A performance analysis of dispatching rules and a heuristic in static flowshops with missing operations of jobs

An experimental investigation of the performance of dispatching rules and a heuristic for scheduling in static flowshops with missing operations is undertaken in this study. The measure of performance is the minimization of total flow time of jobs. Permutation schedules are generated by using the heuristic for scheduling. General schedules, which can be permutation or non-permutation schedules, are obtained by using dispatching rules. Four dispatching rules, including a new dispatching rule, are considered. Two types of flowshops are studied: one with no missing operations of jobs and another with missing operations of jobs. In the latter type of flowshops, jobs with varying number of missing operations are considered. An extensive investigation of the performance of the dispatching rules and the heuristic is carried out. It is observed that the heuristic minimizes total flow time of jobs more than dispatching rules up to a certain level of missing operations of jobs in flowshops, after which dispatching rules perform better. The performance of the heuristic and the dispatching rules in terms of minimizing the makespan as a secondary measure is also reported.     

Genetic algorithm-based subproblem solution procedures for a modified shifting bottleneck heuristic for complex job shops

In this paper, we consider a modified shifting bottleneck heuristic for complex job shops. The considered job shop environment contains parallel batching machines, machines with sequence-dependent setup times and reentrant process flows. Semiconductor wafer fabrication facilities (Wafer Fabs) are typical examples for manufacturing systems with these characteristics. Our primary performance measure is total weighted tardiness (TWT). The shifting bottleneck heuristic uses a disjunctive graph to decompose the overall scheduling into scheduling problems for single tool groups. The scheduling algorithms for these scheduling problems are called subproblem solution procedures (SSPs). In previous research, only subproblem solution procedures based on dispatching rules have been considered. In this paper, we are interested in how much we can gain in terms of TWT if we apply more sophisticated subproblem solution procedures like genetic algorithms for parallel machine scheduling. We conduct simulation experiments in a dynamic job shop environment in order to assess the performance of the suggested subproblem solution procedures. It turns out that using near to optimal subproblem solution procedures leads in many situations to improved results compared to dispatching-based subproblem solution procedures.     

A partial enumeration heuristic for multi-objective flowshop scheduling problems

This paper addresses the flowshop scheduling problem with multiple performance objectives in such a way as to provide the decision maker with approximate Pareto optimal solutions. It is well known that the partial enumeration constructive heuristic NEH and its adaptations perform well for single objectives such as makespan, total tardiness and flowtime. In this paper, we develop a similar heuristic using the concept of Pareto dominance when comparing partial and complete schedules. The heuristic is tested on problems involving combinations of the above criteria. For the two-machine case, and the pairs of objectives: (i) makespan and maximum tardiness, (ii) makespan and total tardiness, the heuristic is compared with branch-and-bound algorithms proposed in the literature. For two and more than two machines, and the criteria combinations considered in this article, the heuristic performance is tested against constructive heuristics reported in the literature. By means of an illustrative example, it is shown that a genetic algorithm from the literature performs better when starting from heuristic solutions rather than random solutions.     

Job shop scheduling with beam search

Beam Search is a heuristic method for solving optimization problems. It is an adaptation of the branch and bound method in which only some nodes are evaluated in the search tree. At any level, only the promising nodes are kept for further branching and remaining nodes are pruned off permanently. In this paper, we develop a beam search based scheduling algorithm for the job shop problem. Both the makespan and mean tardiness are used as the performance measures. The proposed algorithm is also compared with other well known search methods and dispatching rules for a wide variety of problems. The results indicate that the beam search technique is a very competitive and promising tool which deserves further research in the scheduling literature.     

Minimum and Worst-Case Performance Ratios of Rollout Algorithms

Rollout algorithms are heuristic algorithms that can be applied to solve deterministic and stochastic dynamic programming problems. The basic idea is to use the cost obtained by applying a well known heuristic, called the base policy, to approximate the value of the optimal cost-to-go. We develop a theoretical approach to prove, for the 0-1 knapsack problem, that the minimum performance ratio of the rollout algorithms tends to be significantly greater when the performance ratio of the corresponding base policy is poor and that the worst-case performance ratio is significantly better than the one of the corresponding base policies.     

