Systematic studies on surface modifications by ARUPS on Shockley-type surface states

The quasi two-dimensional surface state on noble metal (1 1 1)-surfaces can be used as a sensitive probe for different surface modifications, adsorption processes, and interactions between adsorbate and substrate. Already one monolayer of physisorbed Xe on Au(1 1 1) is responsible for a characteristic shift of the Shockley state towards the Fermi level and the surface state experiences an increase in spin-orbit splitting of up to 35%. In contrast to the physisorption process of rare gases, a sub-monolayer coverage of an alkali metal, e.g., Na on Au(1 1 1), has the opposite effect on the Shockley state, i.e. an increase in binding energy, until it reaches the bottom of the L-gap and vanishes into the bulk states. Additionally, we studied the intermetallic system Ag/Au(1 1 1) which differs substantially from the other systems because of the similarity in the electronic structure between substrate and overlayer.     

Anisotropy of electron structure at InAs(1 1 1) surfaces by laser pump-and-probe photoemission spectroscopy

The electronic structure and the electron dynamics of the clean InAs(1 1 1)A 2 × 2 and the InAs(1 1 1)B 1 × 1 surfaces have been studied by laser pump-and-probe photoemission spectroscopy. Normally unpopulated electron states above the valence band maximum (VBM) are filled on the InAs(1 1 1)A surface due to the conduction band pinning above the Fermi level (E_F). Accompanied by the downward band banding alignment, a charge accumulation layer is confined to the surface region creating a two dimensional electron gas (2DEG). The decay of the photoexcited carriers above the conduction band minimum (CBM) is originated by bulk states affected by the presence of the surface. No occupied states were found on the InAs(1 1 1)B 1 × 1 surface. This fact is suggested to be due to the surface stabilisation by the charge removal from the surface into the bulk. The weak photoemission intensity above the VBM on the (1 1 1)B surface is attributed to electron states trapped by surface defects. The fast decay of the photoexcited electron states on the (1 1 1)A and the (1 1 1)B surfaces was found to be τ_1 1 1 A ? 5 ps and τ_1 1 1 B ?  4 ps, respectively. We suggest the diffusion of the hot electrons into the bulk is the decay mechanism.     

Surface wave scattering by a nano-object situated on a surface

The scattering of the surface electromagnetic waves by a nano-defect (object) on a surface was calculated. The scattered field has been considered as a field caused by the current generated by the self-consistent local field inside the defect. In turn, the self-consistent local field has been determined as a result of solution of the integral Lippmann-Schwinger equation. The effective susceptibility of the object has been calculated using a self-consistent procedure. The corrections of self-energy part due to direct and indirect electromagnetic interactions, as well as due to interaction with surface wave field are taken into account. The self-energy part is calculated analytically within the framework of the near-field approximation. The scattering indicatrisses in reciprocal space have been computed for different shapes of the scatterer. Strong dependence of the scattered field on geometry of the scatterer has been found and explained.     

Electronic structure investigation of the Ag(1 1 0)(n×1)O surfaces––new photoemission results for an old problem

We have used angle-resolved photoelectron spectroscopy to investigate the occupied antibonding electron states of the Ag(1 1 0)(n×1)O surface along different directions in the surface Brillouin zone. We present experimental evidence that several earlier results obtained along (along the Ag–O chains) contain admixtures from contamination, most probably from carbonate-like contributions. New results are obtained along and (perpendicular to the chains). These data indicate that the n=2 structure is stabilized by repulsive electronic interaction between neighbouring chains, which diminishes drastically for n=3 and disappears almost completely at n4. This observation points to a strain field within the substrate which stabilizes the geometry between n=3 (interchain distance 8.7 Å) and n=8 (23.1 Å). Its existence is indirectly seen in the n-dependence of the surface phonon energies at , which can be explained quantitatively by umklapp-processes induced by the lateral periodicity of the strain field. We compare our photoemission results for (2 × 1)O with available surface band structure calculations.     

