New Energy-Based Decoherence Correction Approaches for Trajectory Surface Hopping

Inspired by the branching corrected surface hopping (BCSH) method [J. Xu and L. Wang, J. Chem. Phys. 150 , 164101 (2019)], we present two new decoherence time formulas for trajectory surface hopping. Both the proposed linear and exponential formulas characterize the decoherence time as functions of the energy difference between adiabatic states and correctly capture the decoherence effect due to wave packet reflection as predicted by BCSH. The relevant parameters are trained in a series of 200 diverse models with different initial nuclear momenta, and the exact quantum solutions are utilized as references. As demonstrated in the three standard Tully models, the two new approaches exhibit significantly higher reliability than the widely used counterpart algorithm while holding the appealing efficiency, thus promising for nonadiabatic dynamics simulations of general systems.     

A new approach to decoherence and momentum rescaling in the surface hopping algorithm

As originally proposed, the fewest switches surface hopping (FSSH) algorithm does not allow for decoherence between wavefunction amplitudes on different adiabatic surfaces. In this paper, we propose an inexpensive correction to standard FSSH dynamics wherein we explicitly model the decoherence of nuclear wave packets on distinct electronic surfaces. Our augmented fewest switches surface hopping approach is conceptually simple and, thus far, it has allowed us to capture several key features of the exact quantum results. Two points in particular merit attention. First, we obtain the correct branching ratios when a quantum particle passes through more than one region of nonadiabatic coupling. Second, our formalism provides a new and natural approach for rescaling nuclear momenta after a surface hop. Both of these features should become increasingly important as surface hopping schemes are applied to higher-dimensional problems.     

Surface hopping simulation of vibrational predissociation of methanol dimer

The mixed quantum-classical surface hopping method is applied to the vibrational predissociation of methanol dimer, and the results are compared to more exact quantum calculations. Utilizing the vibrational SCF basis, the predissociation problem is cast into a curve crossing problem between dissociative and quasibound surfaces with different vibrational character. The varied features of the dissociative surfaces, arising from the large amplitude OH torsion, generate rich predissociation dynamics. The fewest switches surface hopping algorithm of Tully [J. Chem. Phys. 93, 1061 (1990)] is applied to both diabatic and adiabatic representations. The comparison affords new insight into the criterion for selecting the suitable representation. The adiabatic method's difficulty with low energy trajectories is highlighted. In the normal crossing case, the diabatic calculations yield good results, albeit showing its limitation in situations where tunneling is important. The quadratic scaling of the rates on coupling strength is confirmed. An interesting resonance behavior is identified and is dealt with using a simple decoherence scheme. For low lying dissociative surfaces that do not cross the quasibound surface, the diabatic method tends to overestimate the predissociation rate whereas the adiabatic method is qualitatively correct. Analysis reveals the major culprits involve Rabi-like oscillation, treatment of classically forbidden hops, and overcoherence. Improvements of the surface hopping results are achieved by adopting a few changes to the original surface hopping algorithms.     

Charge transfer ionic character illustration for strontium hydride ion through a diabatic investigation

Adiabatic and diabatic studies are performed for the strontium hydride ion (SrH)⁺. Potential energy surface and electric dipole moment for the ground and all excited states dissociating up to the charge transfer ionic limit Sr²⁺H⁻ have been investigated and analyzed in adiabatic and diabatic representations. The adiabatic approach uses the pseudo potential for the strontium atom complemented by core polarization potential operators, reducing the calculation to a two effective electrons system where full configuration interaction can be easily performed. The adiabatic results have been improved by a simple correction of the hydrogen electron affinity for all ¹Σ⁺ states. The diabatic results reveal the strong imprint of the charge transfer ionic state in the ¹Σ⁺ adiabatic states.     

