A symmetry problem in the calculus of variations

Let be a ball in ^N, centered at zero, and letu be a minimizer of the nonconvex functional over one of the classesC _M := {w W _loc ^1, () 0 w(x) M in,w concave} orE _M := {w W _loc ^1,2 () 0 w(x) M in,w 0 inL()}of admissible functions. Thenu is not radial and not unique. Therefore one can further reduce the resistance of Newton's rotational body of minimal resistance through symmetry breaking.     

A variational principle for eigenvalues of pencils of Hermitian matrices

LetH=(A, B) be a pair of HermitianN×N matrices. A complex number is an eigenvalue ofH ifdet(A–B)=0 (we include = ifdetB=0). For nonsingularH (i.e., for which some is not an eigenvalue), we show precisely which eigenvalues can be characterized as _k ⁺ =sup{inf{*A:*B=1,S},SS _k},S _k being the set of subspaces of C ^N of codimensionk–1.Dedicated to the memory of our friend and colleague Branko NajmanResearch supported by NSERC of Canada and the I.W.Killam FoundationProfessor Najman died suddenly while this work was at its final stage. His research was supported by the Ministry of Science of CroatiaResearch supported by NSERC of Canada     

On spectral variations under bounded real matrix perturbations

Summary In this paper we investigate the set of eigenvalues of a perturbed matrix {ie509-1} whereA is given and ^{n × n}, ||< is arbitrary. We determine a lower bound for thisspectral value set which is exact for normal matricesA with well separated eigenvalues. We also investigate the behaviour of the spectral value set under similarity transformations. The results are then applied tostability radii which measure the distance of a matrixA from the set of matrices having at least one eigenvalue in a given closed instability domain _b.     

Adjoints of slant Toeplitz operators

In this paper, we will use the Birkhoff's ergodic theorem to do some finer analysis on the spectral properties of slant Toeplitz operators. For example, we will show that if is an invertibleL function on the unit circle, then almost every point in (A ^* ) is not an eigenvalue ofA ^* . More specifically, we will show that the point spectrum ofA ^* is contained in a circle with positive radius.     

On the immersion of metrics close to immersible metrics

For a C^r,-immersion z:X E, r 2, 0 < < 1, of an n-dimensional (n 1) simply-connected C^r+2,-manifold X into Euclidean space E, the metric I(z) induced by z has a neighborhood in C^r,-topology in which every metric from a given subbundle of metrics is C^r,-immersible into E. In particular, it is proved that metric ds ₀ ² of the Riemannian product of p spheres of dimensions ₁, , _p 2 has a neighborhood in C^2,-topology from which any conformally equivalent metric to ds ₀ ² , is immersible into E with dimE = ₁ + + _p + p. The proofs are based on the investigation of a varied system of Gauss—Codazzi—Ricci equations for an infinitely small deformation of surface z(X) in E with a prescribed variation of the metric.Translated from Ukrainskii Geometricheskii Sbornik, No. 35, pp. 49–67, 1992.     

Asymptotic Density and the Asymptotics of Partition Functions

Let A be a set of positive integers with gcd (A) = 1, and let p _A (n) be the partition function of A. Let c ₀ = 2/3. If A has lower asymptotic density and upper asymptotic density , then lim inf log p _A (n)/c ₀ n and lim sup log p _A (n)/c ₀ n . In particular, if A has asymptotic density > 0, then log p _A (n) c₀n. Conversely, if > 0 and log p _A (n) c ₀ n, then the set A has asymptotic density .     

On the integersn for which Ω(n)=k (II)

Let (n) be the number of prime divisors ofn, counted with multiplicity. We denote byS(x, k) the set of thenx for which (n)=k, and byV _p(n) the exponent of the primep in the factorization ofn. In a previous paper we proved a result which implies that, ify=x/2 ^k tends to infinity withk>2loglogx where >1, then the distribution of the numbers on the setS(x, k) converges to the normal distribution of Gauss. Here, besides a slight improvement of that result, we give, for the moment of orderq of the above mentioned distribution, a formula which holds uniformly for 2loglogxklog (x/3)/log2 where 1<<3/2.     

Isolated point of spectrum ofP-hyponormal, log-hyponormal operators

LetT B(H) be a bounded linear operator on a complex Hilbert spaceH. Let ₀ (T) be an isolated point of (T) and let be the Riesz idempotent for ₀. In this paper, we prove that ifT isp-hyponormal or log-hyponormal, thenE is self-adjoint andE H=ker(H–₀)=ker(H–₀ ^*.This research was supported by Grant-in-Aid Research 1 No. 12640187.     

