An Approximate Theoretical Model of Surface Plasmon Resonance Optical Waveguide and Fibre-optic Sensors

Optical surface plasmon resonance (SPR) excitation can be theoretically depicted and discussed using Fresnel’s equations. However, Fresnel’s equations cannot explicitly give expressions to reflect the characteristics of SPR systems, especially in SPR optical waveguide and fibre-optic sensors. In this paper a mathematical model based on the approximation proposed by Kretschmann in bulk optics is presented to describe the characteristics of SPR optical waveguide and fibre-optic sensors. The results show that the model keeps high accuracy when used in the area close to the minimum reflection, at which the resonance condition is achieved. This model can be used to analytically estimate the performance of SPR optical waveguide sensors, and SPR fibre-optic sensors in meridional rays approximation.     

表面等离子共振效应中传统近似理论与薄膜光学理论

指出Kretschmann模型的传统表面等离子共振公式在求解金属薄膜的参量时存在近似性,采用更为严密的薄膜光学理论,通过薄膜膜系的特征矩阵,得出表面等离子体共振衰减曲线.结果表明,表面等离子体共振近似理论与薄膜光学理论得到的共振角及反射率幅度存在差别;采用等高线图,给出了共振角差随着金属介电常量的变化规律.进一步的实验表明,薄膜光学理论所得模拟结果较表面等离子体共振近似理论与实验值吻合地更好,证明薄膜光学理论应用在表面等离子体共振效应要优于常用的近似理论.最后,采用两种理论对表面等离子体共振传感器进行优化设计,结果表明,两种理论所获得的高灵敏度分布区域差异较大,必须采用薄膜光学理论提供更精确的薄膜参量,来优化设计高灵敏度表面等离子体共振传感器.     

金膜与银膜光纤SPR传感器

不同的金属传感层对光纤SPR传感器的特性有着重要的影响.根据该传感器的理论公式,计算了金膜、银膜传感器的输出光谱,并与实验结果进行了比较.结果表明,银膜光纤SPR传感器的理论输出光谱和实验检测光谱吻合很好,而金膜吻合较差.分析了出现这种偏差的原因.     

Modeling columnar thin films as platforms for surface–plasmonic–polaritonic optical sensing

Via exploitation of surface plasmon polaritons (SPPs), columnar thin films (CTFs) are attractive potential platforms for optical sensing as their relative permittivity dyadic and porosity can be tailored to order. Nanoscale model parameters of a CTF were determined from its measured relative permittivity dyadic, after inverting the Bruggeman homogenization formalism. These model parameters were then used to determine the relative permittivity dyadic of a fluid-infiltrated CTF. Two boundary-value problems were next solved: the first relating to SPP-wave propagation guided by the planar interface of a semi-infinitely thick metal and a semi-infinitely thick CTF, and the second to the plane-wave response of the planar interface of a finitely thick metallic layer and a CTF in a modified Kretschmann configuration. Numerical studies revealed that SPP waves propagate at a lower phase speed and with a shorter propagation length, if the fluid has a larger refractive index. Furthermore, the angle of incidence required to excite an SPP wave in a modified Kretschmann configuration increases as the refractive index of the fluid increases.     

Low-cost,high performance surface plasmon resonance-compatible films characterized by the surface plasmon resonance technique

A new analytical method based on the surface plasmon resonance (SPR) technique is presented, with which SPR curves for both wavelength and angular modulations can be obtained simultaneously via only a single scan of the incident angle. Using this method, the SPR responses of TiO2-coated Cu films are characterized in the wavelength range from 600 nm to 900 nm. For the first time, we determine the effective optical constants and the thicknesses of TiO2-coated Cu films using the SPR curves of wavelength modulation. The sensitivities of prism-based SPR refractive index sensors using TiO2-coated Cu films are investigated theoretically for both wavelength and angular modulations, the results show that in the case of sensitivity with wavelength modulation, TiO2-coated Cu films are not as good as the Au film, however, they are more suitable than the Au film for SPR refractive index sensors with angular modulation because a higher sensitivity can be achieved.     

