二维粗糙海面散射回波多普勒谱频移及展宽特征

基于二维线性海面模型及粗糙面电磁散射的一阶小斜率近似公式,研究了海面回波各阶多普勒谱的频移特性,得到了多普勒谱频移所对应的理论公式,与经典多普勒频移公式相比考虑到了风速、大尺度波浪轨道运动等因素对多普勒谱频移的影响;同时根据粗糙面的双尺度模型,基于多普勒谱频移的物理机理,给出了求解散射场多普勒谱展宽的理论公式.最后将理论公式计算所得结果与模拟结果及实测数据进行了比较,讨论了风速、入射波频率及入射角等因素对多普勒频移及多普勒谱展宽的影响.通过比较可以发现,给出的理论公式可以对多普勒谱频移和展宽进行一定程度的预测. 关键词： 粗糙海面 电磁散射 多普勒谱     

Study on Doppler spectra of two-dimensional skewed sea surfaces

This paper deals with the effects of horizontal skewness on Doppler spectra. A.K. Fung et al. pointed out that the crests of the sea waves are tilted towards the wind direction, which is referred to as horizontal skewness. Although the nonlinear sea surface is more realistic than the linear one, it cannot embody the statistical front-back asymmetry of real sea waves due to the influence of the wind. Thus, the impact of horizontal skewness must be considered. The first-order modified Lagrange model for asymmetric ocean waves is combined with Monte Carlo method to produce the two-dimensional (2-D) time-varying skewed sea surfaces which are nonlinear and skewed simultaneously. Moreover, the second-order small-slope approximation method is used to calculate the scattering field and study the Doppler spectral characteristics from skewed sea surfaces. Horizontal skewness makes Doppler spectra broader in upwind case, but narrower in downwind case. In addition, the impact of horizontal skewness on Doppler spectra is dependent on wind direction and incident elevation angle.     

Doppler spectrum of polarimetric scattering field from two-dimensional time-varying nonlinear sea surfaces

Polarimetric scattering model of second-order small-slope approxi-mation combined with “choppy wave" model (CWM) for describing nonlinear hydrodynamic interactions between ocean waves is utilized in this paper to investigate the influence of sea surface nonlinearities on backscattering coefficient as well as Doppler spectrum signatures including Doppler shift and spectral bandwidth. Simulation results show that at moderate to large incidence angles the Doppler shift and spectral bandwidth of the CWM nonlinear sea surfaces are significantly larger than those of linear sea surfaces, in particular at low grazing angles. In addition, Doppler signatures show distinct polarization dependence, and most importantly the cross-polarized Doppler signatures significantly differ from the co-polarized ones. It is also indicated that co-polarized Doppler shift increases obviously with wind speed increasing, whereas the cross-polarized Doppler shift looks less sensitive to wind speed variations. The difference of Doppler signatures between co- and cross-polarization is potentially valuable for ocean remote sensing applications, especially for observing very high winds.     

Doppler shift of a laser pulse beam scattered by a rotating cone and cylinder

Based on laser radar equations, a Doppler shift model of a laser pulse beam scattered by a rotating arbitrary convex target is reported in this paper. The boundary relations between an incident pulse beam and the detected area elements are analyzed by geometric methods. The Doppler shift characteristics of the rotating cone and cylinder are discussed and the difference between the laser pulse beam and the plane wave scattered from the same rotating target is compared accordingly. Numerical simulations show that the Doppler shift is tightly relevant to their dimensions, speeds, and so on. In the same incidence conditions, the pulse beam and plane wave have difference peak values and the same Doppler shift bandwidth. If the waist radius of the pulse beam is larger, the peak value is higher, and the Doppler shifts are proportional to the speed of the rotating target. By virtue of our theoretical model, we probe into the scattered characteristics of the Doppler shifts of a laser pulse beam, which would benefit target identification in national defense.     

