A detailed theoretical study on the excited‐state hydrogen‐bonding dynamics and the proton transfer mechanism for a novel white‐light fluorophore

In this work, density functional theory (DFT) and time‐dependent DFT (TDDFT) methods were used to investigate the excited‐state dynamics of the excited‐state hydrogen‐bonding variations and proton transfer mechanism for a novel white‐light fluorophore 2‐(4‐[dimethylamino]phenyl)‐7‐hyroxy‐6‐(3‐phenylpropanoyl)‐4H‐chromen‐4‐one ( 1 ). The methods we adopted could successfully reproduce the experimental electronic spectra, which shows the appropriateness of the theoretical level in this work. Using molecular electrostatic potential (MEP) as well as the reduced density gradient (RDG) versus the product of the sign of the second largest eigenvalue of the electron density Hessian matrix and electron density (sign[λ₂]ρ), we demonstrate that an intramolecular hydrogen bond O1–H2···O3 should be formed spontaneously in the S₀ state. By analyzing the chemical structures, infrared vibrational spectra, and hydrogen‐bonding energies, we confirm that O1–H2·O3 should be strengthened in the S₁ state, which reveals the possibility of an excited‐state intramolecular proton transfer (ESIPT) process. On investigating the excitation process, we find the S₀ → S₁ transition corresponding to the charge transfer, which provides the driving force for ESIPT. By constructing the potential energy curves, we show that the ESIPT reaction results in a dynamic equilibrium in the S₁ state between the forward and backward processes, which facilitates the emission of white light.     

Insights into the excited state intramolecular proton transfer process and mechanism of the novel 3‐hydroxythioflavone system: A theoretical study

It is well known that the molecular excited state dynamical process plays important roles in designing and developing novel applications. In this work, based on density functional theory and time‐dependent density functional theory methods, we theoretically explored a novel 3‐hydroxythioflavone (3HTF). Through calculating the electrostatic potential surface of the 3HTF structure, we confirm the formation of intramolecular hydrogen bonding O2‐H3···O4. Our theoretically obtained dominating bond lengths and bond angles involved in hydrogen bonds demonstrate that the intramolecular hydrogen bonds should be strengthened in the S₁ state. Coupling with the simulated infrared vibrational spectra, we further verify the enhanced hydrogen bonding O2‐H3···O4 in the S₁ state. Upon photoexcitation, we found that the charge transfer characteristics around hydrogen bonding moieties play important roles in facilitating the excited state intramolecular proton transfer (ESIPT) process. Via constructing potential energy curves in both S₀ and S₁ states, we confirm the almost nonbarrier ESIPT reaction should be an ultrafast process that further explains the previous experimental phenomenon. At last, we search the S₁‐state transition state (TS) structure along with ESIPT path, based on which we simulate the intrinsic reaction coordinate path that further confirms the ESIPT mechanism. We hope that our theoretical work could guide novel applications based on the 3HTF system in future.     

Inequivalence of substitution pairs in hydroxynaphthaldehyde: A theoretical measurement by intramolecular hydrogen bond strength,aromaticity, and excited‐state intramolecular proton transfer reaction

The inequivalence of substitution pair positions of naphthalene ring has been investigated by a theoretical measurement of hydrogen bond strength, aromaticity, and excited state intramolecular proton transfer (ESIPT) reaction as the tools in three substituted naphthalene compounds viz 1‐hydroxy‐2‐naphthaldehyde (HN12), 2‐hydroxy‐1‐naphthaldehyde (HN21), and 2‐hydroxy‐3‐naphthaldehyde (HN23). The difference in intramolecular hydrogen bond (IMHB) strength clearly reflects the inequivalence of substitution pairs where the calculated IMHB strength is found to be greater for HN12 and HN21 than HN23. The H‐bonding interactions have been explored by calculation of electron density ρ(r) and Laplacian ?²ρ(r) at the bond critical point using atoms in molecule method and by calculation of interaction between σ* of OH with lone pair of carbonyl oxygen atom using NBO analysis. The ground and excited state potential energy surfaces (PESs) for the proton transfer reaction at HF (6‐31G**) and DFT (B3LYP/6‐31G**) levels are similar for HN12, HN21 and different for HN23. The computed aromaticity of the two rings of naphthalene moiety at B3LYP/6‐31G** method also predicts similarity between HN12 and HN21, but different for HN23. © 2010 Wiley Periodicals, Inc. J Comput Chem, 2010     

