On Gravitational Effects in the Schrödinger Equation

The Schrödinger  equation for a particle of rest mass $m$ and electrical charge $ne$ interacting with a four-vector potential $A_i$ can be derived as the non-relativistic limit of the Klein–Gordon  equation $\left( \Box '+m^2\right) \varPsi =0$ for the wave function $\varPsi $ , where $\Box '=\eta ^{jk}\partial '_j\partial '_k$ and $\partial '_j=\partial _j -\mathrm {i}n e A_j$ , or equivalently from the one-dimensional  action $S_1=-\int m ds +\int neA_i dx^i$ for the corresponding point particle in the semi-classical approximation $\varPsi \sim \exp {(\mathrm {i}S_1)}$ , both methods yielding the equation $\mathrm {i}\partial _0\varPsi \approx \left( \frac{1}{2m}\eta ^{\alpha \beta }\partial '_{\alpha }\partial '_{\beta } + m + n e\phi \right) \varPsi $ in Minkowski  space–time  , where $\alpha ,\beta =1,2,3$ and $\phi =-A_0$ . We show that these two methods generally yield equations  that differ in a curved background  space–time   $g_{ij}$ , although they coincide when $g_{0\alpha }=0$ if $m$ is replaced by the effective mass $\mathcal{M}\equiv \sqrt{m^2-\xi R}$ in both the Klein–Gordon  action $S$ and $S_1$ , allowing for non-minimal coupling to the gravitational  field, where $R$ is the Ricci scalar and $\xi $ is a constant. In this case $\mathrm {i}\partial _0\varPsi \approx \left( \frac{1}{2\mathcal{M}'} g^{\alpha \beta }\partial '_{\alpha }\partial '_{\beta } + \mathcal{M}\phi ^{(\mathrm g)} + n e\phi \right) \varPsi $ , where $\phi ^{(\mathrm g)} =\sqrt{g_{00}}$ and $\mathcal{M}'=\mathcal{M}/\phi ^{(\mathrm g)} $ , the correctness of the gravitational  contribution to the potential having been verified to linear order $m\phi ^{(\mathrm g)} $ in the thermal-neutron beam interferometry experiment due to Colella et al. Setting $n=2$ and regarding $\varPsi $ as the quasi-particle wave function, or order parameter, we obtain the generalization of the fundamental macroscopic Ginzburg-Landau equation of superconductivity to curved space–time. Conservation of probability and electrical current requires both electromagnetic gauge and space–time  coordinate conditions to be imposed, which exemplifies the gravito-electromagnetic analogy, particularly in the stationary case, when div ${{\varvec{A}}}=\hbox {div}{{\varvec{A}}}^{(\mathrm g)}=0$ , where ${{\varvec{A}}}^{\alpha }=-A^{\alpha }$ and ${{\varvec{A}}}^{(\mathrm g)\alpha }=-\phi ^{(\mathrm g)}g^{0\alpha }$ . The quantum-cosmological Schrödinger  (Wheeler–DeWitt) equation is also discussed in the $\mathcal{D}$ -dimensional  mini-superspace idealization, with particular regard to the vacuum potential $\mathcal V$ and the characteristics of the ground state, assuming a gravitational  Lagrangian   $L_\mathcal{D}$ which contains higher-derivative  terms up to order $\mathcal{R}^4$ . For the heterotic superstring theory  , $L_\mathcal{D}$ consists of an infinite series in $\alpha '\mathcal{R}$ , where $\alpha '$ is the Regge slope parameter, and in the perturbative approximation $\alpha '|\mathcal{R}| \ll 1$ , $\mathcal V$ is positive semi-definite for $\mathcal{D} \ge 4$ . The maximally symmetric ground state satisfying the field equations is Minkowski  space for $3\le {\mathcal {D}}\le 7$ and anti-de Sitter  space for $8 \le \mathcal {D} \le 10$ .     

