An Analytical Model for the Coupling Between the Array Waveguides in AWGs and Star Couplers

The purpose of this paper is to present an accurate analytical solution for the coupling between the array waveguides in arrayed waveguide grating (AWG) devices and star couplers. The results of this analysis will be useful for developing numerical models of AWGs and star couplers, as well as other optical waveguide components containing arrays of coupled waveguides.     

Design of flat-field arrayed waveguide grating with three stigmatic points

A new-type flat-field arrayed waveguide grating (AWG), with the focal signals of all wavelengths of operation focusing along a straight line, has been designed. The work bases on the aberration theory of AWG, in which the restraints imposed on the conventional Rowland-type AWG have been released. In the design of flat-field AWG, three stigmatic points restrain three dominant geometry parameters: geometry of star couplers, ports distribution of phased-array, and length increment between adjacent paths. An eight-channel 200-GHz spacing flat-field AWG has been designed and simulated. As stigmatic points introduced, the aberration of this device is much lower than that of the Rowland-type AWG.     

阵列波导光栅解复用器输入/输出波导结构串扰的数值分析

本论文采用Marcatili方法分析矩形波导的模场特性,在此基础上计算了AWG波分复用/解复用器串扰与输入/输出波导间隙参数(dr/w),波导结构参数V的变化关系.计算了串扰值一定时,选取V参数与dr/w的关系曲线.分析了在不同折射率差波导中,串扰与偏振的相关性,为器件的整体优化设计提供了参考数据.     

阵列波导光栅的简便模拟方法及应用

结合等效折射率方法并利用高斯光束近似给出了一种简便的模拟计算阵列波导光栅方法,可实现AWG锔模拟模拟计算结果与理论公式计算结果吻合利用这种模拟方法,模拟了一个阵列波导光栅(AWG)实例,并考察了阵列波导条数对器件性能的影响,最后分析了制造工艺误差对器件性能的影响     

AWG中波导间耦合造成的相位畸变的分析

用(1,1)阶Pad啨近似的广角BPM计算了阵列波导光栅(AWG)中由于阵列波导间耦合造成的相位畸变以及由于相位畸变引起的相位误差分别考虑了光从中心/非中心输入波导入射两种情况结果表明,波导间的耦合会造成显著的相位畸变,但由此引起的相位误差却很小,光从中心输入波导入射时对应的相位误差10-3rad,从非中心输入波导入射时的相位误差约为10-2rad针对波导阵列边缘效应引起的相位畸变,设计AWG结构时,在阵列部分两侧增加了边缘辅助波导结构,从而消除了边缘效应,使得边缘阵列波导对应的相位误差从10-1rad量级减小为10-3(10-2)rad量级.     

A novel asymmetric arrayed waveguide grating with different lengths of input/output slabs

A novel arrayed waveguide grating (AWG) with asymmetric configuration is proposed. In this configuration, the length of the output slab region, the width and the spacing of the output waveguides are unequal to the corresponding parts of the input ones. Compared to a conventional symmetric AWG, the asymmetric AWG proposed in this paper has a smaller size without degrading its performance The analytic method used in a conventional symmetric AWG is extended to the asymmetric AWG. A design example of an asymmetric AWG with low insertion loss, low channel crosstalk and wide bandwidth is presented.     

Grating couplers for thick SOI rib waveguides

The use of grating couplers in high index contrast waveguides like silicon on insulator (SOI) offers several advantages over other coupling approaches, including better alignment tolerances and allowing for wafer-scale testing. The grating couplers were developed for nanometric SOI waveguides (Si-wires), and recently also for micrometric rib waveguides. In this paper we review our work in fiber-to-chip grating couplers for thick SOI rib waveguides, where a coupling efficiency of ?2.2?dB was demonstrated experimentally. We also discuss the use of grating couplers to improve optical throughput (étendue) of a planar waveguide Fourier-Transform (FT) spectrometer implemented in thick rib waveguides.     

硅基脊型波导器件过渡区损耗及偏振效应

在绝缘层上的硅材料上制作了四种具有不同输入输出结构的星形耦合器并进行了测试,对脊形波导与平板波导相互过渡时过渡区的损耗问题进行了研究和讨论,计算得到在所使用的材料参量下利用锥形结构可以得到1dB左右的最小损耗,这一损耗是由于脊型波导与平板波导间的模式失配造成的。以文献中的实验数据为出发点,分析了脊形波导的偏振问题,并通过对脊型波导器件层厚度、脊高、脊宽进行优化设计,得到了不同偏振模式的有效折射率差仅为10^-5量级的单模脊型波导结构,这样的偏振效应在器件设计中可以忽略。     

Optimal design for a flat-top AWG demultiplexer by using a fast calculation method based on a Gaussian beam approximation

Passband broadening of an AWG (array waveguide grating) demultiplexer with an MMI (multimode interference) coupler connected at the end of a tapered input waveguide is considered. An explicit formula based on the field propagation of an approximate Hermit-Gaussian beam is used to calculate quickly and reliably the spectral response of the AWG demultiplexer. The widths of the input waveguide, the output waveguides and the MMI coupler are optimized. The optimal design is verified with the experimental measurement.     

