A gradient theory of single-crystal viscoplasticity that accounts for geometrically necessary dislocations

This study develops a gradient theory of single-crystal plasticity that accounts for geometrically necessary dislocations. The theory is based on classical crystalline kinematics; classical macroforces; microforces for each slip system consistent with a microforce balance; a mechanical version of the second law that includes, via the microforces, work performed during slip; a rate-independent constitutive theory that includes dependences on a tensorial measure of geometrically necessary dislocations. The microforce balances are shown to be equivalent to nonlocal yield conditions for the individual slip systems. The field equations consist of the yield conditions coupled to the standard macroscopic force balance; these are supplemented by classical macroscopic boundary conditions in conjunction with nonstandard boundary conditions associated with slip. As an aid to solution, a weak (virtual power) formulation of the nonlocal yield conditions is derived. To make contact with classical dislocation theory, the microstresses are shown to represent counterparts of the Peach-Koehler force on a single dislocation.     

Higher-order stress and grain size effects due to self-energy of geometrically necessary dislocations

The higher-order stress work-conjugate to slip gradient in single crystals at small strains is derived based on the self-energy of geometrically necessary dislocations (GNDs). It is shown that this higher-order stress changes stepwise as a function of in-plane slip gradient and therefore significantly influences the onset of initial yielding in polycrystals. The higher-order stress based on the self-energy of GNDs is then incorporated into the strain gradient plasticity theory of Gurtin [2002. A gradient theory of single-crystal viscoplasticity that accounts for geometrically necessary dislocations. J. Mech. Phys. Solids 50, 5-32] and applied to single-slip-oriented 2D and 3D model crystal grains of size D. It is thus found that the self-energy of GNDs gives a D^-1-dependent term for the averaged resolved shear stress in such a model grain under yielding. Using published experimental data for several polycrystalline metals, it is demonstrated that the D^-1-dependent term successfully explains the grain size dependence of initial yield stress and the dislocation cell size dependence of flow stress in the submicron to several-micron range of grain and cell sizes.     

Grain boundary interface mechanics in strain gradient crystal plasticity

Interactions between dislocations and grain boundaries play an important role in the plastic deformation of polycrystalline metals. Capturing accurately the behaviour of these internal interfaces is particularly important for applications where the relative grain boundary fraction is significant, such as ultra fine-grained metals, thin films and micro-devices. Incorporating these micro-scale interactions (which are sensitive to a number of dislocation, interface and crystallographic parameters) within a macro-scale crystal plasticity model poses a challenge. The innovative features in the present paper include (i) the formulation of a thermodynamically consistent grain boundary interface model within a microstructurally motivated strain gradient crystal plasticity framework, (ii) the presence of intra-grain slip system coupling through a microstructurally derived internal stress, (iii) the incorporation of inter-grain slip system coupling via an interface energy accounting for both the magnitude and direction of contributions to the residual defect from all slip systems in the two neighbouring grains, and (iv) the numerical implementation of the grain boundary model to directly investigate the influence of the interface constitutive parameters on plastic deformation. The model problem of a bicrystal deforming in plane strain is analysed. The influence of dissipative and energetic interface hardening, grain misorientation, asymmetry in the grain orientations and the grain size are systematically investigated. In each case, the crystal response is compared with reference calculations with grain boundaries that are either ‘microhard’ (impenetrable to dislocations) or ‘microfree’ (an infinite dislocation sink).     