Femtosecond relaxation kinetics of highly excited \mathrm{M}_{\mathrm{Na}}^{**} states in CaF2 at 3.2 eV and 4.7 eV

Femtosecond (fs) laser pulses at variable delay times allowed us to track the fast non-radiative transitions between the manifold of highly excited $\mathrm{M}_{\mathrm{Na}}^{**}$ states to the lower lying fluorescent $\mathrm{M}_{\mathrm{Na}}^{*}$ state in CaF₂. Two distinct $\mathrm{M}_{\mathrm{Na}}^{**}$ states of the manifold at 3.16?eV ( $\mathrm{M}_{\mathrm{Na}2}^{**}$ ) and 4.73?eV ( $\mathrm{M}_{\mathrm{Na}3}^{**}$ ) were populated using the second (SH) and third harmonics (TH) of fs laser light at 785?nm. The population kinetics of the fluorescent $\mathrm{M}_{\mathrm{Na}}^{*}$ state in the 2?eV excitation energy range was revealed by depleting its fluorescence centered at 740?nm using fundamental near infrared (NIR) fs laser pulses. The related time constants for $\mathrm{M}_{\mathrm{Na}2,3}^{**}{\sim}{>} \mathrm{M}_{\mathrm{Na}}^{*}$ relaxation amounted to 1.0±0.14?ps and 3.0±0.3?ps upon SH and TH excitation, respectively.     

Local structure of Fe-doped In 2 O 3 films investigated by X-ray absorption fine structure spectroscopy

$(\mathrm{In}_{1-x}\mathrm{Fe}_{x})_{2}\mathrm{O}_{3}$ $(x=0.07, 0.09, 0.16, 0.22, 0.31)$ films were deposited on Si (100) substrates by RF-magnetron sputtering technique. The influence of Fe doping on the local structure of films was investigated by X-ray absorption spectroscopy (XAS) at Fe K-edge and L-edge. For the $(\mathrm{In}_{1-x}\mathrm{Fe}_{x})_{2}\mathrm{O}_{3}$ films with $x=0.07, 0.09 \mbox{ and } 0.16$ , Fe ions dissolve into $\mathrm{In}_{2}\mathrm{O}_{3}$ and substitute for $\mathrm{In}^{3+}$ sites with a mixed-valence state ( $\mathrm{Fe}^{2+}/\mathrm{Fe}^{3+}$ ) of Fe ions. However, a secondary phase of Fe metal clusters is formed in the $(\mathrm{In}_{1-x}\mathrm{Fe}_{x})_{2}\mathrm{O}_{3}$ films with $x=0.22 \mbox{ and } 0.31$ . The qualitative analyses of Fe-K edge extended X-ray absorption fine structure (EXAFS) reveal that the Fe–O bond length shortens and the corresponding Debye–Waller factor ( $\sigma^{2}$ ) increases with the increase of Fe concentration, indicating the relaxation of oxygen environment of Fe ions upon substitution. The anomalously large structural disorder and very short Fe–O distance are also observed in the films with high Fe concentration. Linear combination fittings at Fe L-edge further confirm the coexistence of $\mathrm{Fe}^{2+}$ and $\mathrm{Fe}^{3+}$ with a ratio of ${\sim}3:2$ ( $\mathrm{Fe}^{2+}: \mathrm{Fe}^{3+}$ ) for the $(\mathrm{In}_{1-x}\mathrm{Fe}_{x})_{2}\mathrm{O}_{3}$ film with $x=0.16$ . However, a significant fraction ( ${\sim}40~\mbox{at\%}$ ) of the Fe metal clusters is found in the $(\mathrm{In}_{1-x}\mathrm{Fe}_{x})_{2}\mathrm{O}_{3}$ film with $x=0.31$ .     

