L p -theory for second-order elliptic operators with unbounded coefficients

Second-order elliptic operators with unbounded coefficients of the form ${Au := -{\rm div}(a\nabla u) + F . \nabla u + Vu}$ in ${L^{p}(\mathbb{R}^{N}) (N \in \mathbb{N}, 1 < p < \infty)}$ are considered, which are the same as in recent papers Metafune et?al. (Z Anal Anwendungen 24:497–521, 2005), Arendt et?al. (J Operator Theory 55:185–211, 2006; J Math Anal Appl 338: 505–517, 2008) and Metafune et?al. (Forum Math 22:583–601, 2010). A new criterion for the m-accretivity and m-sectoriality of A in ${L^{p}(\mathbb{R}^{N})}$ is presented via a certain identity that behaves like a sesquilinear form over L ^p ×?L ^p'. It partially improves the results in (Metafune et?al. in Z Anal Anwendungen 24:497–521, 2005) and (Metafune et?al. in Forum Math 22:583–601, 2010) with a different approach. The result naturally extends Kato’s criterion in (Kato in Math Stud 55:253–266, 1981) for the nonnegative selfadjointness to the case of p ≠?2. The simplicity is illustrated with the typical example ${Au = -u\hspace{1pt}'' + x^{3}u\hspace{1pt}' + c |x|^{\gamma}u}$ in ${L^p(\mathbb{R})}$ which is dealt with in (Arendt et?al. in J Operator Theory 55:185–211, 2006; Arendt et?al. in J Math Anal Appl 338: 505–517, 2008).     

Some Recent Developments on Hopf��s Holomorphic Form

Hopf??s theorem on surfaces in ${\mathbb{R}^3}$ with constant mean curvature (Hopf in Math Nach 4:232?C249, 1950-51) was a turning point in the study of such surfaces. In recent years, Hopf-type theorems appeared in various ambient spaces, (Abresch and Rosenberg in Acta Math 193:141?C174, 2004 and Abresch and Rosenberg in Mat Contemp Sociedade Bras Mat 28:283-298, 2005). The simplest case is the study of surfaces with parallel mean curvature vector in ${M_k^n \times \mathbb{R}, n \ge 2}$ , where ${M_k^n}$ is a complete, simply-connected Riemannian manifold with constant sectional curvature k ?? 0. The case n?=?2 was solved in Abresch and Rosenberg 2004. Here we describe some new results for arbitrary n.     

Blow up for the critical generalized Korteweg–de Vries equation. I: Dynamics near the soliton

We consider the quintic generalized Korteweg–de Vries equation (gKdV) $$u_t + (u_{xx} + u^5)_x =0,$$ which is a canonical mass critical problem, for initial data in H ¹ close to the soliton. In earlier works on this problem, finite- or infinite-time blow up was proved for non-positive energy solutions, and the solitary wave was shown to be the universal blow-up profile, see [16], [26] and [20]. For well-localized initial data, finite-time blow up with an upper bound on blow-up rate was obtained in [18]. In this paper, we fully revisit the analysis close to the soliton for gKdV in light of the recent progress on the study of critical dispersive blow-up problems (see [31], [39], [32] and [33], for example). For a class of initial data close to the soliton, we prove that three scenarios only can occur: (i) the solution leaves any small neighborhood of the modulated family of solitons in the scale invariant L ² norm; (ii) the solution is global and converges to a soliton as t → ∞; (iii) the solution blows up in finite time T with speed $$\|u_x(t)\|_{L^2} \sim \frac{C(u_0)}{T-t} \quad {\rm as}\, t\to T.$$ Moreover, the regimes (i) and (iii) are stable. We also show that non-positive energy yields blow up in finite time, and obtain the characterization of the solitary wave at the zero-energy level as was done for the mass critical non-linear Schrödinger equation in [31].     

