A Complete Convergence Theorem for Row Sums from Arrays of Rowwise Independent Random Elements in Rademacher Type p Banach Spaces

We extend in several directions a complete convergence theorem for row sums from an array of rowwise independent random variables obtained by Sung, Volodin, and Hu [8 Sung , S.H. , Volodin , A.I. , and Hu , T.-C. ( 2005 ). More on complete convergence for arrays. Statist. Probab. Lett. 71:303–311.  [Google Scholar]] to an array of rowwise independent random elements taking values in a real separable Rademacher type p Banach space. An example is presented which illustrates that our result extends the Sung, Volodin, and Hu result even for the random variable case.     

Semilocal Convergence of Steffensen-Type Algorithms for Solving Nonlinear Equations

In this article, we provide a semilocal analysis for the Steffensen-type method (STTM) for solving nonlinear equations in a Banach space setting using recurrence relations. Numerical examples to validate our main results are also provided in this study to show that STTM is faster than other methods ([7 I. K. Argyros , J. Ezquerro , J. M. Gutiérrez , M. Hernández , and S. Hilout ( 2011 ). On the semilocal convergence of efficient Chebyshev-Secant-type methods . J. Comput. Appl. Math. 235 : 3195 – 3206 .[Crossref], [Web of Science ®] , [Google Scholar], 13 J. A. Ezquerro and M. A. Hernández ( 2009 ). An optimization of Chebyshev's method . J. Complexity 25 : 343 – 361 .[Crossref], [Web of Science ®] , [Google Scholar]]) using similar convergence conditions.     

Convergence of the Structure Function of a Multifractal Random Walk in a Mixed Asymptotic Setting

Some asymptotic properties of a Brownian motion in multifractal time, also called multifractal random walk, are established. We show the almost sure and L ¹ convergence of its structure function. This is an issue directly connected to the scale invariance and multifractal property of the sample paths. We place ourselves in a mixed asymptotic setting where both the observation length and the sampling frequency may go together to infinity at different rates. The results we obtain are similar to the ones that were given by Ossiander and Waymire [19 Ossiander , M. , and Waymire , E.C. 2000 . Statistical estimation for multiplicative cascades . Ann. Stat. 28 : 1533 – 1560 .[Crossref], [Web of Science ®] , [Google Scholar]] and Bacry et al. [1 Bacry , E. , Gloter , A. , Hoffmann , M. , and Muzy , J.F. Multifractal analysis in a mixed asymptotic framework . Ann. Appl. Prob. (to appear) . [Google Scholar]] in the simpler framework of Mandelbrot cascades.     

Local and Global Existence for an Aggregation Equation

The purpose of this work is to develop a satisfactory existence theory for a general class of aggregation equations. An aggregation equation is a non-linear, non-local partial differential equation that is a regularization of a backward diffusion process. The non-locality arises via convolution with a potential. Depending on how regular the potential is, we prove either local or global existence for the solutions. Aggregation equations have been used recently to model the dynamics of populations in which the individuals attract each other (Bodnar and Velazquez, 2005 Bodnar , M. , Velazquez , J. J. L. ( 2005 ). Derivation of macroscopic equations for individual cell-based models: a formal approach . Math. Methods Appl. Sci. 28 ( 15 ): 1757 – 1779 .[Crossref], [Web of Science ®] , [Google Scholar]; Holm and Putkaradze, 2005 Holm , D. D. , Putkaradze , V. ( 2005 ). Aggregation of finite size particles with variable mobility . Phys. Rev. Lett. 95 : 226106 . [Google Scholar]; Mogilner and Edelstein-Keshet, 1999 Mogilner , A. , Edelstein-Keshet , L. ( 1999 ). A non-local model for a swarm . J. Math. Biol. 38 ( 6 ): 534 – 570 .[Crossref], [Web of Science ®] , [Google Scholar]; Morale et al., 2005 Morale , D. , Capasso , V. , Oelschläger , K. ( 2005 ). An interacting particle system modelling aggregation behavior: from individuals to populations . J. Math. Biol. 50 ( 1 ): 49 – 66 .[Crossref], [PubMed], [Web of Science ®] , [Google Scholar]; Topaz and Bertozzi, 2004 Topaz , C. M. , Bertozzi , A. L. ( 2004 ). Swarming patterns in a two-dimensional kinematic model for biological groups . SIAM J. Appl. Math. 65 ( 1 ): 152 – 174 (electronic) .[Crossref], [Web of Science ®] , [Google Scholar]; Topaz et al., 2006 Topaz , C. M. , Bertozzi , A. L. , Lewis , M. A. ( 2006 ). A nonlocal continuum model for biological aggregation . Bull. Math. Biol. 68 ( 7 ): 1601 – 1623 .[Crossref], [PubMed], [Web of Science ®] , [Google Scholar]).     

