Linear orderings and powers of characterizable cardinals

We say that a countable model M completely characterizes an infinite cardinal κ, if the Scott sentence of M has a model in cardinality κ, but no models in cardinality κ⁺. If a structure M completely characterizes κ, κ is called characterizable. In this paper, we concern ourselves with cardinals that are characterizable by linearly ordered structures (cf. Definition 2.1).Under the assumption of GCH, Malitz completely resolved the problem by showing that κ is characterizable if and only if κ=ℵ_α, for some α<ω₁ (cf. Malitz (1968) [7] and Baumgartner (1974) [1]). Our results concern the case where GCH fails.From Hjorth (2002) [3], we can deduce that if κ is characterizable, then κ⁺ is characterizable by a densely ordered structure (see Theorem 2.4 and Corollary 2.5).We show that if κ is homogeneously characterizable (cf. Definition 2.2), then κ is characterizable by a densely ordered structure, while the converse fails (Theorem 2.3).The main theorems are (1) If κ>2^λ is a characterizable cardinal, λ is characterizable by a densely ordered structure and λ is the least cardinal such that κ^λ>κ, then κ^λ is also characterizable (Theorem 5.4) and (2) if ℵ_α and κ^ℵ_α are characterizable cardinals, then the same is true for κ^ℵ_α+β, for all countable β (Theorem 5.5).Combining these two theorems we get that if κ>2^ℵ_α is a characterizable cardinal, ℵ_α is characterizable by a densely ordered structure and ℵ_α is the least cardinal such that κ^ℵ_α>κ, then for all β<α+ω₁, κ^ℵ_β is characterizable (Theorem 5.7). Also if κ is a characterizable cardinal, then κ^ℵ_α is characterizable, for all countable α (Corollary 5.6). This answers a question of the author in Souldatos (submitted for publication) [8].     

Ordinal remainders of ψ-spaces

We consider which ordinals, with the order topology, can be Stone-?ech remainders of which spaces of the form ψ(κ,M), where ω?κ is a cardinal number and M⊂ω[κ] is a maximal almost disjoint family of countable subsets of κ (MADF). The cardinality of the continuum, denoted c, and its successor cardinal, c⁺, play important roles. We show that if κ>c⁺, then no ψ(κ,M) has any ordinal as a Stone-?ech remainder. If κ?c then for every ordinal δ<κ⁺ there exists Mδ⊂ω[κ], a MADF, such that βψ(κ,Mδ)?ψ(κ,Mδ) is homeomorphic to δ+1. For κ=c⁺, βψ(κ,Mδ)?ψ(κ,Mδ) is homeomorphic to δ+1 if and only if c⁺?δ<c⁺⋅ω.     

Indestructibility, instances of strong compactness, and level by level inequivalence

Suppose λ > κ is measurable. We show that if κ is either indestructibly supercompact or indestructibly strong, then A = {δ < κ | δ is measurable, yet δ is neither δ ⁺ strongly compact nor a limit of measurable cardinals} must be unbounded in κ. The large cardinal hypothesis on λ is necessary, as we further demonstrate by constructing via forcing two models in which ${A = \emptyset}$ . The first of these contains a supercompact cardinal κ and is such that no cardinal δ > κ is measurable, κ’s supercompactness is indestructible under κ-directed closed, (κ ⁺, ∞)-distributive forcing, and every measurable cardinal δ < κ is δ ⁺ strongly compact. The second of these contains a strong cardinal κ and is such that no cardinal δ > κ is measurable, κ’s strongness is indestructible under < κ-strategically closed, (κ ⁺, ∞)-distributive forcing, and level by level inequivalence between strong compactness and supercompactness holds. The model from the first of our forcing constructions is used to show that it is consistent, relative to a supercompact cardinal, for the least cardinal κ which is both strong and has its strongness indestructible under κ-directed closed, (κ ⁺, ∞)-distributive forcing to be the same as the least supercompact cardinal, which has its supercompactness indestructible under κ-directed closed, (κ ⁺, ∞)-distributive forcing. It further follows as a corollary of the first of our forcing constructions that it is possible to build a model containing a supercompact cardinal κ in which no cardinal δ > κ is measurable, κ is indestructibly supercompact, and every measurable cardinal δ < κ which is not a limit of measurable cardinals is δ ⁺ strongly compact.     

