深海海底山环境下声传播水平折射效应研究

声波在深海海底山环境中传播时,海底山会对声传播产生重要影响.2016年在南海深海进行了一次海底山环境下的声传播实验,观测到了由海底山引起的三维声传播效应,本文利用BELLHOP射线理论解释了海底山环境下的三维声传播机理.结果表明：声波在传播过程中与海底山作用后破坏了深海会聚区结构,导致传播损失增大,在海底山后形成具有明显边界的声水平折射区,利用二维声传播模型无法解释实验现象,海底山后声水平折射区实验测量的声场结构与N×2D模型计算结果存在明显差异,实验的传播损失比N×2D模型计算结果大10 dB.通过三维射线模型分析N×2D模型计算结果与实验结果存在明显差异产生的原因,发现由于声波水平折射作用,部分声线无法到达接收器,使得三维声传播效应对海底山后一定角度范围内声场影响较为明显.因此,深海海底山会引起明显的三维水平折射效应,应在水下目标探测和定位等应用中给予重视.     

复等效深度耦合简正波模型

为了考虑海底地形随距离变化的非水平分层介质中割线积分对声场的贡献,提出了复等效深度耦合简正波模型。该耦合简正波模型由介质运动方程和连续性方程推导得到了耦合微分方程组,此方程组满足海底地形随距离变化情况下的边界条件且仅包含一个耦合矩阵,并通过引入复等效深度理论处理连续谱和离散谱之间的相互耦合。仿真计算表明,复等效深度耦合简正波模型提高了波导简正波本征值位于割线枝点附近情况下声传播损失的计算精度,充分考虑了波导简正波、非波导简正波和割线积分对声场的贡献,可快速而准确地计算非水平分层介质中的声场。      

Acoustic propagation through anisotropic internal wave fields: transmission loss, cross-range coherence, and horizontal refraction

Results of a computer simulation study are presented for acoustic propagation in a shallow water, anisotropic ocean environment. The water column is characterized by random volume fluctuations in the sound speed field that are induced by internal gravity waves, and this variability is superimposed on a dominant summer thermocline. Both the internal wave field and resulting sound speed perturbations are represented in three-dimensional (3D) space and evolve in time. The isopycnal displacements consist of two components: a spatially diffuse, horizontally isotropic component and a spatially localized contribution from an undular bore (i.e., a solitary wave packet or solibore) that exhibits horizontal (azimuthal) anisotropy. An acoustic field is propagated through this waveguide using a 3D parabolic equation code based on differential operators representing wide-angle coverage in elevation and narrow-angle coverage in azimuth. Transmission loss is evaluated both for fixed time snapshots of the environment and as a function of time over an ordered set of snapshots which represent the time-evolving sound speed distribution. Horizontal acoustic coherence, also known as transverse or cross-range coherence, is estimated for horizontally separated points in the direction normal to the source-receiver orientation. Both transmission loss and spatial coherence are computed at acoustic frequencies 200 and 400 Hz for ranges extending to 10 km, a cross-range of 1 km, and a water depth of 68 m. Azimuthal filtering of the propagated field occurs for this environment, with the strongest variations appearing when propagation is parallel to the solitary wave depressions of the thermocline. A large anisotropic degradation in horizontal coherence occurs under the same conditions. Horizontal refraction of the acoustic wave front is responsible for the degradation, as demonstrated by an energy gradient analysis of in-plane and out-of-plane energy transfer. The solitary wave packet is interpreted as a nonstationary oceanographic waveguide within the water column, preferentially funneling acoustic energy between the thermocline depressions.     

A coupled-mode sound propagation model with complex effective depth

A coupled-mode sound propagation model with complex effective depth is presented,in order to involve the effect of branch line integral for acoustic field in a range-dependent waveguide.The equations of motion and continuity are used to obtain the coupled equations,which satisfy boundary conditions in the waveguide with varying topography and contain one coupling matrix.Meanwhile,the couplings between discrete and continuous spectrum are dealt with based on complex effective depth theory.Numerical simulations show that the accuracy of transmission loss is improved by the coupled mode model when eigenvalues of trapped modes are located near the branch point.The acoustic field in a non-horizontally stratified waveguide can be calculated efficiently and accurately by this model,and the energy corresponding to trapped modes,leaky modes and branch line integral can be considered adequately.     