Spectroscopic properties of Ho 3 + -doped K–Sr–Al phosphate glasses

Trivalent holmium-doped K–Sr–Al phosphate glasses ( $\mathrm{P}_{2}\mathrm{O}_{5}$ – $\mathrm{K}_{2}\mathrm{O}$ –SrO– $\mathrm{Al}_{2}\mathrm{O}_{3}$ – $\mathrm{Ho}_{2}\mathrm{O}_{3}$ ) were prepared, and their spectroscopic properties have been evaluated using absorption, emission, and excitation measurements. The Judd–Ofelt theory has been used to derive spectral intensities of various absorption bands from measured absorption spectrum of 1.0 mol% $\mathrm{Ho}_{2}\mathrm{O}_{3}$ -doped K–Sr–Al phosphate glass. The Judd–Ofelt intensity parameters ( $\varOmega_{\lambda}$ , $\times10^{-20}~\mathrm{cm}^{2}$ ) have been determined of the order of $\varOmega_{2} = 11.39$ , $\varOmega_{4} = 3.59$ , and $\varOmega_{6} = 2.92$ , which in turn used to derive radiative properties such as radiative transition probability, radiative lifetime, branching ratios, etc. for excited states of $\mathrm{Ho}^{3+}$ ions. The radiative lifetimes for the ${}^{5}F_{4}$ , ${}^{5}S_{2}$ , and ${}^{5}F_{5}$ levels of $\mathrm{Ho}^{3+}$ ions are found to be 169, 296, and 317 μs, respectively. The stimulated emission cross-section for 2.05-μm emission was calculated by the McCumber theory and found to be $9.3\times10^{-2 1}~\mathrm{cm}^{2}$ . The wavelength-dependent gain coefficient with population inversion rate has been evaluated. The results obtained in the titled glasses are discussed systematically and compared with other $\mathrm{Ho}^{3+}$ -doped systems to assess the possibility for visible and infrared device applications.     

{\Xi} Hypernucler States Predicted by the New Interaction Model ESC08c

The features of the new interaction model ESC08c in ${\Lambda N}$ , ${\Sigma N}$ and ${\Xi N}$ channels are demonstrated single hyperon potentials ${U_Y(Y=\Lambda, \Sigma, \Xi)}$ in nuclear matter on the basis of the G-matrix theory. (K ^?, K ⁺) productions of ${\Xi}$ hypernuclei are studied with ${\Xi}$ -nucleus folding potentials.     

Non-Almost Periodicity of Parallel Transports for Homogeneous Connections

Let ${\cal A}$ be the affine space of all connections in an SU(2) principal fibre bundle over ?³. The set of homogeneous isotropic connections forms a line l in ${\cal A}$ . We prove that the parallel transports for general, non-straight paths in the base manifold do not depend almost periodically on l. Consequently, the embedding $l \hookrightarrow {\cal A}$ does not continuously extend to an embedding $\overline{l} \hookrightarrow \overline{\cal A}$ of the respective compactifications. Here, the Bohr compactification $\overline{l}$ corresponds to the configuration space of homogeneous isotropic loop quantum cosmology and $\overline{\cal A}$ to that of loop quantum gravity. Analogous results are given for the anisotropic case.     

Complex Vector Formalism of Harmonic Oscillator in Geometric Algebra: Particle Mass,Spin and Dynamics in Complex Vector Space

Elementary particles are considered as local oscillators under the influence of zeropoint fields. Such oscillatory behavior of the particles leads to the deviations in their path of motion. The oscillations of the particle in general may be considered as complex rotations in complex vector space. The local particle harmonic oscillator is analyzed in the complex vector formalism considering the algebra of complex vectors. The particle spin is viewed as zeropoint angular momentum represented by a bivector. It has been shown that the particle spin plays an important role in the kinematical intrinsic or local motion of the particle. From the complex vector formalism of harmonic oscillator, for the first time, a relation between mass $m$ and bivector spin $S$ has been derived in the form $\varvec{\sigma }_3 mc^2{\mathcal {J}}_{\pm } =\lambda \Omega _{\mathbf{s}} \cdot \mathrm{{S}} {\mathcal {J}}_{\pm }$ . Where, $\Omega _{s}$ is the angular velocity bivector of complex rotations, $c$ is the velocity of light. The unit vector $\varvec{\sigma }_3$ acts as an operator on the idempotents ${\mathcal {J}}_{+}$ and ${\mathcal {J}}_{-}$ to give the eigen values $\lambda =\pm 1.$ The constant $\lambda $ represents two fold nature of the equation corresponding to particle and antiparticle states. Further the above relation shows that the mass of the particle may be interpreted as a local spatial complex rotation in the rest frame. This gives an insight into the nature of fundamental particles. When a particle is observed from an arbitrary frame of reference, it has been shown that the spatial complex rotation dictates the relativistic particle motion. The mathematical structure of complex vectors in space and spacetime is developed.     

