Rotation number for non-autonomous linear Hamiltonian systems II: The Floquet coefficient

This paper is the second of a two-part series in which we review the properties of the rotation number for a random family of linear non-autonomous Hamiltonian systems. In Part I, we defined the rotation number for such a family and discussed its basic properties. Here we define and study a complex quantity - the Floquet coefficient w - for such a family. The rotation number is the imaginary part of w. We derive a basic trace formula satisfied by w, and give applications to Atkinson-type spectral problems. In particular we use w to discuss the convergence properties of the Weyl M-functions, the Kotani theory, and the gap-labelling phenomenon for these problems.     

Gibbs state for some class of meromorphic functions

This paper is a continuation of our earlier works [1,2] on the fractal structure of expanding and subexpanding meromorphic functions of the form F = H o exp o Q, where H and Q are non-constant rational maps. Under some assumptions on the forward trajectories of asymptotic values ofF we define a class of summable potentials for the maps f of the punctured cylinder induced by F. We prove the existence and uniqueness of Gibbs states for these potentials.     

Trees and hairs for some hyperbolic entire maps of finite order

Let f be an entire transcendental map of finite order, such that all the singularities of f ⁻¹ are contained in a compact subset of the immediate basin B of an attracting fixed point. It is proved that there exist geometric coding trees of preimages of points from B with all branches convergent to points from . This implies that the Riemann map onto B has radial limits everywhere. Moreover, the Julia set of f consists of disjoint curves (hairs) tending to infinity, homeomorphic to a half-line, composed of points with a given symbolic itinerary and attached to the unique point accessible from B (endpoint of the hair). These facts generalize the corresponding results for exponential maps. Research supported by Polish KBN Grant No 2 P03A 034 25.     

Thermodynamic formalism of transcendental entire maps of finite singular type

We build a version of a thermodynamic formalism for maps of the form f(z) = ∑ _{j = 0} ^{p + q} a _j e ^(j−p)z where p, q > 0 and . We show in particular the existence and uniqueness of (t,α)-conformal measures and that the Hausdorff dimension HD(J _f ^r ) = h is the unique zero of the pressure function t ↦ P(t) for t > 1, where the set J _f ^r is the radial Julia set. Partially supported by NSF Grant DMS 0100078. Partially supported by Warsaw University of Technology Grant No. 504G11200023000, Polish KBN Grant No. 2PO3A03425 and Chilean FONDECYT Grant No. 11060280.     

Robust Hurwitz stability via sign-definite decomposition

In this paper, we first consider the problem of determining the robust positivity of a real function f(x) as the real vector x varies over a box X∈R^l. We show that, it is sufficient to check a finite number of specially constructed points. This is accomplished by using some results on sign-definite decomposition. We then apply this result to determine the robust Hurwitz stability of a family of complex polynomials whose coefficients are polynomial functions of the parameters of interest. We develop an eight polynomial vertex stability test that is a sufficient condition of Hurwitz stability of the family. This test reduces to Kharitonov’s well known result for the special case where the parameters are just the polynomial coefficients. In this case, the result is tight. This test can be recursively and modularly used to construct an approximation of arbitrary accuracy to the actual stabilizing set. The result is illustrated by examples.     

Borel and Julia directions of meromorphic Schröder functions II

Let R(w) be a non-inear rational function and s be a complex constant with | s | > 1. It is showed that for any solution f (z) of the Schr?der equation f (sz) = R(f (z)), Julia directions of f (z) are also Borel directions of f (z). Received: 2 May 2005; revised: 22 December 2005     

Analytic Multifunctions, Holomorphic Motions and Hausdorff Dimension in IFSs

We study iterated function systems of contractions which depend holomorphically on a complex parameter λ. We first restrict our attention to systems which consist of similarities that satisfy the OSC. In this setting, we prove that the Hausdorff dimension of the limit set J(λ) is a continuous, subharmonic function of λ. In the remainder of the paper, systems consisting of conformal contractions are considered. We give conditions under which J(λ) and A(λ) = describe a holomorphic motion, and construct an example that shows that this is not the case in general. We finally show that A(λ) is best described as an analytic multifunction of λ, a notion that generalizes that of holomorphic motion. This research was supported by the Natural Sciences and Engineering Research Council of Canada (NSERC) and by the Fonds Québécois de Recherche sur la Nature et les Technologies (FQRNT). This research was supported by the FQRNT.     

On Krull's Separation Lemma

We show that Krull's Separation Lemma for arbitrary rings and a certain lattice-theoretical generalization of it are equivalent to the classical Prime Ideal Theorem for Boolean algebras. As an application, we derive the intersection theorem for Baer radicals from choice principles weaker than the Axiom of Choice. A central tool for our considerations are Scott-openm-filters in quantales.     

Elliptic Functions With Critical Points Eventually Mapped Onto Infinity

We consider the class of elliptic functions whose critical points in the Julia set are eventually mapped onto ∞. This paper is a continuation of our previous papers, namely [11] and [12]. We study the geometry and ergodic properties of this class of elliptic functions. In particular, we obtain a lower bound on the Hausdorff dimension of the Julia set that is bigger than the estimate proved in [11]. Let h be the Hausdorff dimension of the Julia set of f. We construct an atomless h-conformal measure m and prove the existence of a (unique up to a multiplicative constant) σ-finite f-invariant measure μ equivalent to m. The measure μ is ergodic and conservative.     

