A graphic approach to include dissipative-like effects in reversible thermal cycles

Since the decade of 1980’s, a connection between a family of maximum-work reversible thermal cycles and maximum-power finite-time endoreversible cycles has been established. The endoreversible cycles produce entropy at their couplings with the external heat baths. Thus, this kind of cycles can be optimized under criteria of merit that involve entropy production terms. Meanwhile the relation between the concept of work and power is quite direct, apparently, the finite-time objective functions involving entropy production have not reversible counterparts. In the present paper we show that it is also possible to establish a connection between irreversible cycle models and reversible ones by means of the concept of “geometric dissipation”, which has to do with the equivalent role of a deficit of areas between some reversible cycles and the Carnot cycle and actual dissipative terms in a Curzon-Ahlborn engine.     

Optimal Heat Exchanger Area Distribution and Low-Temperature Heat Sink Temperature for Power Optimization of an Endoreversible Space Carnot Cycle

Using finite-time thermodynamics, a model of an endoreversible Carnot cycle for a space power plant is established in this paper. The expressions of the cycle power output and thermal efficiency are derived. Using numerical calculations and taking the cycle power output as the optimization objective, the surface area distributions of three heat exchangers are optimized, and the maximum power output is obtained when the total heat transfer area of the three heat exchangers of the whole plant is fixed. Furthermore, the double-maximum power output is obtained by optimizing the temperature of a low-temperature heat sink. Finally, the influences of fixed plant parameters on the maximum power output performance are analyzed. The results show that there is an optimal temperature of the low-temperature heat sink and a couple of optimal area distributions that allow one to obtain the double-maximum power output. The results obtained have some guidelines for the design and optimization of actual space power plants.     

正、反向两源热力循环有限时间热力学性能优化的研究进展

有限时间热力学所得结果具有普适性,其研究结果已成为热物理学的一个重要基础.许多学者利用有限时间热力学方法对单级和多级正、反向两热源热力循环最优性能和最优构型进行了大量研究,获得了一些比经典热力学对于工程设计和优化更具有实际指导意义的新结论.综述了利用有限时间热力学理论对不同传热规律下单级和多级正、反向两热源热力循环最优性能和最优构型研究的最新进展,包括不同传热规律下内可逆和不可逆卡诺热机、制冷机和热泵循环的最优性能研究进展,两热源热机、制冷和热泵循环最优构型及多级复杂热力系统最优构型研究进展.     

Current,maximum power and optimized efficiency of a Brownian heat engine

A microscopic heat engine is modeled as a Brownian particle in a sawtooth potential (with load) moving through a highly viscous medium driven by the thermal kick it gets from alternately placed hot and cold heat reservoirs. We found closed form expression for the current as a function of the parameters characterizing the model. Depending on the values these model parameters take, the engine is also found to function as a refrigerator. Expressions for the efficiency as well as for the refrigerator performance are also reported. Study of how these quantities depend on the model parameters enabled us in identifying the points in the parameter space where the engine performs with maximum power and with optimized efficiency. The corresponding efficiencies of the engine are then compared with those of the endoreversible and Carnot engines.Received: 28 December 2003, Published online: 28 May 2004PACS: 05.40.Jc Brownian motion - 05.60.-k Transport processes - 05.70.-a ThermodynamicsMesfin Asfaw: Present address: Max Planck Institute of Colloids and Interfaces, 14424 Potsdam, Germany     

Output power analyses of an endoreversible Carnot heat engine with irreversible heat transfer processes based on generalized heat transfer law

In this paper, an endoreversible Carnot heat engine with irreversible heat transfer processes is analyzed based on generalized heat transfer law. The applicability of the entropy generation minimization, exergy analyses method, and entransy theory to the analyses is discussed. Three numerical cases are presented. It is shown that the results obtained from the entransy theory are different from those from the entropy generation minimization, which is equivalent to the exergy analyses method. For the first case in which the application preconditions of the entropy generation minimization and entransy loss maximization are satisfied, both smaller entropy generation rate and larger entransy loss rate lead to larger output power. For the second and third cases in which the preconditions are not satisfied, the entropy generation minimization does not lead to the maximum output power, while larger entransy loss rate still leads to larger output power in the third case. For the discussed cases, the concept of entransy dissipation is not applicable for the analyses of output power.The problems in the negative comments on the entransy theory are pointed out and discussed. The related researchers are advised to focus on some new specific application cases to show if the entransy theory is the same as some other theories.     