Vector partition functions and generalized dahmen and micchelli spaces

This is the first of a series of papers on partition functions and the index theory of transversally elliptic operators. In this paper we only discuss algebraic and combinatorial issues related to partition functions. The applications to index theory are in [4], while in [5] and [6] we shall investigate the cohomological formulas generated by this theory. Here we introduce a space of functions on a lattice which generalizes the space of quasipolynomials satisfying the difference equations associated to cocircuits of a sequence of vectors X, introduced by Dahmen and Micchelli [8]. This space $ \mathcal{F}(X) $ contains the partition function $ {\mathcal{P}_{(X)}} $ . We prove a “localization formula” for any f in $ \mathcal{F}(X) $ , inspired by Paradan's decomposition formula [12]. In particular, this implies a simple proof that the partition function $ {\mathcal{P}_{(X)}} $ is a quasi-polynomial on the Minkowski differences $ \mathfrak{c} - B(X) $ , where c is a big cell and B(X) is the zonotope generated by the vectors in X, a result due essentially to Dahmen and Micchelli.     

Multiplicity of periodic solutions to symmetric delay differential equations

By applying the method based on the usage of the equivariant gradient degree introduced by G?ba (1997) and the cohomological equivariant Conley index introduced by Izydorek (2001), we establish an abstract result for G-invariant strongly indefinite asymptotically linear functionals showing that the equivariant invariant ${\omega(\nabla \Phi)}$ , expressed as that difference of the G-gradient degrees at infinity and zero, contains rich numerical information indicating the existence of multiple critical points of ${\Phi}$ exhibiting various symmetric properties. The obtained results are applied to investigate an asymptotically linear delay differential equation $$x\prime = - \nabla f \big ({x \big (t - \frac{\pi}{2} \big )} \big ), \quad x \in V \qquad \quad (*)$$ (here ${f : V \rightarrow \mathbb{R}}$ is a continuously differentiable function satisfying additional assumptions) with Γ-symmetries (where Γ is a finite group) using a variational method introduced by Guo and Yu (2005). The equivariant invariant ${\omega(\nabla \Phi) = n_{1}({\bf H}_{1}) + n_{2}({\bf H}_{2}) + \cdots + n_{m}({\bf H}_{m})}$ in the case n _k ≠ 0 (for maximal twisted orbit types (H _k )) guarantees the existence of at least |n _k | different G-orbits of periodic solutions with symmetries at least (H _k). This result generalizes the result by Guo and Yu (2005) obtained in the case without symmetries. The existence of large number of nonconstant periodic solutions for (*) (classified according to their symmetric properties) is established for several groups Γ, with the exact value of ${\omega(\,\nabla \Phi)}$ evaluated.     

A fourier-type transform on translation-invariant valuations on convex sets

Let V be a finite-dimensional real vector space. Let V al ^sm (V) be the space of translation-invariant smooth valuations on convex compact subsets of V. Let Dens(V) be the space of Lebesgue measures on V. The goal of the article is to construct and study an isomorphism $$ \mathbb{F}_V :Val^{sm} (V)\tilde \to Val^{sm} (V^* ) \otimes Dens(V) $$ such that $ \mathbb{F}_V $ commutes with the natural action of the full linear group on both spaces, sends the product on the source (introduced in [5]) to the convolution on the target (introduced in [16]), and satisfies a Planchereltype formula. As an application, a version of the hard Lefschetz theorem for valuations is proved.     

Balanced Metrics and Chow Stability of Projective Bundles over Kähler Manifolds II

In the previous article (Seyyedali, Duke Math. J. 153(3):573–605, 2010), we proved that slope stability of a holomorphic vector bundle E over a polarized manifold (X,L) implies Chow stability of $(\mathbb{P}E^{*},\mathcal{O}_{\mathbb{P}E^{*}}(1)\otimes\pi^{*} L^{k})$ for k?0 if the base manifold has no nontrivial holomorphic vector field and admits a constant scalar curvature metric in the class of 2πc ₁(L). In this article, using asymptotic expansions of the Bergman kernel on Sym ^d E, we generalize the main theorem of Seyyedali (Duke Math. J. 153(3):573–605, 2010) to polarizations $(\mathbb{P}E^{*},\mathcal {O}_{\mathbb{P}E^{*}}(d)\otimes\pi^{*} L^{k})$ for k?0, where d is a positive integer.     

