Projection Methods for Discrete Schrodinger Operators

Let H be the discrete Schrödinger operator acting on l² Z⁺, where the potential v is real-valued and v(n) 0 as n . Let P be the orthogonal projection onto a closedlinear subspace l² Z⁺). In a recent paper E. B. Davies definesthe second order spectrum Spec₂(H, ) of H relative to as theset of z C such that the restriction to of the operator P(H- z)²P is not invertible within the space . The purpose of thisarticle is to investigate properties of Spec₂(H, ) when islarge but finite dimensional. We explore in particular the connectionbetween this set and the spectrum of H. Our main result providessharp bounds in terms of the potential v for the asymptoticbehaviour of Spec₂(H, ) as increases towards l² Z⁺). 2000 MathematicsSubject Classification 47B36 (primary), 47B39, 81-08 (secondary).     

Grothendieck's Inequalities for Real and Complex JBW*-Triples

We prove that, if and >0, if V and W are complex JBW*-triples (with preduals V_* andW_*, respectively), and if U is a separately weak*-continuousbilinear form on V x W, then there exist norm-one functionals₁, ₂ V_* and ₁, ₂ W_* satisfying for all (x, y) V x W. Here, for a norm-one functional on acomplex JB*-triple V, |·| stands for the prehilbertianseminorm on V associated to given by for all x W, where z V^** satisfies z = |z| =1. We arrive at this form of ‘Grothendieck's inequality’through results of C.-H. Chu, B. Iochum, and G. Loupias, andan amended version of the ‘little Grothendieck's inequality’for complex JB*-triples due to T. Barton and Y. Friedman. Wealso obtain extensions of these results to the setting of realJB*-triples. 2000 Mathematical Subject Classification: 17C65,46K70, 46L05, 46L10, 46L70.     

On the Fredholm Alternative for the p-Laplacian in One Dimension

We investigate the existence of a weak solution u to the quasilineartwo-point boundary value problem We assume that 1 < p < p ¬ = 2, 0 < a < , andthat f L¹(0,a) is a given function. The number _k stands forthe k-th eigenvalue of the one-dimensional p-Laplacian. Let_{p p} x/a) denote the eigenfunction associated with ₁; then _p(k_p x/a) is the eigenfunction associated with _k. We show the existenceof solutions to (P) in the following cases. (i) When k=1 and f satisfies the orthogonality condition the set of solutions is bounded. (ii) If k=1 and f_t L¹(0,a) is a continuous family parametrizedby t [0,1], with then there exists some t^* [0,1] such that (P) has a solutionfor f = f_t^*. Moreover, an appropriate choice of t_* yields asolution u with an arbitrarily large L¹(0,a)-norm which meansthat such f cannot be orthogonal to _pp x/a. (iii) When k 2 and f satisfies a set of orthogonality conditionsto _p(k p x/a) on the subintervals , again, the set of solutions is bounded. is a continuous family satisfying either or another related condition, then there exists some t^* [0,1]such that (P) has a solution for f = f_t*. Prüfer's transformation plays the key role in our proofs.2000 Mathematical Subject Classification: primary 34B16, 47J10;secondary 34L40, 47H30.     

Ideal Spaces of Banach Algebras

The ideal space Id(A) of a Banach algebra A is studied as abitopological space Id(A), _u, _n, where _u is the weakest topologyfor which all the norm functions I || a + I|| (with a A andI Id(A)) are upper semi-continuous, and _n is the de Groot dualof _u. When A is separable, _nu is either a compact, metrizabletopology, or it is neither Hausdorff nor first countable. TAF-algebrasare shown to exhibit the first type of behaviour. Applicationsto Banach bundles (which motivate the study), and to PI-Banachalgebras, are given. 1991 Mathematics Subject Classification:46H10, 46J20.     

Global Branch of Solutions for Non-Linear Schrodinger Equations with Deepening Potential Well

We consider the stationary non-linear Schrödinger equation where > 0 and the functionsf and g are such that and for some bounded open set R^N. We use topological methods to establish the existenceof two connected sets D^± of positive/negative solutionsin R x W², ^p R^N where that cover the interval (, ()) in the sense that and furthermore, The number () is characterized as the unique value of in theinterval (, ) for which the asymptotic linearization has a positiveeigenfunction. Our work uses a degree for Fredholm maps of indexzero. 2000 Mathematics Subject Classification 35J60, 35B32,58J55.     

