<Emphasis Type="Italic">C</Emphasis><Superscript>1</Superscript>-Classification of Gapped Parent Hamiltonians of Quantum Spin Chains

We consider the C ¹-classification of gapped Hamiltonians introduced in Fannes et al. (Commun Math Phys 144:443–490, 1992) and Nachtergaele (Commun Math Phys 175:565–606, 1996) as parent Hamiltonians of translation invariant finitely correlated states. Within this family, we show that the number of edge modes, which is equal at the left and right edge, is the complete invariant. The construction proves that translation invariance of the ‘bulk’ ground state does not need to be broken to establish C ¹-equivalence, namely that the spin chain does not need to be blocked.     

The modular group and super-KMS functionals

Every normal, faithful, self-adjoint functional on a von Neumann algebraA canonically determines a one-parameter-weakly continuous *-automorphism group (the analog of the modular group) and a canonical ₂ grading onA, commuting with . We show that the functional satisfies the weak super-KMS property with respect to and Furthermore, we prove that and are the unique pair of a-weakly continuous one-parameter *-automorphism group and a grading of the algebra, commuting with each other, with respect to which is weakly super-KMS. The above results thus provide a complete extension of the theory of Tomita and Takesaki to the nonpositive case.Supported in part by the National Science Foundation under Grant DMS-8922002.     

Remarks on a quantum state extension problem

The problem is considered of finding, for a given pair of states on C ^*-algebras A ₁ A ₂ and A ₂ A ₃, a joint extension to A ₁ A ₂ A ₃. The fact that, in contrast to classical probability, such an extension may fail to exist, is related to the fact that different convex decompositions of the same quantum state need not have a common refinement. Improved necessary criteria for extensibility in terms of Bell's inequalities are derived, and are compared to the necessary and sufficient criteria, as well as to entropic bounds in the simplest case.     

Restored symmetries,quark puzzle,and the Pomeron as a Josephson current

A special type of symmetry is studied, wherein manifest invariance is restored by direct integration over a set of spontaneously broken ground states. In addition to invariant states and multiplets these symmetry realizations are shown to lead, in general, to clustering effects and quantum supercurrents. A systematic exploration of these symmetry realizations is proposed, mostly in physical situations where it has so far been believed that the only consequences of the symmetry are invariant states and multiplets. An application of these ideas to the quark system yields a possible explanation for the unobservability of free quarks and an interpretation of the Pomeron as a generalized Josephson current. Furthermore, the narrowing gap mechanism suggests an explanation for the behavior of thee ⁺ e ^– hadrons cross section and a speculation on an approaching phase transition in hadronic production and the observation of free quarks.     

An application of Bell's inequalities to a quantum state extension problem

Using techniques from the study of quantum violations of Bell's inequalities, we give examples of three C ^*-algebras A, B, C, and states ₁₂ on A B, and ₂₃ on B C, which agree on B, but do not have a common extension to A B C. This situation cannot occur in classical probability, i.e. for commutative algebras.     

Statistical mechanics of quantum spin systems. III

In the algebraic formulation the thermodynamic pressure, or free energy, of a spin system is a convex continuous functionP defined on a Banach space of translationally invariant interactions. We prove that each tangent functional to the graph ofP defines a set of translationally invariant thermodynamic expectation values. More precisely each tangent functional defines a translationally invariant state over a suitably chosen algebra of observables, i. e., an equilibrium state. Properties of the set of equilibrium states are analysed and it is shown that they form a dense set in the set of all invariant states over . With suitable restrictions on the interactions, each equilibrium state is invariant under time-translations and satisfies the Kubo-Martin-Schwinger boundary condition. Finally we demonstrate that the mean entropy is invariant under time-translations.     