Coning, Symmetry and Spherical Frameworks

In this paper, we combine separate works on (a) the transfer of infinitesimal rigidity results from an Euclidean space to the next higher dimension by coning (Whiteley in Topol. Struct. 8:53?C70, 1983), (b) the further transfer of these results to spherical space via associated rigidity matrices (Saliola and Whiteley in arXiv:0709.3354, 2007), and (c) the prediction of finite motions from symmetric infinitesimal motions at regular points of the symmetry-derived orbit rigidity matrix (Schulze and Whiteley in Discrete Comput. Geom. 46:561?C598, 2011). Each of these techniques is reworked and simplified to apply across several metrics, including the Minkowskian metric $\mathbb{M}^{d}$ and the hyperbolic metric ? ^d . This leads to a set of new results transferring infinitesimal and finite motions associated with corresponding symmetric frameworks among $\mathbb{E}^{d}$ , cones in $\mathbb{E}^{d+1}$ , $\mathbb{S}^{d}$ , $\mathbb{M}^{d}$ , and ? ^d . We also consider the further extensions associated with the other Cayley?CKlein geometries overlaid on the shared underlying projective geometry.     

Two results on arithmetical functions

Generalizing two results of Rieger [8] and Selberg [10] we give asymptotic formulas for sums of type $${\matrix {\sum \limits_{n\leq x}\cr n\equiv l({\rm mod}k)\cr f_{\kappa}(n)\equiv s_{\kappa}({\rm mod}p_{\kappa})\cr (\kappa=1,\dots,r)\cr}}\qquad \chi(n)\qquad {\rm and} {\matrix {\sum \limits_{n\leq x}\cr n\equiv l({\rm mod}k)\cr f_{\kappa}(n)\equiv s_{\kappa}({\rm mod}p_{\kappa})\cr (\kappa=1,\dots,r)\cr}}\qquad \chi(n),$$ where χ is a suitable multiplicative function, f₁,…, f _r are “small” additive, prime-independent arithmetical functions and k, l are coprime. The proofs are based on an analytic method which consists of considering the Dirichlet series generated by $ \chi(n)z_{1}^{f_{1}(n)}\cdot... \cdot z_{r}^{f_{r}(n)},z_{1}\dots z_{r} $ complex.     

An Empirical Process Central Limit Theorem for Multidimensional Dependent Data

Let $(U_{n}(t))_{t\in\mathbb{R}^{d}}$ be the empirical process associated to an ? ^d -valued stationary process (X _i ) _i≥0. In the present paper, we introduce very general conditions for weak convergence of $(U_{n}(t))_{t\in\mathbb{R}^{d}}$ , which only involve properties of processes (f(X _i )) _i≥0 for a restricted class of functions $f\in\mathcal{G}$ . Our results significantly improve those of Dehling et al. (Stoch. Proc. Appl. 119(10):3699–3718, 2009) and Dehling and Durieu (Stoch. Proc. Appl. 121(5):1076–1096, 2011) and provide new applications. The central interest in our approach is that it does not need the indicator functions which define the empirical process $(U_{n}(t))_{t\in\mathbb{R}^{d}}$ to belong to the class  $\mathcal{G}$ . This is particularly useful when dealing with data arising from dynamical systems or functionals of Markov chains. In the proofs we make use of a new application of a chaining argument and generalize ideas first introduced in Dehling et al. (Stoch. Proc. Appl. 119(10):3699–3718, 2009) and Dehling and Durieu (Stoch. Proc. Appl. 121(5):1076–1096, 2011). Finally we will show how our general conditions apply in the case of multiple mixing processes of polynomial decrease and causal functions of independent and identically distributed processes, which could not be treated by the preceding results in Dehling et al. (Stoch. Proc. Appl. 119(10):3699–3718, 2009) and Dehling and Durieu (Stoch. Proc. Appl. 121(5):1076–1096, 2011).     

