Analyticity and flows in von Neumann algebras

Let $\text{B}$ be a von Neumann algebra, let {α_t}_tεR be an ultraweakly continuous one-parameter group of ¹-automorphisms of $\text{B}$, and let $\text{U}$ be the set of all A such that for each ? in $\text{B}$₁, the function t → ?(α_t(A)) lies in H^∞($\text{R}$. Then $\text{U}$ is an ultraweakly closed subalgebra of $\text{B}$ containing the identity which is proper and non-self-adjoint if {α_t}_tεR is not trivial. In this paper, a systematic investigation into the structure theory of $\text{U}$ is begun. Two of the more note-worthy developments are these. First of all, conditions under which $\text{U}$ is a subdiagonal algebra in $\text{B}$, in the sense of Arveson, are determined. The analysis provides a common perspective from which to view a large number of hitherto unrelated algebras. Second, the invariant subspace structure of $\text{U}$ is determined and conditions under which $\text{U}$ is a reductive subalgebra of $\text{B}$ are found. These results are then used to produce examples where $\text{U}$ is a proper, non-self-adjoint, reductive subalgebra of $\text{B}$. The examples do not answer the reductive algebra question, however, because although ultraweakly closed, the subalgebras are weakly dense in $\text{B}$.     

Corresponding residue systems in normal extensions

Let K and K′ be number fields with L = K · K′ and F = KφK′. Suppose that $\text{K}\text{F}$ and $\text{K′}\text{F}$ are normal extensions of degree n. Let $\text{B}$ be a prime ideal in L and suppose that $\text{B}$ is totally ramified in $\text{K}\text{F}$ and in $\text{K′}\text{F}$. Let π be a prime element for $\text{B}$_K = $\text{B}$ φ K, and let f(x) ∈ F[x] be the minimum polynomial for π over F. Suppose that $\text{B}$_K · $\text{D}$_L = ($\text{B}$^≠)^e. Then,

$\text{M(B\# : K, K′) =}\text{min}\text{{m, e(t + 1)}}$

, where $\text{t =}\text{min}\text{{t(}\text{K}\text{F}\text{), t(}\text{K′}\text{F}\text{)}}$ and m is the largest integer such that ($\text{B}$_K′)^nm/e φ f($\text{D}$_K′) ≠ {φ}.If we assume in addition to the above hypotheses that [K : F] = [K′: F] = pⁿ, a prime power, and that $\text{B}$ divides p and is totally ramified in $\text{L}\text{F}$, then

$\text{M(B\# : K, K′) ? p}{}^{\mathrm{n?1}}\text{[(p ? 1)(t + p]}$

, with t = t($\text{B}$ : L/F).     

On the spatial theory of von Neumann algebras

If M is a von Neumann algebra in $\text{H}$, each faithful weight ψ on M′ defines an operator-valued weight ψ^?1 of $\text{L(H)}$ on M. For each weight ? on M the positive unbounded operator $\text{d?}\text{dψ}\text{= ? ° ψ}{}^{\mathrm{?1}}$ satisfies all the usual properties of a Radon-Nikodym derivative.     

Hyperinvariant subspaces for some <Emphasis Type="Italic">B</Emphasis>–circular operators

We show that if A is a Hilbert–space operator, then the set of all projections onto hyperinvariant subspaces of A, which is contained in the von Neumann algebra υN(A) that is generated by A, is independent of the representation of υ N(A), thought of as an abstract W^*–algebra. We modify a technique of Foias, Ko, Jung and Pearcy to get a method for finding nontrivial hyperinvariant subspaces of certain operators in finite von Neumann algebras. We introduce the B–circular operators as a special case of Speicher's B–Gaussian operators in free probability theory, and we prove several results about a B–circular operator z, including formulas for the B–valued Cauchy– and R–transforms of z^*z. We show that a large class of L^∞([0,1])–circular operators in finite von Neumann algebras have nontrivial hyperinvariant subspaces, and that another large class of them can be embedded in the free group factor L(F₃). These results generalize some of what is known about the quasinilpotent DT–operator. Supported in part by NSF Grant DMS-0300336. with an Appendix by Gabriel Tucci     

On transitive algebras containing a standard finite von Neumann subalgebra

Let M be a finite von Neumann algebra acting on a Hilbert space H and A be a transitive algebra containing M^′. In this paper we prove that if A is 2-fold transitive, then A is strongly dense in B(H). This implies that if a transitive algebra containing a standard finite von Neumann algebra (in the sense of [U. Haagerup, The standard form of von Neumann algebras, Math. Scand. 37 (1975) 271-283]) is 2-fold transitive, then A is strongly dense in B(H). Non-selfadjoint algebras related to free products of finite von Neumann algebras, e.g., LFn and , are studied. Brown measures of certain operators in are explicitly computed.     

