... denote the increasing sequence of all possible distinct spanning tree weights. Settling a conjecture due to Kano, we prove that every spanning tree of weightW ₁ is at mostk–1 edge swaps away from some spanning tree of weightW _k . Three other conjectures posed by Kano are proven for two special classes of graphs. Finally, we consider the algorithmic complexity of generating a spanning tree of weightW _k .This work was supported in part by a grant from the AT&T foundation and NSF grant DCR-8351757.Primarily supported by a 1967 Science and Engineering Scholarship from the Natural Sciences and Engineering Research Council of Canada.     

On the maximum cardinality search lower bound for treewidth

The Maximum Cardinality Search (MCS) algorithm visits the vertices of a graph in some order, such that at each step, an unvisited vertex that has the largest number of visited neighbours becomes visited. A maximum cardinality search ordering (MCS-ordering) of a graph is an ordering of the vertices that can be generated by the MCS algorithm. The visited degree of a vertex v in an MCS-ordering is the number of neighbours of v that are before v in the ordering. The visited degree of an MCS-ordering ψ of G is the maximum visited degree over all vertices v in ψ. The maximum visited degree over all MCS-orderings of graph G is called its maximum visited degree. Lucena [A new lower bound for tree-width using maximum cardinality search, SIAM J. Discrete Math. 16 (2003) 345-353] showed that the treewidth of a graph G is at least its maximum visited degree.We show that the maximum visited degree is of size O(logn) for planar graphs, and give examples of planar graphs G with maximum visited degree k with O(k!) vertices, for all k∈N. Given a graph G, it is NP-complete to determine if its maximum visited degree is at least k, for any fixed k?7. Also, this problem does not have a polynomial time approximation algorithm with constant ratio, unless P=NP. Variants of the problem are also shown to be NP-complete.In this paper, we also propose some heuristics for the problem, and report on an experimental analysis of them. Several tiebreakers for the MCS algorithm are proposed and evaluated. We also give heuristics that give upper bounds on the value of the maximum visited degree of a graph, which appear to give results close to optimal on many graphs from real life applications.     

On encodings of spanning trees

Deo and Micikevicius recently gave a new bijection for spanning trees of complete bipartite graphs. In this paper we devise a generalization of Deo and Micikevicius's method, which is also a modification of Olah's method for encoding the spanning trees of any complete multipartite graph K(n₁,…,n_r). We also give a bijection between the spanning trees of a planar graph and those of any of its planar duals. Finally we discuss the possibility of bijections for spanning trees of DeBriujn graphs, cubes, and regular graphs such as the Petersen graph that have integer eigenvalues.     

The analysis of a fringe heuristic for binary search trees

A detailed analysis is presented for the behaviour of binary search trees built by using a heuristic that performs only local reorganizations at the bottom of the tree.     

Limiting search cost distribution for the move-to-front rule with random request probabilities

Consider a list of n files whose popularities are random. The list is updated according to the move-to-front rule. When the induced Markov chain is at equilibrium, we explicitly compute the limiting distribution of the search-cost per item as n tends to infinity. The uniform distribution results in the largest search cost.     

Limiting theorems for the nodes in binary search trees

We consider three random variables X_n, Y_n and Z_n, which represent the numbers of the nodes with 0, 1, and 2 children, in the binary search trees of size n. The expectation and variance of the three above random variables are got, and it is also shown that X_n, Y_n and Z_n are all asymptotically normal as n→∞by applying the contraction method.     

A new genetic approach to construct near-optimal binary search trees

Many definitive and approximate methods have been so far proposed for the construction of an optimal binary search tree. One such method is the use of evolutionary algorithms with satisfactorily improved cost efficiencies. This paper will propose a new genetic algorithm for making a near-optimal binary search tree. In this algorithm, a new greedy method is used for the crossover of chromosomes while a new way is also developed for inducing mutation in them. Practical results show a rapid and desirable convergence towards the near-optimal solution. The use of a heuristic to create not so costly chromosomes as the first offspring, the greediness of the crossover, and the application of elitism in the selection of future generation chromosomes are the most important factors leading to near-optimal solutions by the algorithm at desirably high speeds. Due to the practical results, increasing problem size does not cause any considerable difference between the solution obtained from the algorithm and exact solution.     

