On micro-cracking,inelastic dilatancy,and the brittle-ductile transition in compact rocks: A micro-mechanical study

This work introduces a micro-mechanical grain-aggregate model and numerical simulation capability to study the combined effects of grain-boundary slip and separation, as well as grain-interior plasticity on the overall deformation of compact rocks. Two major conclusions can be drawn from our simulation study: (i) At sufficiently low confining pressures, the widely-observed inelastic dilatant response in compact rocks under compression is attributable to the geometrically-mismatched grain-boundary sliding and concomitant formation of triple-junction cracks which result in an increase in volume. Failure patterns change from splitting-fracture at low confining pressures, to distributed micro-cracking in macroscopic “shear”-bands as the confining pressure increases. (ii) When the confining pressure increases to an amount such that grain-boundary sliding is suppressed due to frictional effects, the inelastic dilatancy effects disappear, and isochoric grain-interior plasticity takes over to accommodate the imposed external deformation, and this is the major cause of the brittle-ductile transition in these materials.     

The role of heterogeneous deformation on damage nucleation at grain boundaries in single phase metals

The mechanical response of engineering materials evaluated through continuum fracture mechanics typically assumes that a crack or void initially exists, but it does not provide information about the nucleation of such flaws in an otherwise flawless microstructure. How such flaws originate, particularly at grain (or phase) boundaries is less clear. Experimentally, “good” vs. “bad” grain boundaries are often invoked as the reasons for critical damage nucleation, but without any quantification. The state of knowledge about deformation at or near grain boundaries, including slip transfer and heterogeneous deformation, is reviewed to show that little work has been done to examine how slip interactions can lead to damage nucleation. A fracture initiation parameter developed recently for a low ductility model material with limited slip systems provides a new definition of grain boundary character based upon operating slip and twin systems (rather than an interfacial energy based definition). This provides a way to predict damage nucleation density on a physical and local (rather than a statistical) basis. The parameter assesses the way that highly activated twin systems are aligned with principal stresses and slip system Burgers vectors. A crystal plasticity-finite element method (CP-FEM) based model of an extensively characterized microstructural region has been used to determine if the stress–strain history provides any additional insights about the relationship between shear and damage nucleation. This analysis shows that a combination of a CP-FEM model augmented with the fracture initiation parameter shows promise for becoming a predictive tool for identifying damage-prone boundaries.     

Recoverable creep deformation and transient local stress concentration due to heterogeneous grain-boundary diffusion and sliding in polycrystalline solids

Numerical simulations are used to investigate the influence of heterogeneity in grain-boundary diffusivity and sliding resistance on the creep response of a polycrystal. We model a polycrystal as a two-dimensional assembly of elastic grains, separated by sharp grain boundaries. The crystal deforms plastically by stress driven mass transport along the grain boundaries, together with grain-boundary sliding. Heterogeneity is idealized by assigning each grain boundary one of two possible values of diffusivity and sliding viscosity. We compute steady state and transient creep rates as functions of the diffusivity mismatch and relative fractions of grain boundaries with fast and slow diffusion. In addition, our results show that under transient conditions, flux divergences develop at the intersection between grain boundaries with fast and slow diffusivity, which generate high local stress concentrations. The stress concentrations develop at a rate determined by the fast diffusion coefficient, and subsequently relax at a rate determined by the slow diffusion coefficient. The influence of the mismatch in diffusion coefficient, loading conditions, and material properties on the magnitude of this stress concentration is investigated in detail using a simple model problem with a planar grain boundary. The strain energy associated with these stress concentrations also makes a small fraction of the plastic strain due to diffusion and sliding recoverable on unloading. We discuss the implications of these results for conventional polycrystalline solids at high temperatures and for nanostructured materials where grain-boundary diffusion becomes one of the primary inelastic deformation mechanisms even at room temperature.     