Distribution based model for the grain boundaries in polycrystalline plasticity

This contribution focuses on the development of constitutive models for the grain boundary region between two crystals, relying on the dislocation based polycrystalline model documented in (Evers, L.P., Parks, D.M., Brekelmans, W.A.M., Geers, M.G.D., 2002. Crystal plasticity model with enhanced hardening by geometrically necessary dislocation accumulation. J. Mech. Phys. Solids 50, 2403–2424; Evers, L.P., Brekelmans, W.A.M., Geers, M.G.D., 2004a. Non-local crystal plasticity model with intrinsic SSD and GND effects. J. Mech. Phys. Solids 52, 2379–2401; Evers, L.P., Brekelmans, W.A.M., Geers, M.G.D., 2004b. Scale dependent crystal plasticity framework with dislocation density and grain boundary effects. Int. J. Solids Struct. 41, 5209–5230). The grain boundary is first viewed as a geometrical surface endowed with its own fields, which are treated here as distributions from a mathematical point of view. Regular and singular dislocation tensors are introduced, defining the grain equilibrium, both in the grain core and at the boundary of both grains. Balance equations for the grain core and grain boundary are derived, that involve the dislocation density distribution tensor, in both its regular and singular contributions. The driving force for the motion of the geometrically necessary dislocations is identified from the pull-back to the lattice configuration of the quasi-static balance of momentum, that reveals the duality between the stress and the curl of the elastic gradient. Criteria that govern the flow of mobile geometrically necessary dislocations (GNDs) through the grain boundary are next elaborated on these bases. Specifically, the sign of the projection of a lattice microtraction on the glide velocity defines a necessary condition for the transmission of incoming GNDs, thereby rendering the set of active slip systems for the glide of outgoing dislocations. Viewing the grain boundary as adjacent bands in each grain with a constant GND density in each, the driving force for the grain boundary slip is further expressed in terms of the GND densities and the differently oriented slip systems in each grain. A semi-analytical solution is developed in the case of symmetrical slip in a bicrystal under plane strain conditions. It is shown that the transmission of plastic slip occurs when the angle made by the slip direction relative to the grain boundary normal is less than a critical value, depending on the ratio of the GND densities and the orientation of the transmitted dislocations.     

Non-local crystal plasticity model with intrinsic SSD and GND effects

A strain gradient-dependent crystal plasticity approach is presented to model the constitutive behaviour of polycrystal FCC metals under large plastic deformation. In order to be capable of predicting scale dependence, the heterogeneous deformation-induced evolution and distribution of geometrically necessary dislocations (GNDs) are incorporated into the phenomenological continuum theory of crystal plasticity. Consequently, the resulting boundary value problem accommodates, in addition to the ordinary stress equilibrium condition, a condition which sets the additional nodal degrees of freedom, the edge and screw GND densities, proportional (in a weak sense) to the gradients of crystalline slip. Next to this direct coupling between microstructural dislocation evolutions and macroscopic gradients of plastic slip, another characteristic of the presented crystal plasticity model is the incorporation of the GND-effect, which leads to an essentially different constitutive behaviour than the statistically stored dislocation (SSD) densities. The GNDs, by their geometrical nature of locally similar signs, are expected to influence the plastic flow through a non-local back-stress measure, counteracting the resolved shear stress on the slip systems in the undeformed situation and providing a kinematic hardening contribution. Furthermore, the interactions between both SSD and GND densities are subject to the formation of slip system obstacle densities and accompanying hardening, accountable for slip resistance. As an example problem and without loss of generality, the model is applied to predict the formation of boundary layers and the accompanying size effect of a constrained strip under simple shear deformation, for symmetric double-slip conditions.     

Bauschinger and size effects in thin-film plasticity due to defect-energy of geometrical necessary dislocations

The Bauschinger and size effects in the thinfilm plasticity theory arising from the defect-energy of geometrically necessary dislocations (GNDs) are analytically investigated in this paper. Firstly, this defect-energy is deduced based on the elastic interactions of coupling dislocations (or pile-ups) moving on the closed neighboring slip plane. This energy is a quadratic function of the GNDs density, and includes an elastic interaction coefficient and an energetic length scale L. By incorporating it into the work- conjugate strain gradient plasticity theory of Gurtin, an energetic stress associated with this defect energy is obtained, which just plays the role of back stress in the kinematic hardening model. Then this back-stress hardening model is used to investigate the Bauschinger and size effects in the tension problem of single crystal Al films with passivation layers. The tension stress in the film shows a reverse dependence on the film thickness h. By comparing it with discrete-dislocation simulation results, the length scale L is determined, which is just several slip plane spacing, and accords well with our physical interpretation for the defect- energy. The Bauschinger effect after unloading is analyzed by combining this back-stress hardening model with a friction model. The effects of film thickness and pre-strain on the reversed plastic strain after unloading are quantified and qualitatively compared with experiment results.     

