探究弦球链系统的拓扑不变量

周期性弦球链体系作为典型的声子晶体体系,其能带结构已得到了广泛而深入的研究.在实际观测体系能谱的过程中,会探测到一类特殊的能量本征态——边缘态(能量处在带隙间,且波函数局域在体系边缘的态),同时观察到其存在具有一定的鲁棒性.由于实验上观测到的弦球链边缘态的性质与电子体系中拓扑绝缘体的边缘态性质的相似性,可以利用同一套能带拓扑的语言研究弦球链体系.本文通过数值计算能带的拓扑不变量,揭示了弦球链体系非平庸的拓扑性质,从而证明了实验上探测到的边缘态是拓扑保护的边缘态.基于数值计算的结果,讨论了体系的拓扑相变与边缘态的输运性质     

二维声子晶体中简单旋转操作导致的拓扑相变

构建了一种简单的二维声子晶体:由两个横截面为三角形的钢柱所组成的复式元胞按三角点阵的形式排列在空气中,等效地形成了一个蜂巢点阵结构.当三角形钢柱的取向与三角点阵的高对称方向一致时,整个体系具有C_(6v)对称性.研究发现:在保持钢柱填充率不变的条件下,只需要将所有三角柱绕着自己的中心旋转180°,就可实现二重简并的p态和d态在布里渊区中心Γ点处的频率反转,且该能带反转过程实质上是一个拓扑相变过程.通过利用Γ点的P态和d态的空间旋转对称性,构造了一个赝时反演对称性,并在声学系统中实现了类似于电子系统中量子自旋霍尔效应的赝自旋态.随后通过k·p微扰法导出了Γ点附近的有效哈密顿量,并分别计算了拓扑平庸和非平庸系统的自旋陈数,揭示了能带反转和拓扑相变的内在联系.最后通过数值模拟演示了受到拓扑不变量保护的声波边界态的单向传输行为和对缺陷的背向散射抑制.文中所研究的声波体系,尽管材料普通常见,但其拓扑带隙的相对宽度超过21%,比已报道的类似体系的带隙都要宽,且工作原理涵盖从次声波到超声波的很大频率范围,从而在实际应用上具有较大的优势和潜力.     

Z_2拓扑不变量与拓扑绝缘体

文章回顾了几种Z2拓扑数的计算方法,并详细介绍了一种用非阿贝尔贝里联络表示绝缘体Z2不变量的计算方法.这种方法可以确定出一般能带绝缘体的拓扑性质,而不需要限定波函数的规范.利用这种新方法,文章作者计算了二维石墨烯(graphene)系统的Z2拓扑数,得到了和以前研究相一致的结论.     

基于声子晶体板的弹性波拓扑保护边界态

基于声子晶体拓扑特性构造的弹性波拓扑态在波调控方面具有背散射抑制和路径缺陷免疫等优异特性,受到广泛关注.本文设计了一种声子晶体板结构,通过在初始元胞中引入具有一定旋转角度的三角形穿孔实现对称性破缺,从而构造四重简并态.与现有利用能带"区域折叠"进行构造的方法相比,该方法简化了声子晶体的元胞构型.元胞的主要变量为三角形穿孔围绕其中心旋转角度θ,研究发现,旋转角度θ=0°时,元胞能带结构存在两个二重简并态,调整旋转角度到±33°时,布里渊区中心G点处出现四重简并态,并发现旋转角度越过±33°时均会发生能带反转,这表明调整晶体结构参数θ使得体系经历拓扑相变.利用具有不同拓扑相的声子晶体组成超元胞,并通过计算其投影能带,发现能带结构中存在弹性波带隙以及不同赝自旋方向的两种边界态.在此基础上,构造多种不同类型的弹性声子晶体板,验证了拓扑边界态对弹性波传播的强背散射抑制、缺陷免疫单向传播和多波导通道开关特性.本文中所设计的弹性声子晶体板具有结构简单、特性易调的特点,为利用拓扑态实现弹性波调控提供了一个可行方案.     