Almost Everywhere Convergence of Bochner-Riesz Means On The Heisenberg Group and Fractional Integration On The Dual

Let L denote the sub-Laplacian on the Heisenberg group H_n and the corresponding Bochner-Riesz operator. Let Q denote the homogeneous dimension and D the Euclideandimension of H_n. We prove convergence a.e. of the Bochner-Rieszmeans as r 0 for > 0and for all f L^p(H_n), provided that . Our proof is based on explicit formulas for the operators with a C, defined on the dual ofH_n by , which may be of independent interest. Here is given by for all (z,u) H_n. 2000 Mathematical Subject Classification: 22E30, 43A80.     

Bifurcations of Periodic Points of Holomorphic Maps From C2 into C2

Let F:Cⁿ Cⁿ be a holomorphic map, F^k be the kth iterate ofF, and p Cⁿ be a periodic point of F of period k. That is,F^k(p) = p, but for any positive integer j with j < k, F^j(p) p. If p is hyperbolic, namely if DF^k(p) has no eigenvalue ofmodulus 1, then it is well known that the dynamical behaviourof F is stable near the periodic orbit = {p, F(p),..., F^k–1(p)}.But if is not hyperbolic, the dynamical behaviour of F near may be very complicated and unstable. In this case, a veryinteresting bifurcational phenomenon may occur even though may be the only periodic orbit in some neighbourhood of : forgiven M N\{1}, there may exist a C^r-arc {F_t: t [0,1]} (wherer N or r = ) in the space H(Cⁿ) of holomorphic maps from Cⁿinto Cⁿ, such that F₀ = F and, for t (0,1], F_t has an Mk-periodicorbit _t with as t 0. Theperiod thus increases by a factor M under a C^r-small perturbation!If such an F_t does exist, then , as well as p, is said to beM-tupling bifurcational. This definition is independent of r. For the above F, there may exist a C^r-arc in H(Cⁿ), with t [0,1], such that and, for t (0,1], has two distinct k-periodic orbits _t,1 and _t,2 with d(_t,i, ) 0 as t 0 for i = 1,2. If such an does exist, then , as well as p, is said to be 1-tupling bifurcational. In recent decades, there have been many papers and remarkableresults which deal with period doubling bifurcations of periodicorbits of parametrized maps. L. Block and D. Hart pointed outthat period M-tupling bifurcations cannot occur for M >2 in the 1-dimensional case. There are examples showing thatfor any M N, period M-tupling bifurcations can occur in higher-dimensionalcases. An M-tupling bifurcational periodic orbit as defined here actsas a critical orbit which leads to period M-tupling bifurcationsin some parametrized maps. The main result of this paper isthe following. Theorem. Let k N and M N, and let F: C² C² be a holomorphicmap with k-periodic point p. Then p is M-tupling bifurcationalif and only if DF^k(p) has a non-zero periodic point of periodM. 1991 Mathematics Subject Classification: 32H50, 58F14.     

Higher correlations of divisor sums related to primes II: variations of the error term in the prime number theorem

We calculate the triple correlations for the truncated divisorsum _R(n). The _R(n) behave over certain averages just as theprime counting von Mangoldt function (n) does or is conjecturedto do. We also calculate the mixed (with a factor of (n)) correlations.The results for the moments up to the third degree, and thereforethe implications for the distribution of primes in short intervals,are the same as those we obtained (in the first paper with thistitle) by using the simpler approximation _R(n). However, when_R(n) is used, the error in the singular series approximationis often much smaller than what _R(n) allows. Assuming the GeneralizedRiemann Hypothesis (GRH) for Dirichlet L-functions, we obtainan _±-result for the variation of the error term in theprime number theorem. Formerly, our knowledge under GRH wasrestricted to -results for the absolute value of this variation.An important ingredient in the last part of this work is a recentresult due to Montgomery and Soundararajan which makes it possiblefor us to dispense with a large error term in the evaluationof a certain singular series average. We believe that our resultson the sums _R(n) and _R(n) can be employed in diverse problemsconcerning primes.     