Size dependence of efficiency at maximum power of heat engine

We perform a molecular dynamics computer simulation of a heat engine model to study how the engine size difference affects its performance. Upon tactically increasing the size of the model anisotropically, we determine that there exists an optimum size at which the model attains the maximum power for the shortest working period. This optimum size locates between the ballistic heat transport region and the diffusive heat transport one. We also study the size dependence of the efficiency at the maximum power. Interestingly, we find that the efficiency at the maximum power around the optimum size attains a value that has been proposed as a universal upper bound, and it even begins to exceed the bound as the size further increases. We explain this behavior of the efficiency at maximum power by using a linear response theory for the heat engine operating under a finite working period, which naturally extends the low-dissipation Carnot cycle model [M. Esposito, R. Kawai, K. Lindenberg, C. Van den Broeck, Phys. Rev. Lett. 105, 150603 (2010)]. The theory also shows that the efficiency at the maximum power under an extreme condition may reach the Carnot efficiency in principle.     

Analyses of the endoreversible Carnot cycle with entropy theory and entransy theory

The endoreversible Carnot cycle is analyzed based on the concepts of entropy generation, entropy generation number, entransy loss, and entransy loss coefficient. The relationships of the cycle output power and heat-work conversion efficiency with these parameters are discussed. For the numerical examples discussed, the preconditions of the application for these concepts are derived. When the inlet temperatures and heat capacity flow rates of hot streams and environment temperature are prescribed, the results show that the concepts of entropy generation and entransy loss are applicable. However, in the presence of various inlet temperatures of streams, larger entransy loss rate still leads to larger output power, while smaller entropy generation rate does not. When the heat capacity flow rates of hot streams are various, neither larger entransy loss rate nor smaller entropy generation rate always leads to larger output power. Larger entransy loss coefficient always leads to larger heat-work conversion efficiency for the cases discussed, while smaller entropy generation number does not always.     

Performance Analysis and Optimization for Irreversible Combined Carnot Heat Engine Working with Ideal Quantum Gases

An irreversible combined Carnot cycle model using ideal quantum gases as a working medium was studied by using finite-time thermodynamics. The combined cycle consisted of two Carnot sub-cycles in a cascade mode. Considering thermal resistance, internal irreversibility, and heat leakage losses, the power output and thermal efficiency of the irreversible combined Carnot cycle were derived by utilizing the quantum gas state equation. The temperature effect of the working medium on power output and thermal efficiency is analyzed by numerical method, the optimal relationship between power output and thermal efficiency is solved by the Euler-Lagrange equation, and the effects of different working mediums on the optimal power and thermal efficiency performance are also focused. The results show that there is a set of working medium temperatures that makes the power output of the combined cycle be maximum. When there is no heat leakage loss in the combined cycle, all the characteristic curves of optimal power versus thermal efficiency are parabolic-like ones, and the internal irreversibility makes both power output and efficiency decrease. When there is heat leakage loss in the combined cycle, all the characteristic curves of optimal power versus thermal efficiency are loop-shaped ones, and the heat leakage loss only affects the thermal efficiency of the combined Carnot cycle. Comparing the power output of combined heat engines with four types of working mediums, the two-stage combined Carnot cycle using ideal Fermi-Bose gas as working medium obtains the highest power output.     

以一维谐振子势阱中的单粒子为工质的量子热机性能分析

建立了以一维谐振子势阱中的单粒子为工质的量子热机模型.当势阱壁宽度和粒子的量子态缓慢改变时, 该热机类似于经典卡诺热机对外做功.假设势阱壁移动速度非常缓慢并且考虑热漏, 推导出量子热机循环的输出功率和效率等重要性能参数的一般表达式.通过优化分析, 获得了热机循环中各主要性能参数的最佳优化值和优化区间.     

Ecological optimization of an irreversible harmonic oscillators Carnot heat engine

A model of an irreversible quantum Carnot heat engine with heat resistance, internal irreversibility and heat leakage and many non-interacting harmonic oscillators is established in this paper. Based on the quantum master equation and semi-group approach, equations of some important performance parameters, such as power output, efficiency, exergy loss rate and ecological function for the irreversible quantum Carnot heat engine are derived. The optimal ecological performance of the heat engine in the classical limit is analyzed with numerical examples. Effects of internal irreversibility and heat leakage on the ecological performance are discussed. A performance comparison of the quantum heat engine under maximum ecological function and maximum power conditions is also performed.     

