Detection and Quantification of Alprazolam Added to Long Drinks by Near Infrared Spectroscopy and Chemometrics

In the present work, a fast, relatively cheap, and green analytical strategy to identify and quantify the fraudulent (or voluntary) addition of a drug (alprazolam, the API of Xanax^®) to an alcoholic drink of large consumption, namely gin and tonic, was developed using coupling near-infrared spectroscopy (NIR) and chemometrics. The approach used was both qualitative and quantitative as models were built that would allow for highlighting the presence of alprazolam with high accuracy, and to quantify its concentration with, in many cases, an acceptable error. Classification models built using partial least squares discriminant analysis (PLS-DA) allowed for identifying whether a drink was spiked or not with the drug, with a prediction accuracy in the validation phase often higher than 90%. On the other hand, calibration models established through the use of partial least squares (PLS) regression allowed for quantifying the drug added with errors of the order of 2–5 mg/L.     

Raman spectroscopy in combination with background near-infrared autofluorescence enhances the in vivo assessment of malignant tissues

The diagnostic ability of optical spectroscopy techniques, including near-infrared (NIR) Raman spectroscopy, NIR autofluorescence spectroscopy and the composite Raman and NIR autofluorescence spectroscopy, for in vivo detection of malignant tumors was evaluated in this study. A murine tumor model, in which BALB/c mice were implanted with Meth-A fibrosarcoma cells into the subcutaneous region of the lower back, was used for this purpose. A rapid-acquisition dispersive-type NIR Raman system was employed for tissue Raman and NIR autofluorescence spectroscopic measurements at 785-nm laser excitation. High-quality in vivo NIR Raman spectra associated with an autofluorescence background from mouse skin and tumor tissue were acquired in 5 s. Multivariate statistical techniques, including principal component analysis (PCA) and linear discriminant analysis (LDA), were used to develop diagnostic algorithms for differentiating tumors from normal tissue based on their spectral features. Spectral classification of tumor tissue was tested using a leave-one-out, cross-validation method, and the receiver operating characteristic (ROC) curves were used to further evaluate the performance of diagnostic algorithms derived. Thirty-two in vivo Raman, NIR fluorescence and composite Raman and NIR fluorescence spectra were analyzed (16 normal, 16 tumors). Classification results obtained from cross-validation of the LDA model based on the three spectral data sets showed diagnostic sensitivities of 81.3%, 93.8% and 93.8%; specificities of 100%, 87.5% and 100%; and overall diagnostic accuracies of 90.6%, 90.6% and 96.9% respectively, for tumor identification. ROC curves showed that the most effective diagnostic algorithms were from the composite Raman and NIR autofluorescence techniques.     

Combining visible and near-infrared spectroscopy with chemometrics to trace muscles from an autochthonous breed of pig produced in Uruguay: a feasibility study

Visible (Vis) and near-infrared reflectance (NIR) spectroscopy combined with chemometrics was explored as a tool to trace muscles from autochthonous and crossbreed pigs from Uruguay. Muscles were sourced from two breeds, namely, the Pampa-Rocha (PR) and the Pampa-Rocha x Duroc (PRxD) crossbreed. Minced muscles were scanned in the Vis and NIR regions (400–2,500 nm) in a monochromator instrument in reflectance. Principal component analysis (PCA), discriminant partial least square regression (DPLS), linear discriminant analysis (LDA) based on PCA scores and soft independent modelling of class analogy (SIMCA) were used to identify the origin of the muscles based on Vis and NIR data. Full cross validation was used as validation method when classification models were developed. DPLS correctly classified 87% of PR and 78% of PRxD muscle samples. LDA calibration models correctly classified 87 and 67% of muscles as PR and PRxD, respectively. SIMCA correctly classified 100% of PR muscles. The results demonstrated the usefulness of Vis and NIR spectra combined with chemometrics as rapid method for authentication and identification of muscles according to the breed of pig.     