On the elastic–viscoplastic behavior of nanocrystalline materials

A new constitutive law is introduced to quantify the macroscopic effect of grain boundary dislocation emission on the behavior of pure face center cubic nanocrystalline materials. It is postulated that an emitted dislocation ends its trajectory in the grain boundary opposite to the source causing mass transfer. Dislocation emission by grain boundary ledges, considered here as the primary grain-boundary sources, is modeled as a thermally activated mechanism and the penetration of an emitted dislocation is assimilated as a soft collision. The macroscopic behavior of the material is retrieved via the use of a secant self-consistent scheme. The material is seen as a two-phase composite where the inclusion phase represents grain cores, their behavior is driven by dislocation glide, and where the matrix phase, governed by the newly introduced dislocation emission and penetration mechanism, represents both grain boundaries and triple junctions. The long range stress field arising from the presence of grain boundaries is taken into account in the critical glide resistance stress at 0 K in the inclusion phase. The model is applied to polycrystal copper and results in pure tension and creep are compared to experiments. Good agreements between the experimental measurements and the model predictions are observed.     

Constitutive modeling for nanocrystalline metals based on cooperative grain boundary mechanisms

In nanocrystalline metals, the plastic deformation is accommodated primarily at the grain boundaries. Yang and Wang (J. Mech. Phys. Solids, 2003) suggested a deformation model based on clusters consisting of nine grains and incorporating both the Ashby-Verrall mechanism and a 30° rotation of closely linked pairs of grains. In the present article, the insertion and rotation processes are considered together as a cooperative deformation mechanisms, and the degree to which each process contributes is determined by the application of the principle of maximum plastic work. Plane strain and three-dimensional constitutive relations based on this concept are derived for which a general stress state drives the orientation evolution of various grain clusters under the Reuss assumption. Detailed calculation shows that the strain rate depends linearly on the stress, with the values of the coefficients in this linear relationship dictated by the microscopic energy dissipation. The deformation contributed to the overall response by the grain boundary mechanism is discussed in the spirit of the Hashin-Shtrikman bounds.     

Effects of lattice misorientations on strain heterogeneities in FCC polycrystals

It is well documented that the highly heterogeneous deformation behaviour and lattice rotation typically observed within grains in a polycrystal are attributed to microstructural features such as grain structure, topology, size, etc. In this work, the effects of low- and high-angle grain boundaries on the mechanical behaviour of FCC polycrystals are investigated using a micro-mechanical model based on crystal plasticity theory. The constitutive framework relies on dislocation mechanics concepts to describe the plastic deformation behaviour of FCC metallic crystals and is validated by comparing the measured and predicted local and macroscopic deformation behaviour in a thin Al-0.5% Mg polycrystal tensile specimen containing a relatively small number of surface grains. Comparisons at the microscopic (e.g. local slip distribution) and macroscopic (e.g. average stress-strain response) levels elucidate the role of low-angle grain boundaries, which are found to have a profound effect on both the local and average deformation behaviour of FCC polycrystals with a small number of grains. However, this effect diminishes when the number of grains increases and becomes negligible in bulk polycrystals. In light of the widely accepted view that high-angle grain boundaries strongly influence the mechanical behaviour of very fine-grained metals, this work has shown that low-angle grain boundaries can also play an equally important role in the deformation behaviour of polycrystals with a relatively small number of grains.     

Numerical investigation of grain boundary effects on elevated-temperature deformation and fracture

A three-dimensional (3D) polycrystal intergranular model that accounts for grain boundary deformation and intergranular weakening at elevated temperatures is presented. The effects of grain boundaries on the accumulated slip deformation of grain interiors and lattice rotation have been investigated through a comparison between results from a model including grain boundary region (GBM) and a model representing only the grain interiors not the grain boundary region directly (NGBM). It is found that the presence of grain boundaries seems to suppress the grain interior slip deformation, and this suppressive role is reduced with increased relative thickness of the grain boundaries. In addition, grain boundaries promote the lattice rotation of individual grains in shear bands but suppress that of individual grains within non-shear bands. Mutual rotation of grains in both shear and non-shear bands is caused by the introduction of grain boundary regions. Rate-dependence of high-temperature plasticity could be more accurately captured by the GBM than by the NGBM. By considering creep damage of grain boundary, when the damage variable reaches a critical value, the corresponding grain boundary element is eliminated to describe dynamic intergranular fracture processes. The volume-averaged stress–strain curve by a model considering grain boundary damage (DGBM) showed better agreement with experimental results than that by a model not considering grain boundary damage (GBM).     