First-principles study on the electronic structures of iron phthalocyanine monolayer

The electronic band structure and magnetic properties of iron phthalocyanine (FePc) monolayer were investigated by using the first-principles all-electron full-potential linearized augmented plane wave energy band method. It is found that the ferromagnetic FePc monolayer is energetically more stable than the paramagnetic one. The exchange interaction, which splits the majority and minority bands, influences strongly on the electronic structure near the Fermi level (E_F). Magnetic moment of the central Fe atom is calculated to 1.95 μ_B. The range of the positive polarization of Fe site is larger in the out-of-plane than in the in-plane direction. The FePc ligand remains paramagnetic. The presence of states at E_F indicates the metallic character of FePc monolayer both for the paramagnetic and ferromagnetic states. However, the large density of states at E_F of the majority spins in the ferromagnetic state is expected to cause a phase transition to insulating antiferromagnetic state from the metallic ferromagnetic one.     

A core level and valence band photoemission study of the (1 1 1) and ( ) surfaces of 3C–SiC

A core level and valence band photoemission study of thick 3C–SiC(1 1 1) and 3C–SiC( ) epilayers grown by sublimation epitaxy is reported. The as introduced samples show threefold 1×1 low-energy electron diffraction patterns. For the Si face and reconstructed surfaces develop after in situ heating to 1100°C and 1300°C, respectively. For the C face a 3×3 reconstruction form after heating to 980°C. A semiconducting behavior is observed for the and 3×3 reconstructed surfaces while the reconstruction show a Fermi edge and thus a metallic-like behavior. The surface state on the surface is investigated and found to have Λ₁ symmetry and a total band width of 0.10 eV within the first surface Brillouin zone. For the Si 2p and C 1s core levels binding energies and surface shifted components are extracted and compared to earlier reported results for 6H– and 4H–SiC.     

The Shockley-type surface state on Ar covered Au(1 1 1): High resolution photoemission results and the description by slab-layer DFT calculations

We present a combined experimental (angle resolved photoemission: ARUPS) and theoretical study of the Shockley-type surface state in the L-gap of the (1 1 1)-face of Au covered with one monolayer of Ar. As known also from other systems consisting of rare-gas monolayers on noble metal (1 1 1) surfaces, the adsorbed rare-gas shifts the Shockley-state towards the Fermi level and increases the spin-orbit splitting, whereas the effective band mass remains unchanged. We analyze the observed changes by a comparison with ab initio slab-layer calculations based on the density functional theory (DFT), both within the local density approximation (LDA) and the generalized gradient approximation (GGA). Although the attractive van der Waals interaction between rare-gas and substrate is not properly considered in DFT there are considerable hybridization effects which allow to describe such weakly bound adsorbates quantitatively. We show to what extent the various DFT calculations correspond to the experimental results. Furthermore, we discuss the importance of lattice relaxation and the exact absorption position into the calculations.     

The surface science of xerography

Over the past four decades xerography, the dry ink marking process developed by the photocopy industry, has grown from nothing into a $170 billion industry worldwide. This amazing commercial success is due to the fact that during this period, xerographic technology experienced constant and often-dramatic improvement created by sustained industrywide research and development. Indeed, the development of the xerographic copying and printing industry is one of the great applied surface science successes of all time. In this article we outline the story of the advances in xerographic technology during the past four decades, describe the profound dependence on these advances of the control of surface and interface properties of increasingly sophisticated multi-component materials systems, and indicate the potential impact on the industry of the continuing development of the surface and interface science of the multi-component materials packages used in xerographic technology.     

Surface electronic structure of α-Mo2C(0 0 0 1)

The electronic structure of α-Mo₂C(0 0 0 1) has been investigated by angle-resolved photoemission spectroscopy utilizing synchrotron radiation. A sharp peak is observed at 3.3 eV in normal-emission spectra. Since the peak shows no dispersion as a function of photon energy and is sensitively attenuated by oxygen adsorption, the initial state of the peak is attributed to a surface state. Resonant photoemission study shows that the state includes substantial contribution of 4d orbitals of the Mo atoms in the second layer. The emissions with constant kinetic energies of 22 and 31 eV above the Fermi level (E_F) are found in normal-emission spectra, and these emissions are interpreted as originating from the Mo N₁N₂₃V and N₂₃VV Auger transitions, respectively.     

