Modular Invariants, Graphs and α-Induction¶for Nets of Subfactors. III

In this paper we further develop the theory of α-induction for nets of subfactors, in particular in view of the system of sectors obtained by mixing the two kinds of induction arising from the two choices of braiding. We construct a relative braiding between the irreducible subsectors of the two “chiral” induced systems, providing a proper braiding on their intersection. We also express the principal and dual principal graphs of the local subfactors in terms of the induced sector systems. This extended theory is again applied to conformal or orbifold embeddings of SU(n WZW models. A simple formula for the corresponding modular invariant matrix is established in terms of the two inductions, and we show that it holds if and only if the sets of irreducible subsectors of the two chiral induced systems intersect minimally on the set of marked vertices, i.e. on the “physical spectrum” of the embedding theory, or if and only if the canonical endomorphism sector of the conformal or orbifold inclusion subfactor is in the full induced system. We can prove either condition for all simple current extensions of SU _{( n )} and many conformal inclusions, covering in particular all type I modular invariants of SU(2) and SU(3), and we conjecture that it holds also for any other conformal inclusion of SU _{( n )} as well. As a by-product of our calculations, the dual principal graph for the conformal inclusion SU(3)₅⊂SU(6)₁ is computed for the first time. Received: 24 December 1998 / Accepted: 22 February 1999     

Polynomial Invariants for Torus Knots¶and Topological Strings

We make a precision test of a recently proposed conjecture relating Chern–Simons gauge theory to topological string theory on the resolution of the conifold. First, we develop a systematic procedure to extract string amplitudes from vacuum expectation values (vevs) of Wilson loops in Chern–Simons gauge theory, and then we evaluate these vevs in arbitrary irreducible representations of SU(N) for torus knots. We find complete agreement with the predictions derived from the target space interpretation of the string amplitudes. We also show that the structure of the free energy of topological open string theory gives further constraints on the Chern–Simons vevs. Our work provides strong evidence towards an interpretation of knot polynomial invariants as generating functions associated to enumerative problems. Received: 1 May 2000 / Accepted: 6 November 2000     

Elliptic Gromov–Witten Invariants¶and Virasoro Conjecture

We study some necessary and sufficient conditions for the genus-1 Virasoro conjecture proposed by Eguchi–Hori–Xiong and S. Katz. Received: 22 August 1999 / Accepted: 7 October 2000     

Multi-Interval Subfactors and Modularity¶of Representations in Conformal Field Theory

We describe the structure of the inclusions of factors ?(E)⊂?(E′)′ associated with multi-intervals E⊂ℝ for a local irreducible net ? of von Neumann algebras on the real line satisfying the split property and Haag duality. In particular, if the net is conformal and the subfactor has finite index, the inclusion associated with two separated intervals is isomorphic to the Longo–Rehren inclusion, which provides a quantum double construction of the tensor category of superselection sectors of ?. As a consequence, the index of ?(E)⊂?(E′)′ coincides with the global index associated with all irreducible sectors, the braiding symmetry associated with all sectors is non-degenerate, namely the representations of ? form a modular tensor category, and every sector is a direct sum of sectors with finite dimension. The superselection structure is generated by local data. The same results hold true if conformal invariance is replaced by strong additivity and there exists a modular PCT symmetry. Received: 7 July 1999 / Accepted: 13 January 2001     

Wigner Symbols and Combinatorial Invariants¶of Three-Manifolds with Boundary

In this paper we generalize the partition function proposed by Ponzano and Regge in 1968 to the case of a compact 3-dimensional simplicial pair (M, ∂M). The resulting state sum Z[(M, ∂M)] contains both Wigner 6j symbols associated with tetrahedra and Wigner 3jm symbols associated with triangular faces lying in ∂M. In order to show the invariance of Z[(M, ∂M)] under PL-homeomorphisms we exploit some results due to Pachner on the equivalence of n-dimensional PL-pairs both under bistellar moves on n-simplices in the interior of M and under elementary boundary operations (shellings and inverse shellings) acting on n-simplices which have some component in ∂M. We find, in particular, the algebraic identities – involving a suitable number of Wigner symbols – which realize the complete set of Pachner's boundary operations in n=3. The results established for the classical SU(2)-invariant Z[(M, ∂M)] are further extended to the case of the quantum enveloping algebra U _q (sl(2,ℂ)) (q a root of unity). The corresponding quantum invariant, M _q [(M, ∂M)], turns out to be the counterpart of the Turaev–Viro invariant for a closed 3-dimensional PL-manifold. To Giorgio Ponzano and Tullio Regge Received: 14 December 1998 / Accepted: 30 January 2000     