Optimization Modeling of Irreversible Carnot Engine from the Perspective of Combining Finite Speed and Finite Time Analysis

An irreversible Carnot cycle engine operating as a closed system is modeled using the Direct Method and the First Law of Thermodynamics for processes with Finite Speed. Several models considering the effect on the engine performance of external and internal irreversibilities expressed as a function of the piston speed are presented. External irreversibilities are due to heat transfer at temperature gradient between the cycle and heat reservoirs, while internal ones are represented by pressure losses due to the finite speed of the piston and friction. Moreover, a method for optimizing the temperature of the cycle fluid with respect to the temperature of source and sink and the piston speed is provided. The optimization results predict distinct maximums for the thermal efficiency and power output, as well as different behavior of the entropy generation per cycle and per time. The results obtained in this optimization, which is based on piston speed, and the Curzon–Ahlborn optimization, which is based on time duration, are compared and are found to differ significantly. Correction have been proposed in order to include internal irreversibility in the externally irreversible Carnot cycle from Curzon–Ahlborn optimization, which would be equivalent to a unification attempt of the two optimization analyses.     

一维晶格中费曼棘齿-棘爪热机

研究了一维晶格中费曼棘齿-棘爪热机模型. 用粒子的概率主方程来描述粒子在晶格中的动力学特性, 推导出热流、 功率和效率的表达式. 通过数值计算分析势垒高度、 外力和温比对热流以及热机功率和效率的影响. 研究表明: 在粒子稳态概率流为零时, 存在非零的热流从高温库流入低温库, 类似于经典不可逆卡诺模型中的热漏; 热漏的存在使得热机的效率远远小于卡诺效率, 功率与效率之间为闭合的关系曲线, 热机为不可逆热机; 对热机性能参数进行优化, 可以使热机工作在最优性能状态下.     

Investigation of oscillation regimes for a modified Carnot engine: II. The Carnot engine is a parametric generator of self-sustained oscillations

The periodic regime of a stable limit cycle for a modified Carnot engine is realized through an algorithmic slide valve. The power, piston oscillation frequency, and efficiency of the engine have been determined in a quasi-harmonic approximation. The modified engine can operate in the regime of a triangular limit cycle (cycles with any number of angles larger than three are realizable). The developed approach to analyzing the dynamic regimes of a Carnot engine allows one to dispense with the concept of entropy.     

Quantum point contacts as heat engines

The efficiency of macroscopic heat engines is restricted by the second law of thermodynamics. They can reach at most the efficiency of a Carnot engine. In contrast, heat currents in mesoscopic heat engines show fluctuations. Thus, there is a small probability that a mesoscopic heat engine exceeds Carnot's maximum value during a short measurement time. We illustrate this effect using a quantum point contact as a heat engine. When a temperature difference is applied to a quantum point contact, the system may be utilized as a source of electrical power under steady state conditions. We first discuss the optimal working point of such a heat engine that maximizes the generated electrical power and subsequently calculate the statistics for deviations of the efficiency from its most likely value. We find that deviations surpassing the Carnot limit are possible, but unlikely.     

(火积)理论在热功转换过程中的应用探讨

分析和讨论了(火积)理论在热功转换过程的应用及其局限性.对Carnot循环的分析表明,Carnot循环中系统的(火积)是平衡的,但(火积)和熵之间不存在dG=T2dS这样的联系.对于一般热力学过程,分析表明,在热量传递到内可逆循环中间接对外做功时,现有的(火积)理论可用于系统的分析.讨论了热功转换过程分析中(火积)理论与熵理论的不同.分析表明,两个理论的分析角度及优化输出功的前提条件是不同的.熵产从可用能损失的角度分析热功转换过程,而(火积)理论则从热量势能消耗的角度.当输入系统的可用能给定或者输入系统的热量及热量进、出系统的热力学力给定时,熵产最小化对应于输出功最大;对于(火积)理论,则当输入系统的热量及热量进、出系统的温度给定时,最大(火积)损失对应于最大输出功.同时,它们各自均有局限性.当相应的前提条件不满足时,最大(火积)损失或最小熵产可能不与最大输出功相对应.     

