Local index theory over foliation groupoids

We give a local proof of an index theorem for a Dirac-type operator that is invariant with respect to the action of a foliation groupoid G. If M denotes the space of units of G then the input is a G-equivariant fiber bundle P→M along with a G-invariant fiberwise Dirac-type operator D on P. The index theorem is a formula for the pairing of the index of D, as an element of a certain K-theory group, with a closed graded trace on a certain noncommutative de Rham algebra Ω^*B associated to G. The proof is by means of superconnections in the framework of noncommutative geometry.     

Heat kernel expansions in vector bundles

Let M be a complete connected smooth (compact) Riemannian manifold of dimension n. Let Π:V→M be a smooth vector bundle over M. Let be a second order differential operator on M, where Δ is a Laplace-Type operator on the sections of the vector bundle V and b a smooth vector field on M. Let k_t(−,−) be the heat kernel of V relative to L. In this paper we will derive an exact and an asymptotic expansion for k_t(x,y₀) where y₀ is the center of normal coordinates defined on M, x is a point in the normal neighborhood centered at y₀. The leading coefficients of the expansion are then computed at x=y₀ in terms of the linear and quadratic Riemannian curvature invariants of the Riemannian manifold M, of the vector bundle V, and of the vector bundle section ? and its derivatives.We end by comparing our results with those of previous authors (I. Avramidi, P. Gilkey, and McKean-Singer).     

Strongly quasibounded maximal monotone perturbations for the Berkovits-Mustonen topological degree theory

Let X be a real reflexive Banach space with dual X^∗. Let L:X⊃D(L)→X^∗ be densely defined, linear and maximal monotone. Let T:X⊃D(T)→X^∗2, with 0∈D(T) and 0∈T(0), be strongly quasibounded and maximal monotone, and C:X⊃D(C)→X^∗ bounded, demicontinuous and of type (S₊) w.r.t. D(L). A new topological degree theory has been developed for the sum L+T+C. This degree theory is an extension of the Berkovits-Mustonen theory (for T=0) and an improvement of the work of Addou and Mermri (for T:X→X^∗2 bounded). Unbounded maximal monotone operators with are strongly quasibounded and may be used with the new degree theory.     

Rank-1 perturbations of cosine functions and semigroups

Let A be the generator of a cosine function on a Banach space X. In many cases, for example if X is a UMD-space, A+B generates a cosine function for each B∈L(D((ω−A)^1/2),X). If A is unbounded and , then we show that there exists a rank-1 operator B∈L(D(γ(ω−A)),X) such that A+B does not generate a cosine function. The proof depends on a modification of a Baire argument due to Desch and Schappacher. It also allows us to prove the following. If A+B generates a distribution semigroup for each operator B∈L(D(A),X) of rank-1, then A generates a holomorphic C₀-semigroup. If A+B generates a C₀-semigroup for each operator B∈L(D(γ(ω−A)),X) of rank-1 where 0<γ<1, then the semigroup T generated by A is differentiable and ‖T^′(t)‖=O(t−α) as t↓0 for any α>1/γ. This is an approximate converse of a perturbation theorem for this class of semigroups.     

A Tate cohomology sequence for generalized Burnside rings

We generalize the fundamental theorem for Burnside rings to the mark morphism of plus constructions defined by Boltje. The main observation is the following: If D is a restriction functor for a finite group G, then the mark morphism φ:D₊→D⁺ is the same as the norm map of the Tate cohomology sequence (over conjugation algebra for G) after composing with a suitable isomorphism of D⁺. As a consequence, we obtain an exact sequence of Mackey functors

     

The spectra of composition operators from linear fractional maps acting upon the Dirichlet space

Let φ:D→D be a non-constant linear fractional transformation (necessarily of the form ). Let D denote the Dirichlet space of analytic functions. We determine the spectrum of the composition operator C_?:D→D defined by C_?(f)=f°φ. Eigenfunctions for the operator C_?:H²→H² frequently do not belong to the space D. However, spectral results for the operator C_?:D→D, much like those that have already been demonstrated for the operator C_?:H²→H², are presented in this paper.     

Heteroclinic solutions for a class of the second order Hamiltonian systems

We shall be concerned with the existence of heteroclinic orbits for the second order Hamiltonian system , where q∈Rn and V∈C¹(R×Rn,R), V?0. We will assume that V and a certain subset M⊂Rn satisfy the following conditions. M is a set of isolated points and #M?2. For every sufficiently small ε>0 there exists δ>0 such that for all (t,z)∈R×Rn, if d(z,M)?ε then −V(t,z)?δ. The integrals , z∈M, are equi-bounded and −V(t,z)→∞, as |t|→∞, uniformly on compact subsets of Rn?M. Our result states that each point in M is joined to another point in M by a solution of our system.     