Gradients of inner functions in strictly pseudoconvex domains

We investigate the unbalanced ordinary partition relations of the form λ → (λ, α)² for various values of the cardinal λ and the ordinal α. For example, we show that for every infinite cardinal κ, the existence of a κ+-Suslin tree implies κ⁺ ? (κ⁺, log _κ (κ⁺) + 2)². The consistency of the positive partition relation b → (b, α)2 for all α < ω₁ for the bounding number b is also established from large cardinals.     

A definable failure of the singular cardinal hypothesis

We show first that it is consistent that κ is a measurable cardinal where the GCH fails, while there is a lightface definable wellorder of H(κ ⁺). Then with further forcing we show that it is consistent that GCH fails at ? _ω , ? _ω strong limit, while there is a lightface definable wellorder of H(? _ω+1) (“definable failure” of the singular cardinal hypothesis at ? _ω ). The large cardinal hypothesis used is the existence of a κ ⁺⁺-strong cardinal, where κ is κ ⁺⁺-strong if there is an embedding j: V → M with critical point κ such that H(κ ⁺⁺) ? M. By work of M. Gitik and W. J. Mitchell [12], [20], our large cardinal assumption is almost optimal. The techniques of proof include the “tuning-fork” method of [10] and [3], a generalisation to large cardinals of the stationary-coding of [4] and a new “definable-collapse” coding based on mutual stationarity. The fine structure of the canonical inner model L[E] for a κ ⁺⁺-strong cardinal is used throughout.     

Countably compact hyperspaces and Frolík sums

Let H⁰(X) (H(X)) denote the set of all (nonempty) closed subsets of X endowed with the Vietoris topology. A basic problem concerning H(X) is to characterize those X for which H(X) is countably compact. We conjecture that u-compactness of X for some u∈ω^∗ (or equivalently: all powers of X are countably compact) may be such a characterization. We give some results that point into this direction.We define the property R(κ): for every family of closed subsets of X separated by pairwise disjoint open sets and any family of natural numbers, the product is countably compact, and prove that if H(X) is countably compact for a T₂-space X then X satisfies R(κ) for all κ. A space has R(1) iff all its finite powers are countably compact, so this generalizes a theorem of J. Ginsburg: if X is T₂ and H(X) is countably compact, then so is Xn for all n<ω. We also prove that, for κ<t, if the T₃ space X satisfies a weak form of R(κ), the orbit of every point in X is dense, and X contains κ pairwise disjoint open sets, then Xκ is countably compact. This generalizes the following theorem of J. Cao, T. Nogura, and A. Tomita: if X is T₃, homogeneous, and H(X) is countably compact, then so is Xω.Then we study the Frolík sum (also called “one-point countable-compactification”) of a family . We use the Frolík sum to produce countably compact spaces with additional properties (like first countability) whose hyperspaces are not countably compact. We also prove that any product _∏α<κH⁰(Xα) embeds into .     

A note on the Brouwer dimension of chainable spaces

A general method produces from a compact Hausdorff space S a compact Hausdorff space T with IndT=IndS+1. We show that if S is chainable, then T is also chainable while DgT<IndT, where Dg denotes dimensionsgrad, the dimension in the original sense of Brouwer. This leads to a chainable, first countable, separable space Xn with DgXn<IndXn=n for each integer n>1.     

Superatomic Boolean algebras constructed from strongly unbounded functions

Using Koszmider's strongly unbounded functions, we show the following consistency result: Suppose that κ, λ are infinite cardinals such that κ^{++ +} ≤ λ, κ^<κ = κ and 2^κ = κ⁺, and η is an ordinal with κ⁺ ≤ η < κ⁺⁺ and cf(η) = κ⁺. Then, in some cardinal‐preserving generic extension there is a superatomic Boolean algebra $\mathcal BUsing Koszmider's strongly unbounded functions, we show the following consistency result: Suppose that κ, λ are infinite cardinals such that κ^{++ +} ≤ λ, κ^<κ = κ and 2^κ = κ⁺, and η is an ordinal with κ⁺ ≤ η < κ⁺⁺ and cf(η) = κ⁺. Then, in some cardinal‐preserving generic extension there is a superatomic Boolean algebra $\mathcal B$ such that $\mathrm{ht}(\mathcal B) = \eta + 1$, $\mathrm{wd}_{\alpha }(\mathcal B) = \kappa$ for every α < η and $\mathrm{wd}_{\eta }(\mathcal B) = \lambda$(i.e., there is a locally compact scattered space with cardinal sequence 〈κ〉_η^??〈λ〉). Especially, $\langle {\omega }\rangle _{{\omega }_1}{}^{\smallfrown } \langle {\omega }_3\rangle$ and $\langle {\omega }_1\rangle _{{\omega }_2}{}^{\smallfrown } \langle {\omega }_4\rangle$ can be cardinal sequences of superatomic Boolean algebras.     