Finite W-Superalgebras and Truncated Super Yangians

Let ${Y_{m|n}^{\ell}}$ be the super Yangian of general linear Lie superalgebra for ${\mathfrak{gl}_{m|n}}$ . Let ${e \in \mathfrak{gl}_{m\ell|n\ell}}$ be a “rectangular” nilpotent element and ${\mathcal{W}_e}$ be the finite W-superalgebra associated to e. We show that ${Y_{m|n}^{\ell}}$ is isomorphic to ${\mathcal{W}_e}$ .     

Study of f 0(980) and f 0(1500) from B s →f 0(980)π,f 0(1500)π decays

In this paper, we analyze the scalar mesons f ₀(980) and f ₀(1500) from the decays $\bar{B}^{0}_{s}\to f_{0}(980)\pi^{0},\allowbreak f_{0}(1500)\pi^{0}$ within Perturbative QCD approach. From the leading-order calculations, we find that (a) in the allowed mixing angle ranges, the branching ratio of $\bar{B}^{0}_{s}\to f_{0}(980)\pi^{0}$ is about (1.0～1.6)×10^?7, which is smaller than that of $\bar{B}^{0}_{s}\to f_{0}(980)K^{0}$ (the difference is a few times even one order); (b) the decay $\bar{B}^{0}_{s}\to f_{0}(1500)\pi^{0}$ is better to distinguish between the lowest lying state or the first excited state for f ₀(1500), because the branching ratios for two scenarios have about one-order difference in most of the mixing angle ranges; and (c) the direct CP asymmetries of $\bar{B}^{0}_{s}\to f_{0}(1500)\pi^{0}$ for two scenarios also exists great difference. In scenario II, the variation range of the value ${\mathcal{A}}^{\mathrm{dir}}_{CP}(\bar{B}^{0}_{s}\to f_{0}(1500)\pi^{0})$ according to the mixing angle in scenario II is very small, except for the values for mixing angles near 90° or 270°, while the variation range of ${\mathcal{A}}^{\mathrm{dir}}_{CP}(\bar{B}^{0}_{s}\to f_{0}(1500)\pi^{0})$ in scenario I is very large. Compared with the future data for the decay $\bar{B}^{0}_{s}\to f_{0}(1500)\pi^{0}$ , it is easy to determine the nature of the scalar meson f ₀(1500).     

Analysis of the {3\over 2}^{+} heavy and doubly heavy baryon states with QCD sum rules

In this article, we study the ${3\over 2}^{+}$ heavy and doubly heavy baryon states $\varXi^{*}_{cc}$ , $\varOmega^{*}_{cc}$ , $\varXi^{*}_{bb}$ , $\varOmega^{*}_{bb}$ , $\varSigma_{c}^{*}$ , $\varXi_{c}^{*}$ , $\varOmega_{c}^{*}$ , $\varSigma_{b}^{*}$ , $\varXi_{b}^{*}$ and $\varOmega_{b}^{*}$ by subtracting the contributions from the corresponding ${3\over 2}^{-}$ heavy and doubly heavy baryon states with the QCD sum rules, and we make reasonable predictions for their masses.     