Global Existence for a Kinetic Model of Chemotaxis via Dispersion and Strichartz Estimates

We investigate further the existence of solutions to kinetic models of chemotaxis. These are nonlinear transport-scattering equations with a quadratic nonlinearity which have been used to describe the motion of bacteria since the 80's when experimental observations have shown they move by a series of ‘run and tumble’. The existence of solutions has been obtained in several papers Chalub et al. (2004 Chalub , F. A. C. C. , Markowich , P. A. , Perthame , B. , Schmeiser , C. ( 2004 ). Kinetic models for chemotaxis and their drift-diffusion limits . Monatsh. Math. 142 : 123 – 141 .[Crossref], [Web of Science ®] , [Google Scholar]), Hwang et al. (2005a Hwang , H. J. , Kang , K. , Stevens , A. ( 2005a ). Global solutions of nonlinear transport equations for chemosensitive movement . SIAM J. Math. Anal. 36 ( 4 ): 1177 – 1199 . [Google Scholar] b Hwang , H. J. , Kang , K. , Stevens , A. ( 2005b ). Drift-diffusion limits of kinetic models for chemotaxis: a generalization . Discrete Contin. Dyn. Syst. Ser. B 5 ( 2 ): 319 – 334 . [Google Scholar]) using direct and strong dispersive effects.

Here, we use the weak dispersion estimates of Castella and Perthame (1996 Castella , F. , Perthame , B. ( 1996 ). Estimations de Strichartz pour les équations de transport cinétique. [Strichartz’ estimates for kinetic transport equations.] C. R. Acad. Sci. Paris Sér. I 322 ( 6 ): 535 – 540 . [Google Scholar]) to prove global existence in various situations depending on the turning kernel. In the most difficult cases, where both the velocities before and after tumbling appear, with the known methods, only Strichartz estimates can give a result, with a smallness assumption.     

Breadth and characteristic sequence of nilpotent Lie algebras

The notion of breadth of a nilpotent Lie algebra was introduced and used to approach problems of classification up to isomorphism in [5 Khuhirun, B., Misra, K. C., Stitzinger, E. (2015). On nilpotent Lie algebras of small breadth. J. Algebra 444:328–338.[Crossref], [Web of Science ®] , [Google Scholar]]. In the present paper, we study this invariant in terms of characteristic sequence, another invariant, introduced by Goze and Ancochea in [1 Ancochea-Bermúdez, J. M., Goze, M. (1986). Sur la classification des algèbres de Lie nilpotentes de dimension 7. C. R. Acad. Sci. Paris 302:611–613. [Google Scholar]]. This permits to complete the determination of Lie algebras of breadth 2 studied in [5 Khuhirun, B., Misra, K. C., Stitzinger, E. (2015). On nilpotent Lie algebras of small breadth. J. Algebra 444:328–338.[Crossref], [Web of Science ®] , [Google Scholar]] and to begin the work for Lie algebras with breadth greater than 2.     

Non–existence of theta–shaped self–similarly shrinking networks moving by curvature

We prove that there are no networks homeomorphic to the Greek “Theta” letter (a double cell) embedded in the plane with two triple junctions with angles of 120 degrees, such that under the motion by curvature they are self–similarly shrinking.

