Symmetry breaking and finite-size effects in quantum many-body systems

We consider a quantum many-body system on a lattice which exhibits a spontaneous symmetry breaking in its infinite-volume ground states, but in which the corresponding order operator does not commute with the Hamiltonian. Typical examples are the Heisenberg antiferromagnet with a Néel order and the Hubbard model with a (superconducting) off-diagonal long-range order. In the corresponding finite system, the symmetry breaking is usually obscured by quantum fluctuation and one gets a symmetric ground state with a long-range order. In such a situation, Horsch and von der Linden proved that the finite system has a low-lying eigenstate whose excitation energy is not more than of orderN ^–1, whereN denotes the number of sites in the lattice. Here we study the situation where the broken symmetry is a continuous one. For a particular set of states (which are orthogonal to the ground state and with each other), we prove bounds for their energy expectation values. The bounds establish that there exist ever-increasing numbers of low-lying eigenstates whose excitation energies are bounded by a constant timesN ^–1. A crucial feature of the particular low-lying states we consider is that they can be regarded as finite-volume counterparts of the infinite-volume ground states. By forming linear combinations of these low-lying states and the (finite-volume) ground state and by taking infinite-volume limits, we construct infinite-volume ground states with explicit symmetry breaking. We conjecture that these infinite-volume ground states are ergodic, i.e., physically natural. Our general theorems not only shed light on the nature of symmetry breaking in quantum many-body systems, but also provide indispensable information for numerical approaches to these systems. We also discuss applications of our general results to a variety of interesting examples. The present paper is intended to be accessible to readers without background in mathematical approaches to quantum many-body systems.     

Gapless Excitation above a Domain Wall Ground State in a Flat-Band Hubbard Model

We construct a set of exact ground states with a localized ferromagnetic domain wall and with an extended spiral structure in a deformed flat-band Hubbard model in arbitrary dimensions. We show the uniqueness of the ground state for the half-filled lowest band in a fixed magnetization subspace. The ground states with these structures are degenerate with all-spin-up or all-spin-down states under the open boundary condition. We represent a spin one-point function in terms of local electron number density, and find the domain wall structure in our model. We show the existence of gapless excitations above a domain wall ground state in dimensions higher than one. On the other hand, under the periodic boundary condition, the ground state is the all-spin-up or all-spin-down state. We show that the spin-wave excitation above the all-spin-up or -down state has an energy gap because of the anisotropy     

A two-dimensional isotropic quantum antiferromagnet with unique disordered ground state

We continue the study of valence-bond solid antiferromagnetic quantum Hamiltonians. These Hamiltonians are invariant under rotations in spin space. We prove that a particular two-dimensional model from this class (the spin-3/2 model on the hexagonal lattice) has a unique ground state in the infinite-volume limit and hence no Néel order. Moreover, all truncated correlation functions decay exponentially in this ground state. We also characterize all the finite-volume ground states of these models (in every dimension), and prove that the two-point correlation function of the spin-2 square lattice model with periodic boundary conditions has exponential decay.     

Fuzzball solutions for black holes and D1-brane-D5-brane microstates

We revisit the relation between fuzzball solutions and D1-brane-D5-brane microstates. A consequence of the fact that the R ground states (in the usual basis) are eigenstates of the R charge is that only neutral operators can have nonvanishing expectation values on these states. We compute the holographic 1-point functions of the fuzzball solutions and find that charged chiral primaries have nonzero expectation values, except when the curve characterizing the solution is circular. The nonzero vacuum expectation values reflect the fact that a generic curve breaks R symmetry completely. This implies that fuzzball solutions (excepting circular ones) can only correspond to superpositions of R states and we give a proposal for the superposition corresponding to a given curve. We also address the question of what would be the geometric dual of a given R ground state.     

Energy convexity as a consequence of decoherence and pair-extensive interactions in many-electron systems

Using the concept of self-entanglement, through which a pure state constructed in an augmented Hilbert space can describe a mixed state and through which the effects of physical decoherence can be mapped onto systems separated by an infinite distance, with the role of environmental states assumed by system states in disjoint Hilbert spaces, we show that expectation values of Hamiltonians subscribing to decoherence and satisfying the condition of extensivity, defined in the text, obey the energy convexity relation. The analysis based on self-entanglement also leads to a surprising interpretation of the failure of the convexity relation for model Hamiltonians such as the Hubbard model: The failure is due to the existence of self-entangled states with lower energies than the ground state so that in such models decoherence, i.e., disentangling from the self-entangled states, would cost energy and disallow the observation of the state through measurement. The Hubbard model is discussed extensively in an appendix where we also discuss and resolve some of the counterarguments to the convexity relation that have been advanced in the literature.     

