Ultrafilter translations

We develop a method for extending results about ultrafilters into a more general setting. In this paper we shall be mainly concerned with applications to cardinality logics. For example, assumingV=L, Gödel's Axiom of Constructibility, we prove that if > then the logic with the quantifier there exist many is (,)-compact if and only if either is weakly compact or is singular of cofinality<. As a corollary, for every infinite cardinals and , there exists a (,)-compact non-(,)-compact logic if and only if either < orcf<cf or < is weakly compact.Counterexamples are given showing that the above statements may fail, ifV=L is not assumed.However, without special assumptions, analogous results are obtained for the stronger notion of [,]-compactness.     

Remarks on the perturbation of analytic matrix functions III

As in [N], [LN] the Newton diagram is used in order to get information about the first terms of the Puiseux expansions of the eigenvalues () of the perturbed matrix pencilT(, )=A()+B(, ) in the neighbourhood of an unperturbed eigenvalue () ofA(). In fact sufficient conditions are given which assure that the orders of these first terms correspond to the partial multiplicities of the eigenvalue ₀ ofA().     

Minimum Divergence Estimators Based on Grouped Data

The paper considers statistical models with real-valued observations i.i.d. by F(x, ₀) from a family of distribution functions (F(x, ); ), R ^s , s 1. For random quantizations defined by sample quantiles (F _n ^–1 (₁),, F _n ^–1 ( _m–1)) of arbitrary fixed orders 0 < ₁ < _m-1 < 1, there are studied estimators _,n of ₀ which minimize -divergences of the theoretical and empirical probabilities. Under an appropriate regularity, all these estimators are shown to be as efficient (first order, in the sense of Rao) as the MLE in the model quantified nonrandomly by (F ^–1 (₁,₀),, F ^–1 ( _m–1, ₀)). Moreover, the Fisher information matrix I _m (₀, ) of the latter model with the equidistant orders = ( _j = j/m : 1 j m – 1) arbitrarily closely approximates the Fisher information J(₀) of the original model when m is appropriately large. Thus the random binning by a large number of quantiles of equidistant orders leads to appropriate estimates of the above considered type.     

The spectral bound of Schrödinger operators

Let V: R ^N [0, ] be a measurable function, and >0 be a parameter. We consider the behaviour of the spectral bound of the operator 1/2–V as a function of . In particular, we give a formula for the limiting value as , in terms of the integrals of V over subsets of R ^N on which the Laplacian with Dirichlet boundary conditions has prescribed values. We also consider the question whether this limiting value is attained for finite .     

A graded scale of parametric families of distributions,and parameter estimates based on the sample mean

Summary Denote by _k a class of familiesP={P} of distributions on the line R¹ depending on a general scalar parameter , being an interval of R¹, and such that the moments µ₁()=xdP ,...,µ_2k ()=x ^2k dP are finite, ₁ (), ..., _k (), _k+1 () ..., _k () exist and are continuous, with ₁ () 0, and _j +1 ()= ₁ () _j () +[₂() -₁()²] _j ()/ ₁ (), J=2, ..., k. Let ₁=¯x=x ₁ + ... +x _n/n, ₂=x ₁ ² + ... +x _n ²/n, ..., _k =(x ₁ ^k + ... +x _n ^k/n denote the sample moments constructed for a sample x₁, ..., x_n from a population with distribution Pg. We prove that the estimator of the parameter by the method of moments determined from the equation ₁= ₁() and depending on the observations x₁, ..., x_n only via the sample mean ¯x is asymptotically admissible (and optimal) in the class _k of the estimators determined by the estimator equations of the form ₀ () + ₁ () ₁ + ... + _k () _k =0 if and only ifP _k .The asymptotic admissibility (respectively, optimality) means that the variance of the limit, as n (normal) distribution of an estimator normalized in a standard way is less than the same characteristic for any estimator in the class under consideration for at least one 9 (respectively, for every ).The scales arise of classes _{1 2}... of parametric families and of classes _{1 2} ... of estimators related so that the asymptotic admissibility of an estimator by the method of moments in the class _k is equivalent to the membership of the familyP in the class _k .The intersection consists only of the families of distributions with densities of the form h(x) exp {C₀() + C₁() x } when for the latter the problem of moments is definite, that is, there is no other family with the same moments ₁ (), ₂ (), ...Such scales in the problem of estimating the location parameter were predicted by Linnik about 20 years ago and were constructed by the author in [1] (see also [2, 3]) in exact, not asymptotic, formulation.Translated from Problemy Ustoichivosti Stokhasticheskikh Modelei, pp. 41–47, 1981.     