Analysis of the \frac{1} {2}^ - and \frac{3} {2}^ - heavy and doubly heavy baryon states with QCD sum rules

In this article, we study the $\frac{1} {2}^ -$ and $\frac{3} {2}^ -$ heavy and doubly heavy baryon states $\Sigma _Q \left( {\frac{1} {2}^ - } \right)$ , $\Xi '_Q \left( {\frac{1} {2}^ - } \right)$ , $\Omega _Q \left( {\frac{1} {2}^ - } \right)$ , $\Xi _{QQ} \left( {\frac{1} {2}^ - } \right)$ , $\Omega _{QQ} \left( {\frac{1} {2}^ - } \right)$ , $\Sigma _Q^* \left( {\frac{3} {2}^ - } \right)$ , $\Xi _Q^* \left( {\frac{3} {2}^ - } \right)$ , $\Omega _Q^* \left( {\frac{3} {2}^ - } \right)$ , $\Xi _{QQ}^* \left( {\frac{3} {2}^ - } \right)$ and $\Omega _{QQ}^* \left( {\frac{3} {2}^ - } \right)$ by subtracting the contributions from the corresponding $\frac{1} {2}^ +$ and $\frac{3} {2}^ +$ heavy and doubly heavy baryon states with the QCD sum rules in a systematic way, and make reasonable predictions for their masses.     

Charm Production in Antiproton-Proton Annihilation

We study the production of charmed mesons (D) and baryons (?? _c ) in antiproton-proton ${(\bar{p}p)}$ annihilation close to their respective production thresholds. The elementary charm production process is described by either baryon/meson exchange or by quark/gluon dynamics. Effects of the interactions in the initial and final states are taken into account rigorously. The calculations are performed in close analogy to our earlier study on ${\bar{p}p \to \bar{\Lambda} \Lambda}$ and ${\bar{p} p \to \bar{K} K}$ by connecting the processes via SU(4) flavor symmetry. Our predictions for the ${\bar{\Lambda}_c \Lambda_c}$ production cross section are in the order of 1 to 7 mb, i.e. a factor of around 10?C70 smaller than the corresponding cross sections for ${\bar{\Lambda} \Lambda}$ However, they are 100 to 1000 times larger than predictions of other model calculations in the literature. On the other hand, the resulting cross sections for ${\bar{D} D}$ production are found to be in the order of 10^?2 ?C 10^?1 ??b and they turned out to be comparable to those obtained in other studies.     

Analysis of the vertexes \Xi_{Q}^{*}′QV , \Sigma_{Q}^{*} \Sigma_{Q}^{}V and radiative decays \Xi_{Q}^{*} \rightarrow ′Q \gamma , \Sigma_{Q}^{*} \rightarrow \Sigma_{Q}^{} \gamma

In this article, we study the vertexes $ \Xi_{Q}^{*}$ ′_Q V and $ \Sigma_{Q}^{*}$ $ \Sigma_{Q}^{}$ V with the light-cone QCD sum rules, then assume the vector meson dominance of the intermediate $ \phi$ (1020) , $ \rho$ (770) and $ \omega$ (782) , and calculate the radiative decays $ \Xi_{Q}^{*}$ $ \rightarrow$ ′_Q $ \gamma$ and $ \Sigma_{Q}^{*}$ $ \rightarrow$ $ \Sigma_{Q}^{}$ $ \gamma$ .     

Physics beyond the Standard Model through b → s μ ?+? μ ? transition

A comprehensive study of the impact of new-physics operators with different Lorentz structures on decays involving the b ?? s ?? ^?+? ?? ^? transition is performed. The effects of new vector?Caxial vector (VA), scalar?Cpseudoscalar (SP) and tensor (T) interactions on the differential branching ratios, forward?Cbackward asymmetries (A _FB??s), and direct CP asymmetries of ${\bar B}_{\rm s}^0 \to \mu^+ \mu^-$ , ${\bar B}_{\rm d}^0 \to$ $ X_{\rm s} \mu^+ \mu^-$ , ${\bar B}_{\rm s}^0 \to \mu^+ \mu^- \gamma$ , ${\bar B}_{\rm d}^0 \to {\bar K} \mu^+ \mu^-$ , and ${\bar B}_{\rm d}^0\to {\bar{K}^*} \mu^+ \mu^-$ are examined. In ${\bar B}_{\rm d}^0\to {\bar{K}^*} \mu^+ \mu^-$ , we also explore the longitudinal polarization fraction f _L and the angular asymmetries $A_{\rm T}^{(2)}$ and A _LT, the direct CP asymmetries in them, as well as the triple-product CP asymmetries $A_{\rm T}^{\rm (im)}$ and $A^{\rm (im)}_{\rm LT}$ . While the new VA operators can significantly enhance most of the observables beyond the Standard Model predictions, the SP and T operators can do this only for A _FB in ${\bar B}_{\rm d}^0 \to {\bar K} \mu^+ \mu^-$ .     