Lower Bounds for Fixed Spectrum Frequency Assignment

Determining lower bounds for the sum of weighted constraint violations in fixed spectrum frequency assignment problems is important in order to evaluate the performance of heuristic algorithms. It is well known that, when adopting a binary constraints model, clique and near-clique subproblems have a dominant role in the theory of lower bounds for minimum span problems. In this paper we highlight their importance for fixed spectrum problems. We present a method based on the linear relaxation of an integer programming formulation of the problem, reinforced with constraints derived from clique-like subproblems. The results obtained are encouraging both in terms of quality and in terms of computation time.     

An investigation into the relationship of heuristic performance with network-resource characteristics

Constrained resource project management heuristics are analyzed and their performance is assessed related to well defined project types. Such results have shown that using the overall performance measure of a given heuristic can, in some situations, be misleading.An efficient heuristic, which combines resource and criticality factors is also proposed. Computational experiments on a set of 6120 networks varying in size from 45–666 activities, 3 resources, and under different network parameters are reported. The proposed heuristic outperforms the best existing dispatching rules in certain project classes and also on problem sets appearing in the literature.     

Minimizing weighted tardiness of job-shop scheduling using a hybrid genetic algorithm

Relative to job-shop scheduling problems that optimize makespan or flow time, due-date-related problems are usually much more computationally complex and are classified as strongly NP-hard. In this paper, a hybrid framework integrating a heuristic and a genetic algorithm (GA) is utilized for job-shop scheduling to minimize weighted tardiness. For each new generation of schedules, the GA determines the first operation of each machine, and the heuristic determines the assignment of the remaining operations. Schedules with inferior tardiness are discarded before the next round of evolution. Extensive numerical experiments were conducted for different levels of due-date tightness. The results show that the hybrid framework performs significantly better than does either a heuristic or GA alone. It is also found to be superior to a well-recognized heuristic improvement procedure (lead-time iterations). Specifically, the combination of the R&M heuristic and a GA outperforms a number of heuristics commonly used to minimize total tardiness and weighted total tardiness; this combination is, however, outperformed by the heuristic of Kreipl [Kreipl, S., 2000. A large step random walk for minimizing total weighted tardiness in a job shop. Journal of Scheduling 3, 125–138]. We also develop a generalized hybrid framework that can adapt to different job-shop problems—with or without sequence-dependent setups and with different objectives (e.g., makespan, tardiness, flow time). The new framework allows the interaction of parallel evolutions, extending the GA-heuristic environment to the solving of multi-objective scheduling problems.     

A Branch-and-Bound Approach for a Two-machine Flowshop Scheduling Problem

In this paper, we present a branch-and-bound approach for solving a two-machine flow shop scheduling problem, in which the objective is to minimize a weighted combination of job flowtime and schedule makespan. Experimental results show that the algorithm works very well for certain special cases and moderately well for others. In fact, it is able to produce optimal schedules for 500-job problems in which the second machine dominates the first machine. It is also shown that the algorithm developed to provide an upper bound for the branch-and-bound is optimal when processing times for jobs are the same on both machines. The primary reason for developing the branch-and-bound approach is that its results can be used to guide other heuristic techniques, such as simulated annealing, tabu search and genetic algorithms, in their search for optimal solutions for larger problems.     

Beam search heuristics for quadratic earliness and tardiness scheduling

In this paper, we present beam search heuristics for the single machine scheduling problem with quadratic earliness and tardiness costs, and no machine idle time. These heuristics include classic beam search procedures, as well as filtered and recovering algorithms. We consider three dispatching heuristics as evaluation functions, in order to analyse the effect of different rules on the performance of the beam search procedures. The computational results show that using better dispatching heuristics improves the effectiveness of the beam search algorithms. The performance of the several heuristics is similar for instances with low variability. For high variability instances, however, the detailed, filtered and recovering beam search (RBS) procedures clearly outperform the best existing heuristic. The detailed beam search algorithm performs quite well, and is recommended for small- to medium-sized instances. For larger instances, however, this procedure requires excessive computation times, and the RBS algorithm then becomes the heuristic of choice.     