Quantitative Stratification and the Regularity of Mean Curvature Flow

Let ${\mathcal{M}}$ be a Brakke flow of n-dimensional surfaces in ${\mathbb{R}^N}$ . The singular set ${\mathcal{S} \subset \mathcal{M}}$ has a stratification ${\mathcal{S}^0 \subset \mathcal{S}^1 \subset \cdots \mathcal{S}}$ , where ${X \in \mathcal{S}^j}$ if no tangent flow at X has more than j symmetries. Here, we define quantitative singular strata ${\mathcal{S}^j_{\eta, r}}$ satisfying ${\cup_{\eta>0} \cap_{0<r} \mathcal{S}^j_{\eta, r} = \mathcal{S}^j}$ . Sharpening the known parabolic Hausdorff dimension bound ${{\rm dim} \mathcal{S}^j \leq j}$ , we prove the effective Minkowski estimates that the volume of r-tubular neighborhoods of ${\mathcal{S}^j_{\eta, r}}$ satisfies ${{\rm Vol} (T_r(\mathcal{S}^j_{\eta, r}) \cap B_1) \leq Cr^{N + 2 - j-\varepsilon}}$ . Our primary application of this is to higher regularity of Brakke flows starting at k-convex smooth compact embedded hypersurfaces. To this end, we prove that for the flow of k-convex hypersurfaces, any backwards selfsimilar limit flow with at least k symmetries is in fact a static multiplicity one plane. Then, denoting by ${\mathcal{B}_r \subset \mathcal{M}}$ the set of points with regularity scale less than r, we prove that ${{\rm Vol}(T_r(\mathcal{B}_r)) \leq C r^{n+4-k-\varepsilon}}$ . This gives L ^p -estimates for the second fundamental form for any p < n + 1 ? k. In fact, the estimates are much stronger and give L ^p -estimates for the reciprocal of the regularity scale. These estimates are sharp. The key technique that we develop and apply is a parabolic version of the quantitative stratification method introduced in Cheeger and Naber (Invent. Math., (2)191 2013), 321–339) and Cheeger and Naber (Comm. Pure. Appl. Math, arXiv:1107.3097v1, 2013).     

3-Nets realizing a group in a projective plane

In a projective plane $\mathit{PG}(2,\mathbb{K})$ defined over an algebraically closed field $\mathbb{K}$ of characteristic 0, we give a complete classification of 3-nets realizing a finite group. An infinite family, due to Yuzvinsky (Compos. Math. 140:1614–1624, 2004), arises from plane cubics and comprises 3-nets realizing cyclic and direct products of two cyclic groups. Another known infinite family, due to Pereira and Yuzvinsky (Adv. Math. 219:672–688, 2008), comprises 3-nets realizing dihedral groups. We prove that there is no further infinite family. Urzúa’s 3-nets (Adv. Geom. 10:287–310, 2010) realizing the quaternion group of order 8 are the unique sporadic examples. If p is larger than the order of the group, the above classification holds in characteristic p>0 apart from three possible exceptions $\rm{Alt}_{4}$ , $\rm{Sym}_{4}$ , and $\rm{Alt}_{5}$ . Motivation for the study of finite 3-nets in the complex plane comes from the study of complex line arrangements and from resonance theory; see (Falk and Yuzvinsky in Compos. Math. 143:1069–1088, 2007; Miguel and Buzunáriz in Graphs Comb. 25:469–488, 2009; Pereira and Yuzvinsky in Adv. Math. 219:672–688, 2008; Yuzvinsky in Compos. Math. 140:1614–1624, 2004; Yuzvinsky in Proc. Am. Math. Soc. 137:1641–1648, 2009).     

A new approach to the description of one-parameter groups of formal power series in one indeterminate

The aim of the paper is to describe one-parameter groups of formal power series, that is to find a general form of all homomorphisms \({\Theta_G : G \to \Gamma}\) , \({\Theta_G(t) = \sum_{k=1}^{\infty} c_k(t)X^k}\) , \({c_1 : G \to \mathbb{K} \setminus\{0\}}\) , \({c_k : G \to \mathbb{K}}\) for k ≥ 2, from a commutative group (G, + ) into the group \({(\Gamma, \circ)}\) of invertible formal power series with coefficients in \({\mathbb{K} \in \{\mathbb{R},\mathbb{C}\}}\) . Considering one-parameter groups of formal power series and one-parameter groups of truncated formal power series, we give explicit formulas for the coefficient functions c _k with more details in the case where either c ₁ = 1 or c ₁ takes infinitely many values. Here we give the results much more simply than they were presented in Jab?oński and Reich (Abh. Math. Sem. Univ. Hamburg 75:179–201, 2005; Result Math 47:61–68, 2005; Publ Math Debrecen 73(1–2):25–47, 2008). Also the case im c ₁ = E _m (here E _m stands for the group of all complex roots of order m of 1), not considered in Jab?oński and Reich (Abh. Math. Sem. Univ. Hamburg 75:179–201, 2005; Result Math 47:61–68, 2005; Publ Math Debrecen 73(1–2):25–47, 2008), will be discussed.     

