近红外光谱测定溶液中甲醇的含量

测量了含微量甲醇(体积分数为0.04%～0.24%)的系列乙醇水溶液的近红外光谱,利用近红外光谱分析建立了预测甲醇含量的定量分析模型。比较了用外部检验法(Test Set-Validation)和交叉检验法(Cross-Validaton)建立的数学模型,研究了使用外部检验法时,校正集和检验集样品数的改变对模型预测结果的影响。结果发现,当校正集样品数为15检验集样品数为6(总样品数为21)时,使用外部检验法建立的数学模型预测结果较好,其校正集的均方根误差和检验集的预测均方根误差(分别为RMSEE和RMSEP)均较小(分别为0.0115和0.0105),而且很接近。结果表明,近红外光谱方法简单,准确而且实用。     

应用遗传算法和PLS的近红外光谱预测玉米中淀粉含量的研究

以普通玉米籽粒为试验材料,在应用遗传算法结合偏最小二乘回归法对近红外光谱数据进行特征波长选择的基础上,应用偏最小二乘回归法建立了特征波长测定玉米籽粒中淀粉含量的校正模型．试验结果表明,基于11个特征波长所建立的校正模型,其校正误差（RMSEC）、交叉检验误差（RMSECV）和预测误差（RMSEP）分别为0.30％、0.35％和0.27％,校正数据集和独立的检验数据集的预测值与实际测定值之间的相关系数分别达到0.9279和0.9390,与全光谱数据所建立的预测模型相比,在预测精度上均有所改善,表明应用遗传算法和PLS进行光谱特征选择,能获得更简单和更好的模型,为玉米籽粒中淀粉含量的近红外测定和红外光谱数据的处理提供了新的方法与途径．     

Determination of total sulfur in diesel fuel employing NIR spectroscopy and multivariate calibration

A method for sulfur determination in diesel fuel employing near infrared spectroscopy, variable selection and multivariate calibration is described. The performances of principal component regression (PCR) and partial least square (PLS) chemometric methods were compared with those shown by multiple linear regression (MLR), performed after variable selection based on the genetic algorithm (GA) or the successive projection algorithm (SPA). Ninety seven diesel samples were divided into three sets (41 for calibration, 30 for internal validation and 26 for external validation), each of them covering the full range of sulfur concentrations (from 0.07 to 0.33% w/w). Transflectance measurements were performed from 850 to 1800 nm. Although principal component analysis identified the presence of three groups, PLS, PCR and MLR provided models whose predicting capabilities were independent of the diesel type. Calibration with PLS and PCR employing all the 454 wavelengths provided root mean square errors of prediction (RMSEP) of 0.036% and 0.043% for the validation set, respectively. The use of GA and SPA for variable selection provided calibration models based on 19 and 9 wavelengths, with a RMSEP of 0.031% (PLS-GA), 0.022% (MLR-SPA) and 0.034% (MLR-GA). As the ASTM 4294 method allows a reproducibility of 0.05%, it can be concluded that a method based on NIR spectroscopy and multivariate calibration can be employed for the determination of sulfur in diesel fuels. Furthermore, the selection of variables can provide more robust calibration models and SPA provided more parsimonious models than GA.     

Determination of Ni2+ using an equilibrium ion exchange technique: Important chemical factors and applicability to environmental samples

The main purpose of this study was to investigate the relationship between some coffee roasting variables (weight loss, density and moisture) with near infrared (NIR) spectra of original green (i.e. raw) and differently roasted coffee samples, in order to test the availability of non-destructive NIR technique to predict coffee roasting degree. Separate calibration and validation models, based on partial least square (PLS) regression, correlating NIR spectral data of 168 representatives and suitable green and roasted coffee samples with each roasting variable, were developed. Using PLS regression, a prediction of the three modelled roasting responses was performed. High accuracy results were obtained, whose root mean square errors of the residuals in prediction (RMSEP) ranged from 0.02 to 1.23%. Obtained data allowed to construct robust and reliable models for the prediction of roasting variables of unknown roasted coffee samples, considering that measured vs. predicted values showed high correlation coefficients (r from 0.92 to 0.98). Results provided by calibration models proposed were comparable in terms of accuracy to the conventional analyses, revealing a promising feasibility of NIR methodology for on-line or routine applications to predict and/or control coffee roasting degree via NIR spectra.     