Theoretical exploration about excited state proton transfer mechanism for a series of phenol–quinoline compounds

In the present work, three novel phenols (10a,11‐dihydro‐4bH‐indeno[1,2‐b]quinolin‐4‐ol ( 1 ), 5,6‐dihydro‐benzo[c]acridin‐1‐ol ( 2 ), and 5,5,7,7a‐tetrahydro‐4aH‐13‐aza‐benzo[3,4]cyclohepta[1,2‐b]naphthalene‐1‐ol ( 3 )) have been explored theoretically in detail. Using density functional theory (DFT) and time‐dependent DFT (TDDFT) methods, we inquire into the intramolecular hydrogen‐bonding interactions and the excited‐state intramolecular proton transfer (ESIPT) process. Exploring the steady‐state absorption and emission spectra under TDDFT/B3LYP/TZVP theoretical level in acetonitrile solvent, our calculated results demonstrate an experimental phenomenon. Based on analysis of the variations of geometrical parameters and infrared (IR) vibrational spectra, we confirm that O–H?N should be strengthened in the S₁ state. Investigating the frontier molecular orbitals (MOs) and the charge density difference (CDD) maps, it can be confirmed that the charge redistribution facilitates the tendency of the ESIPT process for 1 , 2, and 3 systems. By constructing potential energy curves, we confirm that the proton transfer should occur in the S₁ state. In particular, the ESIPT for 2 and 3 systems are nonbarrier processes in the S₁ state, which confirms that ESIPT should be exothermal spontaneously. This work explains previous experimental results and makes a reasonable assumption about the ESIPT mechanism for 1 , 2 and 3 systems. We sincerely hope our work can facilitate understanding and promoting applications about them in future.     

Photo-excited intramolecular charge transfer and excited state intramolecular proton transfer behaviors for HPIBT system: A theoretical investigation

Given facile synthetic route and excellent photo stability, excited state intramolecular proton transfer (ESIPT)-active luminous materials have gained more and more attention. Here, we focus on photo-induced excitation process and the ESIPT reaction process for the novel 5-benzothiazol-2-yl-6-hydroxy-2-methyl-isoindole-1,3-dione (HPIBT) molecule. On the level of chemical geometries and infrared spectra, we verify that O─H⋯N of HPIBT should be enhanced. We find that a proton is likely to be attracted by enhanced electronic densities around N, that is, charge transfer impetus ESIPT trend. Combing potential energy curves and searching for transition state, we clarify the ultrafast ESIPT mechanism of HPIBT due to a low barrier, which legitimately explains previous experimental characteristics.     

Unraveling solvent-dependent hydrogen bonding interaction and excited-state intramolecular proton transfer behavior for 2-(benzo[d]thiazol-2-yl)-4-(9H-carbazol-9-yl)phenol: A theoretical study

Organic chemosensors with excited-state intramolecular proton transfer (ESIPT) behavior have attracted much attention because it has great potential in a wide range of applications. Considering the paramount behavior of excited-state relaxation, in this work, we mainly focus on deciphering photo-induced hydrogen bonding effects and ESIPT mechanism for the novel 2-(benzo[d]thiazol-2-yl)-4-(9H-carbazol-9-yl)phenol (mCzOH) dye. Considering the effects of different solvents on excited-state dynamics of mCzOH flurophore, we adopt four solvents with different polarities. Analyses of fundamental structural changes, infrared (IR) vibrational spectra, and core valence partition index between S₀ and S₁ state, we confirm hydrogen bond O H···N of mCzOH should be enhanced via photoexcitation. Especially, the increase of solvent polarity could promote hydrogen bonding strengthening degree. Intramolecular charge transfer (ICT) resulting from photoexcitation qualitatively facilitates the ESIPT occurrence to a large extent. For further checking and probing into ESIPT mechanism, via constructing potential energy curves (PECs) in four solvents, we clarify the ESIPT behavior for mCzOH. Most worthy of mention is that polar solvent plays critical roles in lowering potential barrier of ESIPT reaction and in facilitating ESIPT process. We not only clarify the detailed excited-state process, but also present the solvent-polarity-dependent ESIPT mechanism for mCzOH fluorophore.     

