A note on the kernels of higher derivations

Let k ? k′ be a field extension. We give relations between the kernels of higher derivations on k[X] and k′[X], where k[X]:= k[x ₁,…, x _n ] denotes the polynomial ring in n variables over the field k. More precisely, let D = {D _n } _n=0 ^∞ a higher k-derivation on k[X] and D′ = {D′ _n } _n=0 ^∞ a higher k′-derivation on k′[X] such that D′ _m (x _i ) = D _m (x _i ) for all m ? 0 and i = 1, 2,…, n. Then (1) k[X] ^D = k if and only if k′[X] ^D′ = k′; (2) k[X] ^D is a finitely generated k-algebra if and only if k′[X] ^D′ is a finitely generated k′-algebra. Furthermore, we also show that the kernel k[X] ^D of a higher derivation D of k[X] can be generated by a set of closed polynomials.     

部分和乘积的几乎处处中心极限定理

设X_n, n≥1是独立同分布正的随机变量序列, E(X₁)=u >0, Var(X₁)=σ², E|X₁|³<∞, 记S_n==∑^N_k=1X_k, 变异系数γ=σ/u.g是满足一定条件的无界可测函数, 证明了 lim_N→∞1/logN∑^N_n=11/n g((∏ⁿ_k=1S_k/n!uⁿ )^1/γ√n )=∫^∞₀g(x)dF(x),a.s., 其中 F(•) 是随机变量e^√2ξ 的分布函数, ξ 是服从标准正态分布的随机变量.     

A function with prescribed initial derivatives in different Banach spaces

Let X₀ ? X₁ ? ··· ? X_p be Banach spaces with continuous injection of X_k into X_{k + 1} for 0 ? k ? p ? 1, and with X₀ dense in X_p. We seek a function u: [0, 1] → X₀ such that its kth derivative u^(k), k = 0, 1,…, p, is continuous from [0, 1] into x_k, and satisfies the initial condition u^(k)(0) = a_k?X_k. It is shown that such a function exists if and only if the initial values a₀, a₁, …, a_p satisfy a certain condition reminiscent of interpolation theory. This condition always holds when p = 1; when p ? 2, the spaces X_k (k = 0, 1, …, p) may or may not be such that the desired function exists for any given initial values a_k?X_k.     

On limit distributions of first crossing points of Gaussian sequences

Let {X_k, k?Z} be a stationary Gaussian sequence with EX₁ – 0, EX²_k = 1 and EX₀X_k = r_k. Define τ_x = inf{k: X_k >– βk} the first crossing point of the Gaussian sequence with the function – βt (β > 0). We consider limit distributions of τ_x as β→0, depending on the correlation function r_k. We generalize the results for crossing points τ_x = inf{k: X_k >β?(k)} with ?(– t)?t^γL(t) for t→∞, where γ > 0 and L(t) varies slowly.     

A Filtration on the Chow Groups of a Complex Projective Variety

Let X/ _C be a projective algebraic manifold, and further let CH ^k (X) _Q be the Chow group of codimension k algebraic cycles on X, modulo rational equivalence. By considering Q-spreads of cycles on X and the corresponding cycle map into absolute Hodge cohomology, we construct a filtration {F ^l}_{l 0} on CH ^k (X) _Q of Bloch-Beilinson type. In the event that a certain conjecture of Jannsen holds (related to the Bloch-Beilinson conjecture on the injectivity, modulo torsion, of the Abel–Jacobi map for smooth proper varieties over Q), this filtration truncates. In particular, his conjecture implies that F ^k+1 = 0.     

Waldhausen's theory of k-fold end structures: a survey

Let R⁺ be the space of nonnegative real numbers. F. Waldhausen defines a k-fold end structure on a space X as an ordered k-tuple of continuous maps x_f:X → R⁺, 1 ? j ? k, yielding a proper map x:X → (R⁺)^k. The pairs (X,x) are made into the category E^k of spaces with k-fold end structure. Attachments and expansions in E^k are defined by induction on k, where elementary attachments and expansions in E⁰ have their usual meaning. The category E^k/Z consists of objects (X, i) where i: Z → X is an inclusion in E^k with an attachment of i(Z) to X, and the category E^k6Z consists of pairs (X,i) of E^k/Z that admit retractions X → Z. An infinite complex over Z is a sequence X = {X₁ ? X₂ ? … ? X_n …} of inclusions in E^k6Z. The abelian grou p S₀(Z) is then defined as the set of equivalence classes of infinite complexes dominated by finite ones, where the equivalence relation is generated by homotopy equivalence and finite attachment; and the abelian group S₁(Z) is defined as the set of equivalence classes of X₁, where X ∈ E^k/Z deformation retracts to Z. The group operations are gluing over Z. This paper presents the Waldhausen theory with some additions and in particular the proof of Waldhausen's proposition that there exists a natural exact sequence 0 → S₁(Z × R)→^πS₀(Z) by utilizing methods of L.C. Siebenmann. Waldhausen developed this theory while seeking to prove the topological invariance of Whitehead torsion; however, the end structures also have application in studying the splitting of a noncompact manifold as a product with R[1].     

