Linear operators preserving the (p,q)-numerical range

Let $\text{C}{}_{\mathrm{n\times n}}$ and $\text{H}{}_{\mathrm{n}}$ denote respectively the space of n×n complex matrices and the real space of n×n hermitian matrices. Let p,q,n be positive integers such that p?q?n. For $\text{A?}\text{C}{}_{\mathrm{n\times n}}$, the (p,q)-numerical range of A is the set

$\text{W}{}_{\mathrm{p,q}}\text{(A)={trC}{}_{\mathrm{p}}\text{(J}{}_{\mathrm{q}}\text{UAU}{}^1\text{):U}\text{unitary}\text{}}$

, where C_p(X) is the pth compound matrix of X, and Jq is the matrix I_q?O_n-q. Let $\text{L}$ denote $\text{H}$_n or $\text{C}{}_{\mathrm{n\times n}}$. The problem of determining all linear operators T: $\text{L}$→$\text{L}$ such that

$\text{W}{}_{\mathrm{p,q}}\text{(T(A))=W}{}_{\mathrm{p,q}}\text{(A)}\text{for all}\text{A?}\text{L}$

is treated in this paper.     

An integral transform in L2-cohomology for the ladder representations of U(p, q)

Starting from the realization of the Fock space as L²-cohomology of $\text{C}$^{p + q}, $\text{H}$^0,p($\text{C}$^{p + q}) = ⊕_m?$\text{Z}$$\text{H}$_m^0,p($\text{C}$^{p + q}), an integral transform is constructed which is a direct-image mapping from $\text{H}$_m^{0,p($\text{C}$p + q) into the space of holomorphic sections of some vector bundle E_m over M ≈ U(p, q)/(U(q) × U(p)), m ? 0}. The transform intertwines the natural actions of U(p, q) and is injective if m ? 0, so it provides a geometric realization of the ladder representations of U(p, q). The sections in the image of the transform satisfy certain linear differential equations, which are explicitly described. For example, Maxwell's equations are of this form if p = q = 2 and m = 2. Thus, this transform is analogous to the Penrose correspondence.     

On the number of conjugacy classes in SL(2,Z)

Let $\text{H}\text{(t)}$ be the number of conjugacy classes of elements in SL(2, $\text{L}$) with trace t, and let $\text{h}\text{(n)}$ be the number of equivalence classes of binary quadratic forms with discriminant n. Then for t≠±2, $\text{H}\text{(t)=}\text{h}\text{(t}{}^2\text{?4)}$. For all real θ > 0 there is a T(θ) such that whenever |t|>T(θ), $\text{H}\text{(t)>|t|}{}^{\mathrm{1?\theta }}$. There is a c>0 such that for those t such that t²?4 is squarefree, $\text{H}\text{(t)≤c|t|}$.     

Extreme points in sets of positive linear maps on B(H)

Three main results are obtained: (1) If $\text{D}$ is an atomic maximal Abelian subalgebra of $\text{B}$($\text{H}$), $\text{P}$ is the projection of $\text{B}$($\text{H}$) onto $\text{D}$ and h is a complex homomorphism on $\text{D}$, then h ° $\text{P}$ is a pure state on $\text{B}$($\text{H}$). (2) If {P_n} is a sequence of mutually orthogonal projections with rank(P_n) = n and ∑ P_n = I, $\text{P}$ is the projection of $\text{B}$($\text{H}$) onto {P_n}″ given by P(T)=∑trace_n(T)P_n and h is a homomorphism on {P_n}″ such that h(P_n) = 0 for all n then h ° $\text{P}$ induces a type II_∞ factor representation of the Calkin algebra. (3) If $\text{M}$ is a nonatomic maximal Abelian subalgebra of $\text{B}$($\text{H}$) then there is an atomic maximal Abelian subalgebra $\text{D}$ of $\text{B}$($\text{H}$) and a large family {Φ_α} of ¹-homomorphisms from $\text{D}$ onto $\text{M}$ such that for each α, Φ_α ° $\text{P}$ is an extreme point in the set of projections from $\text{B}$($\text{H}$) onto $\text{M}$. (Here $\text{P}$ denotes the projection of $\text{B}$($\text{H}$) onto $\text{D}$.)     

Asymptotic formulas for the number of oriented graphs

Wille found an asymptotic approximation to r(n, q), the number of unlabeled oriented graphs on n points and q directed lines, for a wide interval of q and conjectured that, for given n, the maximum of r(n, q) occurs at $\text{q = [}\text{2(N + 1)}\text{3}\text{]}$. We find the (different) asymptotic approximation to r(n, q) valid for the remaining interval of q and prove Wille's conjecture for all large n.     

