On extremal perturbations of semi-Fredholm operators

Given a bounded linear operatorA in an infinite dimensional Banach space and a compact subset of a connected component of its semi-Fredholm domain, we construct a finite rank operatorF such that –A+F is bounded below (or surjective) for each ,F ²=0 and rankF=max min{dimN(–A), codimR(–A)}, if ind(–A)0 (or ind(–A)0, respectively) for each .     

A sandwich theorem and Hyers—Ulam stability of affine functions

It is shown that two real functionsf andg, defined on a real intervalI, satisfy the inequalitiesf(x + (1 – )y) g(x) + (1 – )g(y) andg(x + (1 – )y) f(x) + (1 – )f(y) for allx, y I and [0, 1], iff there exists an affine functionh: I such thatf h g. As a consequence we obtain a stability result of Hyers—Ulam type for affine functions.     

Ultrafilter translations

We develop a method for extending results about ultrafilters into a more general setting. In this paper we shall be mainly concerned with applications to cardinality logics. For example, assumingV=L, Gödel's Axiom of Constructibility, we prove that if > then the logic with the quantifier there exist many is (,)-compact if and only if either is weakly compact or is singular of cofinality<. As a corollary, for every infinite cardinals and , there exists a (,)-compact non-(,)-compact logic if and only if either < orcf<cf or < is weakly compact.Counterexamples are given showing that the above statements may fail, ifV=L is not assumed.However, without special assumptions, analogous results are obtained for the stronger notion of [,]-compactness.     

Minimality of derivative chains,corresponding to a boundary value problem on a finite segment

One investigates the minimality of derivative chains, constructed from the root vectors of polynomial pencils of operators, acting in a Hilbert space. One investigates in detail the quadratic pencil of operators. In particular, for L()=L₀+L₁+²L₂ with bounded operators L₀0, L₂0 and Re L₁0, one shows the minimality in the space_173-02 of the system {x_k, _kekx_k}, where x_k are eigenvectors of L(), corresponding to the characteristic numbers _kin the deleted neighborhoods of which one has the representation L^–1()=(–_k)^–1R_K+W_K() with one-dimensional operators R_k and operator-valued functions W_K(), k=1, 2, ..., analytic for =_k.Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 42, No. 2, pp. 195–205, February, 1990.     

Completeness of the plans of sequential estimation for Wiener spaces with a drift and some uniqueness theorems

One considers a family of n-dimensional Wiener processess x(t) =(t) +t, depending on a drift parameter , where is the standard Wiener process. Let be a closed subset of the space of trajectories ⁿ×₊ (plan) and assume that the measure , defined by the first occurrence of the trajectory of the process x in the set , is a probability measure. One gives conditions which the plan has to satisfy in order that from the equality for any there should follow that f 0.Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova AN SSSR, Vol. 126, pp. 69–72, 1983.The authors are grateful to V. P.Khavin for discussions on certain questions of potential theory.     

The spectrum of an elliptic operator of second order

Under minimal requirements on the coefficients and the boundary of the domain it is proved that the spectrum of the first boundary-value problem for an elliptic operator of second order always lies in the half-plane Re , where is the leading eigenvalue to which there corresponds a nonnegative eigenfunction. On the line Re = , there are no other points of the spectrum.Translated from Matematicheskie Zametki, Vol. 20, No. 3, pp. 351–358, September, 1976.     

Asymptotic behavior of the spectrum of the Maxwell operator

For the distribution functions of the positive and the negative eigenvalues of the operator in a domain with a smooth boundary, one obtains the asymptotic formula N^±()=(3²)^–1 mes ·³+0(²). Under additional assumptions on the properties of the geodesic billiard in , one shows that N±()= (3²)^–1 mes ·³+0(²).Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova AN SSSR, Vol. 127, pp. 169–180, 1983.     

Remarks on the perturbation of analytic matrix functions III

As in [N], [LN] the Newton diagram is used in order to get information about the first terms of the Puiseux expansions of the eigenvalues () of the perturbed matrix pencilT(, )=A()+B(, ) in the neighbourhood of an unperturbed eigenvalue () ofA(). In fact sufficient conditions are given which assure that the orders of these first terms correspond to the partial multiplicities of the eigenvalue ₀ ofA().     

