Potential theory associated with Uhlenbeck-Ornstein process

Some parallel results of Gross' paper (Potential theory on Hilbert space, J. Functional Analysis1 (1967), 123–181) are obtained for Uhlenbeck-Ornstein process U(t) in an abstract Wiener space (H, B, i). Generalized number operator $\text{N}$ is defined by $\text{N}$f(x) = ?lim_∈←0{E[f($\text{U}$(τ^∈_ξ))] ? f(x)}/E[τ^∈_ξ, where τ_x^? is the first exit time of U(t) starting at x from the ball of radius ? with center x. It is shown that $\text{N}$f(x) = ?trace D²f(x)+〈Df(x),x〉 for a large class of functions f. Let r_t(x, dy) be the transition probabilities of U(t). The λ-potential G_λf, λ > 0, and normalized potential Rf of f are defined by G_λf(X) = ∫₀^∞e^?λtr_tf(x) dt and Rf(x) = ∫₀^∞ [r_tf(x) ? r_tf(0)] dt. It is shown that if f is a bounded Lip-1 function then trace D²G_λf(x) ? 〈DG_λf(x), x〉 = ?f(x) + λG_λf(x) and trace D²Rf(x) ? 〈DRf(x), x〉 = ?f(x) + ∫_Bf(y)p₁(dy), where p₁ is the Wiener measure in B with parameter 1. Some approximation theorems are also proved.     

Univalence criterion and convexity for an integral operator

For analytic functions f and g in the open unit disk U, a new integral operator I₁(f,g)(z) is introduced. The main object of this paper is to obtain a univalence condition and the order of convexity for the integral operator I₁(f,g)(z).     

Oscillatory and asymptotic behavior of solutions of differential equations with deviating arguments

The oscillatory and asymptotic behavior of solutions of a class of nth order nonlinear differential equations, with deviating arguments, of the form (E, δ) L_nx(t) + δq(t) f(x[g₁(t)],…, x[g_m(t)]) = 0, where δ = ± 1 and L₀x(t) = x(t), L_kx(t) = a_k(t)(L_{k ? 1}x(t))^., $\text{k = 1, 2,…, n (}{}^{\mathrm{.}}\text{=}\text{d}\text{dt}\text{)}$, is examined. A classification of solutions of (E, δ) with respect to their behavior as t → ∞ and their oscillatory character is obtained. The comparisons of (E, 1) and (E, ?1) with first and second order equations of the form y^.(t) + c₁(t) f(y[g₁(t)],…, y[g_m(t)]) = 0 and (a_{n ? 1}(t)z^.(t))^. ? c₂(t) f(z[g₁(t)],…, z[g_m(t)]) = 0, respectively, are presented. The obtained results unify, extend and improve some of the results by Graef, Grammatikopoulos and Spikes, Philos and Staikos.     

Approximation by antiderivatives

Let Ω ?C be an open set with simply connected components and suppose that the functionφ is holomorphic on Ω. We prove the existence of a sequence {φ ^(?n)} ofn-fold antiderivatives (i.e., we haveφ ⁽⁰⁾(z)∶=φ(z) andφ ^(?n)(z)=dφ ^(?n?1)(z)/dz for alln ∈ N₀ and z ∈ Ω) such that the following properties hold:

1. For any compact setB ?Ω with connected complement and any functionf that is continuous onB and holomorphic in its interior, there exists a sequence {n _k} such that {φ^?nk} converges tof uniformly onB.
2. For any open setU ?Ω with simply connected components and any functionf that is holomorphic onU, there exists a sequence {m _k} such that {φ^?mk} converges tof compactly onU.
3. For any measurable setE ?Ω and any functionf that is measurable onE, there exists a sequence {p _k} such that {φ ^(-Pk)} converges tof almost everywhere onE.