Yield stress strengthening in ultrafine-grained metals: A two-dimensional simulation of dislocation dynamics

The effect of grain size on the tensile plastic deformation of ultrafine-grained copper polycrystals is investigated using a two-dimensional simulation of dislocation dynamics. Emphasis is put on the elementary mechanisms governing the yield stress in multislip conditions. Whatever the grain size, the yield stress is found to follow a Hall-Petch law. However, the elementary mechanism controlling slip transmission through the grain boundaries at yield is observed to change with the grain size. For the larger grain sizes, the stress concentrations due to dislocations piled-up at grain boundaries are responsible for the activation of plastic activity in the poorly stressed grains. For the smaller grain sizes, the pile-ups contain less dislocations and are less numerous, but the strain incompatibilities between grains become significant. They induce high internal stresses and favor multislip conditions in all grains. Based on these results, simple interpretations are proposed for the strengthening of the yield stress in ultrafine grained metals.     

Compliant interfaces: A mechanism for relaxation of dislocation pile-ups in a sheared single crystal

Discrete dislocation plasticity models and strain-gradient plasticity theories are used to investigate the role of interfaces in the elastic–plastic response of a sheared single crystal. The upper and lower faces of a single crystal are bonded to rigid adherends via interfaces of finite thickness. The sandwich system is subjected to simple shear, and the effect of thickness of crystal layer and of interfaces upon the overall response are explored. When the interface has a modulus less than that of the bulk material, both the predicted plastic size effect and the Bauschinger effect are considerably reduced. This is due to the relaxation of the dislocation stress field by the relatively compliant surface layer. On the other hand, when the interface has a modulus equal to that of the bulk material a strong size effect in hardening as well as a significant reverse plasticity are observed in small specimens. These effects are attributed to the energy stored in the elastic fields of the geometrically necessary dislocations (GNDs).     

A theory of grain boundaries that accounts automatically for grain misorientation and grain-boundary orientation

This work is an attempt to answer the question:

Is there a physically natural method of characterizing the possible interactions between the slip systems of two grains that meet at a grain boundary—a method that could form the basis for the formulation of grain-boundary conditions?

Here we give a positive answer to this question based on the notion of a Burgers vector as described by a tensor field G on the grain boundary [Gurtin, M.E., Needleman, A., 2005. Boundary conditions in small-deformation single-crystal plasticity that account for the Burgers vector. J. Mech. Phys. Solids 53, 1-31]. We show that the magnitude of G can be expressed in terms of two types of moduli: inter-grain moduli that characterize slip-system interactions between the two grains; intra-grain moduli that for each grain characterize interactions between any two slip systems of that grain.We base the theory on microscopic force balances derived using the principle of virtual power, a version of the second law in the form of a free-energy imbalance, and thermodynamically compatible constitutive relations dependent on G and its rate. The resulting microscopic force balances represent flow rules for the grain boundary; and what is most important, these flow rules account automatically—via the intra- and inter-grain moduli—for the relative misorientation of the grains and the orientation of the grain boundary relative to those grains.     

A finite-deformation,gradient theory of single-crystal plasticity with free energy dependent on the accumulation of geometrically necessary dislocations

This paper develops a gradient theory of single-crystal plasticity based on a system of microscopic force balances, one balance for each slip system, derived from the principle of virtual power, and a mechanical version of the second law that includes, via the microscopic forces, work performed during plastic flow. When combined with thermodynamically consistent constitutive relations the microscopic force balances become nonlocal flow rules for the individual slip systems in the form of partial differential equations requiring boundary conditions. Central ingredients in the theory are geometrically necessary edge and screw dislocations together with a free energy that accounts for work hardening through a dependence on the accumulation of geometrically necessary dislocations.     