The dynamics of perturbations of the contracting Lorenz attractor

We show here that by modifying the eigenvalues ₂ < ₃ < 0 < ₁ of the geometric Lorenz attractor, replacing the usualexpanding condition ₃+₁ > 0 by acontracting condition ₃+₁ < 0, we can obtain vector fields exhibiting transitive non-hyperbolic attractors which are persistent in the following measure theoretical sense: They correspond to a positive Lebesgue measure set in a twoparameter space. Actually, there is a codimension-two submanifold in the space of all vector fields, whose elements are full density points for the set of vector fields that exhibit a contracting Lorenz-like attractor in generic two parameter families through them. On the other hand, for an open and dense set of perturbations, the attractor breaks into one or at most two attracting periodic orbits, the singularity, a hyperbolic set and a set of wandering orbits linking these objects.     

Conjugation for polynomial mappings

We consider Keller's functions, namely polynomial functionsf:C ⁿ C ⁿ with detf(x)=1 at allx C ⁿ. Keller conjectured that they are all bijective and have polynomial inverses. The problem is still open.Without loss of generality assumef(0)=0 andf'(0)=I. We study the existence of certain mappingsh , > 1, defined by power series in a ball with center at the origin, such thath(0)=I andh (f(x))=h (x). So eachh conjugates f to its linear part I in a ball where it is injective.We conjecture that for Keller's functionsf of the homogeneous formf(x)=x +g(x),g(sx)=s ^dg(x),g(x)ⁿ=0,xC ⁿ,sC the conjugationh for f is anentire function.     

Asymptotically Efficient Nonparametric Estimation of Nonlinear Spectral Functionals

The paper considers a problem of construction of asymptotically efficient estimators for functionals defined on a class of spectral densities. We define the concepts of H ₀- and IK-efficiency of estimators, based on the variants of Hájek–Ibragimov–Khas'minskii convolution theorem and Hájek–Le Cam local asymptotic minimax theorem, respectively. We prove that is a suitable sequence of T ^1/2-consistent estimators of unknown spectral density (), is H ₀- and IK-asymptotically efficient estimator for a nonlinear smooth functional ().     

Some generalizations of the classical moment problem

The article is devoted to two generalizations of the classical power moment problem, namely: 1) instead of representing the moment sequence by ⁿ , a representation by polynomialsP _n (), ¹, connected with a Jacobi matrix, appears; 2) in the representation, instead of ⁿ , the expression ⁿ figures, where is a real generalized function (i.e., we investigate some infinite-dimensional moment problem).The work is partially supported by the DFG, Project 436 UKR 113/39/0 and by the CRDF, Project UM1-2090.     

Divisible designs and groups

We study (s, k, ₁, ₂)-translation divisible designs with ₁0 in the singular and semi-regular case. Precisely, we describe singular (s, k, ₁, ₂)-TDD's by quasi-partitions of suitable quotient groups or subgroups of their translation groups. For semi-regular (s, k, ₁, ₂)-TDD's (and, more general, for the case ₂>₁) we prove that their translation groups are either Frobenius groups or p-groups of exponent p. Some examples are given for the singular, semi-regular and regular case.     

On a problem of A. Pleijel

In 1955, Arne Pleijel proposed the following problem which remains unsolved to this day: Given a closed plane convex curve C and a point x() at a fixed distance above the plane, as the point x() varies, characterize the point for which the conical surface with vertex x() and base C attains its minimum, and determine the limits as 0 and of this minimum point. The purpose of this paper is to solve the cases where approach its extremities and in the course of the solution, we obtain an interesting characterization of the limit points, which we shall call the Pleijel points of C. A consequence is that the inner Pleijel point provides an upper bound for the isoperimetric defect of C. We also generalize the problem to higher dimensional spaces, and obtain the corresponding characterizations of the limiting points for convex surfaces.     

The Spectral Function and Principal Eigenvalues for Schrödinger Operators

Let m , 0 m₊ in Kato's class. We investigate the spectral function s( + m) where s( + m) denotes the upper bound of the spectrum of the Schrödinger operator + m. In particular, we determine its derivative at 0. If m_- is sufficiently large, we show that there exists a unique ₁ > 0 such that s( + ₁m) = 0. Under suitable conditions on m⁺ it follows that 0 is an eigenvalue of + ₁m with positive eigenfunction.     