Extended iterative methods for the solution of operator equations

Summary Given an iterative methodM ₀, characterized byx ^(k+1=G ₀(x( ^k )) (k0) (x(⁰) prescribed) for the solution of the operator equationF(x)=0, whereF:XX is a given operator andX is a Banach space, it is shown how to obtain a family of methodsM _p characterized byx ^(k+1=G _p (x( ^k )) (k0) (x(⁰) prescribed) with order of convergence higher than that ofM _o. The infinite dimensional multipoint methods of Bosarge and Falb [2] are a special case, in whichM ₀ is Newton's method.Analogues of Theorems 2.3 and 2.36 of [2] are proved for the methodsM _p, which are referred to as extensions ofM ₀. A number of methods with order of convergence greater than two are discussed and existence-convergence theorems for some of them are proved.Finally some computational results are presented which illustrate the behaviour of the methods and their extensions when used to solve systems of nonlinear algebraic equations, and some applications currently being investigated are mentioned.     

Measure concentration for a class of random processes

Summary.   Let X={X _i } _{i =−∞} ^∞ be a stationary random process with a countable alphabet and distribution q. Let q ^∞(·|x _{− k} ⁰) denote the conditional distribution of X ^∞=(X ₁,X ₂,…,X _n ,…) given the k-length past:

The reverse spelling of an FPrt-universal word in two letters

ForX a set the expression Prt(X) denotes the composition monoid of all functionsf X ×X. Fork a positive integer the letterk denotes also the set of all nonnegative integers less thank. Whenk > 1 the expression r_k denotes the connected injective element {<i, i + 1>i k – 1} in Prt (k). We show for every word w=w(x,y) in a two-letter alphabet that if the equation w(x, y)=r_k has a solution =y) ²Prt(k) then ¯w(x,y)=r_k also has a solution in²Prt(k), where ¯w is the word obtained by spelling the wordw backwards. It is a consequence of this theorem that if for every finite setX and for everyf Prt(X) the equation w(x,y)=f has a solution in²Prt(X) then for every suchX andf the equation ¯w(x, y)=f has a solution in²Prt(X).Presented by J. Mycielski.     

On the Expected Number of Shadow Vertices of the Convex Hull of Random Points

Leta₁, . . . ,a_mbe independent random points in ⁿthat are independent and identically distributed spherically symmetrical in ⁿ. Moreover, letXbe the random polytope generated as the convex hull ofa₁, . . . ,a_mand letL_kbe an arbitraryk-dimensional subspace of ⁿwith 2 ≤k≤n− 1. LetX_kbe the orthogonal projection image ofXinL_k. We call those vertices ofXwhose projection images inL_kare vertices ofX_kshadow vertices ofXwith respect to the subspaceL_k. We derive a distribution independent sharp upper bound for the expected number of shadow vertices ofXinL_k.     

On improved estimators of the generalized variance

Treated in this paper is the problem of estimating with squared error loss the generalized variance | Σ | from a Wishart random matrix S: p × p W_p(n, Σ) and an independent normal random matrix X: p × k N(ξ, Σ I_k) with ξ(p × k) unknown. Denote the columns of X by X₍₁₎ ,…, X_(k) and set ψ⁽⁰⁾(S, X) = {(n − p + 2)!/(n + 2)!} | S |, ψ⁽ⁱ⁾(X, X) = min[ψ⁽ⁱ⁻¹⁾(S, X), {(n − p + i + 2)!/(n + i + 2)!} | S + X₍₁₎ X′₍₁₎ + + X_(i) X′_(i) |] and Ψ⁽ⁱ⁾(S, X) = min[ψ⁽⁰⁾(S, X), {(n − p + i + 2)!/(n + i + 2)!}| S + X₍₁₎ X′₍₁₎ + + X_(i) X′_(i) |], i = 1,…,k. Our result is that the minimax, best affine equivariant estimator ψ⁽⁰⁾(S, X) is dominated by each of Ψ⁽ⁱ⁾(S, X), i = 1,…,k and for every i, ψ⁽ⁱ⁾(S, X) is better than ψ⁽ⁱ⁻¹⁾(S, X). In particular, ψ^(k)(S, X) = min[{(n − p + 2)!/(n + 2)!} | S |, {(n − p + 2)!/(n + 2)!} | S + X₍₁₎X′₍₁₎|,…,| {(n − p + k + 2)!/(n + k + 2)!} | S + X₍₁₎X′₍₁₎ + + X_(k)X′_(k)|] dominates all other ψ's. It is obtained by considering a multivariate extension of Stein's result (Ann. Inst. Statist. Math. 16, 155–160 (1964)) on the estimation of the normal variance.     