小尺寸低折射率差硅基二氧化硅阵列波导光栅

随着阵列波导光栅(Arrayed Waveguide Grating,AWG)型器件在光通信系统中的大规模应用,对低成本AWG芯片的需求越来越多.在各种降成本方案中,减小AWG芯片的尺寸是最有效的方法之一.本文介绍了一种新型小尺寸低折射率差硅基二氧化硅AWG的设计.在该AWG中,输入波导/输出波导与平板波导连接的部分制...     

Design for broadband high-efficiency grating couplers

In this Letter, we propose general optimization methods to design broadband high-efficiency grating couplers for planar waveguides. We attribute the coupling bandwidth to the mismatch of effective indices between the diffracted beam and the actual grating structure around the operation wavelength for fiber to waveguide excitation. The coupling bandwidth formula is deduced. A simple parameter-separate optimization procedure is proposed for general layered grating couplers for high coupling efficiency. Using our principle, we optimized a grating coupler for a horizontal slot waveguide operating at wavelength 1.55 μm for TM polarization. The grating coupler has 1 dB bandwidth of 60 nm and coupling efficiency of 65% with incident light from single-mode optical fiber (SMF) at 8°.     

小尺寸低折射率差硅基二氧化硅阵列波导光栅

随着AWG型器件在光通信系统中的大规模应用,对低成本AWG芯片的需求越来越多。在各种降成本方案中,减小AWG芯片的尺寸是最有效的方法之一。本文介绍了一种新型小尺寸低折射率差硅基二氧化硅阵列波导光栅（AWG）的设计。在该AWG中,输入波导/输出波导与平板波导连接的部分制作成两侧为空气槽的高折射率差波导,所以在与输出平板波导连接处的相邻输出波导间距较小,这样可以在设计上缩短平板波导的长度、减少阵列波导的数量,实现较小的AWG芯片尺寸。该AWG的其它部分,如输入/输出波导与光纤耦合的部分、阵列波导光栅等均采用常规的低折射率波导工艺,所以就同时具有与常规的低折射率波导AWG相同的优点：如低耦合损耗、较好的串扰以及光学特性等。根据这个原理,设计了一种40通道100 GHz频率间隔的低折射率差硅基二氧化硅AWG,其芯片尺寸只有23.88 mm?10.5 mm,是传统相同材料制作的AWG尺寸的1/6。     

A novel wavelength dispersive device with a dispersive element based on staircase-like straight and parallel arrayed waveguides

We propose a new type of arrayed waveguide grating (AWG) multiplexer/demultiplexer based on modified group refractive index. This device is composed by an array of straight and parallel waveguides of equal length and each waveguide consist of two sections with different width. The length of the two sections are changed from a waveguide to the adjacent one following a linear dependence resulting in a wavelength dispersive waveguide array. An example of the device design for silicon-on-insulator (SOI) platform is provided and numerical simulations have been carried out for various arrayed waveguide parameters. We demonstrate that the group index modification can be used for tailoring device dispersion properties, and that it can also result in new dispersion characteristics predicted numerically not observed in conventional AWGs. Additional advantages are that the demultiplexer does not necessarily require bending waveguide sections as in a conventional AWG (de)multiplexers, and thus yields highly compact devices with potentially very low insertion loss. Channel spacing of 1 nm have been predicted for sub-micron waveguides sizes. In this paper it is also proposed a novel wavefront converter based on waveguide array lens-like element with waveguides broadened sections. Numerical results for different input/output geometries are analized.     

聚合物阵列波导光栅复用器关键技术的研究

介绍了阵列波导光栅(AWG)复用器的工作原理;运用光栅衍射理论和马卡提里近似法,对中心波长为1.55 μm,波长间隔为1.6 nm的聚合物AWG进行参量设计,通过数值模拟验证了设计的正确性.用甲基丙烯酸甲酯类聚合物对AWG的制备工艺进行了研究,用铝作掩模制作了聚合物光波导,测试结果表明在1.55 μm处波导实现单模传输.     

