Theoretical investigation of the elastic,electronic, thermodynamic and optical properties of the zinc-blende structure AlN under high pressure

The elastic, electronic, thermodynamic and optical properties of the zinc-blende structure aluminum nitride (AlN) under high pressure have been investigated using first-principles calculations. The dependencies of the elastic constants, the bulk modulus, the shear modulus and energy gaps on the applied pressure are presented, and the results are in good agreement with comparable experimental and theoretical values. Also, the energy band structure and density of states under high pressure have been analysed. Furthermore, the optical constants, including the dielectric function, optical reflectivity, refractive index and electron energy loss, are discussed for radiation up to 50 eV.     

Cu,O共掺杂AlN晶体电子结构与光学性质研究

采用基于密度泛函理论的平面波超软赝势方法对纯Al N,Cu单掺杂以及Cu与O共掺杂Al N超胞进行了几何结构优化,计算了掺杂前后体系的晶格常数、能带结构、态密度与光学性质.结果表明:掺杂后晶格体积增大,系统能量下降;Cu掺入后Cu 3d电子与N 2p电子间有强烈的轨道杂化效应,Cu与O共掺后Cu和O之间的吸引作用克服了Cu原子之间的排斥作用,能够明显提高掺杂浓度和体系的稳定性.光学性质分析中,介电函数计算结果表明Cu与O共掺杂能改善Al N电子在低能区的光学跃迁特性,增强电子在可见光区的光学跃迁;复折射率计算结果显示Cu与O掺入后由于电磁波穿过不同的介质,导致折射率发生变化,体系对低频电磁波吸收增加.     

Electronic and optical properties of the zinc-blende structured LiZnN under pressure

The electronic and optical properties of the cubic zinc-blende (ZB) structured filled tetrahedral semiconductor α-LiZnN under pressure are investigated by using \textit{ab initio} plane wave pseudopotential density functional theory method within the generalized gradient approximation (GGA). The electronic band structure and the density of state under pressure are systematically described. The basic optical constants, including the reflection and absorption spectra, the energy-loss function, the complex refractive index and the dielectric function, are calculated and analysed at different external pressures. Our results suggested that the ZB α-LiZnN is transparent in the partially ultra-violet to the visible light region, and it seems that the transparency is hardly affected by the pressure.     

AlN/BN纳米结构多层膜微结构及力学性能

用射频磁控溅射法制备了AlN,BN单层膜及AlN/BN纳米多层膜.采用X射线衍射仪、高分辨率透射电子显微镜和纳米压痕仪对薄膜结构进行表征.分析表明：单层膜AlN为w-AlN结构,BN为非晶相.AlN/BN多层膜中BN的结构与BN层厚有关.当BN层厚小于0.55nm时,由于AlN层模板的作用,BN发生了外延生长,BN与AlN的结构相同;当BN层厚大于0.74nm时,BN为非晶.AlN/BN多层膜的硬度也与BN层的厚度有关.当BN层厚为1—2个分子层时,AlN/BN多层膜具有超硬效应;当BN层厚增加到0.74 关键词： AlN/BN多层膜 BN结构 超硬效应     

Electronic structure and optical properties of zinc-blende GaN quantum dots

The energy levels of zinc-blende GaN quantum dots (QDs) are studied within the framework of the effective-mass envelope-function approximation. The dependence of the energy of electron and hole states on the quantum dot (QD) size is presented. The selection rules for optical transitions are given and the oscillator strengths of the dipole-allowed transitions for various QD radii are calculated with the wavefunctions of quantized energy levels. The theoretical absorption spectrum of GaN QDs is in good agreement with the existing experimental result.     