A crystal plasticity theory for latent hardening by glide twinning through dislocation transmutation and twin accommodation effects

Imagine a residual glide twin interface advancing in a grain under the action of a monotonic stress. Close to the grain boundary, the shape change caused by the twin is partly accommodated by kinks and partly by slip emissions in the parent; the process is known as accommodation effects. When reached by the twin interface, slip dislocations in the parent undergo twinning shear. The twinning shear extracts from the parent dislocation a twinning disconnection, and thereby releases a transmuted dislocation in the twin. Transmutation populates the twin with dislocations of diverse modes. If the twin deforms by double twinning, double-transmutation occurs even if the twin retwins by the same mode or detwins by a stress reversal. If the twin deforms only by slip, transmutation is single. Whether single or double, dislocation transmutation is irreversible. The multiplicity of dislocation modes increases upon strain, since the twin finds more dislocations to transmute upon further slip of the parent and further growth of the twin. Thus, the process induces an increasing latent hardening rate in the twin. Under profuse twinning conditions, typical of double-lattice structures, this rate-increasing latent hardening combined with crystal rotation to hard orientations by twinning is consistent with a regime of increasing hardening rate, known as Regime II or Regime B. In this paper, we formulate governing equation of the above transmutation and accommodation effects in a crystal plasticity framework. We use the dislocation density based model originally proposed by Beyerlein and Tomé (2008) to derive the effect of latent hardening in a transmuting twin. The theory is expected to contribute to surmounting the difficulty that current models have to simultaneously predict under profuse twinning, the stress-strain curves, intermediate deformation textures, and intermediate twin volume fractions.     

A mathematical basis for strain-gradient plasticity theory—Part I: Scalar plastic multiplier

Strain-gradient plasticity theories are reviewed in which some measure of the plastic strain rate is treated as an independent kinematic variable. Dislocation arguments are invoked in order to provide a physical basis for the hardening at interfaces. A phenomenological, flow theory version of gradient plasticity is constructed in which stress measures, work-conjugate to plastic strain and its gradient, satisfy a yield condition. Plastic work is also done at internal interfaces and a yield surface is postulated for the work-conjugate stress quantities at the interface. Thereby, the theory has the potential to account for grain size effects in polycrystals. Both the bulk and interfacial stresses are taken to be dissipative in nature and due attention is paid to ensure that positive plastic work is done. It is shown that the mathematical structure of the elasto-plastic strain-gradient theory has similarities to conventional rigid-plasticity theory. Uniqueness and extremum principles are constructed for the solution of boundary value problems.     

A homogenization theory of strain gradient single crystal plasticity and its finite element discretization

In this study, a homogenization theory based on the Gurtin strain gradient formulation and its finite element discretization are developed for investigating the size effects on macroscopic responses of periodic materials. To derive the homogenization equations consisting of the relation of macroscopic stress, the weak form of stress balance, and the weak form of microforce balance, the Y-periodicity is used as additional, as well as standard, boundary conditions at the boundary of a unit cell. Then, by applying a tangent modulus method, a set of finite element equations is obtained from the homogenization equations. The computational stability and efficiency of this finite element discretization are verified by analyzing a model composite. Furthermore, a model polycrystal is analyzed for investigating the grain size dependence of polycrystal plasticity. In this analysis, the micro-clamped, micro-free, and defect-free conditions are considered as the additional boundary conditions at grain boundaries, and their effects are discussed.     

A gradient theory of small-deformation, single-crystal plasticity that accounts for GND-induced interactions between slip systems

This paper develops a gradient theory of single-crystal plasticity based on a system of microscopic force balances, one balance for each slip system, derived from the principle of virtual power, and a mechanical version of the second law that includes, via the microscopic forces, work performed during plastic flow. When combined with thermodynamically consistent constitutive relations the microscopic force balances become nonlocal flow rules for the individual slip systems in the form of partial differential equations requiring boundary conditions. Central ingredients in the theory are densities of (geometrically necessary) edge and screw dislocations, densities that describe the accumulation of dislocations, and densities that characterize forest hardening. The form of the forest densities is based on an explicit kinematical expression for the normal Burgers vector on a slip plane.     