Crack growth versus blunting in nanocrystalline metals with extremely small grain size

Fracture of nanocrystalline metals with extremely small grain size is simulated in this paper by structural evolution. Two-dimensional scheme is formulated to study the competition between crack growth and blunting in nanocrystalline samples with edge cracks. The scheme couples the creep deformation induced by grain boundary (GB) mechanisms and the intergranular crack growth. The effects of material properties, initial configurations and applied loads are explored. Either the enhancement in diffusion mobility, or the deterrence in the grain boundary damage, would blunt the crack and decelerate its growth, and vice versa. The simulations agree with the analytical predictions as modified from that of Yang and Yang [2008. Brittle versus ductile transition of nanocrystalline metal. Int. J. Solids Struct. 45, 3897-3907]. Upon the suppression of dislocation activities, it is validated that the brittle versus ductile transition of nanocrystals is controlled by the development of grain boundary-dominated creep versus grain boundary decohesion. Further simulations found that either decreasing the grain sizes or increasing the dispersion of grain sizes would blunt the growing cracks.     

A generalized self-consistent polycrystal model for the yield strength of nanocrystalline materials

Inspired by recent molecular dynamic simulations of nanocrystalline solids, a generalized self-consistent polycrystal model is proposed to study the transition of yield strength of polycrystalline metals as the grain size decreases from the traditional coarse grain to the nanometer scale. These atomic simulations revealed that a significant portion of atoms resides in the grain boundaries and the plastic flow of the grain-boundary region is responsible for the unique characteristics displayed by such materials. The proposed model takes each oriented grain and its immediate grain boundary to form a pair, which in turn is embedded in the infinite effective medium with a property representing the orientational average of all these pairs. We make use of the linear comparison composite to determine the nonlinear behavior of the nanocrystalline polycrystal through the concept of secant moduli. To this end an auxiliary problem of Christensen and Lo (J. Mech. Phys. Solids 27 (1979) 315) superimposed on the eigenstrain field of Luo and Weng (Mech. Mater. 6 (1987) 347) is first considered, and then the nonlinear elastoplastic polycrystal problem is addressed. The plastic flow of each grain is calculated from its crystallographic slips, but the plastic behavior of the grain-boundary phase is modeled as that of an amorphous material. The calculated yield stress for Cu is found to follow the classic Hall-Petch relation initially, but as the gain size decreases it begins to depart from it. The yield strength eventually attains a maximum at a critical grain size and then the Hall-Petch slope turns negative in the nano-range. It is also found that, when the Hall-Petch relation is observed, the plastic behavior of the polycrystal is governed by crystallographic slips in the grains, but when the slope is negative it is governed by the grain boundaries. During the transition both grains and grain boundaries contribute competitively.     

A two-dimensional dislocation dynamics model of the plastic deformation of polycrystalline metals

Two-dimensional dislocation dynamics (2D-DD) simulations under fully periodic boundary conditions are employed to study the relation between microstructure and strength of a material. The material is modeled as an elastic continuum that contains a defect microstructure consisting of a preexisting dislocation population, dislocation sources, and grain boundaries. The mechanical response of such a material is tested by uniaxially loading it up to a certain stress and allowing it to relax until the strain rate falls below a threshold. The total plastic strain obtained for a certain stress level yields the quasi-static stress-strain curve of the material. Besides assuming Frank-Read-like dislocation sources, we also investigate the influence of a pre-existing dislocation density on the flow stress of the model material. Our results show that - despite its inherent simplifications - the 2D-DD model yields material behavior that is consistent with the classical theories of Taylor and Hall-Petch. Consequently, if set up in a proper way, these models are suited to study plastic deformation of polycrystalline materials.     

