The ground state of the two-leg Hubbard ladder a density-matrix renormalization group study

We present density-matrix renormalization group results for the ground state properties of two-leg Hubbard ladders. The half-filled Hubbard ladder is an insulating spin-gapped system, exhibiting a crossover from a spin liquid to a band insulator as a function of the interchain hopping matrix element. When the system is doped, there is a parameter range in which the spin gap remains. In this phase, the doped holes from singlet pairs and the pair field and the “4k_F” density correlations associated with pair-density fluctuations decay as power laws, while the “2k_F” charge density wave correlations decay exponentially. We discuss the behavior of the exponents of the pairing and density correlations within this spin-gapped phase. Additional one-band Luttinger liquid phases which occur in the large interband hopping regime are also discussed.     

SU(2) gauge theory of the Hubbard model: emergence of an anomalous metallic phase near the Mott critical point

We propose one possible mechanism for an anomalous metallic phase appearing frequently in two spatial dimensions, that is, local pairing fluctuations. Introducing a pair-rotor representation to decompose bare electrons into collective pairing excitations and renormalized electrons, we derive an SU(2) gauge theory of the Hubbard model as an extended version of its U(1) gauge theory. Since our effective SU(2) gauge theory admits two kinds of collective bosons corresponding to pair excitations and density fluctuations, respectively, an intermediate phase appears naturally between the spin liquid Mott insulator and Fermi liquid metal of the U(1) gauge theory, characterized by softening of density-fluctuation modes as the Fermi liquid, but gapping of pair-excitation modes. We show that this intermediate phase is identified with an anomalous metallic phase because there are no electronlike quasiparticles although it is metallic.     

Hubbard模型中的相位弦效应与交互Chern-Simons理论

费米子符号在费米液体理论中至关重要. 然而, 在Mott绝缘体中, 很强的电子Coulomb相互作用抑制了体系的电荷涨落并消除了电子交换带来的费米子符号问题. 本文首先回顾二分晶格上Hubbard模型的相位弦理论, 从弱关联的费米液体到强关联的反铁磁Mott绝缘体的转变可以由此得到统一理解. 在任意Coulomb作用强度U下, 我们首先导出Hubbard模型的严格的符号结构. 在小U极限下, 它回到通常的费米子符号; 在大U极限下, 它给出了t-J模型的相位弦符号. 在半满情形下, 我们构造了一种电子分数化的表象, 其中, 电荷子与自旋子通过演生的交互Chern-Simons规范场相互耦合. 由此导出的基态波函数拟设与低能有效理论可以定性刻画Hubbard模型的基态相图. 在弱关联区域, 费米液体的准粒子由电荷子与自旋子的束缚态构成, 其长程相位相干性取决于背景自旋的关联性质. 体系的Mott转变可以通过电荷子打开能隙或是通过自旋子玻色凝聚来实现.     

Direct transition between a singlet Mott insulator and a superconductor

We argue that a normal Fermi liquid and a singlet, spin-gapped Mott insulator cannot be continuously connected, and that some intermediate phase must intrude between them. By explicitly working out a case study where the singlet insulator is stabilized by orbital degeneracy and an inverted Hund's rule coupling, mimicking a Jahn-Teller effect, we find that the intermediate phase is a superconductor.     

Intermediate phase of the one dimensional half-filled Hubbard-Holstein model

We present a numerical study of the Hubbard-Holstein model in one dimension at half filling, including finite-frequency quantum phonons. At half filling, the effects of the electron-phonon and electron-electron interactions compete with the Holstein phonon coupling acting as an effective negative Hubbard on-site interaction U that promotes on-site electron pairs and a Peierls charge-density wave state. Most previous work on this model has assumed that only Peierls or Mott phases are possible at half filling. However, there has been speculation that a third metallic phase exists between the Peierls and Mott phases. We confirm the intermediate phase, and show that the Luttinger liquid correlation exponent K(rho) >1 in this region, indicating dominant superconducting pair correlations. We explore the full phase diagram as a function of Hubbard U, phonon coupling constant, and phonon frequency.     

Momentum dependence of the spin and charge excitations in the two dimensional Hubbard model

The low energy spin and charge excitations in the 2D Hubbard model near half filling are analyzed. The RPA spectra derived from inhomoheneous mean field textures are analyzed. Spin excitations show a commensurate peak at half filling, incommensurate peaks near half filling, and a broad background typical of a dilute Fermi liquid away from half filling. Charge excitations, near half filling, are localized near (0,0), and they occupy a small portion of the Brillouin Zone, in a way consistent with the existence of a small density of carriers, and a small Fermi surface. At higher hole densities, they fill the entire BZ, and can be understood in terms of a conventional Fermi liquid picture. The results are consistent with the observed features of the high-T_c superconductors.     