One-range Addition Theorems for Noninteger n Slater Functions using Complete Orthonormal Sets of Exponential Type Orbitals in Standard Convention

By the use of complete orthonormal sets of ${\psi ^{(\alpha^{\ast})}}$ -exponential type orbitals ( ${\psi ^{(\alpha^{\ast})}}$ -ETOs) with integer (for α ^* = α) and noninteger self-frictional quantum number α ^*(for α ^* ≠ α) in standard convention introduced by the author, the one-range addition theorems for ${\chi }$ -noninteger n Slater type orbitals ${(\chi}$ -NISTOs) are established. These orbitals are defined as follows $$\begin{array}{ll}\psi _{nlm}^{(\alpha^*)} (\zeta ,\vec {r}) = \frac{(2\zeta )^{3/2}}{\Gamma (p_l ^* + 1)} \left[{\frac{\Gamma (q_l ^* + )}{(2n)^{\alpha ^*}(n - l - 1)!}} \right]^{1/2}e^{-\frac{x}{2}}x^{l}_1 F_1 ({-[ {n - l - 1}]; p_l ^* + 1; x})S_{lm} (\theta ,\varphi )\\ \chi _{n^*lm} (\zeta ,\vec {r}) = (2\zeta )^{3/2}\left[ {\Gamma(2n^* + 1)}\right]^{{-1}/2}x^{n^*-1}e^{-\frac{x}{2}}S_{lm}(\theta ,\varphi ),\end{array}$$ where ${x=2\zeta r, 0<\zeta <\infty , p_l ^{\ast}=2l+2-\alpha ^{\ast}, q_l ^{\ast}=n+l+1-\alpha ^{\ast}, -\infty <\alpha ^{\ast} <3 , -\infty <\alpha \leq 2,_1 F_1 }$ is the confluent hypergeometric function and ${S_{lm} (\theta ,\varphi )}$ are the complex or real spherical harmonics. The origin of the ${\psi ^{(\alpha ^{\ast})} }$ -ETOs, therefore, of the one-range addition theorems obtained in this work for ${\chi}$ -NISTOs is the self-frictional potential of the field produced by the particle itself. The obtained formulas can be useful especially in the electronic structure calculations of atoms, molecules and solids when Hartree–Fock–Roothan approximation is employed.     

Self-Avoiding Walk is Sub-Ballistic

We prove that self-avoiding walk on ${\mathbb{Z}^d}$ is sub-ballistic in any dimension d ≥ 2. That is, writing ${\| u \|}$ for the Euclidean norm of ${u \in \mathbb{Z}^d}$ , and ${\mathsf{P_{SAW}}_n}$ for the uniform measure on self-avoiding walks ${\gamma : \{0, \ldots, n\} \to \mathbb{Z}^d}$ for which γ ₀ = 0, we show that, for each v > 0, there exists ${\varepsilon > 0}$ such that, for each ${n \in \mathbb{N}, \mathsf{P_{SAW}}_n \big( {\rm max}\big\{\| \gamma_k \| : 0 \leq k \leq n\big\} \geq vn \big) \leq e^{-\varepsilon n}}$ .     