Surface plasmon resonance characterization of thermally evaporated thin gold films

The heterogeneous character of thin gold films prepared by thermal evaporation and the dependence of this heterogeneity on the rate of their deposition must be considered when exploiting their optical properties for biosensor purposes. For instance, the performance of thin gold films for surface plasmon resonance (SPR) biosensors may drastically be degraded if care is not taken to prepare a film with a high fraction of gold (>95%). We use three different models to interpret the SPR response of gold films prepared by thermal evaporation. We show that the interpretation of the SPR curves requires considering both a global heterogeneity of the gold films and a surface roughness. Our conclusions are further corroborated by scanning surface plasmon microscope (SSPM) images of these thin gold films.     

基于辅助电介质层的棱镜表面等离子体共振效应研究

研究了一种基于棱镜基底-辅助电介质层-金膜-待测介质四层结构的表面等离子体共振(surface plasmon resonance,SPR)效应激励模型.采用薄膜光学与波导理论,探索了由辅助电介质层与金膜复合而成共振薄膜对SPR效应的激励机理与调制特性.借助时域有限差分方法,数值模拟得到辅助电介质层属性与共振能量传输特性关系.在此基础上,构建了波长调制型棱镜辅助电介质层结构SPR激励系统.研究结果表明,当待测介质折射率相同时,相较基于棱镜基底-金膜-待测介质三层结构的Kretschmann激励模型,辅助电介质层激励模型共振光谱整体向长波方向偏移且半波宽度出现显著展宽效应.而当待测介质折射率增大时,辅助电介质层型激励模型的共振光谱不仅会向长波方向偏移,而且折射率响应灵敏度比棱镜Kretschmann三层激励模型高出75%.因此该模型能够为诸如高灵敏度检测、新型光学滤波与调制器件设计等领域的研究应用提供理论与实践储备.     

Densification and nanocrystallisation of sol-gel ZrO 2 thin films studied by surface plasmon polariton-assisted Raman spectroscopy

Very thin ZrO ₂ films (few nanometers) have been prepared by sol-gel process. These films were deposited onto a stack of a thin silver layer evaporated on a glass substrate for Surface Plasmons Resonance (SPR) experiments. The first aim of this work is to study the high densification of the sol-gel films followed by the refractive index and thickness accurate measurements at each step of the annealing procedure, using an optical set-up based on SPR. Secondly, SPR excitation coupled with micro-Raman experiment has also been performed to determine the thin films structure depending on layer thickness. Finally, Conventional Transmission Electron Microscopy (CTEM) and High Resolution (HRTEM) studies have been conducted to check and complete Raman spectroscopy results. A discussion compares the optical results and the Transmission Electron Microscopy observations and shows that ultra thin layers structure is strongly depends on films thickness. Received 14 May 2001 and Received in final form 2 January 2002     

Surface plasmon optical sensor with enhanced sensitivity using top ZnO thin film

Surface plasmon resonance (SPR) is one of the most sensitive label-free detection methods and has been used in a wide range of chemical and biochemical sensing. Upon using a 200 nm top layer of dielectric film with a high value of the real part ε′ of the dielectric function, on top of an SPR sensor in the Kretschmann configuration, the sensitivity is improved. The refractive index effect of dielectric film on sensitivity is usually ignored. Dielectric films with different refractive indices were prepared by radio frequency magnetron (RF) sputtering and measured with spectroscopic ellipsometry (SE). The imaginary part ε′′ of the top nanolayer permittivity needs to be small enough in order to reduce the losses and get sharper dips. The stability of the sensor is also improved because the nanolayer is protecting the Ag film from interacting with the environment. The response curves of the Ag/ZnO chips were obtained by using SPR sensor. Theoretical analysis of the sensitivity of the SPR sensors with different ZnO film refractive indices is presented and studied. Both experimental and simulation results show that the Ag/ZnO films exhibit an enhanced SPR over the pure Ag film with a narrower full width at half maximum (FWHM). It shows that the top ZnO layer is effective in enhancing the surface plasmon resonance and thus its sensitivity.     