A DFT investigation of potential energy surface and vibrational properties of hydrogen adsorbed on the Rh(1 1 1) surface

Vibrational properties of hydrogen on the Rh(1 1 1) surface have been investigated theoretically. The potential energy surface for this system has been calculated within the density functional theory. The potential is found to be very anharmonic. The wave functions and their energies for the hydrogen motion on the potential energy surface (PES) have been calculated and assigned by using discrete variable representation. It was found that the vibrational wave function is localized at hollow site in the ground state for hydrogen on Rh(1 1 1). Higher excited states are of delocalized nature and mixed parallel and perpendicular character. Our results are in good agreement with the observed vibrational spectra of hydrogen on the Rh(1 1 1) surface.     

The atomic and electronic structure of the TiO2- and BaO-terminated BaTiO3(0 0 1) surfaces in a paraelectric phase

Relaxation and rumpling of BaTiO₃(0 0 1) surface with two different terminations have been investigated from ab initio local density approximation calculations. Large displacements of ions deviated from their crystalline sites have been obtained. These kinds of displacements lead to the formation the surface rumpling, dipole moments and electric field in the near-surface region. Band structures, density of states, bond population and electronic density redistributions have been obtained. Considerable enhancement of Ti–O chemical bond covalency nearby the surface, especially for the TiO₂ termination surface, has been found.     

Quantum-well resonances and image states in the Ar/Cu(1 0 0) system

A theoretical study of the effect of an atomically thin rare gas layer on the dynamics of excited electronic states at metal surfaces is presented for the case of a few mono-layers of Ar on a Cu(1 0 0) surface. We develop a 3D-microscopic model with predictive capabilities of the interaction of an electron with an Ar layer physisorbed on a metal surface. It takes into account the 3D structure of the Ar layer as well as its dielectric character. The dynamics of the excited electron on the surface is treated within a wave-packet propagation approach. The calculations show that two different types of excited states are present at the Ar/Cu(1 0 0) surface. (i) Image states that are repelled into vacuum as compared to their position on clean Cu(1 0 0) surfaces, leading to a decrease of their binding energies and to an increase of their lifetimes. (ii) Quantum-well resonances, corresponding to quasi-stationary states localised inside the Ar layer; they are associated with the quantisation of the conduction band in the finite size Ar layer. The present results on image states nicely agree with very recent time-resolved two-photon-photo-emission experiments by Berthold, Feulner and Höfer.     

Effect of various adsorbates in dephasing and population decay of the Cu(1 0 0) image potential states

A theoretical study of the electron dynamics in image potential states on Cu(1 0 0) surfaces with different types of adsorbates is presented. Scattering of the image state electron by an adsorbate induces inter-band and intra-band transitions leading respectively to the population decay and to the dephasing of the image state. We compare results obtained with low coverage (typically 1 adsorbate atom per 1000 surface atoms) Cs, Ar, and a model electronegative adsorbates. As follows from our results, Cs adsorbates lead to both appreciable dephasing and decay, while electronegative adsorbates mostly affect the dephasing rate. The effect of low coverage Ar adsorbates is small, consistent with their neutrality.     

Physisorption on a metal surface probed by surface state resonant second harmonic generation

Second harmonic generation from a Ag(1 1 0) surface, resonantly enhanced by the surface state transition at 1.74 eV, is found to be greatly affected by submonolayer adsorption. The physisorption of water or methanol causes a monotonic, exponential-like decay of the SH intensity that can be described by a model treating the adsorbate as a delocalized, weak perturbation in the resonantly enhanced SHG. On the other hand weak chemisorption of aniline generates a complex response in the SH intensity that eludes the predictability of the model. Analysis of the SH intensity has determined that water or methanol adsorption causes an upward shift in the minimum energies of the pair of surface states on Ag(1 1 0) and an increase in the transition linewidth. The sensitive response of the surface states to the presence of adsorbates provides a basis for SHG resonantly enhanced by surface state transition as a highly sensitive probe of submonolayer coverage.     