Horizontal attenuated total reflection applied to simultaneous determination of ash and protein contents in commercial wheat flour

Partial least-squares (PLS) regression was used to generate various models for the determination of both the protein and the ash contents of wheat flours by using spectroscopic data in the mid-infrared region obtained with a horizontal attenuated total reflectance (HATR) accessory. One hundred samples of wheat flour were used as purchased in the market: 55 for constructing the calibration model and 45 as external samples. The protein content varied between 8.85 and 13.23% and the ash content, between 0.330 and 1.287%, as determined by reference methods. Raw spectra and those corrected by multiplicative signal correction (MSC), first and second derivative spectra, were used as data for building the models. Different pre-treatments, such as mean centered and/or variance scaled (VS) methods, were tested and compared. Very good models were built as judged by the correlation coefficients (R²), root mean square error of calibration (RMSEC), root mean square error of validation (RMSEV) and root mean square error of prediction (RMSEP) that were obtained. Best results were achieved with MSC treated spectra.     

近红外光谱结合膜富集技术测定饮料中微量邻苯二甲酸二异辛酯的含量

提出了一种基于在线膜富集的近红外漫反射光谱技术,对饮料中的微量塑化剂邻苯二甲酸二异辛酯(DEHP)进行快速检测。采用聚醚砜膜对饮料中的DEHP进行富集,将富集DEHP的膜直接进行近红外漫反射检测。参考DEHP的透射近红外光谱,对波数进行选择,以4 420～4 060、4 700～4 540、6 040～5 600cm-1作为建模的波数区间。通过比较原始光谱、多元散射校正、一阶求导、二阶求导及其组合,考察了光谱预处理方法对模型的影响,用去一交互验证法建立了偏最小二乘(PLS)模型,并用所建立的校正模型对校正集样品进行了预测。结果表明,在选定的波数区间,当用一阶求导对校正集光谱进行预处理时,所建立的模型对校正集的预测效果最佳,在隐变量数为7时,对校正集所有样品的校正均方根误差(RMSEC)为0.188 7mg/L。用此模型对预测集样品进行预测时,DEHP的质量浓度在0.5～5.0 mg/L范围内,预测均方根误差(RMSEP)为0.232 4 mg/L,平均相对预测误差为6.29%。     

近红外光谱法同时测定通天口服液中天麻素和芍药苷的含量

本文应用近红外光谱结合偏最小二乘法建立了同时测定通天口服液中天麻素与芍药苷含量的方法。以高效液相色谱(HPLC)法测定通天口服液样品中天麻素和芍药苷的化学参考值,随机抽取60个样本作校正集,20个样本作预测集。用偏最小二乘法(PLS)将校正集样本的近红外光谱与相应样本的天麻素和芍药苷含量分别相关联建立模型。结果表明,天麻素和芍药苷校正模型的决定系数分别为96.28%、94.55%,模型的交叉验证均方差分别为0.0336、0.00908,预测集的决定系数分别为94.23%、92.86%,预测集均方差分别为0.0453、0.00839。同时还做了模型的精密度实验,该方法能用于大批量样品的快速分析。     

近红外光谱法快速鉴定油菜杂交种的纯度

建立近红外光谱技术测定油菜杂交种纯度的方法。考察了样品杯类型、光谱预处理方法和波长范围对近红外模型预测性能的影响。结果发现,由不同样品杯采集近红外光谱所建立的校正模型,其预测性能存在较大的差异,旋转杯明显优于安瓿瓶;采用消除常数偏移量对光谱进行预处理能有效地提取光谱信息,选择5 000~8 000 cm–1波数范围作为建模谱区,其包含的有效信息率最高。在最佳条件下建立油菜杂交种纯度的校正模型,其决定系数(R2)为0.980 0,交互验证均方根误差(RMSECV)为0.008 59。利用该模型对预测集进行测定,预期均方根误差(RMSEP)为0.007 59,表明该模型具有很好的预测性能,近红外光谱法用于杂交种纯度的鉴定是可行的。     

Determination of polyphenols in oats by near-infrared spectroscopy (NIRS) and two-dimensional correlation spectroscopy

Two-dimensional correlation spectroscopy (2DCOS) and near-infrared spectroscopy (NIRS) were used to determine the polyphenol content in oat grain. A partial least squares (PLS) algorithm was used to perform the calibration. A total of 116 representative oat samples from four locations in China were prepared and the corresponding near-infrared spectra were measured. Two-dimensional correlation spectroscopy was employed to select wavelength bands for the PLS regression model for the polyphenol determination. The number of PLS components and intervals was optimized according to the coefficients of determination (R²) and root mean square error of cross validation (RMSECV) in the calibration set. The performance of the final model was evaluated using the correlation coefficient (R) and the root mean square error of validation (RMSEV) in the prediction set. The results showed the band corresponding to the optimal calibration model was between 1350 and 1848?nm and the optimal spectral preprocessing combination was second derivative with second smoothing. The optimal regression model was obtained with an R² of 0.8954 and an RMSECV of 0.06651 in the calibration set and R of 0.9614 and RMSEV of 0.04573 in the prediction set. These measurements reveal the calibration model had qualified predictive accuracy. The results demonstrated that the 2DCOS with PLS was a simple and rapid method for the quantitative determination of polyphenols in oats.     