Donaldson Invariants of Product Ruled Surfaces¶and Two-Dimensional Gauge Theories

Using the u-plane integral of Moore and Witten, we derive a simple expression for the Donaldson invariants of product ruled surfaces Σ _g ×S ², where Σ _g is a Riemann surface of genus g. This expression generalizes a theorem of Morgan and Szabó for g=1 to any genus g. We give two applications of our results: (1) We derive Thaddeus' formulae for the intersection pairings on the moduli space of rank two stable bundles over a Riemann surface. (2) We derive the eigenvalue spectrum of the Fukaya–Floer cohomology of Σ _g ×S ¹. Received: 22 July 1999 / Accepted: 12 June 2000     

Gauge Theoretical Equivariant Gromov–Witten Invariants and the Full Seiberg–Witten Invariants¶of Ruled Surfaces

Let F be a differentiable manifold endowed with an almost K?hler structure (J,ω), α a J-holomorphic action of a compact Lie group on F, and K a closed normal subgroup of which leaves ω invariant. The purpose of this article is to introduce gauge theoretical invariants for such triples (F,α,K). The invariants are associated with moduli spaces of solutions of a certain vortex type equation on a Riemann surface Σ. Our main results concern the special case of the triple

On Action-Angle Variables¶for the Second Poisson Bracket of KdV

We prove that on the Sobolev spaces H ^N (S ¹) (N≥ 0), each leaf of the foliation, induced by the second Poisson bracket of KdV, admits global action-angle variables. The actions with respect to the first bracket raise to the actions with respect to the second bracket. The angles for the first bracket are, at the same time, angles for the second bracket. Received: 12 November 1999 / Accepted: 9 May 2000     

Diassociative Algebras and Milnor’s Invariants for Tangles

We extend Milnor’s μ-invariants of link homotopy to ordered (classical or virtual) tangles. Simple combinatorial formulas for μ-invariants are given in terms of counting trees in Gauss diagrams. Invariance under Reidemeister moves corresponds to axioms of Loday’s diassociative algebra. The relation of tangles to diassociative algebras is formulated in terms of a morphism of corresponding operads.     

Renormalization and Periodic Orbits¶for Hamiltonian Flows

We consider a renormalization group transformation for analytic Hamiltonians in two or more dimensions, and use this transformation to construct invariant tori, as well as sequences of periodic orbits with rotation vectors approaching that of the invariant torus. The construction of periodic and quasiperiodic orbits is limited to near-integrable Hamiltonians. But as a first step toward a non-perturbative analysis, we extend the domain of to include any Hamiltonian for which a certain non-resonance condition holds. Received: 5 October 1999 / Accepted: 2 February 2000     

Loop and Path Spaces and¶Four-Dimensional BF Theories:¶Connections, Holonomies and Observables

We study the differential geometry of principal G-bundles whose base space is the space of free paths (loops) on a manifold M. In particular we consider connections defined in terms of pairs (A,B), where A is a connection for a fixed principal bundle P(M,G) and B is a 2-form on M. The relevant curvatures, parallel transports and holonomies are computed and their expressions in local coordinates are exhibited. When the 2-form B is given by the curvature of A, then the so-called non-abelian Stokes formula follows. For a generic 2-form B, we distinguish the cases when the parallel transport depends on the whole path of paths and when it depends only on the spanned surface. In particular we discuss generalizations of the non-abelian Stokes formula. We study also the invariance properties of the (trace of the) holonomy under suitable transformation groups acting on the pairs (A,B). In this way we are able to define observables for both topological and non-topological quantum field theories of the BF type. In the non-topological case, the surface terms may be relevant for the understanding of the quark-confinement problem. In the topological case the (perturbative) four-dimensional quantum BF-theory is expected to yield invariants of imbedded (or immersed) surfaces in a 4-manifold M. Received: 28 March 1998 / Accepted: 12 September 1998     