On the construction of diabatic and adiabatic potential energy surfaces based on ab initio valence bond theory

A theoretical model is presented for deriving effective diabatic states based on ab initio valence bond self-consistent field (VBSCF) theory by reducing the multiconfigurational VB Hamiltonian into an effective two-state model. We describe two computational approaches for the optimization of the effective diabatic configurations, resulting in two ways of interpreting such effective diabatic states. In the variational diabatic configuration (VDC) method, the energies of the diabatic states are variationally minimized. In the consistent diabatic configuration (CDC) method, both the configuration coefficients and orbital coefficients are simultaneously optimized to minimize the adiabatic ground-state energy in VBSCF calculations. In addition, we describe a mixed molecular orbital and valence bond (MOVB) approach to construct the CDC diabatic and adiabatic states for a chemical reaction. Note that the VDC-MOVB method has been described previously. Employing the symmetric S(N)2 reaction between NH(3) and CH(3)NH(3)(+) as a test system, we found that the results from ab initio VBSCF and from ab initio MOVB calculations using the same basis set are in good agreement, suggesting that the computationally efficient MOVB method is a reasonable model for VB simulations of condensed phase reactions. The results indicate that CDC and VDC diabatic states converge, respectively, to covalent and ionic states as the molecular geometries are distorted from the minimum of the respective diabatic state along the reaction coordinate. Furthermore, the resonance energy that stabilizes the energy of crossing between the two diabatic states, resulting in the transition state of the adiabatic ground-state reaction, has a strong dependence on the overlap integral between the two diabatic states and is a function of both the exchange integral and the total diabatic ground-state energy.     

Decoherence and surface hopping: when can averaging over initial conditions help capture the effects of wave packet separation?

Fewest-switches surface hopping (FSSH) is a popular nonadiabatic dynamics method which treats nuclei with classical mechanics and electrons with quantum mechanics. In order to simulate the motion of a wave packet as accurately as possible, standard FSSH requires a stochastic sampling of the trajectories over a distribution of initial conditions corresponding, e.g., to the Wigner distribution of the initial quantum wave packet. Although it is well-known that FSSH does not properly account for decoherence effects, there is some confusion in the literature about whether or not this averaging over a distribution of initial conditions can approximate some of the effects of decoherence. In this paper, we not only show that averaging over initial conditions does not generally account for decoherence, but also why it fails to do so. We also show how an apparent improvement in accuracy can be obtained for a fortuitous choice of model problems, even though this improvement is not possible, in general. For a basic set of one-dimensional and two-dimensional examples, we find significantly improved results using our recently introduced augmented FSSH algorithm.     

Adiabatic versus diabatic descriptions of the lowest Rydberg and valence 1Σ+ states of HCl

In this contribution we first report new ab initio self-consistent field configuration interaction calculations of the first excited adiabatic potential of (1)Σ(+) symmetry, the 2(1)Σ(+) or B(1)Σ(+) state, which presents two minima and can thus be seen as made up of the Rydberg E(1)Σ(+) and the valence V(1)Σ(+) states. Based on the computed 2(1)Σ(+) potential, we devised a theoretical procedure to compute the vibronic structure in order to try to explain the energy levels observed in the region above 76 254.4 cm(-1) which display an irregular vibrational structure, indicative of spectral perturbations. We try to find out which representation of the electronic states, the diabatic or the adiabatic one, is best suited to replicate the lowest observed vibronic levels of the E and V states. To this end, we deduce, from the 2(1)Σ(+) potential and its complementary adiabatic potential, two diabatic potentials. We then carry out a coupled equation treatment based on these diabatic potentials. The results of this treatment indicate that, in the present case, the adiabatic representation is better than the diabatic one to describe the observed vibronic levels. This is due, as expected, to the existence of a strong electrostatic interaction between the two diabatic potentials.     

Determination of diabatic states through enforcement of configurational uniformity

. An electronic structure-based construction of diabatic states from adiabatic states is formulated that is applicable when individual diabatic states contain several dominant configurations. It is accomplished by maximizing the electronic uniformity of the diabatic states with respect to their dominant configurations throughout the entire nuclear coordinate region. The configurations are generated from unambiguously defined diabatization-adapted molecular orbitals. The orthogonal transformation from adiabatic to diabatic states is deduced by an intrinsic analysis of the adiabatic CI coefficients, without calculating matrix elements of additional, derivative or non-derivative operators. The practicality of the method is demonstrated by applying it to the conical intersection region of the 1¹ A ₁ and 2¹ A ₁ states of ozone.     