Building the quality into pellet manufacturing environment--feasibility study and validation of an in-line quantitative near infrared (NIR) method

The present study focuses on the implementation of an in-line quantitative near infrared (NIR) spectroscopic method for determining the active content of pharmaceutical pellets. The first aim was to non-invasively interface a dispersive NIR spectrometer with four realistic particle streams existing in the pellets manufacturing environment. Regardless of the particle stream characteristics investigated, NIR together with Principal Component Analysis (PCA) was able to classify the samples according to their active content. Further, one of these particle stream interfaces was non-invasively investigated with a FT-NIR spectrometer. A predictive model based on Partial Least Squares (PLS) regression was able to determine the active content of pharmaceutical pellets. The NIR method was finally validated with an external validation set for an API concentration range from 80 to 120% of the targeted active content. The prediction error of 0.9% (root mean standard error of prediction, RMSEP) was low, indicating the accuracy of the NIR method. The accuracy profile on the validation results, an innovative approach based on tolerance intervals, demonstrated the actual and future performance of the in-line NIR method. Accordingly, the present approach paves the way for real-time release-based quality system.     

Quantitative analysis of diphenhydramine hydrochloride in pharmaceutical wafers using near infrared and Raman spectroscopy

Wafers with varying concentrations of diphenhydramine hydrochloride (DPH-HCl) as active pharmaceutical ingredient (API) were prepared and their near infrared (NIR) and Raman spectra recorded. The purpose of this study was to compare the suitability of these two vibrational spectroscopic techniques for the quantification of DPH-HCl in pharmaceutical wafers. Partial least squares (PLS1) calibration models with different data pretreatments were tested. Both NIR and Raman spectroscopy proved to be suitable to predict DPH-HCl contents at lower concentration ranges. At higher concentrations, interference by crystallization processes was observed. For investigating the general applicability of the quantification methods, two commercially available products were examined.     

In-line monitoring of extraction process of scutellarein from Erigeron breviscapus (vant.) Hand-Mazz based on qualitative and quantitative uses of near-infrared spectroscopy

The application of near-infrared (NIR) spectroscopy for in-line monitoring of extraction process of scutellarein from Erigeron breviscapus (vant.) Hand-Mazz was investigated. For NIR measurements, two fiber optic probes designed to transmit NIR radiation through a 2 mm pathlength flow cell were utilized to collect spectra in real-time. High performance liquid chromatography (HPLC) was used as a reference method to determine scutellarein in extract solution. Partial least squares regression (PLSR) calibration model of Savitzky-Golay smoothing NIR spectra in the 5450-10,000 cm(-1) region gave satisfactory predictive results for scutellarein. The results showed that the correlation coefficients of calibration and cross validation were 0.9967 and 0.9811, respectively, and the root mean square error of calibration and cross validation were 0.044 and 0.105, respectively. Furthermore, both the moving block standard deviation (MBSD) method and conformity test were used to identify the end point of extraction process, providing real-time data and instant feedback about the extraction course. The results obtained in this study indicated that the NIR spectroscopy technique provides an efficient and environmentally friendly approach for fast determination of scutellarein and end point control of extraction process.     

Chemical imaging of pharmaceutical granules by Raman global illumination and near-infrared mapping platforms

Raman global illumination and near-infrared (NIR) mapping instruments were used to chemically image pharmaceutical granules obtained by the wet granulation process in order to determine whether the API was mixed with the major excipient or granulates on its own. The granules were randomly distributed onto a microscope slide and an average area of about 3.5 mm × 3.5 mm, covering 50-100 granules, was analyzed by both instruments. Light microscopy images of the separated granules were collected before the spectroscopic data acquisition. Both Raman and NIR signals of API and major excipient (mannitol) were easily detected by both techniques which allowed the chemical structure of the granules to be characterised. Most of the granules were found to contain both API and mannitol but pure mannitol and a few pure API granules were also identified. Raman global illumination was found to provide a comprehensive insight into chemical structure of the granules being able to more clearly determine the API in comparison with NIR mapping. Owing to the differences in shapes of the particles and reflection characteristics, visual microscopy and methods based on reflection can be potentially useful for analyzing this particular formulation.     