Simultaneous excitation of cavity resonance and surface plasmon resonance in Ag/Al<Subscript>2</Subscript>O<Subscript>3</Subscript>/Ag layer structure

Simultaneous excitation of cavity resonance (CR) and surface plasmon resonance (SPR) was observed in the angular spectrum by substituting Ag/Al₂O₃/Ag layers for the metal film in a Kretschmann structure. Two reflective valleys, elicited respectively by CR and SPR, appeared at different positions in the angular spectrum. The former is the sum of enhanced transmission of CR and absorption of the metal, expressed in the reflection spectrum and extremely insensitive to the changes of the surface environment (refractive index). The latter behavior is like that when two metal films are stuck together: it has almost the same resonance depth and width, and is extremely sensitive to the changes of the surface environment. Moreover, two SPR peaks could be excited simultaneously at one angle but with different wavelengths in the frequency spectrum, which is not seen in traditional Kretschmann structures.     

超薄Ag膜的椭偏光谱建模及解谱

用直流溅射法制备了6个不同厚度的超薄Ag膜。结合超薄Ag膜的结构特点,采用了Drude模型联合Lorentz Oscillator模型的解谱方法,得到1～6号样品的厚度分别为4.0,6.2,12.5,26.2,30.0和40.6 nm。从拟合结果的消光系数k图谱中发现,在1号到4号样品中分别于430,450,560和570 nm处出现了表面等离子体共振峰(SPR),随膜厚的增加共振峰宽化且峰位红移。最后,利用SPR理论计算出不同厚度Ag薄膜等离子体共振峰出现的位置,并和实验结果进行了比较。     

用扫描近场光学显微镜技术研究金膜表面等离体子共振

表面等离体子波(SPW)可与入射光横磁波极化能量耦合并被共振激发,这种现象被称为表面等离体子共振现象(SPR)。主要利用扫描近场光学显微镜(SNOM)技术和表面等离体子共振现象技术相结合,来研究金膜表面等离体子共振。设计并建立了结构独特的新型Kretschmann型表面等离体子共振现象耦合装置,同时又设计了具有厚度梯度的表面等离体子的制备方法。在此基础上,测量了改变入射角条件下的表面等离体子共振曲线,测得该装置的等离体子共振角灵敏度为1°。并且对金膜表面进行表面等离体子共振条件下的扫描近场光学显微成像。实验结果表明,在共振时金膜表面的扫描成像比不共振时清晰,而且增加了很多细节。应用表面等离体子共振现象技术将可以明显提高扫描近场光学显微镜的信噪比、分辨力等性能。     

The effect of cesium metal clusters on the optical properties of cesium iodide thin films

Cesium metal clusters strongly affect the optical properties of cesium iodide thin films. The metal clusters are formed during film formation by thermal evaporation. The cesium cluster of 30–40 nm in the matrix of cesium iodide insulating thin films results in Surface Plasmon Resonance (SPR). The peak position of these SPR peaks showed a red shift. This was shown to be due to changes in the dielectric constant of CsI resulting from the strains in the films caused by the metal clusters themselves.     

Sensor with increased sensitivity based on enhanced optical transmission in the infrared

Using enhanced optical transmission (EOT) through periodic nanoslits in thin metal films we demonstrate sensing in water with highly enhanced sensitivity in the infrared range for the first time. This is explained as a result of the enhancement in the penetration depth in the analyte thus increasing the interaction volume which in turn increases the sensitivity and allows for sensing of large bio-entities. The penetration depth enhancement in the EOT case is found to be larger than the corresponding enhancement factor in the Kretschmann configuration.     