On the laplace equation with non-linear dynamical boundary conditions

The main part of the paper deals with local existence and globalexistence versus blow-up for solutions of the Laplace equationin bounded domains with a non-linear dynamical boundary condition.More precisely, we study the problem consisting in: (1) theLaplace equation in (0, ) x ; (2) a homogeneous Dirichlet condition(0, ) x ₀; (3) the dynamical boundary condition ; (4) the initial condition u(0, x) = u₀ (x) on . Here is a regular and bounded domain in Rⁿ, with n 1, and₀ and ₁ endow a measurable partition of . Moreover, m>1,2 p < r, where r = 2 (n – 1) / (n – 2) whenn 3, r = when n = 1,2, and u₀ H^1/2 , u₀ = 0 on ₀. The final part of the paper deals with a refinement of a globalnon-existence result by Levine, Park and Serrin, which is appliedto the previous problem. 2000 Mathematics Subject Classification35K55 (primary), 35K90, 35K77 (secondary).     

Weyl-Titchmarsh M-Function Asymptotics for Matrix-valued Schrodinger Operators

We explicitly determine the high-energy asymptotics for Weyl–Titchmarshmatrices corresponding to matrix-valued Schrödinger operatorsassociated with general self-adjoint m x m matrix potentials, where m N. More precisely,assume that for some N N and x₀R, for all c>x₀, and that x x₀ is a right Lebesgue point ofQ^(N–1). In addition, denote by I_m the mxm identity matrixand by C the open sector in thecomplex plane with vertex atzero, symmetry axis along the positive imaginary axis, and openingangle , with 0 < < . Then we prove the following asymptoticexpansion for any point M_+(z,x) of the unique limit point ora point of the limit disk associated with the differential expression in and a Dirichlet boundary condition at x=x₀: The expansion is uniform with respect to arg(z)for |z| in C and uniform in x as long as x varies in compactsubsets of R intersected with the right Lebesgue set of Q^(N–1).Moreover, the m x m expansion coefficients m_+,k(x) can be computedrecursively. Analogous results hold for matrix-valued Schrödinger operatorson the real line. 2000 Mathematics Subject Classification: 34E05,34B20, 34L40, 34A55.     

Bounding the number of stable homotopy types of a parametrized family of semi-algebraic sets defined by quadratic inequalities

We prove a nearly optimal bound on the number of stable homotopytypes occurring in a k-parameter semi-algebraic family of setsin R, each defined in terms of m quadratic inequalities. Ourbound is exponential in k and m, but polynomial in . More precisely,we prove the following. Let R be a real closed field and let = {P₁, ... , P_m} R[Y₁, ... ,Y,X₁, ... ,X_k], with deg_Y(P_i) 2, deg_X(P_i) d, 1 i m. Let S R^+k be a semi-algebraic set,defined by a Boolean formula without negations, with atoms ofthe form P 0, P 0, P . Let : R^+k R^k be the projection onthe last k coordinates. Then the number of stable homotopy typesamongst the fibers S_x = ^–1(x) S is bounded by (2^mkd)^O(mk).     

Algebraic K-Theory In Low Degree and The Novikov Assembly Map

We prove that the Novikov assembly map for a group factorizes,in ‘low homological degree’, through the algebraicK-theory of its integral group ring. In homological degree 2,this answers a question posed by N. Higson and P. Julg. As adirect application, we prove that if is torsion-free and satisfiesthe Baum-Connes conjecture, then the homology group H₁(; Z)injects in and in , for any ring A such that . If moreover B is of dimension lessthan or equal to 4, then we show that H₂(; Z) injects in and in , where A is as before, and ₂ is generated by the Steinberg symbols{,}, for . 2000 Mathematical Subject Classification: primary 19D55, 19Kxx,58J22; secondary: 19Cxx, 19D45, 43A20, 46L85.     

Chaotic Expansion of Elements of the Universal Enveloping Algebra of a Lie Algebra Associated with a Quantum Stochastic Calculus

The functional Ito formula, in the form df() = f( + d ) –f(),is formulated and proved in the context of a Lie algebra L associatedwith a quantum (non-commutative) stochastic calculus. Here fis an element of the universal enveloping algebra U of L, andf() + d() – f() is given a meaning using the coproductstructure of U even though the individual terms of this expressionhave no meaning. The Ito formula is equivalent to a chaoticexpansion formula for f() which is found explicitly. 1991 MathematicsSubject Classification: primary 81S25; secondary 60H05; tertiary18B25.     