Regularity for Eigenfunctions of Schr?dinger Operators

We prove a regularity result in weighted Sobolev (or Babu?ka?CKondratiev) spaces for the eigenfunctions of certain Schr?dinger-type operators. Our results apply, in particular, to a non-relativistic Schr?dinger operator of an N-electron atom in the fixed nucleus approximation. More precisely, let ${\mathcal{K}_{a}^{m}(\mathbb{R}^{3N},r_S)}$ be the weighted Sobolev space obtained by blowing up the set of singular points of the potential ${V(x) = \sum_{1 \le j \le N} \frac{b_j}{|x_j|} + \sum_{1 \le i < j \le N} \frac{c_{ij}}{|x_i-x_j|}}$ , ${x \in \mathbb{R}^{3N}}$ , ${b_j, c_{ij} \in \mathbb{R}}$ . If ${u \in L^2(\mathbb{R}^{3N})}$ satisfies ${(-\Delta + V) u = \lambda u}$ in distribution sense, then ${u \in \mathcal{K}_{a}^{m}}$ for all ${m \in \mathbb{Z}_+}$ and all a ?? 0. Our result extends to the case when b _j and c _ij are suitable bounded functions on the blown-up space. In the single-electron, multi-nuclei case, we obtain the same result for all a?<?3/2.     

Stability of Black Holes and Black Branes

We establish a new criterion for the dynamical stability of black holes in D ≥ 4 spacetime dimensions in general relativity with respect to axisymmetric perturbations: Dynamical stability is equivalent to the positivity of the canonical energy, ${\mathcal{E}}$ , on a subspace, ${\mathcal{T}}$ , of linearized solutions that have vanishing linearized ADM mass, momentum, and angular momentum at infinity and satisfy certain gauge conditions at the horizon. This is shown by proving that—apart from pure gauge perturbations and perturbations towards other stationary black holes— ${\mathcal{E}}$ is nondegenerate on ${\mathcal{T}}$ and that, for axisymmetric perturbations, ${\mathcal{E}}$ has positive flux properties at both infinity and the horizon. We further show that ${\mathcal{E}}$ is related to the second order variations of mass, angular momentum, and horizon area by ${\mathcal{E} = \delta^2 M -\sum_A \Omega_A \delta^2 J_A - \frac{\kappa}{8\pi}\delta^2 A}$ , thereby establishing a close connection between dynamical stability and thermodynamic stability. Thermodynamic instability of a family of black holes need not imply dynamical instability because the perturbations towards other members of the family will not, in general, have vanishing linearized ADM mass and/or angular momentum. However, we prove that for any black brane corresponding to a thermodynamically unstable black hole, sufficiently long wavelength perturbations can be found with ${\mathcal{E} < 0}$ and vanishing linearized ADM quantities. Thus, all black branes corresponding to thermodynmically unstable black holes are dynamically unstable, as conjectured by Gubser and Mitra. We also prove that positivity of ${\mathcal{E}}$ on ${\mathcal{T}}$ is equivalent to the satisfaction of a “ local Penrose inequality,” thus showing that satisfaction of this local Penrose inequality is necessary and sufficient for dynamical stability. Although we restrict our considerations in this paper to vacuum general relativity, most of the results of this paper are derived using general Lagrangian and Hamiltonian methods and therefore can be straightforwardly generalized to allow for the presence of matter fields and/or to the case of an arbitrary diffeomorphism covariant gravitational action.     

Liouville-Type Theorems for the Forced Euler Equations and the Navier–Stokes Equations

In this paper we study the Liouville-type properties for solutions to the steady incompressible Euler equations with forces in ${\mathbb {R}^N}$ . If we assume “single signedness condition” on the force, then we can show that a ${C^1 (\mathbb {R}^N)}$ solution (v, p) with ${|v|^2+ |p| \in L^{\frac{q}{2}}(\mathbb {R}^N),\,q \in (\frac{3N}{N-1}, \infty)}$ is trivial, v = 0. For the solution of the steady Navier–Stokes equations, satisfying ${v(x) \to 0}$ as ${|x| \to \infty}$ , the condition ${\int_{\mathbb {R}^3} |\Delta v|^{\frac{6}{5}} dx < \infty}$ , which is stronger than the important D-condition, ${\int_{\mathbb {R}^3} |\nabla v|^2 dx < \infty}$ , but both having the same scaling property, implies that v = 0. In the appendix we reprove Theorem 1.1 (Chae, Commun Math Phys 273:203–215, 2007), using the self-similar Euler equations directly.