A limit field for orthogonal range searches in two-dimensional random point search trees

We consider the cost of general orthogonal range queries in random quadtrees. The cost of a given query is encoded into a (random) function of four variables which characterize the coordinates of two opposite corners of the query rectangle. We prove that, when suitably shifted and rescaled, the random cost function converges uniformly in probability towards a random field that is characterized as the unique solution to a distributional fixed-point equation. We also state similar results for 2-d trees. Our results imply for instance that the worst case query satisfies the same asymptotic estimates as a typical query, and thereby resolve an open question of Chanzy et al. (2001).     

Patterns in random binary search trees

In a randomly grown binary search tree (BST) of size n, any fixed pattern occurs with a frequency that is on average proportional to n. Deviations from the average case are highly unlikely and well quantified by a Gaussian law. Trees with forbidden patterns occur with an exponentially small probability that is characterized in terms of Bessel functions. The results obtained extend to BSTs a type of property otherwise known for strings and combinatorial tree models. They apply to paged trees or to quicksort with halting on short subfiles. As a consequence, various pointer saving strategies for maintaining trees obeying the random BST model can be precisely quantified. The methods used are based on analytic models, especially bivariate generating function subjected to singularity perturbation asymptotics. © 1997 John Wiley & Sons, Inc. Random Struct. Alg., 11 : 223–244, 1997     

Nonrepetitive colorings of trees

A coloring of the vertices of a graph G is nonrepetitive if no path in G forms a sequence consisting of two identical blocks. The minimum number of colors needed is the Thue chromatic number, denoted by π(G). A famous theorem of Thue asserts that π(P)=3 for any path P with at least four vertices. In this paper we study the Thue chromatic number of trees. In view of the fact that π(T) is bounded by 4 in this class we aim to describe the 4-chromatic trees. In particular, we study the 4-critical trees which are minimal with respect to this property. Though there are many trees T with π(T)=4 we show that any of them has a sufficiently large subdivision H such that π(H)=3. The proof relies on Thue sequences with additional properties involving palindromic words. We also investigate nonrepetitive edge colorings of trees. By a similar argument we prove that any tree has a subdivision which can be edge-colored by at most Δ+1 colors without repetitions on paths.     

The average-case analysis of some on-line algorithms for bin packing

In this paper we give tighter bounds than were previously known for the performance of the bin packing algorithms Best Fit and First Fit when the inputs are uniformly distributed on [0, 1]. We also give a general lower bound for the performance of any on-line bin packing algorithm on this distribution. We prove these results by analyzing optimal matchings on points randomly distributed in a unit square. We give a new lower bound for the up-right matching problem. A preliminary version of this paper appeared inProc. 25th IEEE Symposium on Foundations of Computer Science, 193–200. This research was done while the author was at the Massachusetts Institute of Technology Dept. of Mathematics and was supported by a NSF Graduate Fellowship and by Air Force grant OSR-82-0326.     

An augmenting path algorithm for linear matroid parity

Linear matroid parity generalizes matroid intersection and graph matching (and hence network flow, degree-constrained subgraphs, etc.). A polynomial algorithm was given by Lovász. This paper presents an algorithm that uses timeO(mn ³), wherem is the number of elements andn is the rank. (The time isO(mn ^2.5) using fast matrix multiplication; both bounds assume the uniform cost model). For graphic matroids the time isO(mn ²). The algorithm is based on the method of augmenting paths used in the algorithms for all subcases of the problem. First author was supported in part by the National Science Foundation under grants MCS 78-18909, MCS-8302648, and DCR-8511991. The research was done while the second author was at the University of Denver and at the University of Colorado at Boulder.