Modular Conjugation and the Implementation of Supersymmetry

Any -graded C ^*-dynamical system with a self-adjoint graded-Kubo-Martin-Schwinger (KMS) functional on it can be represented (canonically) as a -graded algebra of bounded operators on a -graded Hilbert space, so that the grading of the latter is compatible with the functional. The modular conjugation operator plays a crucial role in this reconstruction. The results are generalized to the case of an unbounded graded-KMS functional having as dense domain the union of a net of C ^*-subalgebras. It is shown that the modulus of such an unbounded graded-KMS functional is KMS.      

Spectral stochastic processes arising in quantum mechanical models with a non-L 2 ground state

A functional integral representation is given for a large class of quantum mechanical models with a non-L ² ground state. As a prototype, the particle in a periodic potential is discussed: a unique ground state is shown to exist as a state on the Weyl algebra, and a functional measure (spectral stochastic process) is constructed on trajectories taking values in the spectrum of the maximal Abelian subalgebra of the Weyl algebra isomorphic to the algebra of almost periodic functions. The thermodynamical limit of the finite-volume functional integrals for such models is discussed, and the superselection sectors associated to an observable subalgebra of the Weyl algebra are described in terms of boundary conditions and/or topological terms in the finite-volume measures.Supported by DFG, Nr. Al 374/1-2     

Compactness and the maximal Gibbs state for random Gibbs fields on a lattice

We prove for a general class of Gibbsian Random Field on that the set of tempered Gibbs states is compact. This class contains the Euclidean random fields. Moreover if the interaction is attractive, there is a unique minimal and maximal Gibbs state _– and ₊×_± are unique translation invariant ant and have the global Markov property. We also prove that uniqueness of the tempered Gibbs state is equivalent to the magnetizationsm _±=_±(q _x ) being equal which is true if the pressure is differentiable.     

Symmetry breaking and finite-size effects in quantum many-body systems

We consider a quantum many-body system on a lattice which exhibits a spontaneous symmetry breaking in its infinite-volume ground states, but in which the corresponding order operator does not commute with the Hamiltonian. Typical examples are the Heisenberg antiferromagnet with a Néel order and the Hubbard model with a (superconducting) off-diagonal long-range order. In the corresponding finite system, the symmetry breaking is usually obscured by quantum fluctuation and one gets a symmetric ground state with a long-range order. In such a situation, Horsch and von der Linden proved that the finite system has a low-lying eigenstate whose excitation energy is not more than of orderN ^–1, whereN denotes the number of sites in the lattice. Here we study the situation where the broken symmetry is a continuous one. For a particular set of states (which are orthogonal to the ground state and with each other), we prove bounds for their energy expectation values. The bounds establish that there exist ever-increasing numbers of low-lying eigenstates whose excitation energies are bounded by a constant timesN ^–1. A crucial feature of the particular low-lying states we consider is that they can be regarded as finite-volume counterparts of the infinite-volume ground states. By forming linear combinations of these low-lying states and the (finite-volume) ground state and by taking infinite-volume limits, we construct infinite-volume ground states with explicit symmetry breaking. We conjecture that these infinite-volume ground states are ergodic, i.e., physically natural. Our general theorems not only shed light on the nature of symmetry breaking in quantum many-body systems, but also provide indispensable information for numerical approaches to these systems. We also discuss applications of our general results to a variety of interesting examples. The present paper is intended to be accessible to readers without background in mathematical approaches to quantum many-body systems.     

Phenomenological wave functions for the massA=14 system and a consistent description of beta decay observables