闪锌矿GaN弹性性质、电子结构和光学性质外压力效应的理论研究

采用基于密度泛函理论(DFT)的第一性原理平面波赝势方法,结合广义梯度近似(GGA)下的RPBE和局域密度近似(LDA)的CA-PZ交换-关联泛函对闪锌矿结构的GaN在高压的性质进行了系统研究. 计算结果表明:弹性常数、体模量、杨氏模量和能隙都具有明显的外压力效应,计算结果与实验值和理论值很好的符合. 同时利用计算的能带结构和态密度系统分析了GaN的介电函数、折射率、反射率、吸收系数和能量损失函数等光学性质及其外压力效应. 分析结果为GaN的设计与应用提供了理论依据. 关键词： 第一性原理计算 电子结构 光学性质 闪锌矿GaN     

空位浓度对纤锌矿BN电子结构和光学性质影响的第一性原理研究

本文采用了第一性原理研究了空位缺陷纤锌矿BN的电子结构和光学性质.通过对能带结构、态密度分析发现：缺陷体系由于B、N的缺失,费米能级附近出现杂质能级.相较于本征体系,随着空位浓度增加,杂质能级变多,跃迁能量减小. N空位缺陷的纤锌矿BN态密度总体向低能区移动,且能级相较于B空位缺陷的纤锌矿BN明显增多.从复介电函数和光学吸收谱分析中发现,随着空位浓度的增加,缺陷体系纤锌矿BN在可见光区域的吸收逐渐增强.尤其是B₂₂N₂₄在可见光区域出现的吸收效果更好.     

Electronic structure and lattice properties of zinc-blende InN under high pressure

Dependencies of electronic structure and lattice properties of InN with zinc-blende structure on hydrostatic pressure are presented based on band structures computed using the empirical pseudopotential method. The pressure behavior of the pseudopotential form factors have been analyzed. The effect of pressure on the density of states has been examined. Trends in bonding and ionicity under pressure are also discussed. Our results show as well that the absolute value of the Fourier transform of the valence charge density might be useful in the prediction of the phase transition in zinc-blende materials. Received 25 May 2001 and Received in final form 16 January 2002     

C与Na掺杂AlN电子结构与光学性质的第一性原理研究

基于密度泛函理论(DFT)的平面波超软赝势法,计算了本征AlN,C-AlN,Na-AlN以及C-Na-AlN四种体系的电子结构和光学性质.得出结论：掺杂后各体系与本征AlN相比发生了晶格畸变,C-Na-AlN体系的结合能最小,体系最稳定.掺杂体系相比于本征AlN,禁带宽度都有不同程度的减小,导致电子在体系内跃迁时的概率增大,其中C-Na-AlN体系尤为明显,电子跃迁所需要的能量更小.掺杂后吸收带边发生了红移,拓宽了AlN体系对光的响应范围,增强了光吸收,并且C-Na-AlN体系在可见光区域内光吸收能力最强,在介电函数图的分析中可以得到,C-Na-AlN体系的介电常数最大,表明其电荷束缚能力最强,体系稳定性强,极化能力最好.     

不同价态Mn掺杂InN电子结构、磁学和光学性质的第一性原理研究

采用密度泛函理论体系下的广义梯度近似GGA+U平面波超软赝势方法,在构建了纤锌矿结构的InN超胞及三种不同有序占位Mn~(2+),Mn~(3+)价态分别掺杂InN超胞模型,并进行几何优化的基础上,计算了掺杂前后体系的电子结构、能量以及光学性质.计算结果表明:Mn掺杂后体系总能量和形成能降低,稳定性增加,并在费米能级附近引入自旋极化杂质带,体系具有明显的自旋极化现象.掺杂不同价态的Mn元素对体系电子结构和磁学性质产生了不同的影响.电子结构和磁性分析表明掺杂体系的磁性来源于p-d交换机制和双交换机制的共同作用,Mn~(3+)价态掺杂有利于掺杂体系的居里温度达到室温以上.与未掺杂InN相比,不同价态Mn元素掺杂后体系的静态介电函数显著增大,掺杂体系介电函数虚部和吸收光谱在低能区域出现了较强的新峰,分析认为这些新峰主要来自与费米能级附近自旋极化杂质带相关的跃迁.     