类石墨烯复杂晶胞光子晶体中的确定性界面态

拓扑绝缘体是当前凝聚态物理领域研究的热点问题.利用石墨烯材料的特殊能带特性来实现拓扑输运特性在设计下一代电子和能谷电子器件方面具有较广泛的应用前景.基于光子与电子的类比,利用光子拓扑材料实现了确定性界面态;构建了具有C_(6v)。对称性的类似石墨烯结构的的光子晶体复杂晶格;通过多种方式降低晶格对称性来获得具有C_(3v),C_3,C_(2v)和C_2对称的晶体,从而打破能谷简并实现全光子带隙结构;将体拓扑性质不同的两种光子晶体摆放在一起,在此具有反转体能带性质的界面上,实现了具有单向传输特性的拓扑确定性界面态的传输.利用光子晶体结构的容易加工性,可以简便地调控拓扑界面态控制光的传播,可为未来光拓扑绝缘体的研究提供良好的平台.     

应变调控下Tl2Ta2O7中的拓扑相变

拓扑电子材料因为具有非平庸的拓扑态,所以会展现出许多奇异的物理性质.本文通过第一性原理计算对应变调控下的烧绿石三元氧化物Tl₂Ta₂O₇中的拓扑相变进行了研究.首先分析了原子轨道投影能带,发现体系费米能级附近O原子的(px+py)与pz轨道发生了能带反转,再构造了紧束缚模型计算得到体系的Z₂拓扑不变量确定了其拓扑非平庸性,最后研究了表面态等拓扑性质.研究发现未施加应变的Tl₂Ta₂O₇是一个在费米能级处具有二次能带交叉点的半金属,而平面内应变会破缺晶体对称性进而使体系发生拓扑相变.当对体系施加–1%的压缩应变时,它会转变为狄拉克半金属;当对体系施加1%的拉伸应变时,体系相变为拓扑绝缘体.本研究对于在三维材料中调控拓扑相变有着较重要的指导意义,并且为低能耗电子器件的设计提供了良好的材料平台.     

拓扑绝缘体Bi_2Se_3中层堆垛效应的第一性原理研究

运用第一性原理方法,研究了拓扑绝缘体Bi_2Se_3块体和薄膜中的层堆垛对其结构、电子态、拓扑态和自旋劈裂的影响.发现不同的堆垛会引起Bi_2Se_3层间的相互作用,改变系统的中心对称性.块体的ABC和AAA堆垛都具有中心对称性和相似的能带结构.ABA堆垛破坏了体系的中心对称性,能带发生很大改变,并且产生了很大的能带自旋劈裂.用能带反转的方法判定体系的拓扑相,在不同堆垛的Bi_2Se_3块体中,考虑自旋轨道耦合时都发生了能带反转,因而具有不同堆垛的Bi2Se3仍是拓扑绝缘体.进一步研究了Bi_2Se_3薄膜中的堆垛效应,发现非中心对称的ABA堆垛在Bi_2Se_3薄膜中引起明显的自旋劈裂,并且提出和验证了用应变调控自旋劈裂的方法.     

Dirac光子晶体

Dirac费米子作为粒子物理中的基本粒子之一,其理论在近年来蓬勃发展的拓扑电子理论领域中被广泛提及并用来刻画具有Dirac费米子性质的电子态.这种特殊的能态通常被称为Dirac点,在能谱上表现为两条不同能带之间的线性交叉点.由于Dirac点往往是发生拓扑相变的转变点,因而也被视为实现各种拓扑态的重要母态.作为可与拓扑电子体系类比的拓扑光子晶体因其独特的潜在应用价值也受到人们的广泛关注,实现包含Dirac点的光子能带已成为研究拓扑光子晶体的核心课题.本文基于电子的拓扑理论,简要地回顾了Dirac点在光子系统中的研究进展,特别介绍了如何在光子晶体中利用不同晶格对称性实现在高对称点/线上的Dirac点,以及由Dirac点衍生的Weyl点.     