Minimizing weighted mean absolute deviation of job completion times from their weighted mean

We address a single-machine scheduling problem where the objective is to minimize the weighted mean absolute deviation of job completion times from their weighted mean. This problem and its precursors aim to achieve the maximum admissible level of service equity. It has been shown earlier that the unweighted version of this problem is NP-hard in the ordinary sense. For that version, a pseudo-polynomial time dynamic program and a 2-approximate algorithm are available. However, not much (except for an important solution property) exists for the weighted version. In this paper, we establish the relationship between the optimal solution to the weighted problem and a related one in which the deviations are measured from the weighted median (rather than the mean) of the job completion times; this generalizes the 2-approximation result mentioned above. We proceed to give a pseudo-polynomial time dynamic program, establishing the ordinary NP-hardness of the problem in general. We then present a fully-polynomial time approximation scheme as well. Finally, we report the findings from a limited computational study on the heuristic solution of the general problem. Our results specialize easily to the unweighted case; they also lead to an approximation of the set of schedules that are efficient with respect to both the weighted mean absolute deviation and the weighted mean completion time.     

Minimizing total weighted completion time in a two-machine flow shop scheduling under simple linear deterioration

In this paper, we address a two-machine flow shop scheduling problem under simple linear deterioration. By a simple linear deterioration function, we mean that the processing time of a job is a simple linear function of its execution start time. The objective is to find a sequence that minimizes total weighted completion time. Optimal schedules are obtained for some special cases. For the general case, several dominance properties and two lower bounds are derived to speed up the elimination process of a branch-and-bound algorithm. A heuristic algorithm is also proposed to overcome the inefficiency of the branch-and-bound algorithm. Computational analysis on randomly generated problems is conducted to evaluate the branch-and-bound algorithm and heuristic algorithm.     

Experimental investigation of real-time scheduling in flexible manufacturing systems

This paper presents a new two-phase (TP) approximate method for real-time scheduling in a flexible manufacturing system (FMS). This method combines a reduced enumeration schedule generation algorithm with a 0–1 optimization algorithm. In order to make the combined algorithm practicable, heuristic rules are introduced for the selection of jobs to be scheduled. The relative performance of the TP method vis-a-vis conventional heuristic dispatching rules such as SPT, LPT, FCFS, MWKR, and LWKR is investigated using combined process-interaction/discrete-event simulation models. An efficient experimental procedure is designed and implemented using these models, and the statistical analysis of the results is presented. For the particular case investigated, the conclusions are very encouraging. In terms of mean flow time, the TP method performs significantly better than any other tested heuristic dispatching rules. Also, the experimental results show that using global information significantly improves the FMS performance.     

A heuristic for scheduling problems,especially for scheduling farm operations

Scheduling problems in agriculture are often solved using techniques such as linear programming (the multi-period formulation) and dynamic programming. But it is difficult to obtain an optimal schedule with these techniques for any but the smallest problems, because the model is unwieldly and much time is needed to solve the problem. Therefore, a new algorithm, a heuristic, has been developed to handle scheduling problems in agriculture. It is based on a search technique (i.e. hill-climbing) supported by a strong heuristic evaluation function. In this paper the heuristic performance is compared with dynamic programming. The heuristic offers near-optimal solutions and is much faster than the dynamic programming model. When tested against dynamic programming the difference in results was about 3%. This heuristic could probably also be applied in an industrial environment (e.g. agribusiness or road construction).     

DEA based dimensionality reduction for classification problems satisfying strict non-satiety assumption

This study shows how data envelopment analysis (DEA) can be used to reduce vertical dimensionality of certain data mining databases. The study illustrates basic concepts using a real-world graduate admissions decision task. It is well known that cost sensitive mixed integer programming (MIP) problems are NP-complete. This study shows that heuristic solutions for cost sensitive classification problems can be obtained by solving a simple goal programming problem by that reduces the vertical dimension of the original learning dataset. Using simulated datasets and a misclassification cost performance metric, the performance of proposed goal programming heuristic is compared with the extended DEA-discriminant analysis MIP approach. The holdout sample results of our experiments shows that the proposed heuristic approach outperforms the extended DEA-discriminant analysis MIP approach.     