On the singular graph and the Weyr characteristic of anM-matrix

LetA be anM-matrix in standard lower block triangular form, with diagonal blocksA _ii irreducible. LetS be the set of indices such that the diagonal blockA is singular. We define the singular graph ofA to be the setS with partial order defined by > if there exists a chain of non-zero blocksA _i, A_ij, , A_l.Let ₁ be the set of maximal elements ofS, and define thep-th level _p ,p = 2, 3, , inductively as the set of maximal elements ofS \( _{1 p-1}). Denote by _p the number of elements in _p . The Weyr characteristic (associated with 0) ofA is defined to be (A) = ( ₁, ₂,, _h ), where ₁ + + _p = dim KerA ^p ,p = 1, 2, , and _h > 0, _h+1 = 0.Using a special type of basis, called anS-basis, for the generalized eigenspaceE(A) of 0 ofA, we associate a matrixD withA. We show that(A) = ( ₁, , _h) if and only if certain submatricesD _p,p+1 ,p = 1, , h – 1, ofD have full column rank. This condition is also necessary and sufficient forE(A) to have a basis consisting of non-negative vectors, which is a Jordan basis for –A. We also consider a given finite partially ordered setS, and we find a necessary and sufficient condition that allM-matricesA with singular graphS have(A) = ( ₁, , _h). This condition is satisfied ifS is a rooted forest.The work of the second-named author was partly supported by the National Science Foundation, under grant MPS-08618 A02.     

Extremal Eigenvalues of the Laplacian in a Conformal Class of Metrics: The `Conformal Spectrum'

Let M be a compact connected manifold of dimension n endowed witha conformal class C ofRiemannian metrics of volume one. For any integer k 0, we consider the conformal invariant _k ^c (C) defined as the supremum of the k-th eigenvalue _k (g) of the Laplace–Beltrami operator _g , where g runs over C.First, we give a sharp universal lower bound for _k ^c (C) extending to all k a result obtained by Friedlander andNadirashvili for k = 1. Then, we show that the sequence \{ _k ^c (C)\}, that we call `conformal spectrum',is strictly increasing and satisfies, k 0, _k+1 ^c (C) ^n/2– _k ^c (C) ^n/2 n ^n/2 _n , where _n is the volume of the n-dimensionalstandard sphere.When M is an orientable surface of genus , we also considerthe supremum _k ^top()of _k (g) over theset of all the area one Riemannian metrics on M, and study thebehavior of _k ^top() in terms of .     

Rates of convergence and optimal spectral bandwidth for long range dependence

Summary For a realization of lengthn from a covariance stationary discrete time process with spectral density which behaves like ^1–2H as 0+ for 1/2<H<1 (apart from a slowly varying factor which may be of unknown form), we consider a discrete average of the periodogram across the frequencies 2j/n,j=1,..., m, wherem andm/n0 asn. We study the rate of convergence of an analogue of the mean squared error of smooth spectral density estimates, and deduce an optimal choice ofm.     

Separation of two (possibly unbounded) components of the spectrum of a linear operator

LetX be a complex Banach space andA: D(A)X a densely defined closed linear operator whose resolvent set contains the real line and for which (–A)^–1 is bounded onR. We give a necessary and sufficient condition, in terms of the complex powers ofA and –A, for the existence of a decompositionX=X ₊X _–, whereX _± are closed subspaces, invariant forA, the spectra of the reduced operatorsA _± are {(A);Im>0} and {(A);Im<0} respectively, and (–A _±)^–1 is bounded forIm0.Finally we give an example of an operator in anL ^p-type space for which the decomposition exists if 1<p<+ and does not exist ifp=1.     

Resolvent of the Toeplitz operator may increase arbitrarily fast

It is proved that for every sequence of points _n from the unit circle, _n1, and for an arbitrary sequence of positive numbers A_n, A_n, there exists a continuous real function u, such that for the Toeplitz operator T (acting in the Hardy space H²) with the symbol =e ^iu we have the estimates (T–_nI)^–1>A_n, n.Translated from Zapiski Nauchnykh Seminarov Leningradskogo Otdeleniya Matematicheskogo Instituta im. V. A. Steklova, AN SSSR, Vol. 157, pp. 175–177, 1987.     