The role of partial mediated slip during quasi-static deformation of 3D nanocrystalline metals

We present dislocation simulations involving the collective behavior of partials and extended full dislocations in nanocrystalline materials. While atomistic simulations have shown the importance of including partial dislocations in high strain rate simulations, the behavior of partial dislocations in complex geometries with lower strain rates has not been explored. To account for the dissociation of dislocations into partials we include the full representation of the gamma surface for two materials: Ni and Al. During loading, dislocation loops are emitted from grain boundaries and expand into the grain interiors to carry the strain. In agreement with high strain rate simulations we find that Al has a higher density of extended full dislocations with smaller stacking fault widths than Ni. We also observe that configurations with smaller average grain size have a higher density of partial dislocations, but contrary to simplified analytical models we do not find a critical grain size below which there is only partial dislocation-mediated deformation. Our results show that the density of partial dislocations is stable in agreement with in situ X-ray experiments that show no increase of the stacking fault density in deformed nanocrystalline Ni (Budrovic et al., 2004). Furthermore, the ratio between partial and extended full dislocation contribution to strain varies with the amount of deformation. The contribution of extended full dislocations to strain grows beyond the contribution of partial dislocations as the deformation proceeds, suggesting that there is no well-defined transition from full dislocation- to partial dislocation-mediated plasticity based uniquely on the grain size.     

Brittle versus ductile transition of nanocrystalline metals

The brittle versus ductile transition for conventional metals is dictated by the competition between dislocation emission and cleavage. For nanocrystalline metals with grain size below 25 nm, however, dislocation activities are suppressed and the classic theory fails to apply. In this paper, one of the competing mechanisms that control the brittle versus ductile transition of nanocrystalline metals is found to be the grain boundary dominated creep deformation versus the grain boundary decohesion. A model is proposed to quantify the crack propagation in nanocrystalline metals. The effects of material properties, initial configuration and applied loads on the property of crack propagation are addressed. It is concluded that either the increases in the initial crack length, the applied load and the grain boundary damage, or the deterrence in creep deformation, accelerate the crack propagation, and vice versa.     

The scale effect on the yield strength of nanocrystalline materials

The microstructure of the nanocrystalline can be divided generally into two parts: grain and interface. When the grain size is about or less than 10 nm, the interface can be divided into grain boundary and triple junctions. The mechanical performance of nanocrystalline materials with complicated microstructures is greatly different from that of the coarse grain materials. In this paper, the nanocrystalline material is considered as a composite with three phases: the grain core, the grain boundaries, and the triple junction. The model analysis for nanocrystalline material deformation is established and the relationship between yield strength and grain size is obtained. The obtained result explains the inverse Hall–Petch relation.     

On the evolution of lattice deformation in austenitic stainless steels—The role of work hardening at finite strains

In this work, a three dimensional crystal plasticity-based finite element model is presented to examine the micromechanical behaviour of austenitic stainless steels. The model accounts for realistic polycrystal micromorphology, the kinematics of crystallographic slip, lattice rotation, slip interaction (latent hardening) and geometric distortion at finite deformation. We utilise the model to predict the microscopic lattice strain evolution of austenitic stainless steels during uniaxial tension at ambient temperature with validation through in situ neutron diffraction measurements. Overall, the predicted lattice strains are in very good agreement with those measured in both longitudinal and transverse directions (parallel and perpendicular to the tensile loading axis, respectively). The information provided by the model suggests that the observed nonlinear response in the transverse {200} grain family is associated with a competitive bimodal evolution of strain during inelastic deformation. The results associated with latent hardening effects at the microscale also indicate that in situ neutron diffraction measurements in conjunction with macroscopic uniaxial tensile data may be used to calibrate crystal plasticity models for the prediction of the inelastic material deformation response.     