Equivalent measures of dependence

The maximal correlation between a pair of σ-fields $\text{A}$ and $\text{B}$ becomes arbitrarily small as sup{|P(A ? B) ? P(A) P(B)|/[P(A) P(B)]^1/2, A ∈ $\text{A}$, B ∈ $\text{B}$, P(A) > 0, P(B) > 0} becomes sufficiently small.     

C1-algebras with finite duals

A forest is a finite partially ordered set F such that for x, y, z?F with x ? z, y ? z one has x ? y or y ? x. In this paper we give a complete characterization of all separable C¹-algebras $\text{A}$ with a finite dual $\text{A}\text{?}$, for which Prim $\text{A}$ is a forest with inclusion as partial order. These results are extended to certain separable C¹-algebras $\text{A}$ with a countable dual$\text{A}\text{?}$. As an example these results are used to characterize completely all separable C¹-algebras $\text{A}$ with a three point dual.     

A global genericity theorem for bifurcations in variational problems

Let C be a Banach space, H a Hilbert space, and let F(C,H) be the space of C^∞ functions f: C × H → R having Fredholm second derivative with respect to x at each (c, x) ?C × H for which $\text{D?}{}_{\mathrm{c}}\text{(x) = 0}$; here we write $\text{?}{}_{\mathrm{c}}\text{(x)}$ for $\text{?(c, x)}$. Say ? is of standard type if at all critical points of ?_c it is locally equivalent (as an unfolding) to a quadratic form Q plus an elementary catastrophe on the kernel of Q. It is proved that if f?F (A × B, H) satisfies a certain ‘general position’ condition, and dim B ? 5, then for most a?A the function f_o?F(B,H) is of standard type. Using this it is shown that those f?F(B,H) of standard type form an open dense set in F(B,H) with the Whitney topology. Thus both results are Hilbert-space versions of Thom's theorem for catastrophes in $\text{R}$ⁿ.     

Injectivity and operator spaces

Let B(H) be the bounded operators on a Hilbert space H. A linear subspace R ? B(H) is said to be an operator system if 1 ?R and R is self-adjoint. Consider the category $\text{b}$ of operator systems and completely positive linear maps. R ∈ $\text{C}$ is said to be injective if given A ? B, A, B ∈ $\text{C}$, each map A → R extends to B. Then each injective operator system is isomorphic to a conditionally complete C¹-algebra. Injective von Neumann algebras R are characterized by any one of the following: (1) a relative interpolation property, (2) a finite “projectivity” property, (3) letting M_m = B(C^m), each map R → N ? M_m has approximate factorizations R → M_n → N, (4) letting K be the orthogonal complement of an operator system N ? M_m, each map $\text{M}{}_{\mathrm{m}}\text{K}\text{→ R}$ has approximate factorizations $\text{M}{}_{\mathrm{m}}\text{K}\text{→ M}{}_{\mathrm{n}}\text{→ R}$. Analogous characterizations are found for certain classes of C¹-algebras.     

Regularizing effects for ut + Aϑ(u) = 0 in L1

Various initial-boundary value problems and Cauchy problems can be written in the form $\text{du}\text{dt}\text{+ A?(u) = 0}$, where ?:R→$\text{R}$ is nondecreasing and A is the linear generator of strongly continuous nonexpansive semigroup e^?tA in an L¹ space. For example, if A = ?Δ (subject, perhaps, to suitable boundary conditions) we obtain equations arising in flow in a porous medium or plasma physics (depending on the choice of ?) while if $\text{A =}\text{?}\text{?x}$ acting in L¹($\text{R}$) we have a scalar conservation law. In this paper we show that if M, m > 0 and m?′² ? ν??′' ? M?′², where ν ? {1,?1}, then (roughly speaking), the norm of $\text{t}\text{du}\text{dt}$ may be estimated in terms of the initial data u₀ in L¹. Such estimates give information about the regularity of solutions, asymptotic behaviour, etc., in applications. Side issues, such as the introduction of sufficiently regular approximate problems on which estimates can be made and the assignment of a precise meaning to the operator A?, are also dealt with. These considerations are of independent interest.     

Almost commuting matrices

It is shown that if A and B are n × n complex matrices with $\text{A = A}{}^1\text{and}\text{∥AB ? BA∥</}\text{2?}{}^2\text{(n ? 1)}$, then there exist n × n matrices A′ and B′ with $\text{A′ = A′}{}^1\text{such that}\text{A′B′ = B′A′}\text{and}\text{∥A ? A′∥? ?, ∥B ? B′∥? ?}$.     

On matrices having equal corresponding principal minors

Let A, B be n × n matrices with entries in a field F. We say A and B satisfy property $\text{D}$ if B or B^t is diagonally similar to A. It is clear that if A and B satisfy property $\text{D}$, then they have equal corresponding principal minors, of all orders. The question is to what extent the converse is true. There are examples which show the converse is not always true. We modify the problem slightly and give conditions on a matrix A which guarantee that if B is any matrix which has the same principal minors as A, then A and B will satisfy property $\text{D}$. These conditions on A are formulated in terms of ranks of certain submatrices of A and the concept of irreducibility.     