On Turan hypergraphs

Let α(H) be the stability number of a hypergraph H = (X, $\text{E}$). T(n, k, α) is the smallest q such that there exists a k-uniform hypergraph H with n vertices, q edges and with α(H) ? α. A k-uniform hypergraph H, with n vertices, T(n, k, α) edges and α(H) ?α is a Turan hypergraph. The value of T(n, 2, α) is given by a theorem of Turan. In this paper new lower bounds to T(n, k, α) are obtained and it is proved that an infinity of affine spaces are Turan hypergraphs.     

Convex polyhedra of doubly stochastic matrices: II. Graph of Ωn

Properties of the graph $\text{G(Ω}{}_{\mathrm{n}}\text{)}$ of the polytope $\text{Ω}{}_{\mathrm{n}}$ of all n × n nonnegative doubly stochastic matrices are studied. If $\text{F}$ is a face of $\text{Ω}{}_{\mathrm{n}}$ which is not a k-dimensional rectangular parallelotope for k ≥ 2, then G($\text{F}$) is Hamilton connected. Prime factor decompositions of the graphs of faces of $\text{Ω}{}_{\mathrm{n}}$ relative to Cartesian product are investigated. In particular, if $\text{F}$ is a face of $\text{Ω}{}_{\mathrm{n}}$, then the number of prime graphs in any prime factor decomposition of G($\text{F}$) equals the number of connected components of the neighborhood of any vertex of G($\text{F}$). Distance properties of the graphs of faces of $\text{Ω}{}_{\mathrm{n}}$ are obtained. Faces $\text{F}$ of $\text{Ω}{}_{\mathrm{n}}$ for which G($\text{F}$) is a clique of $\text{G(Ω}{}_{\mathrm{n}}\text{)}$ are investigated.     

On the solutions to x′(t) = A(t) x (t) over all A(t), where P ⩽ A(t) ⩽ Q

Let P_ij and q_ij be positive numbers for i ≠ j, i, j = 1, …, n, and consider the set of matrix differential equations x′(t) = A(t) x(t) over all A(t), where a_ij(t) is piecewise continuous, a_ij(t) = ?∑_{i ≠ j}a_ij(t), and p_ij ? a_ij(t) ? q_ij all t. A solution x is also to satisfy ∑_{i = 1}ⁿx_i(0) = 1. Let C_t denote the set of all solutions, evaluated at t to equations described above. It is shown that $\text{C}{}_{\mathrm{t}}$, the topological closure of C_t, is a compact convex set for each t. Further, the set valued function $\text{C}{}_{\mathrm{t}}$, of t is continuous and $\text{limit}{}_{\mathrm{t\; \to \; \infty }}\text{C}\text{?}{}_{\mathrm{t}}\text{= ∩}\text{C}\text{?}{}_{\mathrm{t}}$.     

Construction of matroidal families by partly closed sets

A matroidal family of graphs is a set $\text{M}$≠Ø of connected finite graphs such that for every finite graph G the edge sets of those subgraphs of G which are isomorphic to some element of $\text{M}$ are the circuits of a matroid on the edge set of G. In [9], Schmidt shows that, for n?0, ?2n<r?1, n, $\text{r∈}\text{Z}$, the set $\text{M}\text{(n, r)={G∣G}$ is a graph with β(G)=nα(G)+r and α(G )>, and is minimal with this property (with respect to the relation ?))} is a matroidal family of graphs. He also describes a method to construct new matroidal families of graphs by means of so-called partly closed sets. In this paper, an extension of this construction is given. By means of s-partly closed subsets of $\text{M}\text{(n, r)}$, s?r, we are able to give sufficient and necessary conditions for a subset $\text{P}\text{(n, r)}$ of $\text{M}\text{(n, r)}$ to yield a matroidal family of graphs when joined with the set $\text{I}\text{(n, s)}$ of all graphs $\text{G∈}\text{M}\text{(n, s)}$ which satisfy: If $\text{H∈}\text{P}\text{(n, r)}$, then H?G. In particular, it is shown that $\text{M}\text{(n, r)}$ is not a matroidal family of graphs for r?2. Furthermore, for n?0, 1?2n<r, n, $\text{r∈}\text{Z}$, the set of bipartite elements of $\text{M}\text{(n, r)}$ can be used to construct new matroidal families of graphs if and only if s?min(n+r, 1).     