Tychonoff expansions with prescribed resolvability properties

The recent literature offers examples, specific and hand-crafted, of Tychonoff spaces (in ZFC) which respond negatively to these questions, due respectively to Ceder and Pearson (1967) [3] and to Comfort and García-Ferreira (2001) [5]: (1) Is every ω-resolvable space maximally resolvable? (2) Is every maximally resolvable space extraresolvable? Now using the method of KID expansion, the authors show that every suitably restricted Tychonoff topological space (X,T) admits a larger Tychonoff topology (that is, an “expansion”) witnessing such failure. Specifically the authors show in ZFC that if (X,T) is a maximally resolvable Tychonoff space with S(X,T)?Δ(X,T)=κ, then (X,T) has Tychonoff expansions U=Ui (1?i?5), with Δ(X,Ui)=Δ(X,T) and S(X,Ui)?Δ(X,Ui), such that (X,Ui) is: (i=1) ω-resolvable but not maximally resolvable; (i=2) [if κ^′ is regular, with S(X,T)?κ^′?κ] τ-resolvable for all τ<κ^′, but not κ^′-resolvable; (i=3) maximally resolvable, but not extraresolvable; (i=4) extraresolvable, but not maximally resolvable; (i=5) maximally resolvable and extraresolvable, but not strongly extraresolvable.     

Partition Relations for Strongly Normal Ideals on Pκ(λ)

Building upon earlier work of Donna Carr, Don Pelletier, Chris Johnson, Shu‐Guo Zhang and others, we show that a normal ideal J on P_κ(λ) is strongly normal if and only if J⁺→< (J⁺, μ)² for every μ < κ, and we describe the least normal ideal J on P_κ(λ) such that J⁺ →< (J⁺, κ)².     

Calibers and point-finite cellularity of the space Cp(X) and some questions of S. Gul'ko and M. Husek

It is well known that ℵ₁ is a precaliber of Cp(X) for every Tychonoff space X. We prove under GCH that a compact space X is metrizable if and only if ℵ₁ and ℵ₂ are calibers of Cp(X). We show also that if X is a compact space then ℵ₁ is a caliber of Cp(X) if and only if its diagonal Δ ⊂ X² is small in the sense of Husek [9]. A similar method is used to establish that if X is an extremally disconnected compact space then Cp(X) admits a continuous injection into Σ₁ (τ) (for some τ) if and only if the space X is separable.     

Some properties of the injective tensor product of L[0,1] and a Banach space

Let X be a (real or complex) Banach space and 1<p,p′<∞ such that 1/p+1/p′=1. Then , the injective tensor product of L^p[0,1] and X, has the Radon-Nikodym property (resp. the analytic Radon-Nikodym property, the near Radon-Nikodym property, contains no copy of c₀, is weakly sequentially complete) if and only if X has the same property and each continuous linear operator from L^p′[0,1] to X is compact.     

Geometric and topological rigidity for compact submanifolds of odd dimension

We investigate rigidity problems for odd-dimensional compact submanifolds.We show that if Mn(n 5)is an odd-dimensional compact submanifold with parallel mean curvature in Sn+p,and if RicM(n-2-1n)(1+H2)and Hδn,whereδn is an explicit positive constant depending only on n,then M is a totally umbilical sphere.Here H is the mean curvature of M.Moreover,we prove that if Mn(n 5)is an odd-dimensional compact submanifold in the space form Fn+p(c)with c 0,and if RicM(n-2-εn)(c+H2),whereεn is an explicit positive constant depending only on n,then M is homeomorphic to a sphere.     

