Indefinite quadratic polynomials of small signature

LetF()=Q()+L() be a real quadratic polynomial with no constant term. Suppose that the quadratic partQ() is indefinite of type (r, n-r). For an integerk4 we show that if min (r, n-r) >-k there exists a functionf (n, k)=–1/2+3/(4k+2)+O _k (1/n) with the following property. For any >0 and all large enoughX there is an integer vector 0 such that || X and.     

A Remark on Bernstein,Prokhorov, Bennett,Hoeffding, and Talagrand Inequalities

Let X ₁,..., X_n be independent random variables such that {X_j 1}=1 and E X _j=0 for all j. We prove an upper bound for the tail probabilities of the sum M _n=X₁+...+ X_n. Namely, we prove the inequality {M _nx} 3.7 {S_n x}, where S _n=₁+...+ _n is a sum of centered independent identically distributed Bernoulli random variables such that E S _n ² =ME M _n ² and {_k=1}=E S _n ² /(n+E S _n ² ) for all k (we call a random variable Bernoulli if it assumes at most two values). The inequality holds for x at which the survival function x{S _nx} has a jump down. For remaining x, the inequality still holds provided that we interpolate the function between the adjacent jump points linearly or log-linearly. If necessary, in order to estimate {S _nx} one can use special bounds for binomial probabilities. Up to the factor at most 2.375, the inequality is final. The inequality improves the classical Bernstein, Prokhorov, Bennett, Hoeffding, Talagrand, and other bounds.     

Formule d'Itô pour des Diffusions Uniformément Elliptiques,et Processus de Dirichlet

Soit X une diffusion uniformément elliptique sur R ^d ,F une fonction dans H _loc ¹(R ^d ) et la loi initiale de la diffusion. On montre que si l'intégrale |F|²(x)U(x)dx est finie, oùU désigne le potentiel de la mesure , alors F(X) est un processus de Dirichlet. Si de plus, F appartient àH ² _loc(R ^d ) et si les intégrales |F|²(x)U(x)dx et |f _k |²(x)U(x)dx sont finies, pour les dérivées faibles f _k de F, alors on peut écrire une formule d'Itô. En particulier, on définit l'intégrale progressive F(X)dX et on prouve l'existence des covariations quadratiques [f _k (X),X ^k ].     

G-convergence of periodic parabolic operators with a small parameter by the time derivative

In this paper, we consider a sequenceP ^k of divergent parabolic operators of the second order, which are periodic in time with periodT=const, and a sequenceP ^k of shifts of these operators by an arbitrary periodic vector function X=L²((0,T) × )ⁿ where is a bounded Lipschitz domain in the space ⁿ. The compactness of the family {P ^k ¦ X, k ink with respect to strongG-convergence, the convergence of arbitrary solutions of the equations with the operatorP ^k , and the local character of the strongG-convergence in are proved under the assumptions that the matrix of coefficients ofL ² is uniformly elliptic and bounded and that their time derivatives are uniformly bounded in the space L²(;L²(0,T)).Translated from Ukrainskii Matematicheskii Zhurnal, Vol. 45, No. 4, pp. 525–538, April, 1993.     

The Eta Invariant and the Real Connective K-Theory of the Classifying Space for Quaternion Groups

We express the real connective K-theory groups o_4k–1(B Q ) ofthe quaternion group Q of order = 2 ^j 8 in terms of therepresentation theory of Q by showing o_4k–1(B Q ) = Sp(S ^4k+3/Q )where is any fixed point free representation of Q in U(2k + 2).     

Paley-Wiener type theorems on harmonic extensions ofH-type groups

Letn=vz be anH-type group, and letna be the harmonic semidirect product ofn withaR. LetNA be the corresponding simply connected Lie group. If dimv=m and dimz=k, denoteQ=m/2+k. We prove that the spherical Fourier transform is a topological isomorphism between thep-Schwartz spacel ^p (N,A),(0<p2), (0<p2), and the space of holomorphic rapidly decreasing functions on the strip {sC:|Re(s)|<Q/2} with =2/p–1.     

Affine modifications and affine hypersurfaces with a very transitive automorphism group

We study the modificationAA of an affine domainA which produces another affine domainA=A[I/f] whereI is a nontrivial ideal ofA andf is a nonzero element ofI. First appeared in passing in the basic paper of O. Zariski [Zar], it was further considered by E. D. Davis [Da]. In [Ka1] its geometric counterpart was applied to construct contractible smooth affine varieties non-isomorphic to Euclidean spaces. Here we provide certain conditions (more general than those in [Ka1]) which guarantee preservation of the topology under a modification.As an application, we show that the group of biregular automorphisms of the affine hypersurfaceXC ^k+2, given by the equationuv=(p(x ₁,...,x_k) wherepC[x ₁,...,x _k ],k2, actsm-transitively on the smooth part regX ofX for anymN. We present examples of such hypersurfaces diffeomorphic to Euclidean spaces.Partially supported by the NSA grant MDA904-96-01-0012.     