Shared values of meromorphic functions on compact Riemann surfaces

Let S be a compact Riemann surface of genus g and gonality d. We derive upper bounds (in terms of g and/or d) for the number of values that two non-constant meromorphic functions on S can share. The case d = 2 (i.e., the surface is hyperelliptic or elliptic) is studied in more detail.Received: 14 April 2004     

Morse theory for analytic functions on surfaces

In this paper we deal with analytic functions defined on a compact two dimensional Riemannian surface S whose critical points are semi degenerated (critical points having a non identically vanishing Hessian). To any element p of the set of semi degenerated critical points Q we assign an unique index which can take the values −1, 0 or 1, and prove that Q is made up of finitely many (critical) points with non zero index and embedded circles. Further, we generalize the famous Morse result by showing that the sum of the indexes of the critical points of f equals χ (S), the Euler characteristic of S. As an intermediate result we locally describe the level set of f near a point p ∈Q. We show that the level set f ⁻¹(f (p)) is either a) the set {p}, or b) the graph of a smooth curve passing through p, or c) the graphs of two smooth curves tangent at p or d) the graphs of two smooth curves building at p a cusp shape.     

Parabolic Implosion and Julia-Lavaurs Sets in the Exponential Family

We deal with all the maps from the exponential family f _ε(z) = (e ⁻¹ + ε)exp(z), with ε ≥ 0. Let h _ε = HD(J _r,ε) be the Hausdorff dimension of the radial Julia sets J _r,ε. Observing the phenomenon of parabolic implosion, it is shown that the function ε ↦ h _ε is not continuous from the right. The research of the first author was supported in part by the NSF Grant DMS 0100078.     

Arithmetic properties of coefficients of half-integral weight Maass–Poincaré series

Zagier [23] proved that the generating functions for the traces of level 1 singular moduli are weight 3/2 modular forms. He also obtained generalizations for “twisted traces”, and for traces of special non-holomorphic modular functions. Using properties of Kloosterman-Salié sums, and a well known reformulation of Salié sums in terms of orbits of CM points, we systematically show that such results hold for arbitrary weakly holomorphic and cuspidal half-integral weight Poincaré series in Kohnen’s Γ₀(4) plus-space. These results imply the aforementioned results of Zagier, and they provide exact formulas for such traces.     

On Gautschi’s conjecture for generalized Gauss-Radau and Gauss-Lobatto formulae

Recently, Gautschi introduced so-called generalized Gauss-Radau and Gauss-Lobatto formulae which are quadrature formulae of Gaussian type involving not only the values but also the derivatives of the function at the endpoints. In the present note we show the positivity of the corresponding weights; this positivity has been conjectured already by Gautschi.As a consequence, we establish several convergence theorems for these quadrature formulae.     

Abundance of stable ergodicity

We consider the set of volume preserving partially hyperbolic diffeomorphisms on a compact manifold having 1-dimensional center bundle. We show that the volume measure is ergodic, and even Bernoulli, for any C ² diffeomorphism in an open and dense subset of This solves a conjecture of Pugh and Shub, in this setting.     

On the Fourier coefficients of Hilbert-Maass wave forms of half integral weight over arbitrary algebraic number fields

The purpose of this paper is to derive a generalization of Shimura's results concerning Fourier coefficients of Hilbert modular forms of half integral weight over total real number fields in the case of Hilbert-Maass wave forms over algebraic number fields by following the Shimura's method. Employing theta functions, we shall construct the Shimura correspondence Ψ_τ from Hilbert-Maass wave forms f of half integral weight over algebraic number fields to Hilbert-Maass wave forms of integral weight over algebraic number fields. We shall determine explicitly the Fourier coefficients of in terms of these f. Moreover, under some assumptions about f concerning the multiplicity one theorem with respect to Hecke operators, we shall establish an explicit connection between the square of Fourier coefficients of f and the central value of quadratic twisted L-series associated with the image of f.     

An optimization algorithm based on chaotic behavior and fractal nature

In this paper, we propose a new optimization technique by modifying a chaos optimization algorithm (COA) based on the fractal theory. We first implement the weighted gradient direction-based chaos optimization in which the chaotic property is used to determine the initial choice of the optimization parameters both in the starting step and in the mutations applied when a convergence to local minima occurred. The algorithm is then improved by introducing a method to determine the optimal step size. This method is based on the fact that the sensitive dependence on the initial condition of a root finding technique (such as the Newton–Raphson search technique) has a fractal nature. From all roots (step sizes) found by the implemented technique, the one that most minimizes the cost function is employed in each iteration. Numerical simulation results are presented to evaluate the performance of the proposed algorithm.     

k-Hypermonogenic automorphic forms

In this paper we deal with monogenic and k-hypermonogenic automorphic forms on arithmetic subgroups of the Ahlfors-Vahlen group. Monogenic automorphic forms are exactly the 0-hypermonogenic automorphic forms. In the first part we establish an explicit relation between k-hypermonogenic automorphic forms and Maaß wave forms. In particular, we show how one can construct from any arbitrary non-vanishing monogenic automorphic form a Clifford algebra valued Maaß wave form. In the second part of the paper we compute the Fourier expansion of the k-hypermonogenic Eisenstein series which provide us with the simplest non-vanishing examples of k-hypermonogenic automorphic forms.     

Indefinite Eigenvalue Problems with Several Singular Points and Turning Points

We consider a general class of eigenvalue problems with two-point boundary conditions on a finite interval generated by a differential equation with an indefinite weight function which has several zeros and/or poles. As a basic result we derive asymptotic estimates for a special fundamental system of solutions of the corresponding differential equation and determine the asymptotic distribution of the eigenvalues. Finally we prove the uniform convergence of eigenfunction expansions for some class of functions f.