Uniqueness of the Ground State in Weak Perturbations of Non-Interacting Gapped Quantum Lattice Systems

We consider a general weak perturbation of a non-interacting quantum lattice system with a non-degenerate gapped ground state. We prove that in a finite volume the dependence of the ground state on the boundary condition exponentially decays with the distance to the boundary, which implies in particular that the infinite-volume ground state is unique. Also, equivalent forms of boundary conditions for ground states of general finite quantum systems are discussed.On leave from Institute for Information Transmission Problems, Moscow, Russia.     

Vacuum tunneling in the four-dimensional Ising model

In the broken phase of the four-dimensional Ising model tunneling between the two degenerate minima of the effective potential takes place in a finite volume. We study this phenomenon numerically. The energies of the lowest zero momentum states are determined on both sides of the phase transition and their different correspondence to particle states in the infinite-volume limit is discussed. A Z₂-invariant definition of the field expectation value and susceptibility is exploited for calculation of the quantities in finite volumes.     

Are There Incongruent Ground States in 2D Edwards–Anderson Spin Glasses?

We present a detailed proof of a previously announced result [1] supporting the absence of multiple (incongruent) ground state pairs for 2D Edwards–Anderson spin glasses (with zero external field and, e.g., Gaussian couplings): if two ground state pairs (chosen from metastates with, e.g., periodic boundary conditions) on ℤ² are distinct, then the dual bonds where they differ form a single doubly-infinite, positive-density domain wall. It is an open problem to prove that such a situation cannot occur (or else to show – much less likely in our opinion – that it indeed does happen) in these models. Our proof involves an analysis of how (infinite-volume) ground states change as (finitely many) couplings vary, which leads us to a notion of zero-temperature excitation metastates, that may be of independent interest. Received: 3 December 2000/ Accepted: 30 April 2001     

Simulation of coexisting ferromagnetic order and disorder of geometrically frustrated Co2Cl(OH)3

The ground state and phase transition of Co₂Cl(OH)₃ were investigated by Monte Carlo simulation. This compound is a magnet, with a pyrochlore structure distorted along one axis. The magnetic structure at low temperatures consists of coexisting ferromagnetism and random spin, according to experiments. However, the formation mechanism of the coexistence and the interaction between the spins were unclear. We assumed an anisotropic Ising model and examined the ground state by multicanonical Monte Carlo simulation. In a nearest neighbor model, the ground states were highly degenerated. Almost all of the states were spin glass states, but a few of the states were ferromagnetic. The latter magnetic states were ferromagnetic at triangular layers and two in-one out random state at Kagome layers. The latter states should be stabilized if weak ferromagnetic interactions exist between second nearest neighbor spins and correspond to the states reported by the experiments. This expectation was confirmed by simulation.     

Nonrealistic behavior of mean-field spin glasses

We study chaotic size dependence of the low-temperature correlations in the Sherrington-Kirkpatrick (SK) spin glass. We prove that as temperature scales to zero with volume, for any typical coupling realization, the correlations cycle through every spin configuration in every fixed observation window. This cannot happen in short-ranged models as there it would mean that every spin configuration is an infinite-volume ground state. Its occurrence in the SK model means that the commonly used "modified clustering" notion of states sheds little light on the replica symmetry breaking (RSB) solution of SK, and, conversely, the RSB solution sheds little light on the thermodynamic structure of Edwards-Anderson models.     

Spectral Gaps of Quantum Hall Systems with Interactions

A two-dimensional quantum Hall system without disorder for a wide class of interactions including any two-body interaction with finite range is studied by using the Lieb–Schultz–Mattis method [Ann. Phys. (N.Y.) 16:407 (1961)]. The model is defined on an infinitely long strip with a fixed, large width, and the Hilbert space is restricted to the lowest (n _max+1) Landau levels with a large integer n _max. We prove that, for a noninteger filling of the Landau levels, either (i) there is a symmetry breaking at zero temperature or (ii) there is only one infinite-volume ground state with a gapless excitation. We also prove the following two theorems: (a) If a pure infinite-volume ground state has a nonzero excitation gap for a noninteger filling , then a translational symmetry breaking occurs at zero temperature. (b) Suppose that there is no non-translationally invariant infinite-volume ground state. Then, if a pure infinite-volume ground state has a nonzero excitation gap, the filling factor must be equal to a rational number. Here the ground state is allowed to have a periodic structure which is a consequence of the translational symmetry breaking. We also discuss the relation between our results and the quantized Hall conductance, and phenomenologically explain why odd denominators of filling fractions giving the quantized Hall conductance are favored exclusively.     

Time-Dependent Variational Approach to Ground-State Phase Transition and Phonon Dispersion Relation of the Quantum Double-Well Model

The ground-state phase transition and the phonon dispersion relation of the quantum double-well model are studied by means of the time-dependent variational approach combined with a Hartree-type many-body trial wavefunction. The single-particle state is taken to be a frozen Jackiw-Kerman wavefunction. Under the condition of minimum uncertainty relation, we obtain an effective classical Hamiltonian for the system and equations of motion for the particle＇s expectation values. It is shown that the effective substrate potential transits from a symmetric double-well potential to a symmetric single-well potential, and the ground state exhibits a transition from a broken symmetry phase to a restored symmetry phase as increasing the strength of quantum fluctuations. We also obtain the phonon dispersion relations and the phonon gaps at the two phases.     