This fact completes the classification of the self–similarly shrinking networks in the plane with at most two triple junctions, see [5 Chen, X., Guo, J.-S. (2007). Self-similar solutions of a 2-D multiple-phase curvature flow. Phys. D. 229(1):22–34.[Crossref], [Web of Science ®] , [Google Scholar], 10 Hättenschweiler, J. (2007). Mean curvature flow of networks with triple junctions in the plane. Master’s thesis. ETH Zürich. [Google Scholar], 25 Schnürer, O. C., Azouani, A., Georgi, M., Hell, J., Nihar, J., Koeller, A., Marxen, T., Ritthaler, S., Sáez, M., Schulze, F., Smith, B. (2011). Evolution of convex lens–shaped networks under the curve shortening flow. Trans. Am. Math. Soc. 363(5):2265–2294.[Crossref], [Web of Science ®] , [Google Scholar], 2 Baldi, P., Haus, E., Mantegazza, C. (2016). Networks self-similarly moving by curvature with two triple junctions. Networks self-similarly moving by curvature with two triple junctions. 28(2017):323–338. [Google Scholar]].     

Calderón problem for connections

In this paper, we consider the problem of identifying a connection ? on a vector bundle up to gauge equivalence from the Dirichlet-to-Neumann map of the connection Laplacian ?*? over conformally transversally anisotropic (CTA) manifolds. This was proved in [9 Dos Santos Ferreira, D., Kenig, C., Salo, M., Uhlmann, G. (2009). Limiting Carleman weights and anisotropic inverse problems. Invent. Math. 178:119–171.[Crossref], [Web of Science ®] , [Google Scholar]] for line bundles in the case of the transversal manifold being simple—we generalize this result to the case where the transversal manifold only has an injective ray transform. Moreover, the construction of suitable Gaussian beam solutions on vector bundles is given for the case of the connection Laplacian and a potential, following the works of [11 Dos Santos Ferreira, D., Kurylev, Y., Lassas, M., Salo, M. (2016). The Calderón problem in transversally anisotropic geometries. J. Eur. Math. Soc., 18:2579–2626.[Crossref], [Web of Science ®] , [Google Scholar]]. This in turn enables us to construct the Complex Geometrical Optics (CGO) solutions and prove our main uniqueness result. We also reduce the problem to a new non-abelian X-ray transform for the case of simple transversal manifolds and higher rank vector bundles. Finally, we prove the recovery of a flat connection in general from the DN map, up to gauge equivalence, using an argument relating the Cauchy data of the connection Laplacian and the holonomy.     

Splitting of operations for alternative and Malcev structures

In this paper, we define pre-Malcev algebras and alternative quadri-algebras and prove that they generalize pre-Lie algebras and quadri-algebras, respectively, to the alternative setting. We use the results and techniques from [4 Bai, C., Bellier, O., Guo, L., Ni, X. (2013). Splitting of operations, Manin products, and Rota-Baxter operators. Int. Math. Res. Not. 2013(3):485–524. [Google Scholar], 14 Gubarev, V. Y., Kolesnikov, P. S. (2013). Embedding of dendriform algebras into Rota-Baxter algebras. Cent. Eur. J. Math. 11(2):226–245.[Crossref], [Web of Science ®] , [Google Scholar]] to discuss and give explicit computations of different constructions in terms of bimodules, splitting of operations, and Rota–Baxter operators.     

Poisson deleting derivations algorithm and Poisson spectrum

Cauchon [5 Cauchon, G. (2003). Effacement des dérivations et spectres premiers des algèbres quantiques. J. Algebra 260(2):476–518.[Crossref], [Web of Science ®] , [Google Scholar]] introduced the so-called deleting derivations algorithm. This algorithm was first used in noncommutative algebra to prove catenarity in generic quantum matrices, and then to show that torus-invariant primes in these algebras are generated by quantum minors. Since then this algorithm has been used in various contexts. In particular, the matrix version makes a bridge between torus-invariant primes in generic quantum matrices, torus orbits of symplectic leaves in matrix Poisson varieties and totally non-negative cells in totally non-negative matrix varieties [12 Goodearl, K. R., Launois, S., Lenagan, T. (2011). Torus invariant prime ideals in quantum matrices, totally nonnegative cells and symplectic leaves. Math. Z. 269(1):29–45.[Crossref], [Web of Science ®] , [Google Scholar]]. This led to recent progress in the study of totally non-negative matrices such as new recognition tests [18 Launois, S., Lenagan, T. (2014). E?cient recognition of totally non-negative matrix cells. Found. Comput. Math. 14:371–387.[Crossref], [Web of Science ®] , [Google Scholar]]. The aim of this article is to develop a Poisson version of the deleting derivations algorithm to study the Poisson spectra of the members of a class 𝒫 of polynomial Poisson algebras. It has recently been shown that the Poisson Dixmier–Moeglin equivalence does not hold for all polynomial Poisson algebras [2 Bell, J., Launois, S., Sanchez, O. L., Moosa, R. Poisson algebras via model theory and differential-algebraic geometry. J. Eur. Math. Soc. (to appear). [Google Scholar]]. Our algorithm allows us to prove this equivalence for a significant class of Poisson algebras, when the base field is of characteristic zero. Finally, using our deleting derivations algorithm, we compare topologically spectra of quantum matrices with Poisson spectra of matrix Poisson varieties.     