梯度纳米晶NiTi形状记忆合金的超弹性和形状记忆效应相场模拟

通过建立考虑两个马氏体变体的二维相场模型,对梯度纳米晶镍钛(NiTi)合金系统的超弹性、单程和应力辅助双程形状记忆过程进行了模拟和预测.模拟结果显示:在梯度纳米晶NiTi合金的超弹性过程中,较粗晶粒的区域保留了传统粗晶的马氏体相变和逆相变特征,即局部马氏体带的形核?扩展和缩减?消失,而随着晶粒尺寸的减小,细晶粒区域表现...     

Effects of matrix inelasticity on the overall hysteretic behavior of TiNi-SMA fiber composites

The effects of the inelastic deformation of the matrix on the overall hysteretic behavior of a unidirectional titanium–nickel shape-memory alloy (TiNi-SMA) fiber composite and on the local pseudoelastic response of the embedded SMA fibers are studied under the isothermal loading and unloading condition. The multiaxial phase transformation of the SMA fibers is predicted using the phenomenological constitutive equations which can describe the two-step deformation due to the rhombohedral and martensitic transformations, and the inelastic behavior of the matrix material using the standard nonlinear viscoplastic model. The average behavior of the SMA composite is evaluated with the micromechanical method of cells. It is observed that the inelastic deformation of the matrix due to prior tension results in a compressive stress in the matrix after unloading of the SMA composite and this residual stress impedes the complete recovery of the pseudoelastic strain of the SMA fibers. This explains that a closed hysteresis behavior of the SMA composite is no longer observed in contrast with the case that an elastic behavior of matrix is assumed. The predicted local stress–strain behavior indicates that the cyclic response of matrix is crucial to the design of the hysteretic performance of the SMA composite under the repeated loading conditions.     

Effects of intergrain sliding on crack growth in nanocrystalline materials

Theoretical models are suggested which describe the effects of intergrain sliding on crack growth in nanocrystalline metals and ceramics. Within the models, stress concentration near cracks initiates intergrain sliding which is non-accommodated at low temperatures and effectively accommodated at intermediate temperatures. The first model is focused on the non-accommodated intergrain sliding which leads to generation of dislocations at triple junctions of grain boundaries. These dislocations cause partial stress relaxation in the vicinities of crack tips and thereby hamper crack growth. It is shown that the non-accommodated intergrain sliding increases fracture toughness by 10–30% in nanocrystalline Al, Ni and 3C–SiC. The second model deals with the case of intermediate temperatures. Within this model, intergrain sliding is effectively accommodated by diffusion-controlled climb of grain boundary dislocations. The accommodated intergrain sliding in nanocrystalline materials results in crack blunting which, in its turn, leads to an increase (by a factor ranging from 1.1 to around 3, depending on temperature) of fracture toughness.     

A combined experimental-numerical approach for elasto-plastic fracture of individual grain boundaries

The parameters for a crystal plasticity finite element constitutive law were calibrated for the aluminum–lithium alloy 2198 using micro-column compression testing on single crystalline volumes. The calibrated material model was applied to simulations of micro-cantilever deflection tests designed for micro-fracture experiments on single grain boundaries. It was shown that the load–displacement response and the local deformation of the grains, which was measured by digital image correlation, were predicted by the simulations. The fracture properties of individual grain boundaries were then determined in terms of a traction–separation-law associated with a cohesive zone. This combination of experiments and crystal plasticity finite element simulations allows the investigation of the fracture behavior of individual grain boundaries in plastically deforming metals.     

SIMULATIONS OF MECHANICAL BEHAVIOR OF POLYCRYSTALLINE COPPER WITH NANO-TWINS

Mechanical behavior and microstructure evolution of polycrystalline copper with nano-twins were investigated in the present work by finite element simulations. The fracture of grain boundaries are described by a cohesive interface constitutive model based on the strain gradient plasticity theory. A systematic study of the strength and ductility for different grain sizes and twin lamellae distributions is performed. The results show that the material strength and ductility strongly depend on the grain size and the distribution of twin lamellae microstructures in the polycrystalline copper.