     

An embedding theorem for partial algebras and the free completion of a free partial algebra within a primitive class

Let U be any nontrivial primitive class of partial algebras, i.e. there existsA ∈ U with |A|≥2, and U is closed with respect to homomorphic images (in the weak sense), subalgebras (on closed subsets) and cartesian products of U-algebras, and let U _f denote the—also nontrivial and primitive—class of all full U-algebras. Then every U-algebra with at least two elements is a relative algebra of some U _f -algebra. For any U-algebraAsetU _A =U _i εI({i}×(A ^K _i—domf _i ^A )), where (K _i) _i εI is the type under consideration. Furthermore let F(N, U) denote any U-algebra U-freely generated by some setN (and let F (M, U _f ) be similarly defined). Then for every nonempty setM there exists a setN satisfyingM ?N such that there exists a bijective mapping σ:U _{F(N, U)} →N ?M satisfying σ((i, α)) ? α(K _i ) for all (i, α) ∈U _{F (N, U)}, and, for the structureg=(g _i)_iεI defined by ,g _i : =f _i ^{F(N, U)} ∪ {(α, σ((i, α))) | (i, α ∈U _{F(N, U)}} id _M induces an isomorphism betweenF(M, U _f ), and (F(N, U)g).     

Convergence of convex integrals in Lp spaces

We consider functionals of the form: I_f(u) = ∝_Tf[t, u(t)]μ(dt), which are defined on spaces L^p(T, R^k), and we study for these functionals the properties of a convergence for which the conjugacy $\text{I}{}_{\mathrm{f}}\text{→ I}{}_{\mathrm{f1}}$ is a continuous operator.     

Hitting time of a moving boundary for a diffusion

We obtain asymptotic estimates for the quantity r = log P[T_f[rang]t] as t → ∞ where T_f = inf\s{s : |X(s)|[rang]f(s)\s} and X is a real diffusion in natural scale with generator a(x) d²(·)/dx² and the ‘boundary’ f(s) is an increasing function. We impose regular variation on a and f and the result is expressed as r = ∫^t₀ λ₁ (f(s) ds(1 + o(1)) where λ₁(f) is the smallest eigenvalue for the process killed at ±f.     

Loewner chains and parametric representation in several complex variables

Let B be the unit ball of with respect to an arbitrary norm. We study certain properties of Loewner chains and their transition mappings on the unit ball B. We show that any Loewner chain f(z,t) and the transition mapping v(z,s,t) associated to f(z,t) satisfy locally Lipschitz conditions in t locally uniformly with respect to z∈B. Moreover, we prove that a mapping f∈H(B) has parametric representation if and only if there exists a Loewner chain f(z,t) such that the family {e^−tf(z,t)}_t?0 is a normal family on B and f(z)=f(z,0) for z∈B. Also we show that univalent solutions f(z,t) of the generalized Loewner differential equation in higher dimensions are unique when {e^−tf(z,t)}_t?0 is a normal family on B. Finally we show that the set S⁰(B) of mappings which have parametric representation on B is compact.     

On certain classes of analytic functions defined by Noor integral operator

Integral operator, introduced by Noor, is defined by using convolution. Let f_n(z)=z/(1−z)ⁿ⁺¹, n∈N₀, and let f be analytic in the unit disc E. Then I_nf=f⁽⁻¹⁾_n★f, where f_n★f⁽⁻¹⁾_n=z/(1−z). Using this operator, certain classes of analytic functions, related with the classes of functions with bounded boundary rotation and bounded boundary radius rotation, are defined and studied in detail. Some basic properties, rate of growth of coefficients, and a radius problem are investigated. It is shown that these classes are closed under convolution with convex functions. Most of the results are best possible in some sense.     

On the order of convergence of a semigroup to the identity operator

We describe classes of vectors f from a Hilbert space H for which the quantity ‖T(t)f?f‖, where T(t)=e ^?tA , t≥0, and A is a self-adjoint nonnegative operator in H, has a certain order of convergence to zero as t→+0.     