Diabatic couplings for charge recombination via Boys localization and spin-flip configuration interaction singles

We describe a straightforward technique for obtaining diabatic couplings applicable to charge transfer from or charge recombination to the electronic ground state. Our method is nearly black box, requiring minimal chemical intuition from the user, and merges two well-established approaches in electronic structure theory: first, smooth and balanced adiabatic states are generated using spin-flip-configuration interaction singles (SF-CIS) based on a triplet HF state; second, Boys localization is applied to rotate all adiabatic states into charge-localized diabatic states. The method is computationally inexpensive, scaling only with the cost of CIS, and does not require a choice of active space, which is usually required for such intrinsically multiconfigurational problems. Molecular LiF in vacuum and LiF solvated by a single water molecule are examined as model systems. We find nearly smooth diabatic potential energy surfaces and couplings and we find that the Condon approximation is obeyed approximately for this model problem.     

Electron transfer mechanisms in surface dynamical processes

Some topics concerning on the dynamical electron transfer processes between adparticle and surface are discussed based on recent theoretical studies. They include the band effect on the electron transfer probability, the change from the diabatic to adiabatic behavior seen in the field induced desorption (FID), and the effect of the couplings with the medium degrees of freedom on the electron transfer process. It is elucidated how the competition of the energy parameters, i.e., the band width, the inverse of the scattering time and the interaction energy leads to different features of the electron transfer. Natural crossover of the FID behavior from the diabatic to the adiabatic limit is clarified by the generalized kinematic equation based on the quantum model of the electron transfer. Enhancement of the diabatic behavior by the coupling with the heat bath or sorrounding medium is concluded with the stochastic trajectory method and the time-developing operator method.     

Communication: Standard surface hopping predicts incorrect scaling for Marcus' golden-rule rate: the decoherence problem cannot be ignored

We evaluate the accuracy of Tully's surface hopping algorithm for the spin-boson model for the case of a small diabatic coupling parameter (V). We calculate the transition rates between diabatic surfaces, and we compare our results to the expected Marcus rates. We show that standard surface hopping yields an incorrect scaling with diabatic coupling (linear in V), which we demonstrate is due to an incorrect treatment of decoherence. By modifying standard surface hopping to include decoherence events, we recover the correct scaling (~V(2)).     

Numerical Convergence of the Sinc Discrete Variable Representation for Solving Molecular Vibrational States with a Conical Intersection in Adiabatic Representation

Within the Born-Oppenheimer (BO) approximation, nuclear motions of a molecule are often envisioned to occur on an adiabatic potential energy surface (PES). However, this single PES picture should be reconsidered if a conical intersection (CI) is present, although the energy is well below the CI. The presence of the CI results in two additional terms in the nuclear Hamiltonian in the adiabatic presentation, i.e., the diagonal BO correction (DBOC) and the geometric phase (GP), which are divergent at the CI. At the same time, there are cusps in the adiabatic PESs. Thus usually it is regarded that there is numerical difficulty in a quantum dynamics calculation for treating CI in the adiabatic representation. A popular numerical method in nuclear quantum dynamics calculations is the Sinc discrete variable representation (DVR) method. We examine the numerical accuracy of the Sinc DVR method for solving the Schr?dinger equation of a two dimensional model of two electronic states with a CI in both the adiabatic and diabatic representation. The results suggest that the Sinc DVR method is capable of giving reliable results in the adiabatic representation with usual density of the grid points, without special treatment of the divergence of the DBOC and the GP. The numerical uncertainty is not worse than that after the introduction of an arbitrary vector potential for accounting the GP, whose accurate form usually is not easy to obtain.     