On a certain exponential inequality for Gaussian processes

If X=(X _j ) _j=1 ^m is a zero-mean Gaussian stochastic process and $\sigma _{j}=\left( E{\big[} X_{j}^{2}{\big]} \right) ^{1/2},$ j=1,...,m, Tsirel’son (Theory Probab. Appl., 30, 820–828, 1985) and more explicitly Vitale (Ann. Probab., 24, 2172–2178, 1996 and A log-concavity proof for a Gaussian exponential bound. In: Hill, T.P., Houdré, C. (eds.) Advances in Stochastic Inequalities, Contemporary Mathematics, vol. 234, pp. 209–212. AMS, Providence, RI, 1999) applied results from Brunn–Minkowski theory to show that X satisfies the following inequality: $$ E\left[ \exp \left( \max_{1\leq j\leq m}{\bigg(}X_{j}-\frac{\sigma _{j}^{2}}{2} {\bigg)}\right) \right] \leq \exp \left( E\left[ \max_{1\leq j\leq m}X_{j}\right] \right). $$ In this paper a more general inequality will be derived using a known formula for Gaussian integrals. In particular, it also follows that $$ {\small \ }E\left[ \exp \left( \min_{1\leq j\leq m}{\bigg(}X_{j}-\frac{\sigma _{j}^{2}}{2}{\bigg)}\right) \right] \leq \exp \left( E\left[ \min_{1\leq j\leq m}X_{j}\right] \right) . $$ In the last section of this article the above exponential inequalities are combined with a well known variant of the Slepian lemma to compare certain option prices in the Black–Scholes and Bachelier models.     

A new “dinv” arising from the two part case of the shuffle conjecture

For a symmetric function F, the eigen-operator Δ _F acts on the modified Macdonald basis of the ring of symmetric functions by $\Delta_{F} \tilde{H}_{\mu}= F[B_{\mu}] \tilde{H}_{\mu}$ . In a recent paper (Int. Math. Res. Not. 11:525–560, 2004), J. Haglund showed that the expression $\langle\Delta_{h_{J}} E_{n,k}, e_{n}\rangle$ q,t-enumerates the parking functions whose diagonal word is in the shuffle 12?J∪∪J+1?J+n with k of the cars J+1,…,J+n in the main diagonal including car J+n in the cell (1,1) by t ^area q ^dinv. In view of some recent conjectures of Haglund–Morse–Zabrocki (Can. J. Math., doi:10.4153/CJM-2011-078-4, 2011), it is natural to conjecture that replacing E _n,k by the modified Hall–Littlewood functions $\mathbf{C}_{p_{1}}\mathbf{C}_{p_{2}}\cdots\mathbf{C}_{p_{k}} 1$ would yield a polynomial that enumerates the same collection of parking functions but now restricted by the requirement that the Dyck path supporting the parking function touches the diagonal according to the composition p=(p ₁,p ₂,…,p _k ). We prove this conjecture by deriving a recursion for the polynomial $\langle\Delta_{h_{J}} \mathbf{C}_{p_{1}}\mathbf{C}_{p_{2}}\cdots \mathbf{C}_{p_{k}} 1 , e_{n}\rangle $ , using this recursion to construct a new $\operatorname{dinv}$ statistic (which we denote $\operatorname{ndinv}$ ), then showing that this polynomial enumerates the latter parking functions by $t^{\operatorname{area}} q^{\operatorname{ndinv}}$ .     