The Method of Alternating Resolvents Revisited

The purpose of this article is to prove a strong convergence result associated with a generalization of the method of alternating resolvents introduced by the authors in convergence of the method of alternating resolvents [4 O. A. Boikanyo and G. Moro?anu ( to appear ). Strong convergence of the method of alternating resolvents . J. Nonlinear Convex Anal.  [Google Scholar]] under minimal assumptions on the control parameters involved. Thus, this article represents a significant improvement of the article mentioned above.     

Generalized Mean Curvature Flow in Carnot Groups

In this paper we study the generalized mean curvature flow of sets in the sub-Riemannian geometry of Carnot groups. We extend to our context the level sets method and the weak (viscosity) solutions introduced in the Euclidean setting in [4 Chen , Y. , Giga , Y. , Goto , S. ( 1991 ). Uniqueness and existence of viscosity solutions of generalized mean curvature flow equations . J. Diff. Geom. 33 : 749 – 786 .[Crossref], [Web of Science ®] , [Google Scholar]] and [12 Evans , L. C. , Spruck , J. ( 1991 ). Motion of level sets by mean curvature. I . J. Diff. Geom. 33 ( 3 ): 635 – 681 . [Google Scholar]]. We establish two special cases of the comparison principle, existence, uniqueness and basic geometric properties of the flow.     

Self-Interacting Markov Chains: Some Asymptotics

Abstract

Guided by the self-interaction mechanisms introduced in Benaim et al. [2 Benaim , M. , Ledoux , M. , and Raimond , O. 2002 . Self-interacting diffusions . Probab. Theory Related Fields 122 : 1 – 41 . [Google Scholar]] and in [5 Del Moral , P. , and Miclo , L. 2006 . Self-interacting Markov chains . Stochastic Anal. Appl. 24 : 615 – 660 .[Taylor & Francis Online], [Web of Science ®] , [Google Scholar]], we present a more general definition of self-interacting Markov chains (SIMCs) (than in Del Moral and Miclo [5 Del Moral , P. , and Miclo , L. 2006 . Self-interacting Markov chains . Stochastic Anal. Appl. 24 : 615 – 660 .[Taylor & Francis Online], [Web of Science ®] , [Google Scholar]] and Benaim et al. [2 Benaim , M. , Ledoux , M. , and Raimond , O. 2002 . Self-interacting diffusions . Probab. Theory Related Fields 122 : 1 – 41 . [Google Scholar]]). We then establish, for particular self-interaction mechanisms, a stability theorem with error estimation, two central limit theorems, two functional central limit theorems, and the large deviation principle.     

Determining an Unbounded Potential from Cauchy Data in Admissible Geometries

In [4 Dos Santos Ferreira , D. , Kenig , C.E. , Salo , M. , Uhlmann , G. ( 2009 ). Limiting Carleman weights and anisotropic inverse problems . Invent. Math. 178 : 119 – 171 .[Crossref], [Web of Science ®] , [Google Scholar]] anisotropic inverse problems were considered in certain admissible geometries, that is, on compact Riemannian manifolds with boundary which are conformally embedded in a product of the Euclidean line and a simple manifold. In particular, it was proved that a bounded smooth potential in a Schrödinger equation was uniquely determined by the Dirichlet-to-Neumann map in dimensions n ≥ 3. In this article we extend this result to the case of unbounded potentials, namely those in L ^n/2. In the process, we derive L ^p Carleman estimates with limiting Carleman weights similar to the Euclidean estimates of Jerison and Kenig [8 Jerison , D. , Kenig , C.E. ( 1985 ). Unique continuation and absence of positive eigenvalues for Schrödinger operators . Ann. Math. 121 : 463 – 494 .[Crossref], [Web of Science ®] , [Google Scholar]] and Kenig et al. [9 Kenig , C.E. , Ruiz , A. , Sogge , C.D. ( 1987 ). Uniform Sobolev inequalities and unique continuation for second order constant coefficient differential operators . Duke Math. J. 55 : 329 – 347 .[Crossref], [Web of Science ®] , [Google Scholar]].     