二维介电光子晶体中的赝自旋态与拓扑相变

基于背散射抑制且对缺陷免疫的传输性质,光子拓扑绝缘体为电磁传输调控提供了一种新颖的思路.类比电子体系中的量子自旋霍尔效应,本文设计出一种简单的二维介电光子晶体,以实现自旋依赖的光子拓扑边界态.该光子晶体是正三角环形硅柱子在空气中排列而成的蜂窝结构.将硅柱子绕各自中心旋转60°,可实现二重简并的偶极子态和四极子态之间的能带翻转.这两对二重简并态的平均能流密度围绕原胞中心的手性可充当赝自旋自由度,其点群对称性可用来构建赝时间反演对称.根据k·p微扰理论,给出了布里渊区中心附近的有效哈密顿量以及对应的自旋陈数,由此证实能带翻转的实质是拓扑相变.数值计算结果揭示,在拓扑非平庸和平庸的光子晶体分界面上可实现单向传输且对弯曲、空穴等缺陷免疫的拓扑边界态.本文中的光子晶体只由电介质材料组成并且晶格结构简单,实现拓扑相变时无需改变柱子的填充率或位置,只需转动一个角度.因此,这种结构在拓扑边界态的应用中更为有效.     

二维光子拓扑绝缘体研究进展

受凝聚态拓扑绝缘体研究的启发,整数量子霍尔效应、量子自旋霍尔效应、拓扑半金属、高阶拓扑绝缘体等拓扑物理相继在光学系统中实现.光子系统因能带干净,样品设计简单且制作精度高等优势,逐渐成为研究物理拓扑模型和新型拓扑效应的重要平台.拓扑光子学提供了全新的调控光场和操控光子的方法,其拓扑保护的边界态可实现光子对材料杂质缺陷免疫...     

Complex energy plane and topological invariant in non-Hermitian systems

Non-Hermitian systems as theoretical models of open or dissipative systems exhibit rich novel physical properties and fundamental issues in condensed matter physics. We propose a generalized local–global correspondence between the pseudo-boundary states in the complex energy plane and topological invariants of quantum states. We find that the patterns of the pseudo-boundary states in the complex energy plane mapped to the Brillouin zone are topological invariants against the parameter deformation. We demonstrate this approach by the non-Hermitian Chern insulator model. We give the consistent topological phases obtained from the Chern number and vorticity. We also find some novel topological invariants embedded in the topological phases of the Chern insulator model, which enrich the phase diagram of the non-Hermitian Chern insulators model beyond that predicted by the Chern number and vorticity. We also propose a generalized vorticity and its flipping index to understand physics behind this novel local–global correspondence and discuss the relationships between the local–global correspondence and the Chern number as well as the transformation between the Brillouin zone and the complex energy plane. These novel approaches provide insights to how topological invariants may be obtained from local information as well as the global property of quantum states, which is expected to be applicable in more generic non-Hermitian systems.     

Topological phases of quantum theories. Chern-Simons theory

We analyze the vacuum structure (degeneracy, nodes and symmetries) of some quantum theories with special emphasis on the study of its dependence on the geometry and topology of the classical configuration space. The study of the topological limit shows that many low energy properties of those quantum theories can be inferred from the structure of their topological phases. After reviewing some simple pure quantum mechanical models (planar rotor, magnetic monopole and quantum Hall effect) we focus on the study of the rich relationship existing between topologically massive gauge theories and their topological phases, Chern-Simons theories. In particular we show that, although in a finite volume the degeneracy of the quantum vacuum of gauge theories depends on the topology of the underlying Riemann surface, in an infinite volume the vacuum is unique. Finally, the topological structure of Chern-Simons theory is analyzed in a covariant formalism within a geometric regularization scheme. We discuss in some detail the structure of the different metric dependent contributions to the Chern-Simons partition function and the associated topological invariants.     