Zhelobenko invariants, Bernstein-Gelfand-Gelfand operators and the analogue Kostant Clifford algebra conjecture

Let $ \mathfrak{g} $ be a complex simple Lie algebra and $ \mathfrak{h} $ a Cartan subalgebra. The Clifford algebra C( $ \mathfrak{g} $ ) of g admits a Harish-Chandra map. Kostant conjectured (as communicated to Bazlov in about 1997) that the value of this map on a (suitably chosen) fundamental invariant of degree 2?m?+?1 is just the zero weight vector of the simple (2?m?+?1)-dimensional module of the principal s-triple obtained from the Langlands dual $ {\mathfrak{g}^\vee } $ . Bazlov [1] settled this conjecture positively in type A. The hard part of the Kostant Clifford algebra conjecture is a question concerning the Harish-Chandra map for the enveloping algebra U( $ \mathfrak{g} $ ) composed with evaluation at the half sum ?? of the positive roots. The analogue Kostant conjecture is obtained by replacing the Harish-Chandra map by a ??generalized Harish-Chandra?? map. This map had been studied notably by Zhelobenko [15]. The proof given here involves a symmetric algebra version of the Kostant conjecture, the Zhelobenko invariants in the adjoint case, and, surprisingly, the Bernstein-Gelfand-Gelfand operators introduced in their study [3] of the cohomology of the flag variety.     

L p -theory for second-order elliptic operators with unbounded coefficients in an endpoint class

The m-accretivity and m-sectoriality of the minimal and maximal realizations of second-order elliptic operators of the form ${Au=-{\rm div}(a \nabla u)+F\cdot \nabla u +Vu}$ in ${L^p(\mathbb{R}^N)}$ are shown, where the coefficients a, F and V are unbounded. The result may be regarded as an endpoint assertion of the previous result in Sobajima (J Evol Equ 12:957–971, 2012) and an improvement of that in Metafune et al. (Forum Math 22:583–601, 2010). Moreover, an L ^p -generalization of Kato’s self-adjoint problem in Kato (1981, Appendix 2) is discussed. The proof is based on Sobajima (J Evol Equ 12:957–971, 2012). As examples, the operators ${-\Delta \pm |x|^{\beta-1}x \cdot \nabla +c|x|^{\gamma}}$ are also dealt with, which are mentioned in Metafune et al. (Forum Math 22:583–601, 2010).     

Covering functions by countably many functions from some families

Let $ \mathcal{A} $ be a nonempty family of functions from $ \mathbb{R} $ to $ \mathbb{R} $ . A function $ f:\mathbb{R}\to \mathbb{R} $ is said to be strongly countably $ \mathcal{A} $ -function if there is a sequence (f _n ) of functions from $ \mathcal{A} $ such that $ \mathrm{Gr}(f)\subset {\cup_n}\mathrm{Gr}\left( {{f_n}} \right) $ (Gr(f) denotes the graph of f). If $ \mathcal{A} $ is the family of all continuous functions, the strongly countable $ \mathcal{A} $ -functions are called strongly countably continuous and were investigated in [Z. Grande and A. Fatz-Grupka, On countably continuous functions, Tatra Mt. Math. Publ., 28:57–63, 2004], [G. Horbaczewska, On strongly countably continuous functions, Tatra Mt. Math. Publ., 42:81–86, 2009], and [T.A. Natkaniec, On additive countably continuous functions, Publ. Math., 79(1–2):1–6, 2011]. In this article, we prove that the families $ \mathcal{A}\left( \mathbb{R} \right) $ of all strongly countably $ \mathcal{A} $ -functions are closed with respect to some operations in dependence of analogous properties of the families $ \mathcal{A} $ , and, in particular, we show some properties of strongly countably differentiable functions, strongly countably approximately continuous functions, and strongly countably quasi-continuous functions.     

A note on propositional proof complexity of some Ramsey-type statements

A Ramsey statement denoted ${n \longrightarrow (k)^2_2}$ says that every undirected graph on n vertices contains either a clique or an independent set of size k. Any such valid statement can be encoded into a valid DNF formula RAM(n, k) of size O(n ^k ) and with terms of size ${\left(\begin{smallmatrix}k\\2\end{smallmatrix}\right)}$ . Let r _k be the minimal n for which the statement holds. We prove that RAM(r _k , k) requires exponential size constant depth Frege systems, answering a problem of Krishnamurthy and Moll [15]. As a consequence of Pudlák??s work in bounded arithmetic [19] it is known that there are quasi-polynomial size constant depth Frege proofs of RAM(4 ^k , k), but the proof complexity of these formulas in resolution R or in its extension R(log) is unknown. We define two relativizations of the Ramsey statement that still have quasi-polynomial size constant depth Frege proofs but for which we establish exponential lower bound for R.