A time-dependent density functional theory study on the excited state behavior of a novel T2(OH)B molecule

A novel pH-sensitive fluorescent probe T₂(OH)B was selected to theoretically investigate its excited state hydrogen bonding effects and excited state intramolecular proton transfer (ESIPT) process. First, it was verified that one intramolecular hydrogen bond is formed spontaneously in T₂(OH)B itself. Given the geometrical changes, we further confirm that the hydrogen bond should be strengthened in the first excited state. When it comes to the photoexcitation process, we present the charge redistribution around hydrogen bonding moieties facilitate the ESIPT tendency. The increased electronic densities around acceptor promote the attraction of hydrogen protons. The potential energy barrier in the constructed potential energy curves reveals that the ESIPT process of the T₂(OH)B system should be ultrafast. And comparing several nonpolar solvents, we deem solvent polarity plays little role in the ESIPT reaction. Furthermore, we also search the S₁-state transition state structure along with the ESIPT path, based on which we simulate the intrinsic reaction coordinate path. We not only confirm the ESIPT mechanism presented in this work but also clarify the ultrafast excited state process and explain previous experiment. We sincerely hope that our theoretical work could guide novel applications based on the T₂(OH)B system in future.     

A theoretical investigation on the excited state intramolecular single or double proton transfer mechanism of a salicyladazine system

Given the tremendous potential applications of excited state intramolecular proton transfer (ESIPT) systems, ESIPT molecules have received widespread attention. In this work, based on density functional theory (DFT) and time‐dependent DFT (TDDFT) methods, we theoretically study the excited state dynamical behaviors of salicyladazine (SA) molecules. Our simulated results show that the double intramolecular hydrogen bonds of SA are strengthened in the S₁ state via exploring bond distances, bond angles, and infrared (IR) vibrational spectra. Exploring the frontier molecular orbitals (MOs), we confirm that charge redistributions indeed have effects on excited state dynamical behaviors. The increased electronic densities on N atoms and the decreased electronic densities on O atoms imply that charge redistribution may trigger the ESPT process. Analyzing the constructed S₀‐state and S₁‐state potential energy surfaces (PESs), we confirm that only the excited state single proton transfer reaction can occur although SA possesses two intramolecular hydrogen bonds. In this work, we clarify the specific ESIPT mechanism, which may facilitate developing novel applications based on the SA system in future.     

Excited state intramolecular proton transfer in 5-hydroxy flavone: A DFT study

Potential energy surfaces (PES) for the ground and excited state intramolecular proton transfer (ESIPT) processes in 5-hydroxy-flavone (5HF) were studied using DFT-B3LYP/6-31G(d) and TD-DFT/6-31G(d) level of theory, respectively. Our calculations suggest the non-viability of ground state intramolecular proton transfer (GSIPT) in 5HF. Excited states PES calculations support the existence of ESIPT process in 5HF. ESIPT in 5HF has been explained in terms of HOMO, LUMO electron density of the enol and keto tautomer of 5HF. PES scan by phenyl group rotation suggests that the twisted form, i.e., phenyl group rotated by 18.7° out of benzo-γ-pyrone ring plane is the most stable conformer of 5HF.     