A recursive method of construction of resolvable BIB-designs

A theorem is proved that every resolvable BIB-design (v,k,) with =k–1 and the parameters v and k such that there exists a set of k–1 pairwise orthogonal Latin squares of order v can be embedded in a resolvable BIB-design ((k+1)v, k, k–1). An analogous theorem is established for the class of arbitrary BIB-designs. As a consequence is deduced the existence of resolvable BIB-designs (v,k,) with =k–1 and =(k–1)/2.Translated from Matematicheskie Zametki, Vol. 21, No. 5, pp. 707–715, May, 1977.     

Nonnegative Hall Polynomials

The number of subgroups of type and cotype in a finite abelian p-group of type is a polynomialg with integral coefficients. We prove g has nonnegative coefficients for all partitions and if and only if no two parts of differ by more than one. Necessity follows from a few simple facts about Hall-Littlewood symmetric functions; sufficiency relies on properties of certain order-preserving surjections that associate to each subgroup a vector dominated componentwise by . The nonzero components of (H) are the parts of , the type of H; if no two parts of differ by more than one, the nonzero components of – (H) are the parts of , the cotype of H. In fact, we provide an order-theoretic characterization of those isomorphism types of finite abelian p-groups all of whose Hall polynomials have nonnegative coefficients.     

Diagonals of positive semigroups

LetE be a Dedekind complete complex Banach lattice and letD denote the diagonal projection from the spaceL _r (E) onto the centerZ(E) ofE. Let {T(t)} _t0 be a positive strongly continuous semigroup of linear operators with generatorA. The first main result is that if the spectral bounds(A) equals to zero, then the functionD(T(t)) is a center valuedp-function. The second main result is that if for >0 the diagonalD(R(, A)) of the resolvent operatorR(, A) is strictly positive, then (D(R(, A))) ^–1 is a center valued Bernstein function. As an application of these results it follows that the order limit lim₀D(R(,A)) exists inZ(E) and equals the order limit lim _m D((R(, A)) ^m ) for any >0.     

Reverse Functional Inequalities and Their Applications to Nonlinear Elliptic Boundary Value Problems

We establish some reverse inequalities. We give applications to nonlinear elliptic boundary value problems containing a parameter which have two branches of solutions u (0) and U (>0) of which the first is continuous at the origin and the second increases indefinitely as 0.     

Necessary conditions for the existence of divisible designs

BOSE and CONNOR [2] proved that a symmetric regular divisible design with w classes of sizes g and joining numbers ₁ and ₂ must satisfy for every prime p the arithmetic condition (d₁, (–1)^sw)_p(d₂,(–l)^tg^w)_p=1, where d₁=k²–v₂, d₂= k–₁ s=(w-1)(w-2)/2, t=(v-w)(v-w-1)/2 and (*,*) is the Hilbert symbol. We show that if in addition _{1 2} and the design is fully symmetric divisible then (d₁, (–1)^s w)_p=(d₂, (–1)^tg^w)=1. Our assumption is by a result of CONNOR [5] fulfilled, if d₁ and ₁–₂ are relatively prime. Thus, we can exclude parameters not accessible to the Bose-Connor-Theorem. Our result can be derived from a theorem of RAGHAVARAO [9], and we give the precise assumptions of this theorem. We also discuss arithmetic restrictions for divisible designs which satisfy diverse other rules for the intersection numbers and generalize a result of DEMBOWSKI [6; 2.1.11].Dedicated to Professor Benz on occasion of his sixtieth birthday     

On a problem of A. Pleijel

In 1955, Arne Pleijel proposed the following problem which remains unsolved to this day: Given a closed plane convex curve C and a point x() at a fixed distance above the plane, as the point x() varies, characterize the point for which the conical surface with vertex x() and base C attains its minimum, and determine the limits as 0 and of this minimum point. The purpose of this paper is to solve the cases where approach its extremities and in the course of the solution, we obtain an interesting characterization of the limit points, which we shall call the Pleijel points of C. A consequence is that the inner Pleijel point provides an upper bound for the isoperimetric defect of C. We also generalize the problem to higher dimensional spaces, and obtain the corresponding characterizations of the limiting points for convex surfaces.     