负梯度水文环境下海山对声传播的影响

利用一次南海海山环境下的声传播实验数据,研究了负梯度水文环境下海底山对声传播的影响。针对实验数据中的传播损失异常,从射线声学角度给出了合理的解释,表明海底山的存在引起传播损失在距离上剧烈波动。在距离接收阵较近的7.6 km处,声源位于海山斜坡上,斜坡的反射使接收传播损失减小约8 dB,体现出斜坡增强特征。当声源位于海山后,海底山的遮蔽作用使23.8 km处的传播损失增加超过20 dB,不同位置处海山遮蔽效应的差异使传播损失随距离起伏。利用抛物模型对实验环境下的声传播进行了定量仿真,仿真传播损失同实验结果符合,验证了实验数据中海底山的反射和遮蔽作用。此外,对实验环境下海山的遮蔽损失进行分析,发现在不同声源位置处,海山遮蔽损失在特定频带上同频率对数具有线性关系。      

水平变化波导中的简正波耦合与能量转移

针对海底地形水平变化对声场能量传播和声场干涉结构的影响,对简正波之间的耦合和能量转移进行了研究.建立了一种二维大步长格式的耦合简正波模型和三维楔形波导耦合简正波模型,以便快速有效地分析简正波之间的耦合和能量转移.基于耦合简正波模型,阐述了前向声场能量在水平变化波导中传播时的转移过程.并根据射线简正波理论,解释了海底地形变化对声场能量分布的影响机理.水平变化波导中声场的仿真计算表明,当本征值虚部发生剧烈变化时声场存在着较强的简正波耦合和能量转移,且海底地形变化将导致声场能量的水平传播方向偏转至海水深度增加的方向.在声场能量转移和传播方向变化中,声场的能量趋于保留在波导中而不向海底泄漏.同时,声场能量分布受到类似于压缩或稀疏的作用,从而形成椭圆状的干涉结构.     

Computer modeling of sound fields in the ocean with fine-structured inhomogeneities

The results of a computer modeling of sound propagation in the ocean with fine-structured inhomogeneities are presented. The modeling was performed using a wave code based on the wide-angle approximation, which allows one to estimate the effects of sound field perturbations. These effects include the insonification of the geometric shadow zones and the abnormal attenuation of low-frequency sound in the course of its propagation in an oceanic waveguide. Calculations clearly demonstrate that the fine-structured inhomogeneities of the sound velocity considerably affect the sound propagation in the ocean.     

Statistics of low-frequency normal-mode amplitudes in an ocean with random sound-speed perturbations: shallow-water environments

Second- and fourth-moment mode-amplitude statistics for low-frequency ocean sound propagation through random sound-speed perturbations in a shallow-water environment are investigated using Monte Carlo simulations and a transport theory for the cross-mode coherence matrix. The acoustic observables of mean and mean square intensity are presented and the importance of adiabatic effects and cross-mode coherence decay are emphasized. Using frequencies of 200 and 400 Hz, transport theory is compared with Monte Carlo simulations in a canonical shallow-water environment representative of the summer Mid-Atlantic Bight. Except for ranges less than a horizontal coherence length of the sound structure, the intensity moments from the two calculations are in good agreement. Corrections for the short range behavior are presented. For these frequencies the computed mode coupling rates are extremely small, and the propagation is strongly adiabatic with a rapid decay of cross-mode coherence. Coupling effects are predicted to be important at kilohertz frequencies. Decay of cross-mode coherence has important implications for acoustic interactions with nonlinear internal waves: For the case in which the acoustic path is not at glancing incidence with a nonlinear internal-wave front, adiabatic phase randomizing effects lead to a significantly reduced influence of the nonlinear waves on both mean and mean square intensity.     

The contribution of a lateral wave in simulating low-frequency sound fields in an irregular waveguide with a liquid bottom

A further development of a previously proposed approach to calculating the sound field in an arbitrarily irregular ocean is presented. The approach is based on solving the first-order causal mode equations, which are equivalent to the boundary-value problem for acoustic wave equations in terms of the cross-section method. For the mode functions depending on the horizontal coordinate, additional terms are introduced in the cross-section equations to allow for the multilayer structure of the medium. A numerical solution to the causal equations is sought using the fundamental matrix equation. For the modes of the discrete spectrum and two fixed low frequencies, calculations are performed for an irregular two-layer waveguide model with fluid sediments, which is close to the actual conditions of low-frequency sound propagation in the coastal zone of the oceanic shelf. The calculated propagation loss curves are used as an example for comparison with results that can be obtained for the given waveguide model with the use of adiabatic and one-way propagation approximations.     

Simulation of low-frequency sound propagation in an irregular shallow-water waveguide with a fluid bottom

A further development of a previously proposed approach to calculating the sound field in an arbitrarily irregular ocean is presented. The approach is based on solving the first-order causal mode equations, which are equivalent to the boundary-value problem for acoustic wave equations in terms of the cross-section method. For the mode functions depending on the horizontal coordinate, additional terms are introduced in the cross-section equations to allow for the multilayer structure of the medium. A numerical solution to the causal equations is sought using the fundamental matrix equation. For the modes of the discrete spectrum and two fixed low frequencies, calculations are performed for an irregular two-layer waveguide model with fluid sediments, which is close to the actual conditions of low-frequency sound propagation in the coastal zone of the oceanic shelf. The calculated propagation loss curves are used as an example for comparison with results that can be obtained for the given waveguide model with the use of adiabatic and one-way propagation approximations.     