Theoretical insights into the excited‐state process of 4‐tert‐butyl‐2‐(5‐(5‐tert‐butyl‐2‐methoxyphenyl)thiazolo[5,4‐d]thiazol‐2‐yl)‐phenol

In this paper, we theoretically explore the motivation and behaviors of the excited‐state intramolecular proton transfer (ESIPT) reaction for a novel white organic light‐emitting diode (WOLED) material 4‐tert‐butyl‐2‐(5‐(5‐tert‐butyl‐2‐methoxyphenyl)thiazolo[5,4‐d]thiazol‐2‐yl)‐phenol (t‐MTTH). The “atoms in molecules” (AIM) method is adopted to verify the formation and existence of the hydrogen bond O? H···N. By analyzing the excited‐state hydrogen bonding behaviors via changes in the chemical bonding and infrared (IR) vibrational spectra, we confirm that the intramolecular hydrogen bond O? H···N should be getting strengthened in the first excited state in four kinds of solvents, thus revealing the tendency of ESIPT reaction. Further, the role of charge‐transfer interaction is addressed under the frontier molecular orbitals (MOs), which depicts the nature of the electronic excited state and supports the ESIPT reaction. Also, the electron distribution confirms the ESIPT tendency once again. The scanned and optimized potential energy curves according to variational O? H coordinate in the solvents demonstrate that the proton transfer reaction should occur in the S₁ state, and the potential energy barriers along with ESIPT direction support this reaction. Based on the excited‐state behaviors reported in this work, the experimental spectral phenomenon has been reasonably explained.     

A theoretical investigation about the excited state behavior for 2‐(6'‐hydroxy‐2'‐pyridyl)benzimidazole: The water‐assisted excited state proton transfer process

In this work, based on density functional theory (DFT) and time‐dependent DFT (TD‐DFT) methods, we theoretically investigate the excited‐state process of the 2‐(6'‐hydroxy‐2'‐pyridyl)benzimidazole (2HPB) system in acetonitrile and water solvents. Since acetonitrile is an aprotic solvent, it has no effect on the solvent‐assisted excited‐state proton transfer (ESPT) process. Therefore, the 2HPB molecule cannot transfer the proton in acetonitrile, which is consistent with previous experimental observation. On the other hand, 2HPB can combine one water molecule (which is a protic solvent), forming the 2HPB–H₂O complex in the S₀ state. After photoexcitation, the intermolecular hydrogen bonds O1 H2···O3 and O3 H4···N5 both get strengthened in the S₁ state, which leads to the possibility of a water‐assisted ESPT process. Further, the charge redistribution reveals the tendency of ESPT. By exploring the potential energy curves for the 2HPB–H₂O complex in water, we confirm that a stepwise double proton transfer process occurs in the S₁ state. Water‐assisted ESIPT can occur along O1 H2···O3 or O3 H4···N5 because of their similar potential barriers. Based on the stepwise ESPT mechanism, we reinterpret the absorption and fluorescence spectra mentioned in the experiments and confirm the rationality of the water‐assisted ESPT process.     

A CASSCF/CASPT2 insight into excited‐state intramolecular proton transfer of four imidazole derivatives

Excited‐state intramolecular proton transfer (ESIPT) of four imidazole derivatives, 2‐(2′‐hydroxyphenyl)imidazole (HPI), 2‐(2′‐hydroxyphenyl)benzimidazole (HPBI), 2‐(2′‐hydroxyphenyl)‐1H‐phenanthro[9,10‐d]imidazole (HPPI) and 2‐(2′‐hydroxyphenyl)‐1‐phenyl‐1H‐phenanthro[9,10‐d]imidazole (HPPPI), were studied by the sophisticated CASSCF/CASPT2 methodology. The state‐averaged SA‐CASSCF method was used to optimize their geometry structures of S₀ and S₁ electronic states, and the CASPT2 calculations were used for the calibration of all the single‐point energies, including the absorption and emission spectra. A reasonable agreement is found between the theoretical predictions and the available experimental spectral data. The forward ESIPT barriers of four target compounds gradually decrease with the increase of molecular size. On the basis of the present calculations, it is a plausible speculation that the larger the size, the faster is the ESIPT rate, and eventually, HPPPI molecule can undergo a completely barrierless ESIPT to the more stable S₁ keto form. Additionally, taking HPI as a representative example, the radiationless decays connecting the S₀ and S₁/S₀ conical intersection structures were also studied by constructing a linearly interpolated internal coordinate (LIIC) reaction path. The qualitative analysis shows that the LIIC barrier of HPI in the keto form is remarkably lower than that of its enol‐form, indicating that the former has a big advantage over the latter in the nonradiative process. © 2015 Wiley Periodicals, Inc.     