Commutativity of operators on the lattice of existence varieties

In a previous paper the authors introduced seven complete congruences on the lattice _ev(I of e-varieties of regular semigroups of the form _P :U _P VPU=PV, whereP is drawn from a small set of e-varieties: left zero, right zero, rectangular bands, groups, left groups, right groups and completely simple semigroups. Four new complete congruences are introduced here of the form _P :U _P VPU=PV, whereP is one of the following classes of regular semigroups: left monoids, right monoids, monoids, idempotent generated semigroups. For each complete congruence on _ev(I) and eachU_ev(I), the -class ofU is an interval [U ,U ] so that there is associated with each such congruence an idempotent operatorUU on _ev(I). This paper establishes numerous results concerning the commutativity of operators of this form.This work was supported in part by NSERC Grant 4044.     

Limit theorems for multitype continuous time Markov branching processes

Summary Let X(t)=(X ₁ (t), X ₂ (t), , X _t (t)) be a k-type (2k<) continuous time, supercritical, nonsingular, positively regular Markov branching process. Let M(t)=((m _ij (t))) be the mean matrix where m _ij (t)=E(X _j (t)¦X _r (0)= _ir for r=1, 2, , k) and write M(t)=exp(At). Let be an eigenvector of A corresponding to an eigenvalue . Assuming second moments this paper studies the limit behavior as t of the stochastic process . It is shown that i) if 2 Re >₁, then · X(t)e{–t¦ converges a.s. and in mean square to a random variable. ii) if 2 Re ₁ then [ · X(t)] f(v · X(t)) converges in law to a normal distribution where f(x)=(x) ^–1 if 2 Re <₁ and f(x)=(x log x)^–1 if 2 Re =₁, ₁ the largest real eigenvalue of A and v the corresponding right eigenvector.Research supported in part under contracts N0014-67-A-0112-0015 and NIH USPHS 10452 at Stanford University.     

On discrete and continuous norms in Paley-Wiener spaces and consequences for exponential frames

It is well known that for certain sequences {t_n}_n the usual L^p norm ·_p in the Paley-Wiener space PW ^p is equivalent to the discrete norm f_p,{tn}:=( _n=– |f(t_n)|^p)^1/p for 1 p = < and f_,{tn}:=sup _n|f(t_n| for p=). We estimate f_p from above by Cf_p, _n and give an explicit value for C depending only on p, , and characteristic parameters of the sequence {t_n}_n. This includes an explicit lower frame bound in a famous theorem of Duffin and Schaeffer.     

The Spectral Theory of Amenable Actions and Invariants of Discrete Groups

Let G denote a semisimple group, a discrete subgroup, B=G/P the Poisson boundary. Regarding invariants of discrete subgroups we prove, in particular, the following:(1) For any -quasi-invariant measure on B, and any probablity measure on , the norm of the operator () on L ²(B,) is equal to (), where is the unitary representation in L ²(X,), and is the regular representation of .(2) In particular this estimate holds when is Lebesgue measure on B, a Patterson–Sullivan measure, or a -stationary measure, and implies explicit lower bounds for the displacement and Margulis number of (w.r.t. a finite generating set), the dimension of the conformal density, the -entropy of the measure, and Lyapunov exponents of .(3) In particular, when G=PSL₂() and is free, the new lower bound of the displacement is somewhat smaller than the Culler–Shalen bound (which requires an additional assumption) and is greater than the standard ball-packing bound.We also prove that ()=_G() for any amenable action of G and L ¹(G), and conversely, give a spectral criterion for amenability of an action of G under certain natural dynamical conditions. In addition, we establish a uniform lower bound for the -entropy of any measure quasi-invariant under the action of a group with property T, and use this fact to construct an interesting class of actions of such groups, related to 'virtual' maximal parabolic subgroups. Most of the results hold in fact in greater generality, and apply for instance when G is any semi-simple algebraic group, or when is any word-hyperbolic group, acting on their Poisson boundary, for example.     

On computing the number of subgroups of a finite Abelian group

We consider the numberN _A (r) of subgroups of orderp ^r ofA, whereA is a finite Abelianp-group of type =₁,₂,..., _l ()), i.e. the direct sum of cyclic groups of order ⁱⁱ. Formulas for computingN _A (r) are well known. Here we derive a recurrence relation forN _A (r), which enables us to prove a conjecture of P. E. Dyubyuk about congruences betweenN _A (r) and the Gaussian binomial coefficient .     

On quadratic spline interpolation

Using the quadratic spline interpolates(x) fitting the data (x _i,y _i), 0in and satisfying the end conditions_o=y_o, we give formulae approximatingy andy at selected knots by orders up toO(h ⁴).