A set of phenomenological wave functions has been derived to describe the¹⁴N ground state and the isospin triplet consisting of the¹⁴C ground state, the first excited state of¹⁴N at 2.313 MeV and the¹⁴O ground state. Elastic and inelastic electron scattering form factors, the magnetic moment of the¹⁴N ground state and the shape factors in the ^± decay have been employed in a multiparameter fitting procedure to determine the amplitudes of the wave functions inL-S coupling. The inclusion of the beta decay observables in the fit has become possible for the first time since exact formulas for the shape factor in higher order do exist. The set of wave functions deduced exhibit predominately anL=0 contribution for the 0⁺; 1 states andL=1 and 2 contributions of nearly equal weight for the 1⁺; 0 state. It was observed that the inclusion of the shape factors allowed a more stringent determination of the amplitudes compared to previous attempts reported in the literature and led in the case of the 0⁺; 1 states to wave functions that show a small but noticeable difference within the isospin triplet. Besides the observables used for the fit, the radiative width (M1) of the 2.313 MeV state in¹⁴N can be described quite well with the derived wave functions, and in addition it has become possible to predict the pathological largeft ^– value of the¹⁴C decay and theft ⁺ value of the¹⁴O decay precisely. The wave functions are also applied to calculate the¹⁴N(, ⁺) cross section.Dedicated to Prof. Dr. P. Kienle on the occasion of his 60th birthday. Supported by the German Federal Minister for Research and Technology (BMFT) under contract number 06DA 184I     

Rotation of a self-bound many-body system

We discuss the rotational excitations of highly quantum many-body systems (for example, polyatomic molecules or microdroplets of helium). For a general system, the states F?, where and ? is a rotationally invariant ground or vibrational state, are shown to be eigenfunctions of L ² and L_z , with eigenvalues L(L+1)? ² and L? (for even L). These wavefunctions preserve the translational invariance and the permutation and inversion symmetries of the N-particle state ?. For harmonic pair interactions, the f = 1 wavefunctions are shown to be exact eigenstates of the N-body hamiltonian. For large N, the states F?(f=1) represent surface oscillations of the type first proposed by Bohr. An inequality for the rotational excitation energy is obtained variationally; it depends on two, three, and four-particle correlations. Other translationally invariant angular momentum eigenfunctions are also discussed.     

Generalized statistics of macroscopic fields

We define the notion of generalized statistics and give some examples. In particular, we consider the relationsa _i a _j ^* -q _ij a _j ^* a _i = _ij for - 1 q _ij =q _ji + 1 and we prove the existence of a Fock space representation of these relations.This work has been supported by the Deutsche Forschungsgemeinschaft (SFB 123).     

Infrared diode laser spectroscopy of the ν3 fundamental band of the PO2 free radical

The asymmetric stretching fundamental of the PO₂ free radical in its ground electronic state has been measured between 1280 and 1360 cm⁻¹ using diode laser absorption spectroscopy. This new data set has been combined in a fit with an earlier, smaller infrared data set and with pure rotational transitions measured by microwave and laser magnetic resonance spectroscopies to provide a new set of parameters for the ground and ν₃ = 1 states of A₁ PO₂. These parameters can be used to calculate line positions in this band for transitions up to N = 50.     

Valence bond ground states in isotropic quantum antiferromagnets

Haldane predicted that the isotropic quantum Heisenberg spin chain is in a massive phase if the spin is integral. The first rigorous example of an isotropic model in such a phase is presented. The Hamiltonian has an exactSO(3) symmetry and is translationally invariant, but we prove the model has a unique ground state, a gap in the spectrum of the Hamiltonian immediately above the ground state and exponential decay of the correlation functions in the ground state. Models in two and higher dimension which are expected to have the same properties are also presented. For these models we construct an exact ground state, and for some of them we prove that the two-point function decays exponentially in this ground state. In all these models exact ground states are constructed by using valence bonds.Supported in part by N.S.F. Grant PHY-80-19754. Fellow of the A.P. Sloan Foundation and the Canadian Institute for Advanced ResearchN.S.F. Post-doctoral FellowSupported in part by N.S.F. Grant PHY-85-15288-A01     

Free states of the canonical anticommutation relations

Each gauge invariant generalized free state _A of the anticommutation relation algebra over a complex Hilbert spaceK is characterized by an operatorA onK. It is shown that the cyclic representations induced by two gauge invariant generalized free states _A and _B are quasi-equivalent if and only if the operatorsA ^1/2–B ^1/2 and (I–A)^1/2–(I–B)^1/2 are of Hilbert-Schmidt class. The combination of this result with results from the theory of isomorphisms of von Neumann algebras yield necessary and sufficient conditions for the unitary equivalence of the cyclic representations induced by gauge invariant generalized free states.Work supported in part by US Atomic Energy Commission, under Contract AT (30-1)-2171 and by the National Science Foundation.     