Scattering Theory Below Energy for a Class of Hartree Type Equations

We prove the global existence and scattering for the Hartree-type equation in H ^s (?³) the low regularity space s < 1. We follow the ideas in Colliander et al. (2004 Colliander , J. , Keel , M. , Staffilani , G. , Takaoka , H. , Tao , T. ( 2004 ). Global existence and scattering for rough solutions of a nonlinear Schrödinger equation on ?³ . Comm. Pure Appl. Math. 57 : 987 – 1014 .[Crossref], [Web of Science ®] , [Google Scholar]) to the Hartree-type nonlinearity, and also develop the theory of the classical multilinear operator modifying the L ^p estimate in Coifman and Meyer (1978 Coifman , R. , Meyer , Y. ( 1978 ). Au delá des opérateurs pseudo-differentiel . Astérisque, Société Mathématique de France 57 . [Google Scholar]).     

Finite Difference Approximations for Stochastic Control Systems with Delay

Abstract

This article considers the computation issues of the infinite dimensional HJB equation arising from the finite horizon optimal control problem of a general system of stochastic functional differential equations with a bounded memory treated in [2 Chang , M.H. , Pang , T. , and Pemy , M. accepted. Optimal control of functional stochastic differential equations with a bounded memory. Stochastics 80 ( 1 ): 69 – 96 . [Google Scholar]]. The finite difference scheme, using the result in [1 Barles , G. , and Souganidis , P.E. 1991 . Convergence of approximative schemes for fully nonlinear second order equations . J. Asymptotic Analysis 4 : 557 – 579 . [Google Scholar]], is obtained to approximate the viscosity solution of the infinite dimensional HJB equation. The convergence of the scheme is proved using the Banach fixed point theorem. The computational algorithm also is provided based on the scheme obtained.     

Extension of Goulden–Jackson cluster method on pattern occurrences in random sequences and comparison with Régnier–Szpankowski method

The Goulden–Jackson cluster method is a powerful method to find generating functions of pattern occurrences in random sequences [1 Goulden, I.P. and Jackson, D.M. 1979. An inversion theorem for cluster decompositions of sequences with distinguished subsequences. Journal of London Mathematical Society, Second Series, 20: 567–576. [Crossref], [Web of Science ®] , [Google Scholar]]. The method is clearly explained, extended and implemented by Noonan and Zeilberger [2 Noonan, J. and Zeilberger, D. 1999. The Goulden-Jackson cluster method: extensions, applications, and implementations. Journal of Difference Equations and Applications, 5: 355–377. [Taylor & Francis Online], [Web of Science ®] , [Google Scholar]]. In this paper, we elaborate on one of the several extensions in [2 Noonan, J. and Zeilberger, D. 1999. The Goulden-Jackson cluster method: extensions, applications, and implementations. Journal of Difference Equations and Applications, 5: 355–377. [Taylor & Francis Online], [Web of Science ®] , [Google Scholar]], namely the extension from symmetrical Bernoulli sequences where the occurrences of each symbol have equal probability, to asymmetrical Bernoulli sequences with different probabilities of symbol generations. An explicit formula is derived for the extension, which is implicitly embedded in the treatment of [2 Noonan, J. and Zeilberger, D. 1999. The Goulden-Jackson cluster method: extensions, applications, and implementations. Journal of Difference Equations and Applications, 5: 355–377. [Taylor & Francis Online], [Web of Science ®] , [Google Scholar]]. The extended result is then compared with the method of Régnier–Szpankowski [3 Régnier, M. and Szpankowski, W. 1997. On the approximate pattern occurrences in a text. Proceedings of the compression and complexity of sequences 1997, : 253–264.  [Google Scholar]], a method which was developed independently to tackle the same problem. By manipulating some matrix inversions, we show that the Régnier–Szpankowski method can be simplified to the extended Goulden–Jackson method.