单轴应变对氮化铟电子结构及光学性质的影响

采用密度泛函理论框架下的第一性原理平面波赝势方法,计算单轴应变下闪锌矿氮化铟的电子结构及光学性质.结果表明：施加应变会使带隙变窄.对于拉应变,随着应变增大带隙减小程度增大;对于压应变,随应变增大带隙减小程度减弱;且拉、压应变对带隙调控都是线性的.在能量区间4 eV~12 eV范围内施加应变时,氮化铟的吸收光谱发生红移,随拉应变程度增加,吸收光谱的红移进一步加大;随压应变增加,吸收光谱红移减弱;在该范围内,氮化铟的折射率、反射率随拉应变的增大而增加,随压应变增加减小;施加拉应变时能量损失函数峰值增大,施加压应变后能量损失函数峰值减小.通过施加单轴应变能有效调节氮化铟材料的电结构及光学性质.     

闪锌矿结构AlN、AlP、AlAs和AlSb电子结构和光学性质的第一性原理研究

本文采用基于密度泛函理论下的第一性原理平面波赝势从头算量子力学方法,对闪锌矿结构AlN、AlP、AlAs和AlSb的电子结构和光学性质进行了研究.分析比较了这些化合物的能带结构、态密度、介电函数及折射率等性质,总结Al与不同V族元素形成化合物时的性质变化规律.结果表明,四种材料有着相似的能带结构,都是间接带隙宽禁带半导体,但是在导带底AlN的能态结构与其它三种材料明显不同.随着从AlN到AlSb的变化,光学性质曲线向低能端移动(红移趋势).     

First-principles study of structural,elastic, electronic and optical properties of RDX under pressure

ABSTRACT

The influences of pressure on structural, elastic, electronic and optical properties of α-RDX under pressure from 0 to 40?GPa have been investigated by performing first-principles calculations. The obtained structural parameters based on the GGA-PBE+G calculations are consistent with previous experimental values. The results of B/G, C₁₂-C₄₄ and Poisson's ratio show that α-RDX has changed to ductility under pressure between 0 and 5?GPa. The obvious rotation of NO₂ group in the equatorial position appears, especially in the range of pressure from 10 to 15?GPa, which influences the elastic and mechanical properties of α-RDX. Moreover, we find that the electrons of α-RDX become more active under higher pressure by comparing the curves of DOS under different pressure. Furthermore, the anisotropy of optical properties under different pressures has been shown.     

高压下c-BN的力学、电子结构及光学性质研究

为了研究不同压力下c-BN的力学性质、电子结构以及光学性质的变化,基于密度泛函理论构建了不同压力下c-BN的晶体模型。发现c-BN在不同压力下均力学稳定,随着压力增加,c-BN的弹性常数逐渐增大,材料的可压缩性逐渐变差;c-BN在零压下的禁带宽度为4.367 eV,表明c-BN是间接宽带隙半导体,随着压力增加,c-BN的禁带宽度逐渐增大,态密度谱图变化不明显;对Milliken 布居分布在不同压力下进行分析,表明随着压力增加,B、N原子杂化后形成的B-N共价性增强。对c-BN的复介电函数、折射率、反射率等进行分析,发现随着压力增大,它们都产生一定蓝移,且在整个可见光谱范围以及红外与紫外（约从204nm开始）光谱的很大范围内都透明。研究结果对高压下c-BN的应用有一定参考价值。     

First-principles calculations for electronic and optical properties of the zinc-blende structured BeS compound under pressure

The electronic and the optical properties of the cubic zinc-blende (ZB) BeS under high pressure have been investigated by using \it ab initio plane-wave pseudopotential density functional theory method in the generalised gradient approximation (GGA) for exchange-correlation interaction. The electronic band structure and the pressure dependence of the total and partial densities of state under pressure are successfully described. Our calculations show that the ZB BeS has large and indirect band gaps associated with (Γ → X) transitions in ambient conditions. The results obtained are consistent with the experimental data available and other calculations. The optical properties, including dielectric function, energy-loss function, complex refractive index, reflection and absorption spectra, are investigated and analysed at different external pressures. The results suggest that the optical absorption appears mostly in the ultra-violet region and the curve of refractive index shift toward high energies (blue shift) with pressure increasing.     