A decomposition for the exponential dispersion model generated by the invariant measure on the hyperboloid

For = ₀, ₁, ₂) andx=(x₀, x₁, x₂) in R³, define [,x] = ₀ x ₀ – ₁ x ₁ – ₂ x ₂,C = {x³:x ₀ > 0 and [x, x]>0},R(x)=([x, x]) ^1/2 forx inC andH ₁={xC: x₀>0,R(x)=1}. Define the measure onH ₁ such that if is inC and =R(), then exp (–[,x])(dx = ( exp )^–1. Therefore, is invariant under the action ofSO (1, 2), the connected component ofO(1, 2) containing the identity. We first prove that there exists a positive measure in ³ such that its Laplace transform is ( exp )^– if and only if >1. Finally, for 1 and inC, denotingP(,)(dx) = ( exp )^– exp (–[,x])(dx, we show that ifY ₀,...,Y _n aren+1 independent variables with densityP(,),j=0,...,n and ifS _k =X ₀ + ... +X _k andQ _k =R(S _k) –R(S _k–1) –R(Y _k),k=1,...,n, then then+1 statisticsD _n = [/,S _k ] –R _{k – 1} ),Q ₁,...,Q _n are independent random variables with the exponential () or gamma (1,1/) distribution.This research has been partially funded by NSERC Grant A8947.     

Almost sure behaviour ofF-valued random fields

Summary LetX _n, n ^d be a field of independent random variables taking values in a semi-normed measurable vector spaceF. For a broad class of fields _n, ^d of positive numbers, the almost sure behaviour of _knX_k/_n, n ^d is studied. The main result allows us to deduce some new and well-known theorems for fields of independentF random variables from related results for fields of independent real random variables.Supported in part by the Youth Science Foundation of China, No. 19001018Supported by the National Natural Science Foundation of China     

Elliptic genera,involutions, and homogeneous spin manifolds

We study the normalized elliptic genera (X)=(X)/ ^k/2 for 4k-dimensional homogeneous spin manifolds X and show that they are constant as modular functions. The basic tool is a reduction formula relating (X) to that of the self-intersection of the fixed point set of an involution on X. When (X) is a constant it equals the signature of X. We derive a general formula for sign(G/H), GH compact Lie groups, and determine its value in some cases by making use of the theory of involutions in compact Lie groups.Dedicated to Jacques Tits on the occasion of his sixtieth birthday     

Randomly Weighted Sums of Subexponential Random Variables with Application to Ruin Theory

Let {X _k , 1 k n} be n independent and real-valued random variables with common subexponential distribution function, and let {k, 1 k n} be other n random variables independent of {X _k , 1 k n} and satisfying a _k b for some 0 < a b < for all 1 k n. This paper proves that the asymptotic relations P (max_{1 m n k=1} ^m _k X _k > x) P (sum _k=1 ⁿ _k X _k > x) sum _k=1 ⁿ P ( _k X _k > x) hold as x . In doing so, no any assumption is made on the dependence structure of the sequence { _k , 1 k n}. An application to ruin theory is proposed.     

Minimal Fine Limits for a Class of Potentials

We consider potentials G _k associated with the Weinstein equation with parameter k in , _j=1 ⁿ (² u/ x ² _j ) + (k/x _n ) ( u/ x _n ) = 0, on the upper half space in ⁿ . We show that if the representing measure satisfies the growth condition y _n /(1+|y|) ^n-k < , where max(k, 2 – n) < 1, then G _k has a minimal fine limit of 0 at every boundary point except for a subset of vanishing (n – 2 + ) dimensional Hausdorff measure. We also prove this exceptional set is best possible.     

Tauberian Theorems for Weighted Means of Double Sequences

Let p := {p _j } _j=0 and q := {q _k } _k–0 be complex (or real) sequences with the property that P _m := _j–0 ^m p _j 0 for all m 0, Q _n := _k–0 ⁿ q _k 0 for all n 0, and both of {P _m } _m=0 and {Q _n } _n=0 are varying away from 1. Assume that {s _mn } is a double sequence in C(or one of R, a Banach space, and an ordered linear space), which is (N¯,p,q; ,) summable to a finite limit, where (,) =(1,1), (1,0), or (0,1). We give necessary and sufficient conditions under which {s _mn } converges in Pringsheim's sense. These conditions are weaker than the two-dimensional analogues of Landau's condition and Schmidt's slow decrease condition. Our results generalize and extend [1 4, 12 15]. We also solve the problems posed in [3, 13, 14].     

Sooner and later waiting time problems in a two-state Markov chain

LetX ₁,X ₂,... be a time-homogeneous {0, 1}-valued Markov chain. LetF ₀ be the event thatl runs of 0 of lengthr occur and letF ₁ be the event thatm runs of 1 of lengthk occur in the sequenceX ₁,X ₂, ... We obtained the recurrence relations of the probability generating functions of the distributions of the waiting time for the sooner and later occurring events betweenF ₀ andF ₁ by the non-overlapping way of counting and overlapping way of counting. We also obtained the recurrence relations of the probability generating functions of the distributions of the sooner and later waiting time by the non-overlapping way of counting of 0-runs of lengthr or more and 1-runs of lengthk or more.     