Mean field of a low-frequency sound wave propagating in a fluctuating ocean

Statistical characteristics of low-frequency sound waves propagating over long distances in a fluctuating ocean are important for many practical problems. In this paper, using the theory of multiple scattering, the mean field of a low-frequency sound wave was analytically calculated. In these calculations, the ratio of the sound wavelength and the scale of random inhomogeneities can be arbitrary. Furthermore, the correlation function of inhomogeneities is expressed in terms of a modal spectrum (e.g., internal waves modes). The obtained mean sound field is expressed as a sum of normal modes that attenuate exponentially. It is shown that the extinction coefficients of the modes are linearly related to the spectrum of random inhomogeneities in the ocean. Measurements of the extinction coefficients can therefore be used for retrieving this spectrum. The mean sound field is calculated for both 3D and 2D geometries of sound propagation. The results obtained can be used to study the range of applicability of the 2D propagation model.     

浅海周期起伏海底环境下的声传播

海底粗糙对水下声传播及水声探测等应用具有重要影响.利用黄海夏季典型海洋环境,分析了同时存在海底周期起伏和强温跃层条件下的声传播特性,结果表明:由于海底周期起伏的存在,对于低频(<1 kHz)、近程(10 km)的声信号,传播损失可增大5—30 dB.总结了声传播损失及脉冲到达结构随声源深度、海底起伏周期及起伏高度等因素变化的规律.当海底起伏周期不变时,起伏高度越大引起的异常声传播的影响随之变大;当起伏高度不变时,随着起伏周期变大,其对声传播的影响逐渐变小.用射线理论分析了其影响机理,由于海底周期起伏改变了声波与海底的入射和反射角度,使得原本小掠射角入射到海底的声线变为大掠射角,导致海底的反射损失增大;另一方面,声线反射角度的改变会使得原本可以到达接收点的声能量,由于与海底作用次数增加或变为反向传播而大幅度衰减.在浅海负跃层环境下,声源位于跃层上比位于跃层下对声传播影响更大.周期起伏海底对脉冲声传播的影响表现在引起不同角度的声线(或简正波号数)之间的能量发生转化,一些大角度声线能量衰减加大,多途结构变少.多途结构到达时间及相对幅度的变化进而影响声场的频谱,会使得基于匹配场定位的方法性能受到影响.所以,声呐在实际浅海环境中应用时,应对起伏海底的影响予以重视.此外,研究结果对海底地形测绘空间精度的提高也具有重要参考意义.     

动态水声环境不确定性的预报与估计

水声环境具有强烈的时空易变性,为了解其变化中的规律和产生的不确定性,将POM海洋数值模型和水声传播模型FOR3D进行耦合,建立海洋—声学耦合数值模式。对海区的温盐等环境参数和水下声场进行预报,给出了典型断面的温度垂直结构、实验海区声速剖面和传播损失。同时,采用集合卡尔曼滤波(EnKF)方法结合海洋—声学耦合数值模式分析了水声环境的不确定性,对不同深度与频率下,传播损失的均值与满足90%的可能区间进行了计算,同时给出了不同点声速、传播损失、声纳作用距离的不确定性直方图。和实验数据的对比结果表明该方法具有较高的有效性,能对水声环境的不确定性进行合理的预报与估计。     

The impact of water column variability on horizontal wave number estimation and mode based geoacoustic inversion results

The influence of water column variability on low-frequency, shallow water geoacoustic inversion results is considered. The data are estimates of modal eigenvalues obtained from measurements of a point source acoustic field using a horizontal aperture array in the water column. The inversion algorithm is based on perturbations to a background waveguide model with seabed properties consistent with the measured eigenvalues. Water column properties in the background model are assumed to be known, as would be obtained from conductivity, temperature, and depth measurements. The scope of this work in addressing the impact of water column variability on inversion is twofold. Range-dependent propagation effects as they pertain to eigenvalue estimation are first considered. It is shown that mode coupling is important even for weak internal waves and can enhance modal eigenvalue estimates. Second, the effect of the choice of background sound speed profile in the water column is considered for its impact on the estimated bottom acoustic properties. It is shown that a range-averaged sound velocity profile yields the best geoacoustic parameter estimates.     