Extended iterative methods for the solution of operator equations

Summary Given an iterative methodM ₀, characterized byx ^(k+1=G ₀(x( ^k )) (k0) (x(⁰) prescribed) for the solution of the operator equationF(x)=0, whereF:XX is a given operator andX is a Banach space, it is shown how to obtain a family of methodsM _p characterized byx ^(k+1=G _p (x( ^k )) (k0) (x(⁰) prescribed) with order of convergence higher than that ofM _o. The infinite dimensional multipoint methods of Bosarge and Falb [2] are a special case, in whichM ₀ is Newton's method.Analogues of Theorems 2.3 and 2.36 of [2] are proved for the methodsM _p, which are referred to as extensions ofM ₀. A number of methods with order of convergence greater than two are discussed and existence-convergence theorems for some of them are proved.Finally some computational results are presented which illustrate the behaviour of the methods and their extensions when used to solve systems of nonlinear algebraic equations, and some applications currently being investigated are mentioned.     

Asymptotic type for sectorial operators and an integral of fractional powers

There is a standard notion of type for a sectorial linear operator acting in a Banach space. We introduce a notion of asymptotic type for a linear operator V, involving estimates on the resolvent ⁻¹(λI+V) as λ→0. We show, for example, that if V is sectorial and of asymptotic type ω then the fractional power Vα is of asymptotic type αω for a suitable range of positive α. Moreover, we establish various properties of the operator ; in particular, this operator is of asymptotic type 0, for a sectorial operator V. This result has an application to the construction of operators satisfying the well-known Ritt resolvent condition.     

Endomorphisms of the shift dynamical system, discrete derivatives, and applications

All continuous endomorphisms f_∞ of the shift dynamical system S on the 2-adic integers Z₂ are induced by some , where n is a positive integer, B_n is the set of n-blocks over {0, 1}, and f_∞(x)=y₀y₁y₂… where for all i∈N, y_i=f(x_ix_i+1…x_i+n−1). Define D:Z₂→Z₂ to be the endomorphism of S induced by the map {(00,0),(01,1),(10,1),(11,0)} and V:Z₂→Z₂ by V(x)=−1−x. We prove that D, V°D, S, and V°S are conjugate to S and are the only continuous endomorphisms of S whose parity vector function is solenoidal. We investigate the properties of D as a dynamical system, and use D to construct a conjugacy from the 3x+1 function T:Z₂→Z₂ to a parity-neutral dynamical system. We also construct a conjugacy R from D to T. We apply these results to establish that, in order to prove the 3x+1 conjecture, it suffices to show that for any m∈Z⁺, there exists some n∈N such that R⁻¹(m) has binary representation of the form or .     

Maps preserving the nilpotency of products of operators

Let B(X) be the algebra of all bounded linear operators on the Banach space X, and let N(X) be the set of nilpotent operators in B(X). Suppose ?:B(X)→B(X) is a surjective map such that A,B∈B(X) satisfy AB∈N(X) if and only if ?(A)?(B)∈N(X). If X is infinite dimensional, then there exists a map f:B(X)→C?{0} such that one of the following holds:

(a)

There is a bijective bounded linear or conjugate-linear operator S:X→X such that ? has the form A?S[f(A)A]S^-1.

(b)

The space X is reflexive, and there exists a bijective bounded linear or conjugate-linear operator S : X′ → X such that ? has the form A ? S[f(A)A′]S⁻¹.

If X has dimension n with 3 ? n < ∞, and B(X) is identified with the algebra M_n of n × n complex matrices, then there exist a map f:M_n→C?{0}, a field automorphism ξ:C→C, and an invertible S ∈ M_n such that ? has one of the following forms:

     

Embeddings of homology equivalent manifolds with boundary

We prove a theorem on equivariant maps implying the following two corollaries:(1) Let N and M be compact orientable n-manifolds with boundaries such that M⊂N, the inclusion M→N induces an isomorphism in integral cohomology, both M and N have (n−d−1)-dimensional spines and . Then the restriction-induced map Embm(N)→Embm(M) is bijective. Here Embm(X) is the set of embeddings X→Rm up to isotopy (in the PL or smooth category).(2) For a 3-manifold N with boundary whose integral homology groups are trivial and such that N?D³ (or for its special 2-spine N) there exists an equivariant map , although N does not embed into R³.The second corollary completes the answer to the following question: for which pairs (m,n) for each n-polyhedron N the existence of an equivariant map implies embeddability of N into Rm? An answer was known for each pair (m,n) except (3,3) and (3,2).     

The wave equation on asymptotically de Sitter-like spaces

In this paper we obtain the asymptotic behavior of solutions of the Klein-Gordon equation on Lorentzian manifolds (X^○,g) which are de Sitter-like at infinity. Such manifolds are Lorentzian analogues of the so-called Riemannian conformally compact (or asymptotically hyperbolic) spaces. Under global assumptions on the (null)bicharacteristic flow, namely that the boundary of the compactification X is a union of two disjoint manifolds, Y_±, and each bicharacteristic converges to one of these two manifolds as the parameter along the bicharacteristic goes to +∞, and to the other manifold as the parameter goes to −∞, we also define the scattering operator, and show that it is a Fourier integral operator associated to the bicharacteristic flow from Y₊ to Y₋.     