Effect of intrinsic stress on the optical properties of nanostructured ZnO thin films grown by rf magnetron sputtering

In this paper we report the effect of deposition temperature on the structural and optical properties of ZnO thin films prepared by rf magnetron sputtering. The films grown at lower deposition temperatures were in a state of large compressive stress, whereas the films grown at higher temperature (450 °C) were almost stress free. In the absorption spectra, the ZnO excitonic and the Zn surface plasmon resonance (SPR) peaks have been observed. A redshift in the optical band gap of ZnO films has also been observed with the increase in the deposition temperature. The shift in the band gap calculated from the size effect did not match with the observed shift values and the observed shift has been attributed to the compressive stress present in the films.     

Design of Highly Sensitive Surface Plasmon Resonance Sensors Using Planar Metallic Films Closely Coupled to Nanogratings

We investigate the sensitivity enhancement of surface plasmon resonance （SPR） sensors using planar metallic films closely coupled to nanogratings. The strong coupling between localized surface plasmon resonances （LSPRs） presenting in metallic nanostructures and surface plasmon polaritons （SPPs） propagating at the metallic film surface leads to changes of resonance reflection properties, resulting in enhanced sensitivity of SPR sensors. The effects of thickness of the metallic films, grating period and metal materials on the refractive index sensitivity of the device are investigated. The refractive index sensitivity of nanograting-based SPR sensors is predicted to be about 543 nm/RIU （refractive index unit） using optimized structure parameters. Our study on SPR sensors using planar metallic films closely coupled to nanogratings demonstrates the potential for significant improvement in refractive index sensitivity.     

表面等离子共振金/钯复合膜氢敏传感器

提出了一种新颖的钯(Pd)/金(Au)复合膜表面等离子共振氢敏结构,与单一Pd膜氢敏传感器相比,具有可靠性好、灵敏度高和响应度大等特点。利用表面等离子共振理论建立了Au/Pd复合膜氢敏传感器的数学模型,并对Au/Pd复合膜氢敏传感器的灵敏度进行了数值模拟。数值模拟结果表明:基于Au(2nm)/Pd(20nm)复合膜氢敏传感器所获得的最佳灵敏度比单一Pd(20nm)膜氢敏传感器提高了49 4%。     

Effect of metamaterial layer on optical surface plasmon resonance sensor

In this paper an optical surface plasmon resonance (SPR) sensor with metamaterial for four and five layered structure is studied. The numerical results presented in this paper leads to a significant properties of metamaterials in sensing field. Computed results of SPR sensors using metamaterial are compared with conventional optical SPR sensors for four and five layered structure. It is seen that wider dynamic range or effective range of measurable refractive index increases when metamaterial layer is used. It is also verified that SPR sensor with metamaterial layer can dramatically enhance the resolution and reduce the reflectivity compared with conventional SPR. Validity of the magnetic field results is proved on the basis of smooth match of the fields in the different layers of the proposed optical SPR sensor.     

基于表面等离子体共振原理的空芯光纤传感器

设计了一种基于表面等离子体共振原理,使用空芯光纤作为光波导、外表面镀金属膜的光学材料圆柱体作为探头的新型折射率传感器。通过建立光学模型进行分析,在理论上推导出了这种传感器的传输光谱损耗公式,并针对该传感器在不同的光纤长度、探头材料、检测物质折射率等参数设置下的检测性能进行了分析,获得了各种参数对其性能的影响。由于该传感器可针对不同折射率的检测物质灵活地更换合适探头材料,相对于传统的表面等离子体共振光纤传感器,在易用性和性价比等方面具有更好的应用价值。     

表面等离子共振谱半波全宽的算法探讨

根据金属薄膜复介电常量的性质和衬底对表面等离子波波矢的微扰,对在波长调制下的表面等离子共振传感器输出光谱的半波全宽计算方法进行了探讨。建立了输出光谱的半波全宽与传感器各参量之间关系的数学表达式。将理论研究与实验结果进行对比后发现,两者吻合较好。文中的研究结果可为优化传感器的特性提供理论依据。