Markov and stability properties of equilibrium states for nearest-neighbor interactions

Consider models on the lattice ^d with finite spin space per lattice point and nearest-neighbor interaction. Under the condition that the transfer matrix is invertible we use a transfer-matrix formalism to show that each Gibbs state is determined by its restriction to any pair of adjacent (hyper)planes. Thus we prove that (also in multiphase regions) translationally invariant states have a global Markov property. The transfer-matrix formalism permits us to view the correlation functions of a classicald-dimensional system as obtained by a linear functional on a noncommutative (quantum) system in (d – 1)-dimensions. More precisely, for reflection positive classical states and an invertible transfer matrix the linear functional is a state. For such states there is a decomposition theory available implying statements on the ergodic decompositions of the classical state ind dimensions. In this way we show stability properties of _ev ^d -ergodic states and the absence of certain types of breaking of translational invariance.     

Finitely correlated states on quantum spin chains

We study a construction that yields a class of translation invariant states on quantum spin chains, characterized by the property that the correlations across any bond can be modeled on a finite-dimensional vector space. These states can be considered as generalized valence bond states, and they are dense in the set of all translation invariant states. We develop a complete theory of the ergodic decomposition of such states, including the decomposition into periodic Néel ordered states. The ergodic components have exponential decay of correlations. All states considered can be obtained as local functions of states of a special kind, so-called purely generated states, which are shown to be ground states for suitably chosen finite range VBS interactions. We show that all these generalized VBS models have a spectral gap. Our theory does not require symmetry of the state with respect to a local gauge group. In particular we illustrate our results with a one-parameter family of examples which are not isotropic except for one special case. This isotropic model coincides with the one-dimensional antiferromagnet, recently studied by Affleck, Kennedy, Lieb, and Tasaki.     

Photoionization and electron–ion recombination of Cr I

Using the unified method, the inverse processes of photoionization and electron–ion recombination are studied in detail for neutral chromium, (), for the ground and excited states. The unified method based on close-coupling approximation and R-matrix method (i) subsumes both the radiative recombination (RR) and dielectronic recombination (DR) for the total rate and (ii) provides self-consistent sets of photoionization cross sections σ_PI and recombination rates α_RC. The present results show in total photoionization of the ground and excited states an enhancement in the background at the first excited threshold, state of the core. One prominent phot-excitation-of-core (PEC) resonance due to one dipole allowed transition (⁶S-⁶P^o) in the core is found in the photoionization cross sections of most of the valence electron excited states. Structures in the total and partial photoionization, for ionization into various excited core states and ground state only, respectively, are demonstrated. Results are presented for the septet and quintet states with n≤10 and l≤9 of Cr I. These states couple to the core ground state ⁶S and contribute to the recombination rates. State-specific recombination rates are also presented for these states and their features are illustrated. The total recombination rate shows two DR peaks, one at a relatively low temperature, at 630 K, and the other around 40,000 K. This can explain existence of neutral Cr in interstellar medium. Calculations were carried out in LS coupling using a close-coupling wave function expansion of 40 core states. The results illustrate the features in the radiative processes of Cr I and provide photoionization cross sections and recombination rates with good approximation for this astrophysically important ion.     

States of physical systems

States of physical systems may be represented by states onB*-algebras, satisfying certain requirements of physical origin. We discuss such requirements as are associated with the presence of unbounded observables or invariance under a group. It is possible in certain cases to obtain a unique decomposition of states invariant under a group into extremal invariant states. Our main results is such a decomposition theorem when the group is the translation group in dimensions and theB*-algebra satisfies a certain locality condition. An application of this theorem is made to representations of the canonical anticommutation relations.