Higher syzygies of hyperelliptic curves

Let X be a hyperelliptic curve of arithmetic genus g and let f:X→P¹ be the hyperelliptic involution map of X. In this paper we study higher syzygies of linearly normal embeddings of X of degree d≤2g. Note that the minimal free resolution of X of degree ≥2g+1 is already completely known. Let A=f^∗O_P¹(1), and let L be a very ample line bundle on X of degree d≤2g. For , we call the pair (m,d−2m)the factorization type ofL. Our main result is that the Hartshorne-Rao module and the graded Betti numbers of the linearly normal curve embedded by |L| are precisely determined by the factorization type of L.     

Asymptotics of the principal eigenvalue and expected hitting time for positive recurrent elliptic operators in a domain with a small puncture

Let X(t) be a positive recurrent diffusion process corresponding to an operator L on a domain D⊆R^d with oblique reflection at ∂D if D≠R^d. For each x∈D, we define a volume-preserving norm that depends on the diffusion matrix a(x). We calculate the asymptotic behavior as ε→0 of the expected hitting time of the ε-ball centered at x and of the principal eigenvalue for L in the exterior domain formed by deleting the ball, with the oblique derivative boundary condition at ∂D and the Dirichlet boundary condition on the boundary of the ball. This operator is non-self-adjoint in general. The behavior is described in terms of the invariant probability density at x and Det(a(x)). In the case of normally reflected Brownian motion, the results become isoperimetric-type equalities.     

Critical potentials of the eigenvalues and eigenvalue gaps of Schrödinger operators

Let M be a compact Riemannian manifold with or without boundary, and let −Δ be its Laplace-Beltrami operator. For any bounded scalar potential q, we denote by λi(q) the ith eigenvalue of the Schrödinger type operator −Δ+q acting on functions with Dirichlet or Neumann boundary conditions in case ∂M≠∅. We investigate critical potentials of the eigenvalues λi and the eigenvalue gaps Gij=λj−λi considered as functionals on the set of bounded potentials having a given mean value on M. We give necessary and sufficient conditions for a potential q to be critical or to be a local minimizer or a local maximizer of these functionals. For instance, we prove that a potential q∈L^∞(M) is critical for the functional λ₂ if and only if q is smooth, λ₂(q)=λ₃(q) and there exist second eigenfunctions f₁,…,fk of −Δ+q such that . In particular, λ₂ (as well as any λi) admits no critical potentials under Dirichlet boundary conditions. Moreover, the functional λ₂ never admits locally minimizing potentials.     

On holomorphic families of Schrödinger-type operators with singular potentials on manifolds of bounded geometry

We consider a family of Schrödinger-type differential expressions L(κ)=D²+V+κV(1), where κ∈C, and D is the Dirac operator associated with a Clifford bundle (E,∇E) of bounded geometry over a manifold of bounded geometry (M,g) with metric g, and V and V(1) are self-adjoint locally integrable sections of EndE. We also consider the family I(κ)=^*(∇F)∇F+V+κV(1), where κ∈C, and ∇F is a Hermitian connection on a Hermitian vector bundle F of bonded geometry over a manifold of bounded geometry (M,g), and V and V(1) are self-adjoint locally integrable sections of EndF. We give sufficient conditions for L(κ) and I(κ) to have a realization in L²(E) and L²(F), respectively, as self-adjoint holomorphic families of type (B). In the proofs we use Kato's inequality for Bochner Laplacian operator and Weitzenböck formula.     

Inverse scattering problem for nonstationary Dirac-type systems on the half-plane

In this paper was considered the scattering problem for the nonstationary Dirac-type systems of n (n?2) equations on the half-plane when the system has n₁ (1?n₁?n−1) incident and n₂ (n₂=n−n₁) scattered waves. In case n₁ is divisible by n₂, we formulate the inverse scattering problem for a nonstationary Dirac-type system when considering m () scattering problems on the half-plane with the same incident waves but different boundary conditions. Moreover, the scattering operator for the nonstationary Dirac-type system on half-plane was defined and unique restoration of the potential with respect to the scattering operator was proved.     

Heat kernel bounds and desingularizing weights

We study the parabolic operator ∂_t−Δ_x+V(t,x), in d?1, with a potential V=V+−V−,V±?0 assumed to be from a parabolic Kato class, and obtain two-sided Gaussian bounds on the associated heat kernel. The constraints on the Kato norms of V⁺ and V⁻ are completely asymmetric, as they should be. Further improvements to our heat kernel bounds are obtained in the case of time-independent potentials.If V has singularities of the type ±c|x|⁻² with a suitably small constant c, we obtain new lower and (sharp) upper weighted heat kernel bounds. The rate of growth of the weights depends (explicitly) on the constant c. The standard bounds and methods (estimates in L^p-spaces without desingularizing weights) fail for singular potentials.