A Hubert space characterization among function spaces

— [0,1] ,E — - e=1 [0,1]. I — _E =1, E=L ₂ x _e =xL ₂ x E.

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This work was prepared when the second author was a visiting professor of the CNR at the University of Firenze. He was supported by the Soros International Fund.     

A remark on a boundary value problem for force-free fields

Summary For the equation rotv–v=0 with not necessarily constant a boundary value problem of Neumann's type is solved by reducing it to an equivalent integral equation.

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Zusammenfassung Für die Gleichung rotv–v=0 mit nicht notwendig konstantem wird ein Neumannsches Randwertproblem durch Zuruckführung auf eine äquivalente Integralgleichung gelöst.

     

Minimum Divergence Estimators Based on Grouped Data

The paper considers statistical models with real-valued observations i.i.d. by F(x, ₀) from a family of distribution functions (F(x, ); ), R ^s , s 1. For random quantizations defined by sample quantiles (F _n ^–1 (₁),, F _n ^–1 ( _m–1)) of arbitrary fixed orders 0 < ₁ < _m-1 < 1, there are studied estimators _,n of ₀ which minimize -divergences of the theoretical and empirical probabilities. Under an appropriate regularity, all these estimators are shown to be as efficient (first order, in the sense of Rao) as the MLE in the model quantified nonrandomly by (F ^–1 (₁,₀),, F ^–1 ( _m–1, ₀)). Moreover, the Fisher information matrix I _m (₀, ) of the latter model with the equidistant orders = ( _j = j/m : 1 j m – 1) arbitrarily closely approximates the Fisher information J(₀) of the original model when m is appropriately large. Thus the random binning by a large number of quantiles of equidistant orders leads to appropriate estimates of the above considered type.     

Separation of two (possibly unbounded) components of the spectrum of a linear operator

LetX be a complex Banach space andA: D(A)X a densely defined closed linear operator whose resolvent set contains the real line and for which (–A)^–1 is bounded onR. We give a necessary and sufficient condition, in terms of the complex powers ofA and –A, for the existence of a decompositionX=X ₊X _–, whereX _± are closed subspaces, invariant forA, the spectra of the reduced operatorsA _± are {(A);Im>0} and {(A);Im<0} respectively, and (–A _±)^–1 is bounded forIm0.Finally we give an example of an operator in anL ^p-type space for which the decomposition exists if 1<p<+ and does not exist ifp=1.     

Holomorphic Solutions of Some Functional Equations II

We study a certain type of functional equation, which is of significance from the view point of systems of difference equations. Let the characteristic values of the system be and The case that either || > 1 or 0 < || < 1 has been treated in a former paper. The case that = 1, || = 1 with 1 will be given in another paper. The present note deals with the case = = 1, the most difficult case.AMS Subject Classification (1991): 39A10 39B05     

Spectral parameter asymptotics of the Weyl solutions of Sturm-Liouville equations

In the paper one investigates the dependence of Weyl's solution ,)=c(,)+n()s(,) of the Sturm-Liouville equation y+q()y=²y on the spectral parameter . Under the condition that the potential q is bounded from below and q()exp(c₀+c[in1 ¦¦), it is proved for {ie217-01} for any positive values and A. If q()>1 and {ie217-02} for all >0, then in the semiplane >0 the Weyl solution (, ) is obtained from the Weyl solution (,x) is obtained from the Weyl solution e^ix with zero potential, with the aid of a generalization of B. Ya Levin's transformation operators.Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova Akademii Nauk SSSR, Vol. 170, pp. 184–206, 1989.I express my sincere gratitude to L. A. Pastur and I. V. Ostrovskii for valuable advice and discussions.