Acoustic field and array response uncertainties in stratified ocean media

The change-of-variables theorem of probability theory is applied to compute acoustic field and array beam power probability density functions (pdfs) in uncertain ocean environments represented by stratified, attenuating ocean waveguide models. Computational studies for one and two-layer waveguides investigate the functional properties of the acoustic field and array beam power pdfs. For the studies, the acoustic parameter uncertainties are represented by parametric pdfs. The field and beam response pdfs are computed directly from the parameter pdfs using the normal-mode representation and the change-of-variables theorem. For two-dimensional acoustic parameter uncertainties of sound speed and attenuation, the field and beam power pdfs exhibit irregular functional behavior and singularities associated with stationary points of the mapping, defined by acoustic propagation, from the parameter space to the field or beam power space. Implications for the assessment of orthogonal polynomial expansion and other methods for computing acoustic field pdfs are discussed.     

基于联合波叠加法的浅海信道下圆柱壳声辐射研究

针对浅海信道下弹性结构声辐射预报尚无高效可靠的研究方法,提出了一种浅海信道下弹性结构声辐射快速预报的联合波叠加法.该方法结合了浅海信道传输函数、多物理场耦合数值计算法和波叠加法理论,运用该方法可对浅海信道下弹性结构辐射声场进行快速预报.经数值法和解析解法验证后,从信道下辐射源、环境影响和辐射声场测量的角度研究分析了浅海信道下弹性圆柱壳的声辐射特性,阐释了进行浅海信道下结构声辐射研究的必要性.研究结果表明,仅在低频浅海信道下弹性结构可近似等效为点源,信道上下边界对声场产生显著的耦合影响,高频段的空间声场指向性分布尤为明显,垂直线列阵进行信道下结构辐射声功率测量时,测量结果受到信道环境边界和潜深的影响较大.     

沉积层声学特性对浅海低频声场分布的影响

已有对浅海低频水声场的讨论多是关注声能量在水体中的分布特性,对水体下沉积层、基底中低频声传播的同步研究相对较少。本文基于波动方程,在柱坐标系下推导了一种浅海水体/海底统一波导下低频声能流的计算模型,在此基础上结合具体仿真算例与波动理论阐述了不同沉积层声学参数对声场能量分布的影响规律及机理。仿真结果表明,在沉积层纵波声速>水中声速>沉积层横波声速的前提下,沉积层中密度与纵波声速数值越大,声能量越趋于保留在水体中而不向海底泄漏,横波声速的影响正好相反;沉积层厚度增加到一定量后,基底对流体层中声传播的影响可近似忽略不计。      

一种水平变化可穿透波导中声传播问题的耦合简正波方法

通过利用标准简正波程序KRAKEN计算本地简正波解及耦合矩阵, 进一步发展了求解水平变化波导中声场的全局矩阵耦合简正波方法(Luo et al., "A numerically stable coupled-mode formulation for acoustic propagation in range-dependent waveguides," Sci. China-Phys. Mech. Astron. 55, 572 (2012)), 使得该方法可以处理具有可穿透海底及随深度变化声速剖面等实际问题, 并提供声场的完全双向解. 本文还给出了双层波导中耦合矩阵的解析表达式, 并利用其验证了本方法中耦合矩阵数值算法的精度. 最后, 利用改善后的全局矩阵耦合简正波模型(DGMCM)计算了美国声学学会(ASA)提出的可穿透楔形波导标准问题, 将所得数值解与参考解比较, 结果表明DGMCM方法可以精确处理水平变化波导中声传播实际问题. 关键词： 耦合简正波理论 全局矩阵方法 可穿透楔形波导     

浅海内波影响下的波导不变量变化特性分析

针对浅海内波引起波导不变量变化的问题,利用声场波导不变量的概率分布并结合声场简正波的理论,研究了内波活动下波导不变量的时变性,给出了波导不变量变化的机理和规律.具体结论是,在负跃层波导中,声场的波导不变量的最大概率取值具有明显的频变特性.内波环境下,当声传播方向与内波波阵面平行时,接收声场简正波的幅度变化不大,但是简正波的相慢度差和群慢度差的变化却能引起波导不变量最大概率取值的变化;而当声传播方向与内波波阵面垂直时,内波引起的简正波耦合同样会导致波导不变量的最大概率取值的明显变化.     

三维绝热简正波-抛物方程理论及应用

复杂海域通常存在环境参数的水平变化,这会导致声波在传播过程中发生水平折射,呈现出三维效应.利用绝热简正波-抛物方程理论进行三维声场建模,在垂直方向上使用标准简正波模型KRAKEN求解本征值和本征函数,水平方向上使用宽角抛物方程模型RAM求解简正波幅度.该模型物理意义清晰,计算效率高,但由于忽略了各号简正波之间的耦合,只适用于环境参数水平变化缓慢的问题.使用该模型分析了内波环境和大陆架楔形波导中的声波水平折射现象,结果表明,声波的水平折射将水平平面分为不同区域,每个区域内的声场结构明显不同.此外,声强在水平平面内的分布与声源频率和简正波号数有关,这种依赖关系是导致声信号频谱变化、波形畸变以及声场时空扰动的主要原因.