傅里叶变换近红外光谱法快速检测人血清生化成分

应用傅里叶变换近红外光谱透射技术结合偏最小二乘法(PLS)建立了人血清中7种生化成分的定标模型,利用内部交叉验证和自动优化功能对定标模型进行了优化,确定了最优建模参数。模型对人血清中总胆固醇、甘油三酯、总蛋白、白蛋白、载脂蛋白B、低密度脂蛋白胆固醇、葡萄糖定标样品集的预测值与化学值的相关系数r分别为0.9011、0.9593、0.9249、0.761、0.8831、0.5191、0 9148,预测校正标准误差RMSECV分别为15mg/dL,21.6mg/dL,2 66g/L,3 96g/L,0.091g/L,16.2mg/dL,0.49mmol/L。     

Rapid and Nondestructive Analysis of Bacillus Calmette–Guerin Polysaccharide Nucleic Acid Injection by near-Infrared Spectroscopy with Chemometrics

A novel quantitative analytical method using near-infrared (NIR) spectroscopy combined with chemometrics has been developed to determine the polysaccharides and nucleic acids for routine quality analysis of Bacillus Calmette–Guerin polysaccharide and nucleic acid injections. A Monte-Carlo method was used to detect and discard outliers and to improve the predictive ability of the model. Various other spectral preprocessing methods such as smoothing, derivative, multiplicative scattering correction, standard normal variables, and orthogonal signal correction methods were used to remove noise and other irrelevant information from the spectra. Sample-set partitioning based on joint x–y distance method was utilized to divide the sample measurements into calibration and validation datasets. The optimal wavelength variables were determined by competitive adaptive weighted sampling. The model was established and cross-validated using partial least square regression. The root mean square errors of cross-validation for polysaccharides and nucleic acids were determined to be 0.0382 and 5.218, and the root mean square errors of prediction were 0.0229 and 6.282. The overall results show that NIR spectroscopy combined with chemometry is effective for the quantitative analysis of Bacillus Calmette–Guerin polysaccharide and nucleic acid injections.     

过程分析技术(PAT)在原料药生产中的应用

该文通过采用近红外光谱分析技术对原料药(API)的浓度调节过程进行实时监控,介绍了在良好生产规范条件下过程分析技术(PAT)的实施过程。利用偏最小二乘算法开发出两个校正模型分别用以监控原料药和水分含量,并通过模型校正均方根误差(RMSEC)、交叉检验均方根误差(RMSECV)和预测均方根误差(RMSEP)以及对应的决定系数(R~2)来评估模型的性能。为保证模型性能,按照分析方法验证要求对模型的线性和范围、准确性、精密度(重复性)、专属性以及稳健性指标进行验证。最后通过系统性能测试确认检测系统满足商业化运行的要求。结果显示,采用过程分析技术控制浓度调节过程,可以大幅度缩短浓度调节时间,节约蒸汽能耗和检测费用,减少生产过程中的偏差,提升产品工艺水平和批次间一致性。     

Improving prediction selectivity for on-line near-infrared monitoring of components in etchant solution by spectral range optimization

The components (H₃PO₄, HNO₃, CH₃COOH and water) in an etchant solution have been accurately measured in an on-line manner using near-infrared (NIR) spectroscopy by directly illuminating NIR radiation through a Teflon line. In particular, the spectral features according to the change of H₃PO₄ or HNO₃ concentrations were not mainly from NIR absorption themselves, but from the perturbation (or displacement) of water bands; therefore, the resulting spectral variations were quite similar to each other. Consequently partial least squares (PLS) prediction selectivity among the components should be the most critical issue for continuous on-line compositional monitoring by NIR spectroscopy. To improve selectivity of the calibration model, we have optimized the calibration models by finding selective spectral ranges with the use of moving window PLS. Using the optimized PLS models for each component, the resulting prediction accuracies were substantially improved. Furthermore, on-line prediction selectivity was evaluated by spiking individual pure components step by step and examining the resulting prediction trends. When optimized PLS models were used, each concentration was selectively and sensitively varied at each spike; meanwhile, when whole or non-optimized ranges were used for PLS, the prediction selectivity was greatly degraded. This study verifies that the selection of an optimal spectral range for PLS is the most important factor to make Teflon-based NIR measurements successful for on-line and real-time monitoring of etching solutions.     