Discrimination of Osteonecrosis and Normal Tissues by Near-Infrared Spectroscopy and Successive Projections Algorithm-Linear Discriminant Analysis

Osteonecrosis of femoral head (ONFH) is a disease characterized by an impaired blood flow in the bone. The pathogenesis is still unknown, which makes an exact diagnosis troublesome and heavily dependent on experience. Exploring the information of molecular level by modern spectroscopy may help to discover the underlying pathogenesis and find its diagnostic application in clinical medicine. The study focuses on the combination of near-infrared (NIR) spectroscopy and classification models for discriminating ONFH and normal tissues. A total of 128 surgical specimens was prepared and NIR spectra were recorded by an integrating sphere. The experiment data set was divided into three subsets, i.e., the training set, validation set, and test set. Successive projection algorithm-linear discriminant analysis (SPA-LDA) was used to compress variables and build the diagnostic model. Partial least square-discriminant analysis (PLS-DA) was used as the reference. Principal component analysis (PCA) was used for exploratory analysis. The results showed that compared to PLS-DA, SPA-LDA provided a more parsimonious model using only seven variables and achieved better performance, i.e., sensitivity of 90.5 and 85%, and specificity of 100 and 95.5% for the validation and test sets, respectively. It indicated that NIR spectroscopy combined with SPA-LDA algorithm was a feasible aid tool for discriminating ONFH from normal tissue.     

Raman spectroscopy as a process analytical technology tool for the understanding and the quantitative in-line monitoring of the homogenization process of a pharmaceutical suspension

The aim of this study was to propose a Process Analytical Technology (PAT) strategy for the quantitative in-line monitoring of an aqueous pharmaceutical suspension using Raman spectroscopy. A screening design was used to study the significance of process variables (mixing speed and height of the stirrer in the reactor) and of formulation variables (concentration of the active pharmaceutical ingredient (API) ibuprofen and the viscosity enhancer (xanthan gum)) on the time required to homogenize an aqueous pharmaceutical model suspension as response variable. Ibuprofen concentration (10% and 15% (w/v)) and the height of stirrer (position 1 and 2) were discrete variables, whereas the viscosity enhancer (concentration range: 1-2 g L-1) and the mixing speed (700-1000 rpm) were continuous variables. Next, a multilevel full factorial design was applied to study the effect of the remaining significant variables upon the homogenization process and to establish the optimum conditions for the process. Interactions between these variables were investigated as well. During each design experiment, the conformity index (CI) method was used to monitor homogeneity of the suspension mixing system in real-time using Raman spectroscopy in combination with a fibre optical immersion probe. Finally, a principal component regression (PCR) model was developed and evaluated to perform quantitative real-time and in-line measurements of the API during the mixing process. The experimental design results showed that the suspension homogenization process is an irregular process, for which it is impossible to model the studied variables upon the measured response variable. However, applying the PCR model it is possible to predict in-line and real-time the concentration of the API in a suspension during a mixing process. In this study, it is shown that Raman spectroscopy is a suitable PAT tool for the control of the homogenization process of an aqueous suspension. Raman spectroscopy not only allowed real-time monitoring of the homogeneity of the suspension, but also helped (in combination with experimental design) to understand the process. Further, the technique allowed real-time and in-line quantification of the API during the mixing process.     