Mott physics, sign structure, ground state wavefunction, and high-T c superconductivity

In this article I give a pedagogical illustration of why the essential problem of high-T _c superconductivity in the cuprates is about how an antiferromagnetically ordered state can be turned into a short-range state by doping. I will start with half-filling where the antiferromagnetic ground state is accurately described by the Liang-Doucot-Anderson (LDA) wavefunction. Here the effect of the Fermi statistics becomes completely irrelevant due to the no double occupancy constraint. Upon doping, the statistical signs reemerge, albeit much reduced as compared to the original Fermi statistical signs. By precisely incorporating this altered statistical sign structure at finite doping, the LDA ground state can be recast into a short-range antiferromagnetic state. Superconducting phase coherence arises after the spin correlations become short-ranged, and the superconducting phase transition is controlled by spin excitations. I will stress that the pseudogap phenomenon naturally emerges as a crossover between the antiferromagnetic and superconducting phases. As a characteristic of non Fermi liquid, the mutual statistical interaction between the spin and charge degrees of freedom will reach a maximum in a high-temperature ??strange metal phase?? of the doped Mott insulator.     

Phase behaviors of strongly correlated Fermi gases in one-dimensional confinements

We report on the ground state of models for strongly correlated one-dimensional Fermi systems by means of theoretical studies of two-component atomic Fermi gases in highly anisotropic harmonic traps. In this context, we consider (i) the Gaudin-Yang model for a Luttinger liquid with repulsive interactions, including an analysis of the emergence of Wigner molecules in the 2k _F → 4k _F crossover, and (ii) the lattice Hubbard model yielding Luttinger liquid and Mott insulator or band-insulator phases for repulsive interactions and the Luther-Emery phase for attractive interactions, including in the former case an analysis of the role of disorder. Our calculations use novel versions of density and spin-density functional theory and a density-matrix renormalization-group technique. We also discuss preliminary results and future perspectives in the study of nonsymmetric two-component Fermi gases.     

Phase diagram of Bose-Fermi mixtures in one-dimensional optical lattices

The ground state phase diagram of the one-dimensional Bose-Fermi Hubbard model is studied in the canonical ensemble using a quantum Monte Carlo method. We focus on the case where both species have half filling in order to maximize the pairing correlations between the bosons and the fermions. In case of equal hopping we distinguish among phase separation, a Luttinger liquid phase, and a phase characterized by strong singlet pairing between the species. True long-range density waves exist with unequal hopping amplitudes.     

Spin-charge separation in cold fermi gases: a real time analysis

Using the adaptive time-dependent density-matrix renormalization group method for the 1D Hubbard model, the splitting of local perturbations into separate wave packets carrying charge and spin is observed in real time. We show the robustness of this separation beyond the low-energy Luttinger liquid theory by studying the time evolution of single particle excitations and density wave packets. A striking signature of spin-charge separation is found in 1D cold Fermi gases in a harmonic trap at the boundary between liquid and Mott-insulating phases. We give quantitative estimates for an experimental observation of spin-charge separation in an array of atomic wires.     

Collective excitations and the nature of Mott transition in undoped gapped graphene

The particle-hole continuum (PHC) for massive Dirac fermions provides an unprecedented opportunity for the formation of two collective split-off states, one in the singlet and the other in the triplet (spin-1) channel, when the short-range interactions are added to the undoped system. Both states are close in energy and are separated from the continuum of free particle-hole excitations by an energy scale of the order of the gap parameter Δ. They both disperse linearly with two different velocities, reminiscent of spin-charge separation in Luttinger liquids. When the strength of Hubbard interactions is stronger than a critical value, the velocity of singlet excitation, which we interpret as a charge composite boson, becomes zero and renders the system a Mott insulator. Beyond this critical point the low-energy sector is left with a linearly dispersing triplet mode-a characteristic of a Mott insulator. The velocity of the triplet mode at the Mott criticality is twice the velocity of the underlying Dirac fermions. The phase transition line in the space of U and Δ is in qualitative agreement with our previous dynamical mean field theory calculations.     

How are spin gap and pairing correlations of doped Mott insulators controlled by the geometry of the lattice structure?

Proposals to enhance the spin excitation gap and the pairing correlations in doped Mott insulators are reviewed. Design and tuning of flat dispersions near the Fermi level extend the critical region of the metal-to-Mott insulator transition thereby inducing stronger pairing instabilities. Several one- and two-dimensional decorated lattices are studied. We also discuss the tuning for stronger d-wave pairing instabilities in a microscopic model of high-T_c cuprates.     