An explicit calculation of the mean of the perimeter of the convex hull of a plane random walk

If (X _n ) _n ⁼¹ is a sequence of i.i.d. random variables in the Euclidean plane such that we compute the mean of the perimeter of theconvex hull ofX ₁++X _k; 0kn}.     

Noncommutative Valuation Rings of the Quotient Artinian Ring of a Skew Polynomial Ring

Let R be a Dubrovin valuation ring of a simple Artinian ring Q and let Q[X,] be the skew polynomial ring over Q in an indeterminate X, where is an automorphism of Q. Consider the natural map from Q[X,]_XQ[X,] to Q, where Q[X,]_XQ[X,] is the localization of Q[X,] at the maximal ideal XQ[X,] and set , the complete inverse image of R by . It is shown that is a Dubrovin valuation ring of Q(X,) (the quotient ring of Q[X,]) and it is characterized in terms of X and Q. In the case where R is an invariant valuation ring, the given automorphism is classified into five types, in order to study the structure of (the value group of ). It is shown that there is a commutative valuation ring R with automorphism which belongs to each type and which makes Abelian or non-Abelian. Furthermore, some examples are used to show that several ideal-theoretic properties of a Dubrovin valuation ring of Q with finite dimension over its center, do not necessarily hold in the case where Q is infinite-dimensional. Presented by A. VerschorenMathematics Subject Classifications (2000) 16L99, 16S36, 16W60.     

Über den algorithmischen Nachweis von Ungleichungen I

We shall develop a method to prove inequalities in a unified manner. The idea is as follows: It is quite often possible to find a continuous functional : ⁿ , such that the left- and the right-hand side of a given inequality can be written in the form (u)(v) for suitable points,v=v(u). If one now constructs a map ^{n n} , which is functional increasing (i.e. for each x ⁿ (which is not a fixed point of ) the inequality (x)<((x)) should hold) one specially gets the chain (u)( u))( ²(u))... ⁿ (u)). Under quite general conditions one finds that the sequence { ⁿ (u)} _n converges tov=v(u). As a consequence one obtains the inequality (u)(v).     

On the Skitovich–Darmois Theorem for Compact Abelian Groups

Let X be a separable compact Abelian group, Aut(X) the group of topological automorphisms of X, f _n: XX a homomorphism f _n(x)=nx, and X ⁽ⁿ⁾=Im f _n. Denote by I(X) the set of idempotent distributions on X and by (X) the set of Gaussian distributions on X. Consider linear statistics L ₁= ₁( ₁)+ ₂( ₂) and L ₂= ₁( ₁)+ ₂( ₂), where _j are independent random variables taking on values in X and with distributions _j, and _j, _jAut(X). The following results are obtained. Let X be a totally disconnected group. Then the independence of L ₁ and L ₂ implies that ₁, ₂I(X) if and only if X possesses the property: for each prime p the factor-group X/X ^(p) is finite. If X is connected, then there exist independent random variables _j taking on values in X and with distributions _j, and _j, _jAut(X) such that L ₁ and L ₂ are independent, whereas ₁, ₂(X) * I(X).     

The spectral asymptotics of elliptic operators of Schrödinger type on a hyperbolic space

For self-adjoint second-order elliptic differential operators that satisfy the non-trapping condition on the n-dimensional hyperbolic space H ⁿ and coincide with the operator in a neighborhood of infinity, where is the Laplace-Beltrami operator on H ⁿ ,we obtain the complete asymptotic expansion of the spectral function as +.For self-adjoint operators of the form (–) +Q _m–r,where Q _m–r is a pseudodifferential operator of order m–r that is automorphic with respect to a discrete group of isometries of the spaceH ⁿ whose fundamental domain has finite volume, we introduce the spectral distribution function N(),which is the analog of the integrated state density, and we find its asymptotics up to order O(^(n–r)/m)as +.Bibliography: 49 titles.Translated fromTrudy Seminara imeni I. G. Petrovskogo, No. 15, pp. 4–32, 1991.     

Semilinear Perturbations of Harmonic Spaces,Liouville Property and a Boundary Value Problem

Let (X,) be a P-harmonic Bauer space and let be a Borel measurable function on X×R satisfying conditions (A) through (D) of Section 2 (e.g., (x,t)=t|t|^–1 where >1). For every Kato family M of potential kernels on X let ^M U(X) denote the set of all real continuous functions on X such that u+K ^M _D (,u)(D) for every open relatively compact subset D of X. We study the existence of a non-trivial function in ^M U(X) which is dominated by a given positive harmonic function on X. If X is a domain of R ^d , is a positive Kato measure on X and L is a second-order differential operator in R ^d , we apply our study to derive a characterization of finite positive measures on the minimal Martin boundary ^M ₁ X for which the boundary value problem Lu=(,u) in X and u= on ^M ₁ X is solvable.