A density functional theory-time-dependent density functional theory investigation of photo-induced hydrogen bond and proton transfer for 2-(3,5-dichloro-2,6-dihydroxy-phenyl)-benzoxazole-6-carboxylicacid

Given the paramount importance of excited-state relaxation in the photochemical process, excited-state hydrogen bonding interactions and excited-state intramolecular proton transfer (ESIPT) are always hot topics. In this work, we theoretically explore the excited-state dynamical behaviors for a novel 2-(3,5-dichloro-2,6-dihydroxy-phenyl)-benzoxazole-6-carboxylicacid (DDPBC) system. As two intramolecular hydrogen bonds (O1 H2⋯N3 and O4 H5⋯O6) exist in the DDPBC structure, we first check if the double proton transfer form cannot be formed in the S1 state. Then, we explore the changes of geometrical parameters involved in hydrogen bonds, based on which we confirm that the dual intramolecular hydrogen bonds are strengthened on photo-excitation. The O1 H2⋯N3 hydrogen bond particularly plays a more important role in excited state. When it comes to the photo-induced excitation, we find charge transfer and electronic density redistribution around O1 H2 and N3 atom moieties. We verify the ESIPT tendency arising from the O1 H2⋯N3 hydrogen bond. In the analysis of the potential energy curves, along with O1 H2⋯N3 and O4 H5⋯O6, we demonstrate that the ESIPT reaction should occur along with O1 H2⋯N3 rather than O4 H5⋯O6. This work not only clarifies the specific ESIPT mechanism for DDPBC system but also paves the way for further novel applications based on DDPBC structure in the future.     

TD‐DFT study on the sensing mechanism of a fluorescent chemosensor for fluoride: Excited‐state proton transfer

An excited‐state proton transfer (ESPT) process, induced by both intermolecular and intramolecular hydrogen‐bonding interactions, is proposed to account for the fluorescence sensing mechanism of a fluoride chemosensor, phenyl‐1H‐anthra(1,2‐d)imidazole‐6,11‐dione. The time‐dependent density functional theory (TD‐DFT) method has been applied to investigate the different electronic states. The present theoretical study of this chemosensor, as well as its anion and fluoride complex, has been conducted with a view to monitoring its structural and photophysical properties. The proton of the chemosensor can shift to fluoride in the ground state but transfers from the proton donor (NH group) to a proton acceptor (neighboring carbonyl group) in the first singlet excited state. This may explain the observed red shifts in the fluorescence spectra in the relevant fluorescent sensing mechanism. © 2010 Wiley Periodicals, Inc. J Comput Chem, 2010     

The competition between the intramolecular hydrogen bond and π‐electron delocalization in trifluoroacetylacetone—A theoretical study

Conformational study of trifluoroacetylacetone was carried out using the HF, B3LYP, and MP2 methods with the 6‐31G(d, p) and 6‐311++G(d, p) basis sets. All of the results show that the chelated enol structures (E11 and E31) have extra stability with respect to the other forms and one of them (E11) is global minimum. The energy gap between the chelated forms is in the range 0.7–5.9 kJ mol^?1. Theoretical calculations show that this compound has an asymmetric double minimum potential energy surface which is in contrast with the electron diffraction result. Moreover, the computational results predict that due to the withdrawing effect of CF₃ group, hydrogen bond in trifluoroacetylacetone is weaker than the acetylacetone. Because of the more stability of E11, it is expected that the hydrogen bond energy in E11 is greater than the E31, but at all of the computational levels with most extended basis set the converse results were observed. These results clearly show that the hydrogen bond is not a superior parameter in conformational preference and the contribution of resonance is probably greater than the hydrogen bond. Finally, the analysis of this system by quantum theory of atoms in molecules and natural bond orbital methods fairly support the ab initio results. © 2009 Wiley Periodicals, Inc. Int J Quantum Chem, 2010     

Time-dependent density functional theory study on hydrogen-bonded intramolecular charge-transfer excited state of 4-dimethylamino-benzonitrile in methanol