Three-dimensional hybrid modeling based on a beam propagation method and a diffraction formula for an AWG demultiplexer

An efficient and accurate three-dimensional (3D) hybrid modeling, which combines a 3D beam propagation method (BPM) and the two-dimensional (2D) Kirchhoff–Huygens diffraction formula, is developed to simulate the field propagation in an arrayed waveguide grating (AWG) demultiplexer. The 2D Kirchhoff–Huygens diffraction formula is used for the simulation of the light propagation in the free propagation regions (FPRs). A 3D BPM in a polar coordinate system is used to simulate the light propagation in the transition region between the input FPR and the arrayed waveguides so that the coupling coefficients for the arrayed waveguides are calculated conveniently and accurately. For the simulation in the transition region between the arrayed waveguides and the output FPR, only the central arrayed waveguide and several adjacent ones are needed in the computational window of a standard BPM and thus the computation efficiency is improved. Finally, a flat-top AWG is designed and fabricated to verify the reliability of the present simulation method. The calculated and measured spectral responses are in a good agreement.     

Method for measuring the phase error distribution of a wideband arrayed waveguide grating in the frequency domain

We describe a method for measuring the phase error distribution of an arrayed waveguide grating (AWG) in the frequency domain when the free spectral range (FSR) of the AWG is so wide that it cannot be covered by one tunable laser source. Our method is to sweep the light frequency in the neighborhoods of two successive peaks in the AWG transmission spectrum by using two laser sources with different tuning ranges. The method was confirmed experimentally by applying it to a 160 GHz spaced AWG with a FSR of 11 THz. The variations in the derived phase error data were very small at +/-0.02 rad around the central arrayed waveguides.     

A concise design of 16 × 16 polymer AWG with low insertion loss and crosstalk

In this paper, a 16-channel arrayed waveguide grating multiplexer (AWG) has been designed using polymer materials with 1.5% refractive index difference. Certain important parameters are optimized using the coupling mode theory and Beam Propagation Method. The factors that affect the insertion loss and the crosstalk are analyzed in this paper. In our design we introduced the parabolic taper structure and evaluated the suitable number of the arrayed waveguide, obtaining a total insertion loss of 2.19 dB. For obtaining a low crosstalk we evaluate the pitches of adjacent input/output waveguides ΔX and arrayed waveguides d as different values. We chose the value of ΔX about 2.5 times of d by enlarging the pitches of adjacent input/output waveguides. The crosstalk of the designed AWG is lower than −40 dB.     

Athermal silicon arrayed waveguide grating with polymer-filled slot structure

In this paper, an athermal silicon arrayed waveguide grating (AWG) with the assistance of a polymer-filled slot structure is proposed. Arrayed slot waveguides were used to replace arrayed silicon photonic wires (SPWs). By carefully controlling the temperature dependence of the effective index of the polymer-filled slot waveguides, the athermal silicon AWG is realized. Analysis shows that the center wavelength shift of the AWG can be down to 0.14 pm/°C.     

Impressing technology of optical Bragg’s gratings on planar optical sol-gel waveguides

The aim of the presented investigations was to develop a technique of producing Bragg’s grating couplers on planar waveguides. Waveguides are obtained by means of the sol-gel technology. The introduction of a light beam into the structure of the waveguide is in the case of planar or strip optical systems always an essential technical problem, requiring simple and reproducible solutions without extending excessively the waveguide structure. The paper presents a technology of producing grating couplers by impressing the pattern of the network while forming the planar waveguide structure applying the sol-gel method. Some remarks concerning the sol-gel technology are also presented. The results of investigations on grating couplers obtained in such a way have been discussed, too. Attention has been drawn to the possibility of using such structures in optoelectronic sensors, particularly gas sensors, including sensors of water vapour as well as toxic gases.     

High efficiency grating couplers based on shared process with CMOS MOSFETs

Grating couplers are widely investigated as coupling interfaces between silicon-on-insulator waveguides and optical fibers.In this work,a high-efficiency and complementary metal-oxide-semiconductor(CMOS) process compatible grating coupler is proposed.The poly-Si layer used as a gate in the CMOS metal-oxide-semiconductor field effect transistor(MOSFET) is combined with a normal fully etched grating coupler,which greatly enhances its coupling efficiency.With optimal structure parameters,a coupling efficiency can reach as high as ～ 70% at a wavelength of 1550 nm as indicated by simulation.From the angle of fabrication,all masks and etching steps are shared between MOSFETs and grating couplers,thereby making the high performance grating couplers easily integrated with CMOS circuits.Fabrication errors such as alignment shift are also simulated,showing that the device is quite tolerant in fabrication.