Ab initio calculations on the excited states of Na3 cluster to explore beyond Born-Oppenheimer theories: adiabatic to diabatic potential energy surfaces and nuclear dynamics

We perform ab initio calculation using quantum chemistry package (MOLPRO) on the excited states of Na(3) cluster and present the adiabatic PESs for the electronic states 2(2)E' and 1(2)A(1)', and the non-adiabatic coupling (NAC) terms among those states. Since the ab initio calculated NAC elements for the states 2(2)E' and 1(2)A(1)' demonstrate the numerical validity of so called "Curl Condition," such states closely form a sub-Hilbert space. For this subspace, we employ the NAC terms to solve the "adiabatic-diabatic transformation (ADT)" equations to obtain the functional form of the transformation angles and pave the way to construct the continuous and single valued diabatic potential energy surface matrix by exploiting the existing first principle based theoretical means on beyond Born-Oppenheimer treatment. Nuclear dynamics has been carried out on those diabatic surfaces to reproduce the experimental spectrum for system B of Na(3) cluster and thereby, to explore the numerical validity of the theoretical development on beyond Born-Oppenheimer approach for adiabatic to diabatic transformation.     

Using semiclassical surface hopping for coupled partial wave calculations on systems with non-spherically symmetric potentials

It is shown that a semiclassical surface hopping (SH) approach provides a simple and efficient method for scattering calculations with non-spherically symmetric potentials. The calculations are performed by expanding the wave function in an angular momentum state basis. Since the potential is not spherically symmetric, the different angular states are coupled. The semiclassical SH method, which is typically used for problems with coupled electronic states, can, in principle, be employed for any coupled state problem. The particular SH method employed is known to provide highly accurate results for coupled electronic state problems. The method is tested on model two angular state problems using potential surfaces and couplings arising from a non-spherically symmetric scattering problem. The results for these model problems are in excellent agreement with exact quantum calculations. Full calculations, which are converged with regard to the number of angular basis states, are also performed for the non-spherically symmetric problem. It is shown that an approximation to the surface hopping amplitudes that simplifies the numerical implementation of the method provides results in excellent agreement with the full surface hopping calculation.     

Conical intersections and semiclassical trajectories: comparison to accurate quantum dynamics and analyses of the trajectories

Semiclassical trajectory methods are tested for electronically nonadiabatic systems with conical intersections. Five triatomic model systems are presented, and each system features two electronic states that intersect via a seam of conical intersections (CIs). Fully converged, full-dimensional quantum mechanical scattering calculations are carried out for all five systems at energies that allow for electronic de-excitation via the seam of CIs. Several semiclassical trajectory methods are tested against the accurate quantum mechanical results. For four of the five model systems, the diabatic representation is the preferred (most accurate) representation for semiclassical trajectories, as correctly predicted by the Calaveras County criterion. Four surface hopping methods are tested and have overall relative errors of 40%-60%. The semiclassical Ehrenfest method has an overall error of 66%, and the self-consistent decay of mixing (SCDM) and coherent switches with decay of mixing (CSDM) methods are the most accurate methods overall with relative errors of approximately 32%. Furthermore, the CSDM method is less representation dependent than both the SCDM and the surface hopping methods, making it the preferred semiclassical trajectory method. Finally, the behavior of semiclassical trajectories near conical intersections is discussed.     

Electronic state representations at molecular potential pseudocrossings

A diabatic representation is introduced to describe electronic states around adiabatic pseudocrossings, as an alternative to presently available representations. A transformation from the adiabatic to the new diabatic representation is chosen to assure well behaved diabatic potentials for arbitrary momentum coupling strengths. Parameters of the transformation are determined by minimizing momentum couplings in the pseudocrossing region. The problem of two electronic states in one relative position variable is treated in detail and is studied with a numerical model. A comparison of results of our procedure and of other available ones is given. The present developments also provide a criterion for neglecting momentum couplings based on their strength and on the range of collision energies.     