A generalization of Lavoie's inequality concerning the sum of idempotent matrices

Let a complex pxn matrix A be partitioned as A′=(A′₁,A′₂,…,A′_k). Denote by ?(A), A′, and A^? respectively the rank of A, the transpose of A, and an inner inverse (or a g-inverse) of A. Let A⁽¹⁴⁾ be an inner inverse of A such that A⁽¹⁴⁾A is a Hermitian matrix. Let B=(A⁽¹⁴⁾₁,A⁽¹⁴⁾₂,…,A_k⁽¹⁴⁾) and $\text{ρ(A)=}\text{∑}\text{i=1}\text{k}\text{ρ(A}{}_{\mathrm{i}}\text{)}$.Then the product of nonzero eigenvalues of BA (or AB) cannot exceed one, and the product of nonzero eigenvalues of BA is equal to one if and only if either B=A⁽¹⁴⁾ or $\text{A}{}_{\mathrm{i>}}\text{A}{}_{\mathrm{<mtext>j</mtext>}}{}^1\text{=0}$ for all i ≠ j,i, j=1,2,…,k . The results of Lavoie (1980) and Styan (1981) are obtained as particular cases. A result is obtained for k=2 when the condition $\text{ρ(A)=}\text{∑}\text{i=1}\text{k}\text{ρ(A}{}_{\mathrm{i}}\text{)}$ is no longer true.     

Analytische Struktur in Spektren—ein Zugang über die ∞-dimensionale holomorphie

Under what conditions does the spectrum of a topological $\text{C}$-algebra exhibit $\text{C}$-analytic structure? Some sufficient conditions are known for uniform Banach algebras. In this paper, we treat the case of uniform Fréchet-nuclear algebras (=(FN)-algebras). Assume that the spectrum σA of a (FN)-algebra A is locally compact (under the usual Gelfand topology). Then σA carries, in a natural way, the structure of a (DFN)-analytic space (DFN = strong dual of a (FN)-space); we denote it by (σA, $\text{A}$) where $\text{A}$ is the sheaf of germs of (DFN)-analytic functions. The notion of (DFN)-analytic spaces is defined in analogy to the one of Douady's Banach-analytic spaces. A ringed space (X, $\text{A}$) ist called uniform if the section algebras $\text{A}$(U) are complete under the topology of compact convergence on U, for all open U ?X.     

On the convergence of powers of interval matrices

We give a necessary and sufficient condition for the sequence {$\text{A}$^k}of the powers of an interval matrix $\text{A}$ to converge to the null matrix $\text{O}$. We construct a point matrix $\text{B}$ which has spectral radius ? ($\text{B}$) less than one if {$\text{A}$^k}converges.     

Matrices diagonally similar to a symmetric matrix

Let $\text{F}$ be field, and let A and B be n × n matrices with elements in $\text{F}$. Suppose that A is completely reducible and that B is symmetric. If the principal minors of A determined by the 1- and 2-circuits of the graph of B and by the chordless circuits of the graph of A are equal to the corresponding principal minors of B, then A is diagonally similar to B; and conversely.     

On the convergence of the Neumann series in interval analysis

Let $\text{A}$ be a real or complex n × n interval matrix. Then it is shown that the Neumann series $\text{Σ}{}^{\mathrm{\infty }}{}_{\mathrm{k=0}}\text{A}{}^{\mathrm{k}}$ is convergent iff the sequence {$\text{A}$^k} converges to the null matrix $\text{O}$, i.e., iff the spectral radius of the real comparison matrix $\text{B}$ constructed in [2] is less than one.     

On ranges of Lyapunov transformations

A Lyapunov transformation is a linear transformation on the set $\text{H}$_n of hermitian matrices H ? $\text{C}$^n,n of the form $\text{L}$_A(H) = A¹H + HA, where A ?$\text{C}$^n,n. Given a positive stable A ?$\text{C}$^n,n, the Stein-Pfeffer Theorem characterizes those K ? $\text{H}$_n for which K = $\text{L}$_B(H), where B is similar to A and H is positive definite. We give a new proof of this result, and extend it in several directions. The proofs involve the idea of a controllability subspace, employed previously in this context by Snyders and Zakai.     

Commutation properties of automorphism groups and mappings of von Neumann algebras

We prove a commutation theorem for point ultraweakly continuous oneparameter groups of automorphisms of von Neumann algebras. If α_t, is such a group in Aut($\text{R}$) for a von Neumann algebra $\text{R}$, we show the equivalence of the following three conditions on an ultraweakly continuous linear transformation μ: $\text{R}$ → $\text{R}$: (a) μ commutes weakly with the infinitesimal generator for α_t; (b) μ ° α_t = α_t ° μ, t ∈ R; and (c) μ leaves invariant each of the spectral subspaces associated with α_t. A simple condition which is applicable when μ is an automorphism is pointed out.