Topological quantum matter with cold atoms

This is an introductory review of the physics of topological quantum matter with cold atoms. Topological quantum phases, originally discovered and investigated in condensed matter physics, have recently been explored in a range of different systems, which produced both fascinating physics findings and exciting opportunities for applications. Among the physical systems that have been considered to realize and probe these intriguing phases, ultracold atoms become promising platforms due to their high flexibility and controllability. Quantum simulation of topological phases with cold atomic gases is a rapidly evolving field, and recent theoretical and experimental developments reveal that some toy models originally proposed in condensed matter physics have been realized with this artificial quantum system. The purpose of this article is to introduce these developments. The article begins with a tutorial review of topological invariants and the methods to control parameters in the Hamiltonians of neutral atoms. Next, topological quantum phases in optical lattices are introduced in some detail, especially several celebrated models, such as the Su–Schrieffer–Heeger model, the Hofstadter–Harper model, the Haldane model and the Kane–Mele model. The theoretical proposals and experimental implementations of these models are discussed. Notably, many of these models cannot be directly realized in conventional solid-state experiments. The newly developed methods for probing the intrinsic properties of the topological phases in cold-atom systems are also reviewed. Finally, some topological phases with cold atoms in the continuum and in the presence of interactions are discussed, and an outlook on future work is given.     

Intrinsic magnetic topological materials

Topological states of matter possess bulk electronic structures categorized by topological invariants and edge/surface states due to the bulk-boundary correspondence. Topological materials hold great potential in the development of dissipationless spintronics, information storage and quantum computation, particularly if combined with magnetic order intrinsically or extrinsically. Here, we review the recent progress in the exploration of intrinsic magnetic topological materials, including but not limited to magnetic topological insulators, magnetic topological metals, and magnetic Weyl semimetals. We pay special attention to their characteristic band features such as the gap of topological surface state, gapped Dirac cone induced by magnetization (either bulk or surface), Weyl nodal point/line and Fermi arc, as well as the exotic transport responses resulting from such band features. We conclude with a brief envision for experimental explorations of new physics or effects by incorporating other orders in intrinsic magnetic topological materials.     

拓扑量子材料光电探测器研究进展

物质拓扑态的发现是近年来凝聚态物理和材料科学的重大突破.由于存在不同于常规半导体的特殊拓扑量子态(如狄拉克费米子、外尔费米子、马约拉纳费米子等),拓扑量子材料通常能表现出一些新颖的物理特性(如量子反常霍尔效应、三维量子霍尔效应、零带隙的拓扑态、超高的载流子迁移率等),因而在低能耗电子器件和宽光谱光电探测器件领域具有重要...     

Quantum anomalous Hall effect and related topological electronic states

Over a long period of exploration, the successful observation of quantized version of anomalous Hall effect (AHE) in thin film of magnetically doped topological insulator (TI) completed a quantum Hall trio—quantum Hall effect (QHE), quantum spin Hall effect (QSHE), and quantum anomalous Hall effect (QAHE). On the theoretical front, it was understood that the intrinsic AHE is related to Berry curvature and U(1) gauge field in momentum space. This understanding established connection between the QAHE and the topological properties of electronic structures characterized by the Chern number. With the time-reversal symmetry (TRS) broken by magnetization, a QAHE system carries dissipationless charge current at edges, similar to the QHE where an external magnetic field is necessary. The QAHE and corresponding Chern insulators are also closely related to other topological electronic states, such as TIs and topological semimetals, which have been extensively studied recently and have been known to exist in various compounds. First-principles electronic structure calculations play important roles not only for the understanding of fundamental physics in this field, but also towards the prediction and realization of realistic compounds. In this article, a theoretical review on the Berry phase mechanism and related topological electronic states in terms of various topological invariants will be given with focus on the QAHE and Chern insulators. We will introduce the Wilson loop method and the band inversion mechanism for the selection and design of topological materials, and discuss the predictive power of first-principles calculations. Finally, remaining issues, challenges and possible applications for future investigations in the field will be addressed.     