LCAO study of the Cu(1 1 0)-p(2 × 1)O surface

We have performed semi-empirical LCAO calculations of the electronic structure of the Cu(1 1 0)-p(2 × 1)O surface. This has been done accounting for the Cu-Cu interactions by means of a recently proposed set of parameters, which give very good results for the bulk as well as for the surfaces of lowest Miller indices. Furthermore, the O-O interactions, which have been neglected in the preceding similar studies, have been taken into account. The resulting surface bands are in very good agreement with the overall set of the available experimental data. Several issues concerning the physical properties of this surface are addressed in the present paper: the changes induced on the clean surface bands by the adsorption and the reconstruction; the arrangement of the Cu and O atoms in the added rows; the position of the p_y antibonding band of the oxygen. In particular, we have found that the latter has an energy of −0.2 eV at the point. This result confirms an experimental indication in the same direction previously reported by Courths et al. [R. Courths, S. Hüfner, P. Kemkes, G. Wiesen, Surf. Sci. 376 (1997) 43].     

Sulfur adsorption on Fe(1 1 0): a DFT study

The adsorption of atomic S on the Fe(1 1 0) surface is examined using density functional theory (DFT). Three different adsorption sites are considered, including the atop, hollow and bridge sites and the S is adsorbed at a quarter monolayer coverage in a p(2 × 2) arrangement. The hollow site is found to be the most stable, followed by the bridge and atop sites. At all three sites, S adsorption results in relatively minor surface reconstruction, with the most significant being that for the hollow site, with lateral displacements of 0.09 Å. Comparisons between S-adsorbed and pure Fe surfaces revealed reductions in the magnetic moments of surface-layer Fe atoms in the vicinity of the S. At the hollow site, the presence of S causes an increase in the surface Fe d-orbital density of states between 4 and 5 eV. However, S adsorption has no significant effect on the structure and magnetic properties of the lower substrate layers.     

Measurement of the surface charge density of CO-saturated Pt(1 1 1) electrodes as a function of potential: the potential of zero charge of Pt(1 1 1)

From measurements of the charge flowing upon immersion, at controlled potential, of a CO-covered Pt(1 1 1) electrode in a 0.1 M HClO₄ solution, the corresponding surface charge density vs. potential curve was obtained, and from this the potential of zero charge (pzc) of the CO-covered Pt(1 1 1) electrode. From these data it was estimated that the error incurred when the potential of zero total charge (pztc) of Pt(1 1 1) electrodes is determined by the CO-charge displacement method is of approximately 50 mV at pH 1 and of approximately 90 mV at pH 3. Furthermore, the experimentally determined pzc of the CO-covered Pt(1 1 1) electrode has allowed us to make an estimation of the potential of zero free charge (pzfc) of Pt(1 1 1) electrodes.     

Degeneracy pressure of electrons: a new effect for Pb islands grown on Si(1 1 1) substrate

We have found that the degeneracy pressure of electrons (DPE) inside Pb islands grown on a silicon substrate plays a crucial role in stabilizing the islands. In most cases, at a metal-semiconductor interface charge spilling takes place due to the difference of Fermi energies between the two materials, which makes DPE decrease along with the energy of the system. Based on this new effect, calculations of energy as a function of height are carried out for Pb islands grown on Si(1 1 1)-() and -(7 × 7) phases, which have most stable heights of 5 and 7 monolayers (ML), respectively. Our results explain why these most stable heights are observed. Using this new effect supplemented with experimental data, all the preferred heights of the Pb islands on Si(1 1 1)-(7 × 7) can be explained too.     

First-principles study of the (0 0 1) surface of cubic SrZrO3

Density functional calculations have been used to investigate the (0 0 1) surface of cubic SrZrO₃ with both SrO and ZrO₂ termination. Surface structure and electronic structure have been obtained. The SrO surface is found to be similar to its counterpart in SrTiO₃, while there are marked differences between the ZrO₂ and TiO₂ terminations in SrZrO₃ and SrTiO₃, respectively, concerning surface relaxation and rumpling. For the ZrO₂-terminated surface of SrZrO₃, the covalency of the interaction between the outmost Zr and the O beneath is enhanced as a result of their bond contraction. The band gap reduction and the presence of the surface states are also discussed in relation with the behavior of the electrostatic potential.