高压下闪锌矿InN光电性质的密度泛函研究

 采用密度泛函理论,计算了闪锌矿型InN在压力下的结构、力学性质和光学性质,结果显示,随着压强的增大晶格常数减小。给出了零压下C₁₁、C₁₂、B、C_s、C₄₄的值及至70 GPa压力下弹性常数随压强的变化关系。结果表明,C₁₁、C₁₂、B随压强增大而增大,C_s、C₄₄随压强增大而减小,计算结果与现有实验和理论结果符合较好。在价带区,InN的分态密度（PDOS）有两个带,且在费米面附近密度很小,显示其倾向于形成稳定结构并且导电性较差。对闪锌矿型InN在高压下的光学性质研究发现,导带电子向高能方向偏移,而价带电子向低能方向偏移,结果导致能带间隙增大,光吸收谱在压力的作用发生了“蓝移”。研究结果对认识高压下闪锌矿型InN的结构、电学及光学性质具有重要意义。     

高压下AlN的电子结构和光学性质

运用密度泛函理论体系下的平面波赝势(PWP)和广义梯度近似(GGA)方法,利用第一性原理计算了不同压强下六方纤锌矿结构AlN晶体的晶格常数、总能量、电子态密度、能带结构、光反射系数与吸收系数。通过比较能带结构的变化行为,得出 AlN在16.7Gpa附近存在等结构相变,即由直接带隙结构转变为间接带隙结构。同时,结合高压下的态密度分布图和能级移动情况,分析了AlN在高压下的光学性质,吸收谱有向高能端移动(蓝移) 的趋势。     

高压下AlN的电子结构和光学性质

运用密度泛函理论体系下的平面波赝势(PWP)和广义梯度近似(GGA)方法，利用第一性原理计算了不同压强下六方纤锌矿结构AlN晶体的晶格常数、总能量、电子态密度、能带结构、光反射系数与吸收系数。通过比较能带结构的变化行为，得出 AlN在16.7Gpa附近存在等结构相变，即由直接带隙结构转变为间接带隙结构。同时，结合高压下的态密度分布图和能级移动情况，分析了AlN在高压下的光学性质，吸收谱有向高能端移动(蓝移) 的趋势。     

Electronic and magnetic properties of V- and Cr-doped zinc-blende AlN

The electronic and magnetic properties of the zinc-blende aluminum nitride doped with V and Cr are studied using the density functional theory (DFT), namely the KKR-CPA-PBE method. Pure AlN is found to be a wide band gap semiconductor, and doping V and Cr single impurities generate ferromagnetic half-metallic behavior. Moreover, the values of the formation energy reveal that these compounds are stable systems for all dopant concentrations. A self-consistent energy minimization scheme determines the ferromagnetic state as the stable magnetic state for V- and Cr-doping AlN. A double exchange mechanism is identified as the mechanism responsible for magnetism in our systems. When increasing doping impurities, the total magnetic moments increase linearly and the Curie temperature T_C, calculated using the mean-field approximation, shows a significant change. The present findings reveal Cr- and V-doped zinc-blende AlN as potential candidates for high Curie temperature ferromagnetic materials.     

Ag-S共掺杂AlN电子结构和光学性质的第一性原理研究

用第一性原理平面波赝势方法对纯AlN和Ag-S共掺杂AlN的结合能、电子结构和光学性质进行计算分析.结果表明：施主杂质S原子的引入可以有效增加受主杂质Ag原子在AlN中的掺杂浓度,降低受主能级,对受主Ag原子起到了激活的作用,Ag-S共掺杂有助于实现高效的p型AlN.体系掺杂后的介电函数虚部和光吸收谱分别在低能区出现新的峰,其吸收边向低能方向偏移,增强了体系对低频电磁波的吸收.