Quantum spin liquid near Mott transition with fermionized π-vortices

In this paper, we study the non-magnetic insulator state near Mott transition of 2D π-flux Hubbard model on square lattice and find that such non-magnetic insulator state is quantum spin liquid state with nodal fermionic excitations – nodal spin liquid (NSL). When there exists small easy-plane anisotropic energy, the ground state becomes Z ₂ topological spin liquid (TSL) with full gapped excitations. The U(1) × U(1) mutual-Chern-Simons (MCS) theory is obtained to describe the low energy physics of NSL and TSL.     

Pairing correlations on t-U-J ladders

We find that the pairing correlations on the usual t-U Hubbard ladder are significantly enhanced by the addition of a nearest-neighbor exchange interaction J. Likewise, these correlations are also enhanced for the t-J model when the on-site Coulomb interaction is reduced from infinity. Moreover, the pairing correlations are larger on a t-U-J ladder than on a t-J(eff) ladder in which J(eff) has been adjusted so that the two models have the same spin gap at half filling. This enhancement of the pairing correlations is associated with an increase in the pair-binding energy and the pair mobility in the t-U-J model and points to the importance of the charge-transfer nature of the cuprate systems.     

Flow to strong coupling in the two-dimensional Hubbard model

We extend the analysis of the renormalization group flow in the two-dimensional Hubbard model close to half-filling using the recently developed temperature flow formalism. We investigate the interplay of d-density wave and Fermi surface deformation tendencies with those towards d-wave pairing and antiferromagnetism. For a ratio of next nearest to nearest neighbor hoppings, t'/t = - 0.25, and band fillings where the Fermi surface is inside the Umklapp surface, only the d-pairing susceptibility diverges at low temperatures. When the Fermi surface intersects the Umklapp surface close to the saddle points, d-wave pairing, d-density wave, antiferromagnetic and, to a weaker extent, d-wave Fermi surface deformation susceptibilities grow together when the interactions flow to strong coupling. We interpret these findings as indications for a non-trivial strongly coupled phase with short-ranged superconducting and antiferromagnetic correlations, in close analogy with the spin liquid ground state in the well-understood two-leg Hubbard ladder. Received 23 January 2002     

d-Mott phases in one and two dimensions

We use exact diagonalization to determine the spectrum of reduced Hamiltonians based on renormalization group flows to strong coupling. For the half-filled two-leg Hubbard ladder we reproduce the known insulating d-Mott ground state with spin and charge gaps. For the saddle point regions of the two-dimensional Hubbard model near half filling we find a crossover to a similar strong coupling state, which truncates the Fermi surface near the saddle points. At lower scales d-wave superconductivity appears on the remaining Fermi surface.     

Breakdown of Luttinger's theorem in two-orbital Mott insulators

An analysis of Luttinger's theorem shows that – contrary to recent claims – it is not valid for a generic Mott insulator. For a two-orbital Hubbard model with two electrons per site the crossover from a non-magnetic correlated insulating phase (Mott or Kondo insulator) to a band insulator is investigated. Mott insulating phases are characterized by poles of the self-energy and corresponding zeros in the Greens functions defining a “Luttinger surface” which is absent for band insulators. Nevertheless, the ground states of such insulators with two electrons per unit cell are adiabatically connected.     

Microscopic study of a spin-orbit-induced Mott insulator in Ir oxides

Motivated by recent experiments of a novel 5d Mott insulator in Sr2IrO4, we have studied the two-dimensional three-orbital Hubbard model with a spin-orbit coupling λ. The variational Monte Carlo method is used to obtain the ground state phase diagram with varying an on-site Coulomb interaction U as well as λ. It is found that the transition from a paramagnetic metal to an antiferromagnetic insulator occurs at a finite U=U(MI), which is greatly reduced by a large λ, characteristic of 5d electrons, and leads to the "spin-orbit-induced" Mott insulator. It is also found that the Hund's coupling induces the anisotropic spin exchange and stabilizes the in-plane antiferromagnetic order. We have further studied the one-particle excitations by using the variational cluster approximation and revealed the internal electronic structure of this novel Mott insulator. These findings are in agreement with experimental observations on Sr2IrO4.     

Operator projection theory for electron differentiation in underdoped cuprate superconductors

Metals approaching the Mott insulator generate a new hierarchy in the electronic structure accompanied by an electron differentiation with emergence of strongly momentum dependent structure, beyond the Mott-Hubbard, Brinkman-Rice and Slater pictures of the Mott transition. To consider such nonlinear phenomenon, we develop an analytic nonperturbative theory based on operator projections combined with a self-consistent treatment of the low-energy excitations. This reproduces the Hubbard bands, Mott gap, spin fluctuations, mass divergence, diverging charge compressibility, and strongly renormalized flat and damped dispersion similar to angle-resolved photoemission data in high-T_c cuprates. Electronic spectra show a remarkable similarity to numerical results.