On the dimension of global sections of adjoint bundles for polarized 3-folds and 4-folds

Let (X,L) be a polarized manifold of dimension n defined over the field of complex numbers. In this paper, we treat the case where n=3 and 4. First we study the case of n=3 and we give an explicit lower bound for h⁰(K_X+L) if κ(X)≥0. Moreover, we show the following: if κ(K_X+L)≥0, then h⁰(K_X+L)>0 unless κ(X)=−∞ and h¹(O_X)=0. This gives us a partial answer of Effective Non-vanishing Conjecture for polarized 3-folds. Next for n=4 we investigate the dimension of H⁰(K_X+mL) for m≥2. If n=4 and κ(X)≥0, then a lower bound for h⁰(K_X+mL) is obtained. We also consider a conjecture of Beltrametti-Sommese for 4-folds and we can prove that this conjecture is true unless κ(X)=−∞ and h¹(O_X)=0. Furthermore we prove the following: if (X,L) is a polarized 4-fold with κ(X)≥0 and h¹(O_X)>0, then h⁰(K_X+L)>0.     

Factorization of Hardy spaces and Hankel operators on convex domains in ℂ n

In this article we study the (small) Hankel operator h_b on the Hardy and Bergman spaces on a smoothly bounded convex domain of finite type in ℂⁿ. We completely characterize the Hankel operators h_b that are bounded, compact, and belong to the Schatten ideal S_p, for 0 < p < ∞. In particular, if h_b denotes the Hankel operator on the Hardy space H² (Ω), we prove that h_b is bounded if and only if b ∈ BMOA, compact if and only if b ∈ VMOA, and in the Schatten class if and only if b ∈e B_p, 0 < p < ∞. This last result extends the analog theorem in the case of the unit disc of Peller [19] and Semmes [21]. In order to characterize the bounded Hankel operators, we prove a factorization theorem for functions in H¹ (Ω), a result that is of independent interest.     

Inner models with large cardinal features usually obtained by forcing

We construct a variety of inner models exhibiting features usually obtained by forcing over universes with large cardinals. For example, if there is a supercompact cardinal, then there is an inner model with a Laver indestructible supercompact cardinal. If there is a supercompact cardinal, then there is an inner model with a supercompact cardinal κ for which 2 ^κ ?=?κ ⁺, another for which 2 ^κ ?=?κ ⁺⁺ and another in which the least strongly compact cardinal is supercompact. If there is a strongly compact cardinal, then there is an inner model with a strongly compact cardinal, for which the measurable cardinals are bounded below it and another inner model W with a strongly compact cardinal κ, such that ${H^{V}_{\kappa^+} \subseteq {\rm HOD}^W}$ . Similar facts hold for supercompact, measurable and strongly Ramsey cardinals. If a cardinal is supercompact up to a weakly iterable cardinal, then there is an inner model of the Proper Forcing Axiom and another inner model with a supercompact cardinal in which GCH?+?V?=?HOD holds. Under the same hypothesis, there is an inner model with level by level equivalence between strong compactness and supercompactness, and indeed, another in which there is level by level inequivalence between strong compactness and supercompactness. If a cardinal is strongly compact up to a weakly iterable cardinal, then there is an inner model in which the least measurable cardinal is strongly compact. If there is a weakly iterable limit δ of <δ-supercompact cardinals, then there is an inner model with a proper class of Laver-indestructible supercompact cardinals. We describe three general proof methods, which can be used to prove many similar results.     

Realcompact subspaces

We show that every compact space of large enough size has a realcompact subspace of size κ, for κ?c. We also show that an uncountable realcompact space whose pseudocharacter is at most ω₁, has a realcompact subspaces of size ω₁, thus, by continuum hypothesis, every uncountable realcompact space has realcompact subspace of size ω₁.     

A note on monotonically normal spaces

We show that a monotonically normal space X is paracompact if and only if for every increasing open cover {U _α : α < κ} of X, there is a closed cover {F _nα : n < ω, α < κ} of X such that F _nα ? U _α for n < ω, α < κ and F _nα ? F _nβ if α ≦ β.     

The Hurewicz dichotomy for generalized Baire spaces

By classical results of Hurewicz, Kechris and Saint-Raymond, an analytic subset of a Polish space X is covered by a K_σ subset of X if and only if it does not contain a closed-in-X subset homeomorphic to the Baire space ^ww. We consider the analogous statement (which we call the Hurewicz dichotomy) for ∑₁¹j subsets of the generalized Baire space ^κκ for a given uncountable cardinal κ with κ = κ^<κ. We show that the statement that this dichotomy holds at all uncountable regular cardinals is consistent with the axioms of ZFC together with GCH and large cardinal axioms. In contrast, we show that the dichotomy fails at all uncountable regular cardinals after we add a Cohen real to a model of GCH. We also discuss connections with some regularity properties, like the κ-perfect set property, the κ-Miller measurability, and the κ-Sacks measurability.