Faithful Representations of Free Products

In 1940 Nisnevi published the following theorem [3]. Let (G) be a family of groups indexed by some set and (F) a family of fields of the same characteristic p0. Iffor each the group G has a faithful representation of degreen over F then the free product* G has a faithful representationof degree n+1 over some field of characteristic p. In [6] Wehrfritzextended this idea. If (G) GL(n, F) is a family of subgroupsfor which there exists ZGL(n, F) such that for all the intersectionGF.1_n=Z, then the free product of the groups *_ZG with Z amalgamatedvia the identity map is isomorphic to a linear group of degreen over some purely transcendental extension of F. Initially, the purpose of this paper was to generalize theseresults from the linear to the skew-linear case, that is, togroups isomorphic to subgroups of GL(n, D) where the D are divisionrings. In fact, many of the results can be generalized to ringswhich, although not necessarily commutative, contain no zero-divisors.We have the following.     

Euler characteristics of the real points of certain varieties of algebraic tori

Let G be a complex connected reductive group which is definedover , let be its Lie algebra, and let be the variety of maximaltori of G. For (), let be the variety of tori in whose Liealgebra is orthogonal to with respect to the Killing form.We show, using the Fourier–Sato transform of conical sheaveson real vector bundles, that the ‘weighted Euler characteristic’of () is zero unless is nilpotent, in which case it equals(–1)^{(dim )/2}. Here ‘weighted Euler characteristic’means the sum of the Euler characteristics of the connectedcomponents, each weighted by a sign ± 1 which dependson the real structure of the tori in the relevant component.This is a real analogue of a result over finite fields whichis connected with the Steinberg representation of a reductivegroup.     

A bifurcation problem governed by the boundary condition II

In this work we consider the problem u = a(x)u^p in on , where is a smooth bounded domain, isthe outward unit normal to , is regarded as a parameter and0 < p < 1. We consider both cases where a(x) > 0 in or a(x) is allowed to vanish in a whole subdomain ₀ of . Ourmain results include existence of non-negative non-trivial solutionsin the range 0 < < ₁, where ₁ is characterized by meansof an eigenvalue problem, uniqueness and bifurcation from infinityof such solutions for small , and the appearance of dead coresfor large enough .     

The Finite Subsets of Z2 Having the Extension Property

The paper considers finite subsets Z^d which possess the extensionproperty, namely that every collection {c_k}_k– of complexnumbers which is positive definite with respect to is the restrictionof the Fourier coefficients of some positive measure on T^d.All finite subsets of Z² which possess the extension propertyare described.     

Finiteness Properties of Certain Metabelian Arithmetic Groups in the Function Field Case

Consider the group scheme where R is an arbitrary commutative ring with 1 0 and a unitx R* acts on R by multiplication. We will study the finiteness properties of subgroups of G(O_S)where O_S is an S-arithmetic subring of a global function field.The subgroups we are interested in are of the form where Q is a subgroup of O_S*. The finiteness propertiesof these metabelian groups can be expressed in terms of the-invariant due to R. Bieri and R. Strebel. Theorem A. Let S be a finite set of places of a global functionfield (regarded as normalized discrete valuations) and O_S thecorresponding S-arithmetic ring. Let Q be a subgroup of O_S*.Then Q is finitely generated and for all integers n 1 the followingare equivalent:

(1) O_S Q is of type FP_n;

(2) O_S is n-tameas a ZQ-module;

(3) each p S restricts to a non-trivial homomorphism and the set is n-tame.

If these conditions hold for at least one n 1 then the identity holds.} Theorem B. Let r denote the rank of Q. Then the followinghold:

(1) the group O_S Q is not of type FP_r+1};

(2) if Qhas maximum rank r = |S| –1 then the group O_S Q is oftype FP_r.

In particular, is of type FP_{|S| –1} but not of type FP_|S|. 1991 Mathematics SubjectClassification: 20E08, 20F16, 20G30, 52A20.