Minimality of derivative chains,corresponding to a boundary value problem on a finite segment

One investigates the minimality of derivative chains, constructed from the root vectors of polynomial pencils of operators, acting in a Hilbert space. One investigates in detail the quadratic pencil of operators. In particular, for L()=L₀+L₁+²L₂ with bounded operators L₀0, L₂0 and Re L₁0, one shows the minimality in the space_173-02 of the system {x_k, _kekx_k}, where x_k are eigenvectors of L(), corresponding to the characteristic numbers _kin the deleted neighborhoods of which one has the representation L^–1()=(–_k)^–1R_K+W_K() with one-dimensional operators R_k and operator-valued functions W_K(), k=1, 2, ..., analytic for =_k.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 42, No. 2, pp. 195–205, February, 1990.     

Resolution of the Symmetric Nonnegative Inverse Eigenvalue Problem for Matrices Subordinate to a Bipartite Graph

There is a symmetric nonnegative matrix A, subordinate to a given bipartite graph G on n vertices, with eigenvalues _{12 n} if and only if, ₁ + _n 0, ₂ + _n-10,..., _m + _{n - m + 1}0, _{m + 1}0,..., _{n - m} 0, in which m is the matching numberof G. Other observations are also made about the symmetric nonnegative inverse eigenvalue problem with respect to a graph     

Irregular but nonfractal drums andn-dimensional weyl conjecture

In this paper, we study the asymptotics of the spectrum of the Dirichlet (or Neumann) Laplacian in a bounded open set R ⁿ (n 1) with irregular but nonfractal boundary. We give a partial resolution of the Weyl conjecture, i.e. for the counting functionN _i ()(i=0 : Dirichlet;i=1 : Neumann), we have got a precise estimate of the remainder term÷ _i ()=() –N _i () for large, where() is the Weyl term. This implies that for the irregular but nonfractal drum , not only the volume || _n is spectral invariant but also the area of boundary || _n–1 might be spectral invariant as well.Partially supported by the National Natural Science Foundation of China and the Grant of Chinese State Education Committee.     

Reverse Functional Inequalities and Their Applications to Nonlinear Elliptic Boundary Value Problems

We establish some reverse inequalities. We give applications to nonlinear elliptic boundary value problems containing a parameter which have two branches of solutions u (0) and U (>0) of which the first is continuous at the origin and the second increases indefinitely as 0.     

Derivatives of the Spectral Function and Sobolev Norms of Eigenfunctions on a Closed Riemannian Manifold

Let e(x, y, ) be the spectral function and the unit spectral projection operator, with respect to the Laplace–Beltrami operator on a closed Riemannian manifold M. We generalize the one-term asymptotic expansion of e(x, x, ) by Hörmander (Acta Math. 88 (1968), 341–370) to that of _{x y} e(x,y,)| _x=y for any multiindices , in a sufficiently small geodesic normal coordinate chart of M. Moreover, we extend the sharp (L ²,L ^p) (2 p) estimates of by Sogge (J. Funct. Anal. 77 (1988), 123–134; London Math. Soc. Lecture Note Ser. 137, Cambridge University Press, Cambridge, 1989; Vol. 1, pp. 416–422) to the sharp (L ², Sobolev L ^p) estimates of .     

Vector measure range duality and factorizations of (<Emphasis Type="Italic">D,p</Emphasis>)-summing operators from Banach function spaces

We characterize the relationship between the space L₁() and the dual L₁() of the space L₁(), where (, ) is a dual pair of vector measures with associated spaces of integrable functions L₁() and L₁() respectively. Since the result is rather restrictive, we introduce the notion of range duality in order to obtain factorizations of operators from Banach function spaces that are dominated by the integration map associated to the vector measure . We obtain in this way a generalization of the Grothendieck-Pietsch Theorem for p-summing operators.*The research was partially supported by MCYT DGI project BFM 2001-2670.**The research was partially supported by MCYT DGI project BFM 2000-1111.     

A variational principle for eigenvalues of pencils of Hermitian matrices

LetH=(A, B) be a pair of HermitianN×N matrices. A complex number is an eigenvalue ofH ifdet(A–B)=0 (we include = ifdetB=0). For nonsingularH (i.e., for which some is not an eigenvalue), we show precisely which eigenvalues can be characterized as _k ⁺ =sup{inf{*A:*B=1,S},SS _k},S _k being the set of subspaces of C ^N of codimensionk–1.Dedicated to the memory of our friend and colleague Branko NajmanResearch supported by NSERC of Canada and the I.W.Killam FoundationProfessor Najman died suddenly while this work was at its final stage. His research was supported by the Ministry of Science of CroatiaResearch supported by NSERC of Canada