On Lieb's Conjecture for the Wehrl Entropy¶of Bloch Coherent States

Lieb@s conjecture for the Wehrl entropy of Bloch coherent states is proved for spin 1 and spin 3/2. Using a geometric representation we solve the entropy integrals for states of arbitrary spin and evaluate them explicitly in the cases of spin 1, 3/2, and 2. We also give a group theoretic proof for all spin of a related inequality. Received: 2 March 1999 / Accepted: 7 May 1999     

Renormalization Group¶and the Melnikov Problem for PDE's

We give a new proof of persistence of quasi-periodic, low dimensional elliptic tori in infinite dimensional systems. The proof is based on a renormalization group iteration that was developed recently in [BGK] to address the standard KAM problem, namely, persistence of invariant tori of maximal dimension in finite dimensional, near integrable systems. Our result covers situations in which the so called normal frequencies are multiple. In particular, it provides a new proof of the existence of small-amplitude, quasi-periodic solutions of nonlinear wave equations with periodic boundary conditions. Received: 29 January 2001 / Accepted: 8 March 2001     

Stochastic Stability¶for Contracting Lorenz Maps and Flows

In a previous work [M], we proved the existence of absolutely continuous invariant measures for contracting Lorenz-like maps, and constructed Sinai–Ruelle–Bowen measures f or the flows that generate them. Here, we prove stochastic stability for such one-dimensional maps and use this result to prove that the corresponding flows generating these maps are stochastically stable under small diffusion-type perturbations, even though, as shown by Rovella [Ro], they are persistent only in a measure theoretical sense in a parameter space. For the one-dimensional maps we also prove strong stochastic stability in the sense of Baladi and Viana[BV]. Received: 24 February 1999 / Accepted: 7 January 2000     

Large Deviations and¶Variational Principle for Harmonic Crystals

We consider massless Gaussian fields with covariance related to the Green function of a long range random walk on Ê^d. These are viewed as Gibbs measures for a linear-quadratic interaction. We establish thermodynamic identities and prove a version of Gibbs' variational principle, showing that translation invariant Gibbs measures are characterized as minimizers of the relative entropy density. We then study the large deviations of the empirical field of a Gibbs measure. We show that a weak large deviation principle holds at the volume order, with rate given by the relative entropy density.     

On Long-Time Evolution in General Relativity¶and Geometrization of 3-Manifolds

This paper introduces relations between the long-time asymptotic behavior of Einstein vacuum space-times and the geometrization of 3-manifolds envisioned by Thurston. The relations are obtained by analysing the asymptotic behavior of a CMC foliation by compact Cauchy surfaces and the induced curve of 3-manifold geometries. The Cheeger-Gromov theory is introduced in this context, and a number of open problems are considered from this viewpoint. Received: 21 August 2000 / Accepted: 28 May 2001     

On the Distribution of Free Path Lengths¶for the Periodic Lorentz Gas

Consider the domain

First KdV Integrals¶and Absolutely Continuous Spectrum¶for 1-D Schrödinger Operator

We consider 1-D Schr?dinger operators on L ²(R ₊) with slowly decaying potentials. Under some conditions on the potential, related to the first integrals of the KdV equation, we prove that the a.c. spectrum of the operator coincides with the positive semiaxis and the singular spectrum is unstable. Examples show that for special classes of sparse potentials these results can not be improved. Received: 16 June 2000 / Accepted: 11 August 2000     

Non-local Conservation Laws and Flow Equations¶ for Supersymmetric Integrable Hierarchies

An infinite series of Grassmann-odd and Grassmann-even flow equations is defined for a class of supersymmetric integrable hierarchies associated with loop superalgebras. All these flows commute with the mutually commuting bosonic ones originally considered to define these hierarchies and, hence, provide extra fermionic and bosonic symmetries that include the built-in N=1 supersymmetry transformation. The corresponding non-local conserved quantities are also constructed. As an example, the particular case of the principal supersymmetric hierarchies associated with the affine superalgebras with a fermionic simple root system is discussed in detail.