Exactly solvable spin ladder model with degenerate ferromagnetic and singlet states

We study the spin ladder model with interactions between spins on neighboring rungs. The model Hamiltonian with the exact singlet ground state degenerated with ferromagnetic state is obtained. The singlet ground state wave function has a special recurrent form and depends on two parameters. Spin correlations in the singlet ground state show double-spiral structure with period of spirals equals to the system size. For special values of parameters they have exponential decay. The spectrum of the model is gapless and there are asymptotically degenerated excited states for special values of parameters in the thermodynamic limit. Received 7 May 1999     

Quantum spin-{3 \over 2} models on the Cayley tree - optimum ground state approach

We present a class of optimum ground states for quantum spin- models on the Cayley tree with coordination number 3. The interaction is restricted to nearest neighbours and contains 5 continuous parameters. For all values of these parameters the Hamiltonian has parity invariance, spin-flip invariance, and rotational symmetry in the xy-plane of spin space. The global ground states are constructed in terms of a 1-parametric vertex state model, which is a direct generalization of the well-known matrix product ground state approach. By using recursion relations and the transfer matrix technique we derive exact analytical expressions for local fluctuations and longitudinal and transversal two-point correlation functions. Received 1 March 1999     

The ground-state phase diagram of the spinless 1D falicov-kimball model: Numerical studies

Extrapolation of small-cluster exact-diagonalization calculations is used to study the ground state phase diagram of the spinless one-dimensional Falicov-Kimball model at half filling. Our results show that the phase diagram has an extremely simple structure for the Coulomb interactionsU≥2. Here the ground states are the most homogeneous configurations (mhc) with the smallest periods. Valence transitions are discontinuous and only of the type insulator-insulator. In this region the finite size effects are negligible and thus the picture of valence transitions is definitive. ForU<2 the phase diagram exhibits a more complicated structure. Here we have specified a domain where the ground states are the mhc and a metallic domain where the ground states are mixtures of configurations with the empty configuration. The boundary between these two domains is the boundary of discontinuous insulator-metal transitions. Unlike the caseU≥2 the valence transitions are gradual in the weak coupling limit. This work was supported by the Slovak scientific grant agency VEGA, contract No. 4177/97.     

Quantum phase transition in spin-3/2 systems on the hexagonal lattice — optimum ground state approach

Optimum ground states are constructed in two dimensions by using so called vertex state models. These models are graphical generalizations of the well-known matrix product ground states for spin chains. On the hexagonal lattice we obtain a one-parametric set of ground states for a five-dimensional manifold of S = 3/2 Hamiltonians. Correlation functions within these ground states are calculated using Monte-Carlo simulations. In contrast to the one-dimensional situation, these states exhibit a parameter-induced second order phase transition. In the disordered phase, two-spin correlations decay exponentially, but in the Néel ordered phase alternating long-range correlations are dominant. We also show that ground state properties can be obtained from the exact solution of a corresponding free-fermion model for most values of the parameter.     

Spin wave spectrum of magnetic nanotubes

We investigate the spin wave spectra associated to a vortex domain wall confined within a ferromagnetic nanotube. Basing our study upon a simple model for the energy functional we obtain the dispersion relation, the density of states and dissipation induced life-times of the spin wave excitations in presence of a magnetic domain wall. Our aim is to capture the basics spin wave physics behind the geometrical confinement of nobel magnetic textures.     

Exact ground states for two new spin-1 quantum chains, new features of matrix product states

We use the matrix product formalism to find exact ground states of two new spin-1 quantum chains with nearest neighbor interactions. One of the models, model I, describes a one-parameter family of quantum chains for which the ground state can be found exactly. In certain limit of the parameter, the Hamiltonian turns into the interesting case . The other model which we label as model II, corresponds to a family of solvable three-state vertex models on square lattices. The ground state of this model is highly degenerate and the matrix product states is a generating state of such degenerate states. The simple structure of the matrix product state allows us to determine the properties of degenerate states which are otherwise difficult to determine. For both models we find exact expressions for correlation functions.     

包含非中心电耦极矩的环状非谐振子势场赝自旋对称性的三对角化表示

提出了一个包含非中心电耦极矩分量的环状非谐振子势模型,在能够负载Dirac波动算子三对角化表示的完全平方可积L~2空间讨论了这一势场的赝自旋对称性.利用三对角化矩阵方案,使得求解Dirac方程转换为寻求波函数展开系数满足的三项递推关系式.角向波函数和径向波函数分别以Jacobi多项式和Laguerre多项式表示.由径向分量展开系数递推关系式的对角化条件得到束缚态的能量谱,显示出这一势模型具有严格的赝自旋对称性