Chemometric Techniques Applied for Classification and Quantification of Binary Biodiesel/Diesel Blends

In this paper, three different types of biodiesel, which were synthesized from peanut, corn, and canola oils, were characterized by positive-ion electrospray ionization (ESI) and Fourier transform ion cyclotron resonance mass spectrometry (FT-ICR MS). Different biodiesel/diesel blends containing 2–90% (V/V) of each biodiesel type were prepared and analyzed by near infrared spectroscopy (NIR). In the next step, the chemometric methods of hierarchical clusters analysis (HCA), principal component analysis (PCA), and support vector machines (SVM) were used for exploratory analysis of the different biodiesel samples, and the SVM was able to give the best classification results (correct classification of 50 peanut and 50 corn samples, and only one misclassification out of 49 canola samples). Then, partial least squares (PLS) and multivariate adaptive regression splines (MARS) models were evaluated for biodiesel quantification. Both methods were considered equivalent for quantification purposes based on the values smaller than 5% for the root mean square error of calibration (RMSEC) and root mean square of validation (RMSEP), as well as Pearson correlation coefficients of at least 0.969. The combination of NIR to the chemometric techniques of SVM and PLS/MARS was proven to be appropriate to classify and quantify biodiesel from different origins.     

Characterization of Gasoline by Raman Spectroscopy with Chemometric Analysis

A rapid Raman spectroscopy protocol is reported to classify gasoline according to its distributor and to identify and quantify common adulterants. Gasoline from three distributors was collected from 19 stations in São Paulo, Brazil. Principal component analysis (PCA) showed specific clusters for each distributor, and partial least squares discriminant analysis (PLS-DA) correctly identified the origin of the samples. To evaluate the technique for the identification and quantification of the adulterants, authentic samples from each distributor were fortified at levels from 2.5 up to 25.0% (v/v) using ethanol, methanol, toluene, and turpentine to obtain 120 altered samples. PCA showed clear separation among the samples with the adulterants and PLS-DA precisely identified the adulterants (478 in 480 predictions by cross-validation), irrespective of the distributor and the concentration. One classification model was used to characterize all distributors. To quantify the adulterants, 36 multivariate calibration models were constructed using partial least squares (PLS), interval PLS, and PLS genetic algorithm for each distributor and for each adulterant. Cross-validation errors of less than 5.0% were obtained for all adulterants regardless of the distributor. Raman spectroscopy and multivariate analysis were shown to be powerful for rapid and inexpensive for the characterization of gasoline origin and the identification and quantification of common adulterants.     

Comparison of near-infrared and Raman spectroscopy for on-line monitoring of etchant solutions directly through a Teflon tube

Both near-infrared (NIR) and Raman spectroscopy have been studied for the quantitative measurement of components (H(3)PO(4), HNO(3), and CH(3)COOH) in an etchant solution and the corresponding prediction robustness has been evaluated. Both measurements were accomplished by illuminating radiation directly through a Teflon tube. Raman spectral features of each component were much clearer and more selective than those observed in the NIR spectrum. Especially, NIR spectral variation pertinent to H(3)PO(4) and HNO(3) were mostly based on the displacement and perturbation of water bands rather than due solely to NIR absorption. Therefore, the resulting spectral variations were not highly specific. When the validation set contained minor spectral variations resulting from a slight instrumental change, NIR prediction performance for all three components degraded substantially by showing obvious prediction bias. However, the accuracies of Raman predictions were maintained. Since partial least squares (PLS) models for each component were built using NIR spectra of poor specificity with broadly overlapping features, even minor spectral differences introduced by instrumental variations sensitively influenced the prediction performance of the NIR models. Overall, the selectivity (specificity) of a targeting spectroscopic method should be considered critically to secure prediction robustness for monitoring components in an etchant solution.     

Discrimination of natural gas-related bacteria by means of micro-Raman spectroscopy

Methane-oxidizing bacteria (MOB) are a unique group of gram-negative bacteria that are proved to be biological indicator for gas prospecting since they utilize methane as a sole source of carbon and energy. Herein the feasibility of a novel and efficient gas prospecting method using Raman spectroscopy is studied. Confocal Raman spectroscopy is utilized to establish a Raman database of 11 species of methanotrophs and other closely related bacteria with similar morphology that generally coexist in the upper soil of natural gas. After strict and consistent spectral preprocessing, Raman spectra from the whole cell area are analyzed using the combination of principal component analysis (PCA) and Mahalanobis distance (MD) that allow unambiguous classification of the different cell types with an accuracy of 95.91%. The discrimination model based on multivariate analysis is further evaluated by classifying Raman spectra from independently cultivated bacteria, and achieves an overall accuracy of 94.04% on species level. Our approach using Raman spectroscopy in combination with statistical analysis of various gas reservoirs related bacteria provides rapid distinction that can potentially play a vital role in gas exploration.     