拓扑材料中的超导

近来,人们在凝聚态体系中发现了由拓扑不变量定义的物相,其中最重要的有拓扑绝缘体、拓扑半金属和拓扑超导体等.这些物相的拓扑性质由非平凡的拓扑数描述,相应的材料被称为拓扑材料,具有诸多新奇的物理特性.其中拓扑超导体由于边界上有满足非阿贝尔统计的Majorana零能模,成为实现拓扑量子计算的主要候选材料.除了探索本征的拓扑超导体外,由于拓扑性质上的相似性,在不超导的拓扑材料中调制出超导自然成为了实现拓扑超导的重要手段.目前,人们发展了栅极调制、掺杂、高压、近邻效应调制和硬针尖点接触等多种技术,已经成功地在许多拓扑绝缘体和半金属中诱导出了超导,并对超导的拓扑性和Majorana零能模进行了研究.本文回顾了本征拓扑超导候选材料,以及拓扑绝缘体和半金属中诱导出超导的代表性工作,评述了不同实验手段的优势和缺陷、分析了其超导拓扑性的证据,并提出展望.     

Rashba自旋轨道耦合下square-octagon晶格的拓扑相变

本文研究了各向同性square-octagon晶格在内禀自旋轨道耦合、Rashba自旋轨道耦合和交换场作用下的拓扑相变,同时引入陈数和自旋陈数对系统进行拓扑分类.系统在自旋轨道耦合和交换场的影响下会出现许多拓扑非平庸态,包括时间反演对称破缺的量子自旋霍尔态和量子反常霍尔态.特别的是,在时间反演对称破缺的量子自旋霍尔效应中,无能隙螺旋边缘态依然能够完好存在.调节交换场或者填充因子的大小会导致系统发生从时间反演对称破缺的量子自旋霍尔态到自旋过滤的量子反常霍尔态的拓扑相变.边缘态能谱和自旋谱的性质与陈数和自旋陈数的拓扑刻画完全一致.这些研究成果为自旋量子操控提供了一个有趣的途径.     

基于复合蜂窝结构的宽带周期与非周期声拓扑绝缘体

具有良好可重构性、良好缺陷兼容性及紧凑型的声学拓扑结构可能成为声学发展中一个有前景的方向.本文设计了一种可调谐、应用于空气声的二维宽带复合蜂窝形晶格结构,其元胞拥有两个变量:一个是中心圆的缩放参数s,另一个是"花瓣"图案围绕其质心的旋转角度q.研究发现当s为1.2, q为±33°时,在结构的布里渊区中心点出现四重简并态.在±33°两侧,能带会发生反转,体系经历拓扑相变;同时,结构的相对带隙宽带逐渐增加,其中q为0°和60°时,相对带宽分别为0.39和0.33.本研究还计算了由这两种转角的声子晶体组成的拼合结构的投影能带,发现在其体带隙中存在着边界态并验证了此拓扑边界的缺陷免疫特性.最后通过变化s,构建了一种非周期性双狄拉克锥型的声拓扑绝缘体并验证了其缺陷免疫性.本研究的体系相对带宽显著超过已知体系,将为利用声拓扑边界的声波器件微型化打下良好的基础.     

Gauge theories of Josephson junction arrays

We show that the zero-temperature physics of planar Josephson junction arrays in the self-dual approximation is governed by an Abelian gauge theory with a periodic mixed Chern-Simons term describing the charge-vortex coupling. The periodicity requires the existence of (Euclidean) topological excitations which determine the quantum phase structure of the model. The electric-magnetic duality leads to a quantum phase transition between a superconductor and a superinsulator at the self-dual point. We also discuss in this framework the recently proposed quantum Hall phases for charges and vortices in presence of external offset charges and magnetic fluxes: we show how the periodicity of the charge-vortex coupling can lead to transitions to anyon superconductivity phases. We finally generalize our results to three dimensions, where the relevant gauge theory is the so-called BF system with an antisymmetric Kalb-Ramond gauge field.