Nonadiabatic scattering of NO off Au3 clusters: A simple and robust diabatic state manifold generation method for multiconfigurational wavefunctions

The presence of nonadiabatic effects during the interaction of small molecules with metals has been observed experimentally for the last decades. Specially remarkable are the effects found for NO/Au, where experiments have suggested the presence of very strong vibronic coupling during the molecular scattering. However, the accurate inclusion of the nonadiabatic effects in periodic boundary conditions (PBC) theoretical methods remain an unapproachable challenge. Here, aiming to give some theoretical insight to the strong vibronic coupling, we have adopted a pragmatic point of view, taking use of an auxiliary simplified system, NO/Au₃. We show the importance of nonadiabatic coupling, during the scattering of NO from a Au₃ cluster, using a diabatic representation of 12 electronic states of the system, including a few charge-transfer states. Our diabatic representation is obtained by rotating the orbital and configuration interaction (CI) vectors of a restricted active space (RAS) wavefunction. We present a strategy for extracting the best effective manifold of states relevant to the system, below some prescribed energy, directly from the RAS CI vectors. This scheme is able to disentangle a large dense manifold of adiabatic states with strong coupling and crossings. This approach is also shown to work for multireference configuration interaction (MRCI). By performing quantum propagations, we observed an increase in vibrational redistribution with increasing initial vibrational or translational energies. We suggest that these nonadiabatic effects should also be present at smaller energies in larger clusters. © 2018 Wiley Periodicals, Inc.     

X-ray absorption and resonant Auger spectroscopy of O2 in the vicinity of the O 1s-->sigma* resonance: experiment and theory

We report on an experimental and theoretical investigation of x-ray absorption and resonant Auger electron spectra of gas phase O(2) recorded in the vicinity of the O 1s-->sigma(*) excitation region. Our investigation shows that core excitation takes place in a region with multiple crossings of potential energy curves of the excited states. We find a complete breakdown of the diabatic picture for this part of the x-ray absorption spectrum, which allows us to assign an hitherto unexplained fine structure in this spectral region. The experimental Auger data reveal an extended vibrational progression, for the outermost singly ionized X (2)Pi(g) final state, which exhibits strong changes in spectral shape within a short range of photon energy detuning (0 eV>Omega>-0.7 eV). To explain the experimental resonant Auger electron spectra, we use a mixed adiabatic/diabatic picture selecting crossing points according to the strength of the electronic coupling. Reasonable agreement is found between experiment and theory even though the nonadiabatic couplings are neglected. The resonant Auger electron scattering, which is essentially due to decay from dissociative core-excited states, is accompanied by strong lifetime-vibrational and intermediate electronic state interferences as well as an interference with the direct photoionization channel. The overall agreement between the experimental Auger spectra and the calculated spectra supports the mixed diabatic/adiabatic picture.     

Generalized electronic diabatic scheme: Diagonalizing the electronic Hamiltonian for artificial molecular systems. How do molecular meccanos move?

A quantum–classic model is presented and used to describe systems ranging from normal molecules up to electronic systems sensed in real space. The quantum system is a set of n‐electrons; a positive background in real space completes the model. A generalized electronic diabatic (GED) theory is introduced. The diabatic functions diagonalize the electronic Hamiltonian for any arrangement of the positive background. Physical quantum states are represented as linear superpositions in the diabatic basis; this latter is always fixed. For systems sensed in real space, the coefficients of the linear superposition are functions of the real space configuration coordinates. Physical changes are produced by interactions with external sources/sinks of energy. An interaction couples different diabatic states; diagonalizing the electronic Hamiltonian plus the couplings leads to new coefficients describing physical states. Among other things, these couplings can be used to simulate the effects produced by scanning tunneling microscopy, atomic force, and transmission electron microscopy on substrates located in real space. The important thing is that time–evolution in electronic Hilbert space can be related to actual motion in real space. The experiment of lateral hopping of a substrate on a metallic surface induced by vibration excitation and followed with scanning tunneling microscope is discussed. A result of the present work is that motion of molecular meccanos reflects then time–evolution in electronic Hilbert space. © 2003 Wiley Periodicals, Inc. Int J Quantum Chem, 2004