Near-infrared spectroscopy and chemometric modelling for rapid diagnosis of kidney disease

Rapid diagnosis is important for efficient treatment in clinical medicine. This study aimed at development of a method for rapid and reliable diagnosis using near-infrared (NIR) spectra of human serum samples with the help of chemometric modelling. The NIR spectra of sera from 48 healthy individuals and 16 patients with suspected kidney disease were analyzed. Discrete wavelet transform (DWT) and variable selection were adopted to extract the useful information from the spectra. Principal component analysis (PCA), linear discriminant analysis (LDA) and partial least squares discriminant analysis (PLSDA) were used for discrimination of the samples. Classification of the two-class sera was obtained using LDA and PLSDA with the help of DWT and variable selection. DWT-LDA produced 93.8% and 83.3% of the recognition rates for the validation samples of the two classes, and 100% recognition rates were obtained using DWT-PLSDA. The results demonstrated that the tiny differences between the spectra of the sera were effectively explored using DWT and variable selection, and the differences can be used for discrimination of the sera from healthy and possible patients. NIR spectroscopy and chemometrics may be a potential technique for fast diagnosis of kidney disease.     

Discrimination of Ganoderma lucidum according to geographical origin with near infrared diffuse reflectance spectroscopy and pattern recognition techniques

A rapid and nondestructive near infrared (NIR) method combined with chemometrics was used to discriminate Ganoderma lucidum according to cultivation area. Raw, first, and second derivative NIR spectra were compared to develop a robust classification rule. The chemical properties of G. lucidum samples were also investigated to find out the difference between samples from six varied origins. It could be found that the amount of polysaccharides and triterpenoid saponins in G. lucidum samples was considerably different based on cultivation area. These differences make NIR spectroscopic method viable. Principal component analysis (PCA), discriminant partial least-squares (DPLS) and discriminant analysis (DA) were applied to classify the geographical origins of those samples. The results showed that excellent classification could be obtained after optimizing spectral pre-treatment. For the discriminating of samples from three different provinces, DPLS provided 100% correct classifications. Moreover, for samples from six different locations, the correct classifications of the calibration as well as the validation data set were 96.6% using the DA method after the SNV first derivative spectral pre-treatment. Overall, NIR diffuse reflectance spectroscopy using pattern recognition was shown to have significant potential as a rapid and accurate method for the identification of herbal medicines.     

Comparison of near-infrared and Raman spectroscopy for the determination of the density of polyethylene pellets

In this study, we compare near-infrared (NIR) and Raman spectroscopy for the determination of the density of linear low density polyethylene (PE) (in a pellet form). As generally known, Raman spectral features are more selective than those of NIR for most chemical samples. NIR spectroscopy has been more extensively used for the quantitative analysis of polymers, but Raman spectroscopy is the better choice as long as the problem of reproducibility of Raman measurements (especially for solid samples), mostly resulting from insufficient sample representation due to probing only localized chemical information and the sensitivity of sample placement with regard to the focal plane, can be overcome. To improve sample representation and reproducibility of Raman measurements, we have employed the wide area illumination (WAI) Raman scheme, capable of illuminating a laser onto a large sample area (28.3 mm²) for Raman spectral collection (a 6-mm laser spot with a focal length of 248 mm). Diffuse reflectance NIR spectra of PE pellets were collected using a sample moving system which allowed for the scanning of large areas. The prediction error was 0.0008 g cm⁻³ for Raman spectroscopy and 0.0011 g cm⁻³ for NIR spectroscopy. The harmonization of inherently selective Raman features and a reproducible spectral collection with correct sample representations using the WAI scheme led to an accurate determination of the density of the PE pellets.     