Determination of amylose content in starch using Raman spectroscopy and multivariate calibration analysis

Fourier transform Raman spectroscopy and chemometric tools have been used for exploratory analysis of pure corn and cassava starch samples and mixtures of both starches, as well as for the quantification of amylose content in corn and cassava starch samples. The exploratory analysis using principal component analysis shows that two natural groups of similar samples can be obtained, according to the amylose content, and consequently the botanical origins. The Raman band at 480 cm^?1, assigned to the ring vibration of starches, has the major contribution to the separation of the corn and cassava starch samples. This region was used as a marker to identify the presence of starch in different samples, as well as to characterize amylose and amylopectin. Two calibration models were developed based on partial least squares regression involving pure corn and cassava, and a third model with both starch samples was also built; the results were compared with the results of the standard colorimetric method. The samples were separated into two groups of calibration and validation by employing the Kennard-Stone algorithm and the optimum number of latent variables was chosen by the root mean square error of cross-validation obtained from the calibration set by internal validation (leave one out). The performance of each model was evaluated by the root mean square errors of calibration and prediction, and the results obtained indicate that Fourier transform Raman spectroscopy can be used for rapid determination of apparent amylose in starch samples with prediction errors similar to those of the standard method.

A comparative study of diesel analysis by FTIR, FTNIR and FT-Raman spectroscopy using PLS and artificial neural network analysis

Diesel properties determined by ASTM reference methods as cetane index, density, viscosity, distillation temperatures at 50% (T50) and 85% (T85) recovery, and the total sulfur content (%, w/w) were modeled by FTIR-ATR, FTNIR, and FT-Raman spectroscopy using partial last square regression (PLS) and artificial neural network (ANN) spectral analysis. In the PLS models, 45 diesel samples were used in the training group and the other 45 samples were used in the validation. In the ANN analysis a modular feedforward network was used. Sixty diesel samples were used in the neural network training and other 30 samples were used in the validation. Two different ATR configurations were compared in the FTIR, a conventional (ATR1) and an immersion (ATR2) cell. The ATR1 cell presented the best results, with smaller prediction errors (root mean square error of prediction, RMSEP). The comparison of the three PLS models (FTIR-ATR1, FTNIR, and FT-Raman) shows that reasonable values of R² and RMSEP were obtained by the FTIR-ATR1 and FTNIR models in the evaluation of density, viscosity, and T50. The PLS/FT-Raman models presented reasonable results only for the T50 property. None of the techniques was able to generate suitable PLS calibration models for the determination of sulfur content. The ANN/FT-Raman models presented the best performances, with all models presenting R²-values above 85% some of them with RMSEP values significantly smaller than those obtained with FTIR-ATR and FTNIR. The ANN/FT-Raman and ANN/FTIR-ATR1 models were able to estimate the total sulfur content of diesel with 0.01% (w/w) accuracy.     

Determination of Iridoids in Gentiana rigescens by Infrared Spectroscopy and Multivariate Analysis

Gentiana rigescens is a famous herbal medicine in China for treatment of convulsion, rheumatism, and jaundice. Here, the infrared determination of gentiopicroside, swertiamarin, sweroside, and loganic acid in G. rigescens from different areas and varieties was presented for the first time. Reference information for the iridoids were obtained by high-performance liquid chromatography. Partial least squares was used to characterize the relationship between spectra matrix and concentration vector for the determination of the analytes. For determination of gentiopicroside, the appropriate performance of partial least squares model was acquired with coefficient of determination of calibration and coefficient of determination of prediction values of 0.965 and 0.868. The root mean square error of estimation (RMSEE), root mean square error of cross validation (RMSECV), root mean square error of prediction (RMSEP), and residual predictive deviation (RPD) values were 2.612, 5.292, 5.239?mg g^?1, and 2.701, respectively, based on the first derivative and multiplicative scatter correction. For determination of the total iridoids, the best results were obtained using the coefficient of determination of calibration and coefficient of determination of prediction of 0.943 and 0.834, RMSEE, RMSECV, RMSEP and RPD of 3.896, 7.536, 6.543?mg g^?1 and 2.438, respectively, based on the first derivative. Both models were reliable and robust. The results demonstrated that infrared spectroscopy provided a rapid, low-cost tool to monitor the quality of G. rigescens by the determination of the iridoids.     