On the Ramsey-Turán numbers of graphs and hypergraphs

Let t be an integer, f(n) a function, and H a graph. Define the t-Ramsey-Turán number of H, RT _t (n,H, f(n)), to be the maximum number of edges in an n-vertex, H-free graph G with α _t (G) ≤ f(n), where α _t (G) is the maximum number of vertices in a K _t -free induced subgraph of G. Erd?s, Hajnal, Simonovits, Sós and Szemerédi [6] posed several open questions about RT _t (n,K _s , o(n)), among them finding the minimum ? such that RT _t (n,K _t+? , o(n)) = Ω(n ²), where it is easy to see that RT _t (n,K _t+1, o(n)) = o(n ²). In this paper, we answer this question by proving that RT _t (n,K _t+2, o(n)) = Ω(n ²); our constructions also imply several results on the Ramsey-Turán numbers of hypergraphs.     

Nonlinear parabolic equations with p-growth and unbounded data

The purpose of this paper is to prove the existence of a solution for a nonlinear parabolic equation in the form u_t - div(a(t, x, u, Du)) = H(t, x, u, Du) - div(g(t, x)) in Q_T =]0,T[×Ω, Ω ⊂ R^N, with an initial condition u(0) = u₀, where u₀ is not bounded, |H(t,x, u, ξ)⩽ β|ξ|^p + f(t,x) + βe^λ₁^|u|f, |g|^p/(p-1) ∈ L^r(Q_T) for some r = r{N) ⩾ 1, and - div(a(t,x,u, Du)) is the usual Leray-Lions operator.     

A conjecture of Kippenhahn about the characteristic polynomial of a pencil generated by two Hermitian matrices. II

Let A be an n × n matrix; write A = H+iK, where i²=—1 and H and K are Hermitian. Let f(x,y,z) = det(zI?xH?yK). We first show that a pair of matrices over an algebraically closed field, which satisfy quadratic polynomials, can be put into block, upper triangular form, with diagonal blocks of size 1×1 or 2×2, via a simultaneous similarity. This is used to prove that if $\text{f(x,y,z) = [g(x,y,z)]}{}^{\mathrm{<mtext>n</mtext><mtext>2</mtext>}}$, where g has degree 2, then for some unitary matrix U, the matrix U¹AU is the direct sum of $\text{n}\text{2}$ copies of a 2×2 matrix A₁, where A₁ is determined, up to unitary similarity, by the polynomial g(x,y,z). We use the connection between f(x,y,z) and the numerical range of A to investigate the case where f(x,y,z) has the form (z?αax? βy)^r[g(x,y,z)]^s, where g(x,y,z) is irreducible of degree 2.     

Uppers to zero in R[x] and almost principal ideals

Let R be an integral domain with quotient field K and f(x) a polynomial of positive degree in K[x]. In this paper we develop a method for studying almost principal uppers to zero ideals. More precisely, we prove that uppers to zero divisorial ideals of the form I = f(x)K[x] ∩ R[x] are almost principal in the following two cases:

• J, the ideal generated by the leading coefficients of I, satisfies J ^?1 = R.
• I ^?1 as the R[x]-submodule of K(x) is of finite type.

Furthermore we prove that for I = f(x)K[x] ∩ R[x] we have:

• I ^?1 ∩ K[x] = (I: K(x) I).
• If there exists p/q ∈ I ^?1 ? K[x], then (q, f) ≠ 1 in K[x]. If in addition q is irreducible and I is almost principal, then I′ = q(x)K[x] ∩ R[x] is an almost principal upper to zero.

Finally we show that a Schreier domain R is a greatest common divisor domain if and only if every upper to zero in R[x] contains a primitive polynomial.     

The core operator and congruent submodules

The Hardy spaces H²(D²) can be conveniently viewed as a module over the polynomial ring C[z₁,z₂]. Submodules of H²(D²) have connections with many areas of study in operator theory. A large amount of research has been carried out striving to understand the structure of submodules under certain equivalence relations. Unitary equivalence is a well-known equivalence relation in set of submodules. However, the rigidity phenomenon discovered in [Douglas et al., Algebraic reduction and rigidity for Hilbert modules, Amer. J. Math. 117 (1) (1995) 75-92] and some other related papers suggests that unitary equivalence, being extremely sensitive to perturbations of zero sets, lacks the flexibility one might need for a classification of submodules. In this paper, we suggest an alternative equivalence relation, namely congruence. The idea is motivated by a symmetry and stability property that the core operator possesses. The congruence relation effectively classifies the submodules with a finite rank core operator. Near the end of the paper, we point out an essential connection of the core operator with operator model theory.     