Geometrical implications of the existence of very smooth bump functions in Banach spaces

We show that ifX is a Banach space and if there is a non-zero real-valuedC ^∞-smooth function onX with bounded support, then eitherX contains an isomorphic copy ofc ₀(N), or there is an integerk greater than or equal to 1 such thatX is of exact cotype 2k and, in this case,X contains an isomorphic copy ofl ^2k(N). We also show that ifX is a Banach space such that there is onX a non-zero real-valuedC ⁴-smooth function with bounded support and ifX is of cotypeq forq<4, thenX is isomorphic to a Hilbert space.     

The almost sure representation of intermediate order statistics

Summary Let {X _n} be independent and identically distributed and let X _kn ⁽ⁿ⁾ denote the k _n-th order statistic for X ₁ ..., X _n, where k _n but k _n/n0. A representation for X _kn ⁽ⁿ⁾ in terms of the empirical distribution function is developed. The conditions include those under which X _kn ⁽ⁿ⁾ is asymptotically normal.Research partially supported by the University of North Carolina at Chapel Hill under Office of Naval Research Contract No. N00014-75-C-0809 and by The Florida State University under Office of Naval Research Contract No. N00014-76-C-0608.     

一类次P-Laplace方程非负解的不存在性

该文得到了在Ω上以下问题 {L_p,_ku+f(u)=0, , u|∂Ω=0 非负解的不存在性结果. 其中Ω为Heisenberg型群G中的区域(有界或无界), L_{p, k}u=divX (| _X u|^p-2 _X u)为对应于Greiner型向量场 X 的一类次P-Laplace算子.     

Absolute regularity and functions of Markov chains

We first give an extension of a theorem of Volkonskii and Rozanov characterizing the strictly stationary random sequences satisfying ‘absolute regularity’. Then a strictly stationary sequence {X_k, k = …, ?1, 0, 1,…} is constructed which is a 0?1 instantaneous function of an aperiodic Markov chain with countable irreducible state space, such that n^?2 var (X₁ + ? + X_n) approaches 0 arbitrarily slowly as n → ∞ and (X₁ + ? + X_n) is partially attracted to every infinitely divisible law.     

A Note on the Asymptotic Normality of Sample Autocorrelations for a Linear Stationary Sequence

We consider a stationary time series {X_t} given byX_t=∑^∞_k=−∞ ψ_kZ_t−k, where {Z_t} is a strictly stationary martingale difference white noise. Under assumptions that the spectral densityf(λ) of {X_t} is squared integrable andm^τ ∑_|k|?m ψ²_k→0 for someτ>1/2, the asymptotic normality of the sample autocorrelations is shown. For a stationary long memoryARIMA(p, d, q) sequence, the conditionm^τ ∑_|k|?m ψ²_k→0 for someτ>1/2 is equivalent to the squared integrability off(λ). This result extends Theorem 4.2 of Cavazos-Cadena [5], which were derived under the conditionm ∑_|k|?m ψ²_k→0.     

An explicit calculation of the mean of the perimeter of the convex hull of a plane random walk

If (X _n ) _n ⁼¹ is a sequence of i.i.d. random variables in the Euclidean plane such that we compute the mean of the perimeter of theconvex hull ofX ₁++X _k; 0kn}.     

A certain estimate for the rate of convergence in the central limit theorem with respect to balls in the finite-dimensional space

+ Let X₁, X₂, ... be independent, identically distributed random variables (r.v.) with values in the space R^k. One assumes that these r.v. have zero mean and covariance operator equal to the identity. We denote by P the distribution of the r.v. X₁, by P_n the distribution of the r.v. (X₁+ ...+X_n)n^–1/2, and by the standard normal law. One investigates the problem of the estimation of the quantity where S_r(a)=S_r = are balls in R^k.Translated from Veroyatnostnye Raspredeleniya i Matematicheskaya Statistika, pp. 421–435, 1986.In conclusion, I use this opportunity to express my gratitude to V. M. Zolotarev for his constant interest in this paper.     

The k-record processes are i.i.d.

Let X ₁, X ₂, ... be i.i.d. positive random variables, and let _n be the initial rank of X _n (that is, the rank of X _n among X ₁, ..., X _n). Those observations whose initial rank is k are collected into a point process N ^k on ⁺, called the k-record process. The fact that {itN^k; k=1, 2, ... are independent and identically distributed point processes is the main result of the paper. The proof, based on martingales, is very rapid. We also show that given N ¹, ..., N ^k, the lifetimes in rank k of all observations of initial rank at most k are independent geometric random variables.These results are generalised to continuous time, where the analogue of the i.i.d. sequence is a time-space Poisson process. Initially, we think of this Poisson process as having values in ⁺, but subsequently we extend to Poisson processes with values in more general Polish spaces (for example, Brownian excursion space) where ranking is performed using real-valued attributes.     

On the simpleness of zeros of Stokes multipliers

The aim of this paper is to discuss the simpleness of zeros of Stokes multipliers associated with the differential equation -Φ^″(X)+W(X)Φ(X)=0, where W(X)=X^m+a₁X^m-1+?+a_m is a real monic polynomial. We show that, under a suitable hypothesis on the coefficients a_k, all the zeros of the Stokes multipliers are simple.