基于近红外光谱的食用植物油中反式脂肪酸含量快速定量检测及模型优化研究

利用近红外光谱技术对食用植物油中反式脂肪酸(Trans fatty acids,TFA)含量进行快速定量检测,并通过波段选择、预处理方法、变量筛选及建模方法对TFA含量预测模型进行优化.采用AntarisⅡ傅里叶变换近红外光谱仪在4000~10000 cm-1光谱范围采集98个食用植物油样本的近红外透射光谱,然后采用气相色谱法测定TFA的真实含量.首先,对样本原始光谱进行波段、预处理方法优选;在此基础上,采用竞争自适应重加权法(Competitive adaptive reweighted sampling,CARS)筛选TFA相关的重要变量,最后应用主成分回归、偏最小二乘和最小二乘支持向量机方法分别建立食用植物油中TFA含量的预测模型.研究结果表明,近红外光谱技术检测食用植物油中的TFA含量是可行的,优化后的最佳预测模型的校正集和预测集R2分别为0.992和0.989,RMSEC和RMSEP分别为0.071%和0.075%.最佳预测模型所用的变量仅26个,占全波段变量的0.854%.此外,与全波段偏最小二乘预测模型相比,其预测集R2由0.904上升为0.989,RMSEP由0.230%下降为0.075%.由此表明,模型优化非常必要,CARS能有效筛选TFA相关的重要变量,极大减少建模变量数,从而简化预测模型,并较大提高预测模型的精度和稳定性.     

白酒基酒中酮类物质的近红外光谱检测方法

应用近红外光谱技术建立了白酒基酒中2,3-丁二酮和3-羟基-2-丁酮的快速检测模型。从洛阳杜康酒厂选取182个白酒基酒样品为材料,运用气相色谱法测得两种物质的化学值,同时采集其在12 000~4 000 cm-1范围内的光谱数据,采用偏最小二乘法(PLS)结合内部交叉验证建立校正模型。通过对比不同光谱预处理下PLS模型效果对其进行优化,确定2,3-丁二酮和3-羟基-2 丁酮的最佳预处理方法分别为一阶导数+多元散射校正和二阶导数,最佳光谱区间分别为9 403.2~7 497.9 cm-1和9 403.2~7 497.9 cm-1+6 101.7~5 449.8 cm-1。优化后2,3-丁二酮和3 羟基-2-丁酮校正集样品的化学值和近红外预测值的决定系数(R2)分别为0.960 2和0.963 2,交叉验证均方根误差(RMSECV)分别为0.39、0.22 mg/100 mL;通过外部检验,验证集样品的R2分别为0.957 6和0.957 8,预测均方根误差(RMSEP)分别为0.40、0.24 mg/100 mL。结果表明,应用近红外光谱技术结合化学计量学方法所建立的模型有较高的准确度,能够满足白酒生产中酮类物质的快速检测需要。     

径向基函数网络在近红外人体无创伤血糖浓度检测基础研究中的应用

在近红外无创伤血糖浓度检测的基础研究中，对于多组分的混合物的分析，常因光谱与样品浓度之间呈现非线性响应，使得基于线性模型的校正方法失效。本文讨论了非线性校正方法径向基函数神经网络( RBFN )的有效性，并与线性校正方法中的主成分分析和偏最小二乘法作了对比研究。验证实验所用样品为①葡萄糖水溶液②包含牛血红蛋白和白蛋白的葡萄糖水溶液，结果表明：在①实验中PLS模型和RBFN预测标准偏差分别为8．2、8．9；在②实验中分别为15．6、8．8。可见在样品组分增多时，RBFN算法较线性PLS方法建立的模型预测能力强。     

Simultaneous Determination of Eight Bioactive Components of Radix Dipsaci by Near-infrared Spectroscopy

A new method was developed using Fourier transform near-infrared spectroscopy and high-performance liquid chromatography with diode array detection for the identification and determination of eight major compounds in crude and sweated Radix Dipsaci. Partial least square regression was selected for the analysis. Multiplicative scatter correction, first derivative, and a Savitzky–Golay filter were used for the spectral pretreatment of the crude material, while standard normal variation, first derivative, and the Savitzky–Golay filter were used for the sweated samples. The correlation coefficients of the calibration models were above 0.99 and the root mean square error of calibration, the root mean square error of prediction, and root mean square error of cross-validation were under 0.63. The developed models were used to analyze unknown crude and sweated Radix Dipsaci with satisfactory results. The established methods were rapid, simple, nondestructive, and useful for quality control of Radix Dipsaci.