Weighted restriction theorems for space curves

Consider a nondegenerate Cn curve γ(t) in Rn, n?2, such as the curve γ₀(t)=(t,t²,…,tn), t∈I, where I is an interval in R. We first prove a weighted Fourier restriction theorem for such curves, with a weight in a Wiener amalgam space, for the full range of exponents p, q, when I is a finite interval. Next, we obtain a generalization of this result to some related oscillatory integral operators. In particular, our results suggest that this is a quite general phenomenon which occurs, for instance, when the associated oscillatory integral operator acts on functions f with a fixed compact support. Finally, we prove an analogue, for the Fourier extension operator (i.e. the adjoint of the Fourier restriction operator), of the two-weight norm inequality of B. Muckenhoupt for the Fourier transform. Here I may be either finite or infinite. These results extend two results of J. Lakey on the plane to higher dimensions.     

On the iteration of holomorphic self-maps of ℂ*

Letf be a holomorphic self-map of the punctured plane ℂ^*=ℂ\{0} with essentially singular points 0 and ∞. In this note, we discuss the setsI ₀(f)={z ∈ ℂ^*:f ⁿ (z) → 0,n → ∞} andI _∞(f)={z ∈ ℂ^*:f ⁿ (z) → 0,n → ∞}. We try to find the relation betweenI ₀(f),I _∞(t) andJ(f). It is proved that both the boundary ofI ₀(f) and the boundary ofI _∞)f) equal toJ(f),I ₀(f) ∩J(f) ≠ θ andI _∞(f) ∩J(f) ≠ θ. As a consequence of these results, we find bothI ₀(f) andI _∞(f) are not doubly-bounded. Supported by the National Natural Science Foundation of China     

On limit distributions of first crossing points of Gaussian sequences

Let {X_k, k?Z} be a stationary Gaussian sequence with EX₁ – 0, EX²_k = 1 and EX₀X_k = r_k. Define τ_x = inf{k: X_k >– βk} the first crossing point of the Gaussian sequence with the function – βt (β > 0). We consider limit distributions of τ_x as β→0, depending on the correlation function r_k. We generalize the results for crossing points τ_x = inf{k: X_k >β?(k)} with ?(– t)?t^γL(t) for t→∞, where γ > 0 and L(t) varies slowly.     

Moment methods in Padé approximation: The unitary case

Given a unitary operator T in a Hilbert space H = (H, 〈·, ·〉) convergence results for two sequences of ($\text{(n ? 1)}\text{n)}$ two-point Padé approximants to the function f(z) = 〈(I ? zT)^?1u₀, u₀〉, (u₀ ∈ H, ∥ u₀∥ = 1, z regular for T) are given. An elementary proof is also given of the well-known operator version of the trigonometric moment problem, not using the solution of the classical trigonometric moment problem.     

On the Cauchy problem for some abstract nonlinear differential equations

In the present paper, we study the Cauchy problem in a Banach spaceE for an abstract nonlinear differential equation of form $$\frac{{d^2 u}}{{dt^2 }} = - A\frac{{du}}{{dt}} + B(t)u + f(t,W)$$ whereW = (A ₁(t)u,A ₂(t)u,?,A _?(t)u), (A _i (t),i = 1, 2, ?,?), (B(t),t ∈I = [0,b]) are families of closed operators defined on dense sets inE intoE, f is a given abstract nonlinear function onI ×E ^? intoE and ?A is a closed linear operator defined on dense set inE intoE, which generates a semi-group. Further, the existence and uniqueness of the solution of the considered Cauchy problem is studied for a wide class of the families (A _i(t),i = 1, 2, ?,?), (B(t),t ∈I). An application and some properties are also given for the theory of partial diferential equations.