Role of grain boundary energetics on the maximum strength of nanocrystalline Nickel

Numerical simulations are used to investigate the competing grain boundary and dislocation mediated deformation mechanisms in nanocrystalline Ni with grain sizes in the range 4-32 nm. We present a 3D phase field model that tracks the evolution of individual dislocations and grain boundaries. Our model shows that the transition from Hall-Petch to inverse Hall-Petch as the grain size is reduced cannot be characterized only by the grain size, but it is also affected by the grain boundary energetics. We find that the grain size corresponding to the maximum yield stress (the transition from Hall-Petch strengthening with decreasing grain size to inverse Hall-Petch) decreases with increasing grain boundary energy. Interestingly, we find that for grain boundaries with high cohesive energy the Hall-Petch maximum is not observed for grains in the range 4-32 nm.     

On dislocation models of grain boundaries

Dislocation models of grain boundaries was suggested by Bragg (Proc Phys Soc 52:54–55, 1940) and Burgers (Proc Phys Soc 52:23–33, 1940). The first quantitative study of these models was given by Read and Shockley (Phys Rev 78(3):275–289, 1950). They obtained a formula for the dependence of the grain boundary energy on the misorientation of the neighboring grains, which became a cornerstone of the grain boundary theory. The Read–Shockley formula was based on a proposition that the grain boundary energy is the sum of energies of the two sets of dislocations that come from the two neighboring grains. This proposition was proved under an assumption on a quite special geometry of the slip planes. This paper aims to show that the assumption is not necessary and the proposition holds for arbitrary geometry of slip planes. Another goal of this paper is to provide all basic formulas of the theory: though the dislocation model of grain boundaries is considered in all treatises on dislocation theory, a complete analysis, including the relations for lattice rotations and displacements, has not been given. This analysis shows, in particular, that continuum theory does not yield the proper relations for the lattice misorientations, and these relations must be introduced by an independent ansatz.     

Lengthscale-dependent,elastically anisotropic,physically-based hcp crystal plasticity: Application to cold-dwell fatigue in Ti alloys

A crystal plasticity model for hcp materials is presented which is based on dislocation glide and pinning. Slip is assumed to occur on basal and prismatic systems, and dislocation pinning through the generation of geometrically necessary dislocations (GNDs). Elastic anisotropy and, through the coupling of GNDs with slip rate, physically-based lengthscale effects are included.     

A one-dimensional theory of strain-gradient plasticity: Formulation, analysis, numerical results

This study develops a one-dimensional theory of strain-gradient plasticity based on: (i) a system of microstresses consistent with a microforce balance; (ii) a mechanical version of the second law that includes, via microstresses, work performed during viscoplastic flow; (iii) a constitutive theory that allows

•

the free-energy to depend on the gradient of the plastic strain, and

•

the microstresses to depend on the gradient of the plastic strain-rate.

The constitutive equations, whose rate-dependence is of power-law form, are endowed with energetic and dissipative gradient length-scales L and l, respectively, and allow for a gradient-dependent generalization of standard internal-variable hardening. The microforce balance when augmented by the constitutive relations for the microstresses results in a nonlocal flow rule in the form of a partial differential equation for the plastic strain. Typical macroscopic boundary conditions are supplemented by nonstandard microscopic boundary conditions associated with flow, and properties of the resulting boundary-value problem are studied both analytically and numerically. The resulting solutions are shown to exhibit three distinct physical phenomena:

(i)

standard (isotropic) internal-variable hardening;

(ii)

energetic hardening, with concomitant back stress, associated with plastic-strain gradients and resulting in boundary layer effects;

(iii)

dissipative strengthening associated with plastic strain-rate gradients and resulting in a size-dependent increase in yield strength.