Reprint of : Quantum point contacts as heat engines

The efficiency of macroscopic heat engines is restricted by the second law of thermodynamics. They can reach at most the efficiency of a Carnot engine. In contrast, heat currents in mesoscopic heat engines show fluctuations. Thus, there is a small probability that a mesoscopic heat engine exceeds Carnot's maximum value during a short measurement time. We illustrate this effect using a quantum point contact as a heat engine. When a temperature difference is applied to a quantum point contact, the system may be utilized as a source of electrical power under steady state conditions. We first discuss the optimal working point of such a heat engine that maximizes the generated electrical power and subsequently calculate the statistics for deviations of the efficiency from its most likely value. We find that deviations surpassing the Carnot limit are possible, but unlikely.     

Fundamental optimal relation of a generalized irreversible Carnot heat pump with complex heat transfer law

The fundamental optimal relation between heating load and coefficient of performance (COP) of a generalized irreversible Carnot heat pump is derived based on a new generalized heat transfer law, which includes the generalized convective heat transfer law and generalized radiative heat transfer law, q ∝ (ΔT ⁿ ) ^m . The generalized irreversible Carnot heat pump model incorporates several internal and external irreversibilities, such as heat resistance, bypass heat leakage, friction, turbulence and other undesirable irreversibility factors. The added irreversibilities besides heat resistance are characterized by a constant parameter and a constant coefficient. The effects of heat transfer laws and various loss terms are analysed. The heating load vs. COP characteristic of a generalized irreversible Carnot heat pump is a parabolic-like curve, which is consistent with the experimental result of thermoelectric heat pump. The obtained results include those obtained in many literatures and indicated that the analysis results of the generalized irreversible Carnot heat pump were more suitable for engineering practice than those of the endoreversible Carnot heat pump.     

周期性双势垒锯齿势中温差驱动的布朗热机

研究了周期性双势垒锯齿势中, 布朗粒子在外力作用下沿空间坐标方向交替地和高、低温热库接触构成的布朗热机的热力学性能. 考虑布朗粒子动能的变化以及高、 低温库之间热漏的存在, 通过数值计算分析势垒高度、势比、外力等参数对布朗热机效率的影响. 研究表明：当考虑热漏时, 布朗热机始终是不可逆的, 效率小于卡诺效率; 并且当热漏很小时, 势比的增大在一定程度上可提高布朗热机的效率; 其功率与效率之间的关系曲线为闭合线. 当不考虑热漏时, 其功率与效率之间的关系曲线为开型线, 但由于布朗粒子动能的变化引起的不可逆热流, 热机的效率依然小于卡诺效率. 关键词： 布朗热机 双势垒锯齿势 热漏 热力学性能     

Universality of efficiency of an unsteady-state heat engine at maximum instantaneous power

In 1975, Curzon and Ahlborn [2] showed that the efficiency of the finite-time Carnot cycle at maximum power is universal. This raises the issue of universality of the efficiency at maximum power. In 2005, Van den Broeck [3] demonstrated that in the linear regime, the efficiency of a steady-state heat engine at maximum power is universal. Further studies indicated that the values of the linear and quadratic coefficients of the efficiency at maximum power are universal for several strong coupling steady-state models and for an overdamped Brownian particle in a time-dependent harmonic potential [M. Esposito, K. Lindenberg, C. Van den Broeck, Phys. Rev. Lett. 102 (2009) 130602]. In this paper, we demonstrate that in the linear regime, the efficiency of an unsteady-state heat engine at maximum instantaneous power is universal.     

带有Dzyaloshinski-Mariya相互作用的两比特纠缠量子Otto热机和量子Stirling热机

研究了以带有Dzyaloshinski-Mariya(DM)相互作用的两比特自旋体系为工质的量子纠缠Otto热机和量子Stirling热机.两种不同热机在各自的循环过程中,通过保持其他参量不变,只有DM相互作用发生改变,从而分析热机循环中DM相互作用与热传递、做功以及效率等热力学量之间的关系.研究结果表明:DM相互作用对两种热机的基本量子热力学量都具有重要的影响,但量子Stirling热机由于回热器的使用,其循环效率会大于量子Otto纠缠热机的效率,甚至会超过Carnot效率;得到了量子Otto纠缠热机和量子Stirling热机做正功的条件.因此,在这两个纠缠体系中,热力学第二定律都依然成立.