The time-dependent density functional theory (TDDFT) method was carried out to investigate the hydrogen-bonded intramolecular charge-transfer (ICT) excited state of 4-dimethylaminobenzonitrile (DMABN) in methanol (MeOH) solvent. We demonstrated that the intermolecular hydrogen bond C[triple bond]N...H-O formed between DMABN and MeOH can induce the C[triple bond]N stretching mode shift to the blue in both the ground state and the twisted intramolecular charge-transfer (TICT) state of DMABN. Therefore, the two components at 2091 and 2109 cm(-1) observed in the time-resolved infrared (TRIR) absorption spectra of DMABN in MeOH solvent were reassigned in this work. The hydrogen-bonded TICT state should correspond to the blue-side component at 2109 cm(-1), whereas not the red-side component at 2091 cm(-1) designated in the previous study. It was also demonstrated that the intermolecular hydrogen bond C[triple bond]N...H-O is significantly strengthened in the TICT state. The intermolecular hydrogen bond strengthening in the TICT state can facilitate the deactivation of the excited state via internal conversion (IC), and thus account for the fluorescence quenching of DMABN in protic solvents. Furthermore, the dynamic equilibrium of these electronically excited states is explained by the hydrogen bond strengthening in the TICT state.     

Excited state intramolecular proton transfer (ESIPT) from phenol OH (OD) to adjacent “aromatic” carbons in simple biphenyls

This work reports results of further studies on a new class of excited state intramolecular proton transfer (ESIPT), from phenol OH to adjacent aromatic carbon atoms of suitably designed biphenyl systems. For this purpose, a number of 2-phenylphenols 3–6 with methyl and methoxy substituents on the adjacent proton accepting phenyl ring were synthesized. In particular, we were also interested in studying the effect of an acetyl (ketone) substituent on the proton accepting ring (biphenyl 7) and the effect on the photochemistry when the ketone is reduced to alcohol (biphenyl 8). All compounds except for 7 were found to undergo deuterium exchange (Ф_ex = 0.019–0.079) primarily at the 2′-position on photolysis in 1:3 D₂O–CH₃CN. This is consistent with a reaction mechanism involving initial ESIPT from the phenol OH to the 2′-position of the adjacent phenyl ring, to generate a biphenyl quinone methide intermediate which rapidly tautomerizes back to starting material. Biphenyl 8 also undergoes a competing photosolvolysis reaction (overall loss of water). Both photosolvolysis and ESIPT reactions react via isomeric quinone methide intermediates and are best interpreted as arising from an excited singlet state that possesses a large degree of charge transfer character, from the phenol ring to the attached phenyl ring. The failure of 7 to react may be due to two possible reasons: (i) high intersystem crossing rate to a non-polarized triplet excited state and/or (ii) a polarized singlet state that is now much more basic at the carbonyl oxygen. The results are consistent with qualitative examination of calculated HOMOs and LUMOs (AM1).     

Theoretical insights into the fluoride anion response mechanism of a fluorescence chemosensor 4‐((tert‐butyldiphenylsilyl)oxy)isophthalaldehyde

It is well known that ions play important roles in our life sciences, and the detection of ions has attracted more and more attention. In this work, we focus on the sensing response mechanism of a novel fluoride chemosensor, 4‐((tert‐butyldiphenylsilyl)oxy)isophthalaldehyde (BIPA). Based on density functional theory and time‐dependent density functional theory methods, we clarify that fluoride anions could trigger the cleavage reaction of the Si‐O bond of BIPA in the ground state. And, the potential energy curve of desilylation process reveals the rapid response to fluoride anions. Comparing the binding energies between fluoride anions and other anions, we confirm that only the fluoride anions could be detected using the BIPA chemosensor in ethanol solvent. Considering the photo‐excitation process, we find the strong intramolecular charge transfer process for the S₀ → S₁ transition could explain the red shift of the absorption spectra of the BIPA system. This work not only clarifies the specific fluoride‐sensing mechanism, but also plays a role in facilitating designing and synthesizing of novel fluorescent sensors in future.