Rapid monitoring of antibiotics using Raman and surface enhanced Raman spectroscopy

Comparatively few studies have explored the ability of Raman spectroscopy for the quantitative analysis of microbial secondary metabolites in fermentation broths. In this study we investigated the ability of Raman spectroscopy to differentiate between different penicillins and to quantify the level of penicillin in fermentation broths. However, the Raman signal is rather weak, therefore the Raman signal was enhanced using surface enhanced Raman spectroscopy (SERS) employing silver colloids. It was difficult by eye to differentiate between the five different penicillin molecules studied using Raman and SERS spectra, therefore the spectra were analysed by multivariate cluster analysis. Principal components analysis (PCA) clearly showed that SERS rather than the Raman spectra produced reproducible enough spectra to allow for the recovery of each of the different penicillins into their respective five groups. To highlight this further the first five principal components were used to construct a dendrogram using agglomerative clustering, and this again clearly showed that SERS can be used to identify which penicillin molecule was being analysed, despite their molecular similarities. With respect to the quantification of penicillin G it was shown that Raman spectroscopy could be used to quantify the amount of penicillin present in solution when relatively high levels of penicillin were analysed (>50 mM). By contrast, the SERS spectra showed reduced fluorescence, and improved signal to noise ratios from considerably lower concentrations of the antibiotic. This could prove to be advantageous in industry for monitoring low levels of penicillin in the early stages of antibiotic production. In addition, SERS may have advantages for quantifying low levels of high value, low yield, secondary metabolites in microbial processes.     

Qualitative and quantitative analysis of oxytetracycline by near-infrared spectroscopy

Near-infrared (NIR) spectroscopy, in combination with chemometrics, enable the analysis of raw materials without time-consuming sample preparation methods. The aim of our work was to estimate critical parameters in the analytical specification of oxytetracycline, and consequently the development of a method for quantification and qualification of these parameters by NIR spectroscopy. A Karl Fischer (K.F.) titration to determine the water content, a colorimetric assay method, and Fourier transform-infrared (FT-IR) spectroscopy to identify the oxytetracycline base, were used as reference methods, respectively. Multivariate calibration was performed on NIR spectral data using principal component analysis (PCA), partial least-squares (PLS 1) and principal component regression (PCR) chemometric methods. Multivariate calibration models for NIR spectroscopy have been developed. Using PCA and the Soft Independent Modelling of Class Analogy (SIMCA) approach, we established the cluster model for the determination of sample identity. PLS 1 and PCR regression methods were applied to develop the calibration models for the determination of water content and the assay of the oxytetracycline base. Comparing the PLS and PCR regression methods we found out that the PLS is better established by NIR, especially as the spectroscopic data (NIR spectra) are highly collinear and there are many wavelengths due to non-selective wavelengths. The calibration models for NIR spectroscopy are convenient alternatives to the colorimetric method and to the K.F. method, as well as to FT-IR spectroscopy, in the routine control of incoming material.     

Illuminating the flesh of bone identification – An application of near infrared spectroscopy

Near infrared (NIR) reflectance spectroscopy coupled with chemometric analysis was evaluated as a non-destructive tool to discriminate skull bone samples from different animal species. In total 70 skull bones from animals of three classes (mammalians, avian and reptiles) were scanned in the wavelength range between 950 to 1650 nm. Principal component analysis (PCA) and partial least squares discriminant analysis (PLS-DA) were used to analyse the NIR spectra of the skull samples. Correct classification rates of 96% and 81% were obtained for the classification of skull bone samples according to avian and mammalian classes, respectively. Overall, a 91% correct classification rate was obtained for the classification of skull samples according to the class (mammalian and avian). This study demonstrates the potential of NIR spectroscopy coupled with chemometric as data processing, as a means of a rapid, non-destructive classification technique for skull bone samples.