Worst-case analysis for flow shop scheduling problems with an exponential learning effect

A real industrial production phenomenon, referred to as learning effects, has drawn increasing attention. However, most research on this issue considers only single machine problems. Motivated by this limitation, this paper considers flow shop scheduling problems with an exponential learning effect. By the exponential learning effect, we mean that the processing time of a job is defined by an exponent function of its position in a processing permutation. The objective is to minimize one of the four regular performance criteria, namely, the total completion time, the total weighted completion time, the discounted total weighted completion time, and the sum of the quadratic job completion times. We present heuristic algorithms by using the optimal permutations for the corresponding single-machine scheduling problems. We also analyse the worst-case bound of our heuristic algorithms.     

Minimizing the weighted number of early and tardy jobs in a stochastic single machine scheduling problem

We study a static stochastic single machine scheduling problem in which jobs have random processing times with arbitrary distributions, due dates are known with certainty, and fixed individual penalties (or weights) are imposed on both early and tardy jobs. The objective is to find an optimal sequence that minimizes the expected total weighted number of early and tardy jobs. The general problem is NP-hard to solve; however, in this paper, we develop certain conditions under which the problem is solvable exactly. An efficient heuristic is also introduced to find a candidate for the optimal sequence of the general problem. Our illustrative examples and computational results demonstrate that the heuristic performs well in identifying either optimal sequences or good candidates with low errors. Furthermore, we show that special cases of the problem studied here reduce to some classical stochastic single machine scheduling problems including the problem of minimizing the expected weighted number of early jobs and the problem of minimizing the expected weighted number of tardy jobs which are both solvable by the proposed exact or heuristic methods.     

Worst-case behavior of simple sequencing rules in flow shop scheduling with general position-dependent learning effects

A real industrial production phenomenon, referred to as learning effects, has drawn increasing attention. However, most research on this issue considers only single machine problems. Motivated by this limitation, this paper considers flow shop scheduling problems with a general position-dependent learning effects. By the general position-dependent learning effects, we mean that the actual processing time of a job is defined by a general non-increasing function of its scheduled position. The objective is to minimize one of the five regular performance criteria, namely, the total completion time, the makespan, the total weighted completion time, the total weighted discounted completion time, and the sum of the quadratic job completion times. We present heuristic algorithms by using the optimal permutations for the corresponding single machine scheduling problems. We also analyze the worst-case bound of our heuristic algorithms.     

Analysis of a Rollout Approach to Sequencing Problems with Stochastic Routing Applications

The paper considers sequencing problems, the traveling salesman problem being their natural representative. It studies a rollout approach that employs a cyclic heuristic as its main base algorithm. The theoretical analysis establishes that it is guaranteed to improve (at least in a weak sense) the quality of any feasible solution to a given sequencing problem. Besides other applications, the paper shows that it is well suited for applications that are embedded in dynamic and stochastic environments. The computational performance of the approach is investigated with applications to two stochastic routing problems. The dynamic version of the heuristic appears to be the first algorithm available in the literature to approximately solve a variant of one of these problems.     

Crane scheduling in container yards with inter-crane interference

This paper examines the problem of scheduling multiple yard cranes to perform a given set of jobs with different ready times in a yard zone with only one bi-directional travelling lane. Due to sharing of the travelling lane among two or more yard cranes, inter-crane interference, a planned move of a yard crane blocked by the other yard cranes, may happen. The scheduling problem is formulated as an integer program. It is noted that the scheduling problem is NP-complete. This research develops a dynamic programming-based heuristic to solve the scheduling problem and an algorithm to find lower bounds for benchmarking the schedules found by the heuristic. Computational experiments are carried out to evaluate the performance of the heuristic and the results show that the heuristic can indeed find effective solutions for the scheduling problem, with the heuristic solutions on average 7.3% above their lower bounds.