A third-order optimum property of the maximum likelihood estimator

Let θ⁽ⁿ⁾ denote the maximum likelihood estimator of a vector parameter, based on an i.i.d. sample of size n. The class of estimators θ⁽ⁿ⁾ + n^?1q(θ⁽ⁿ⁾), with q running through a class of sufficiently smooth functions, is essentially complete in the following sense: For any estimator T⁽ⁿ⁾ there exists q such that the risk of θ⁽ⁿ⁾ + n^?1q(θ⁽ⁿ⁾) exceeds the risk of T⁽ⁿ⁾ by an amount of order o(n^?1) at most, simultaneously for all loss functions which are bounded, symmetric, and neg-unimodal. If $\text{q}{}^1$ is chosen such that $\text{θ}{}^{\mathrm{(n)}}\text{+ n}{}^{\mathrm{?1}}\text{q}{}^1\text{(θ}{}^{\mathrm{(n)}}\text{)}$ is unbiased up to $\text{o(n}{}^{\mathrm{<mtext>?1</mtext><mtext>2</mtext>}}\text{)}$, then this estimator minimizes the risk up to an amount of order o(n^?1) in the class of all estimators which are unbiased up to $\text{o(n}{}^{\mathrm{<mtext>?1</mtext><mtext>2</mtext>}}\text{)}$.The results are obtained under the assumption that T⁽ⁿ⁾ admits a stochastic expansion, and that either the distributions have—roughly speaking—densities with respect to the lebesgue measure, or the loss functions are sufficiently smooth.     

Arithmetic in generalized Artin-Schreier extensions of k(x)

If k is a perfect field of characteristic p ≠ 0 and k(x) is the rational function field over k, it is possible to construct cyclic extensions K_n over k(x) such that [K : k(x)] = pⁿ using the concept of Witt vectors. This is accomplished in the following way; if [β₁, β₂,…, β_n] is a Witt vector over k(x) = K₀, then the Witt equation $\text{y}{}^{\mathrm{p}}\text{?}\text{y}\text{= β}$ generates a tower of extensions through $\text{K}{}_{\mathrm{i}}\text{= K}{}_{\mathrm{i?1}}\text{(}\text{y}{}_{\mathrm{i}}\text{)}$ where $\text{y}\text{= [}\text{y}{}_1\text{,}\text{y}{}_2\text{,…,}\text{y}{}_{\mathrm{n}}\text{]}$. In this paper, it is shown that there exists an alternate method of generating this tower which lends itself better for further constructions in K_n. This alternate generation has the form K_i = K_i?1(y_i); y_i^p ? y_i = B_i, where, as a divisor in K_i?1, B_i has the form . In this form q is prime to Πp_j^λ_j and each λ_j is positive and prime to p. As an application of this, the alternate generation is used to construct a lower-triangular form of the Hasse-Witt matrix of such a field K_n over an algebraically closed field of constants.     

The constrained bilinear form and the C-numerical range

Let V be an n-dimentional unitary space with inner product (·,·) and S the set {x∈V:(x, x)=1}. For any A∈Hom(V, V) and $\text{q∈}\text{C}$ with ∣q∣?1, we define

$\text{W(A:q)={(Ax, y):x, y∈S, (x, y)=q}}$

. If q=1, then W(A:q) is just the classical numerical range {(Ax, x):x∈S}, the convexity of which is well known. Another generalization of the numerical range is the C-numerical range, which is defined to be the set

$\text{W}{}_{\mathrm{C}}\text{(A)={}\text{tr}\text{(CU}{}^1\text{AU):U}\text{unitary}\text{}}$

where C∈Hom(V, V). In this note, we prove that W(A:q) is always convex and that W_C(A) is convex for all A if rank C=1 or n=2.     

An application of L-functions of imaginary quadratic fields

Let F₁(x, y),…, F_2h+1(x, y) be the representatives of equivalent classes of positive definite binary quadratic forms of discriminant ?q (q is a prime such that q ≡ 3 mod 4) with integer coefficients, then the number of integer solutions of F_i(x, y) = n (i = 1,…, 2h + 1) can be calculated for each natural number n using L-functions of imaginary quadratic field $\text{Q}$((?q)^1/2).     

The distribution of values of the partition function in residue classes

Making use of an identity of Euler's involving the partition function p(n), Kolberg (Math. Scand.7 (1959), 377–378) showed that p(n) assumes both even and odd values infinitely often. His method admits of refinement, and as a consequence we are led to the following more comprehensive result: Let q ? 2, 0 ? r < q and denote by E_r,q(N) the number of positive integers n? N such that p(n)  r (mod q). The there exist at least two distinct values of r such that, for all sufficiently large N,$\text{E}{}_{\mathrm{r,q}}\text{(N) >}\text{log log}\text{N}\text{q}\text{log}\text{2}$.     

On perfect codes in the hamming schemes H(n, q) with q arbitrary

For each e ? 3, there are at most finitely many nontrivial perfect e-codes in the Hamming schemes H(n, q) where n and q are arbitrary.     

Projective repesentations of the Hilbert Lie group U (H)2 via quasifree statres on the CAR algebra

The group $\text{U}$ (H)₂ of unitary operators (on a Hilbert space H) which differ from the identity by a Hilbert-Schmidt operator may be imbedded in the group of Bogoliubov automorphisms of the CAR algebra over H in such a way as to be weakly inner in any gauge-invariant quasifree representation. Consequently each such quasifree representation determines a projective representation of $\text{U}$ (H)₂. If 0 ? A ? I is the operator on H determining the quasifree representation π_A and ?_A denotes the cyclic projective representation of $\text{U}$ (H)₂ generated from the G.N.S. cyclic vector $\text{Ω}{}_{\mathrm{A}}\text{for}\text{π}{}_{\mathrm{A}}$, then the 2-cocycle in $\text{U}$ (H)₂ determined by ?_A can be given explicitly. We prove that this 2-cocycle is a coboundary if any only if A or 1 ? A is Hilbert-Schmidt. The representations ?_A, on restriction to the group $\text{U}$ (H)₁ consisting of unitaries which differ from the identity by a trace class operator, always determine 2-cocycles which are coboundaries. These representations of $\text{U}$ (H)₁ have already been investigated by 21., 22., 87–110). Thus the Stratila-Voiculescu representations of $\text{U}$ (H)₁ always extend to projective representations of $\text{U}$ (H)₂ and to ordinary representations when A or 1 ? A is Hilbert-Schmidt. This fact enables exploitation of the type analysis of Stratila and Voiculescu to determine the type of the von Neumann algebra ρ_A($\text{U}$(H)₂)″. In the special case where 0 and 1 are not eigenvalues of $\text{A, Ω}{}_{\mathrm{A}}$ is cyclic and separating for ρ_A($\text{U}$(H)₂)″ and hence determines a K.M.S. state on this algebra. It is shown that for special choices of A, type III_λ (0 < λ ? 1) factors ρ_A($\text{U}$(H)₂)″ may be constructed.     

Cantor spectrum for the almost Mathieu equation

For a dense G_δ of pairs (λ, α) in R², we prove that the operator (Hu)(n) = u(n + 1) + u(n ?1) + λ cos(2παn + θ) u(n) has a nowhere dense spectrum. Along the way we prove several interesting results about the case $\text{α =}\text{p}\text{q}$ of which we mention: (a) If qθ is not an integral multiple of π, then all gaps are open, and (b) If q is even and θ is chosen suitably, then the middle gap is closed for all λ.     

Operators as spectral integrals of operator-valued functions from the study of multivariate stationary stochastic processes

P. Masani and the author have previously answered the question, “When is an operator on a Hilbert space $\text{H}$ the integral of a complex-valued function with respect to a given spectral (projection-valued) measure?” In this paper answers are given to the question, “When is a linear operator from $\text{H}$^q to $\text{H}$^p the integral of a spectral measure?”; here the values of the integrand are linear operators from the square-summable q-tuples of complex numbers to the square-summable p-tuples of complex numbers, and our spectral measure for $\text{H}$^q is the “inflation” of a spectral measure for $\text{H}$. In the course of this paper, we make available tools for handling the spectral analysis of q-variate weakly stationary processes, 1 ≤ q ≤ ∞, which should enable researchers to deal in the future with the case q = ∞. We show as one application of our theory that if U = ∫(in0, 2π]e^?iθE(dθ) is a unitary operator on $\text{H}$ and if T is a bounded linear operator from $\text{H}$^q to $\text{H}$^q (1 ≤ q ≤ ∞) which is a prediction operator for each stationary process (Uⁿx)_?∞^∞ ?$\text{H}$^q (for each x = (xⁱ)_i^j ∈ $\text{H}$^q, Uⁿx = (Uⁿxⁱ)_i=1^q), then T is a spectral integral, ∫(_0,2π)]Φ(θ) E(dθ), and the Banach norm of T, |T|_B = ess sup |Φ(θ)|_B.     

The behaviour of (k,…,kn,n−ik)ci/i! is asymptotically normal

Let N(n,i) = (k,…,kⁿ,n?ik)c^i/i, i = O.…,[n/k]. We prove that the random variable X_n such that $\text{P(X}{}_{\mathrm{<mtext>n</mtext>}}\text{= i) =}\text{N(n, i)}\text{Σ}{}_{\mathrm{<mtext>j</mtext>}}\text{N(n, j)}$ has asymptotically (n → ∞) a normal distribution and we give some combinatorial applications of this result.We also improve a result of Godsil [3] dealing with matchings in graph.