A stochastic model for backscattering on the sea

Backscattering of radar waves on the sea takes place even when there is no target. It appears as a noise which it is necessary to study in decision problems. Today, the model of a mixing of Gaussian for spectra seems widely agreed. In this paper, we show that it is equivalent to a mixing of monochromatic waves whose trajectories are time perturbed by Gaussian processes. In addition, this model explains linear variations of Doppler shifts and spectral widths with the emitted frequencies.     

A Laboratory Study of Strong Modulation of Radar Signals due to Long Waves on the Water Surface Covered with a Surfactant Film

Modulation of radar backscatter due to long wind waves in the presence of surfactant films is studied for the first time under wave-tank conditions. It is found that the modulation coefficient can increase significantly with increasing surfactant concentration. We show that the existing theoretical models of modulation of free surface waves underestimate the observed modulation levels. It is demonstrated that the experimental radar Doppler shifts cannot be explained by only the scattering due to free gravity-capillary waves (GCW) and are also determined by coupled waves, which are nonlinear harmonics of the longer wind wave components. Estimates of the relative intensity of coupled waves in the wind-wave spectrum at the Bragg wavelength are presented. It is shown that the contribution of coupled waves is considerable and increases with increasing surfactant concentration, thus confirming the hypothesis for a cascade mechanism of strong backscatter modulation in the long-wave field.     

海面微波散射场多普勒谱特性研究

基于粗糙面电磁散射双尺度模型推导给出了海面微波散射场多普勒谱频移和谱宽的理论公式, 在该理论公式的推导过程中同时考虑了大尺度海浪的倾斜调制、遮蔽效应和曲率修正效应等因素的影响. 文中将理论公式计算结果与精确数值结果进行了比较, 并讨论了倾斜调制、遮蔽效应及曲率修正效应等因素对多普勒频移和谱宽的影响, 发现倾斜调制使水平极化散射回波多普勒频移显著增大, 从而导致水平极化回波多普勒频移比垂直极化回波多普勒频移大; 在中等入射角度区域, 遮蔽效应和曲率修正效应对多普勒谱并无显著影响, 而在掠射条件下, 遮蔽效应使得多普勒频移增大、谱宽变窄. 本研究对深入理解动态海面散射场频谱特性具有一定参考意义.     

Predicted Doppler shifts induced by ocean surface wave displacements using asymptotic electromagnetic wave scattering theories

Sea surface motions can produce different measured Doppler shifts with respect to instrumental configurations (incidence angle, electromagnetic wavelength, polarization). Under Gaussian statistics for the sea surface elevation and in the general framework of asymptotic theories for ocean surface electromagnetic wave scattering, Doppler shifts can be predicted. The small-slope, Kirchhoff, local curvature and resonant curvature approximations are compared in the backscatter configuration. Predicted Doppler shifts for Kirchhoff and small-slope approximations in co-polarized configuration are insensitive to the polarization state. On the other hand, the local and resonant curvature solutions, through a phase perturbation formalism, yield to significant differences between co-polarized predicted Doppler shifts. Comparisons with data are shown to confirm the polarization and wind speed sensitivities.     

Predicted Doppler shifts induced by ocean surface wave displacements using asymptotic electromagnetic wave scattering theories

Sea surface motions can produce different measured Doppler shifts with respect to instrumental configurations (incidence angle, electromagnetic wavelength, polarization). Under Gaussian statistics for the sea surface elevation and in the general framework of asymptotic theories for ocean surface electromagnetic wave scattering, Doppler shifts can be predicted. The small-slope, Kirchhoff, local curvature and resonant curvature approximations are compared in the backscatter configuration. Predicted Doppler shifts for Kirchhoff and small-slope approximations in co-polarized configuration are insensitive to the polarization state. On the other hand, the local and resonant curvature solutions, through a phase perturbation formalism, yield to significant differences between co-polarized predicted Doppler shifts. Comparisons with data are shown to confirm the polarization and wind speed sensitivities.     

油膜覆盖的非线性海面电磁散射多普勒谱特性研究

当海面上方漂浮油膜时,海面的毛细波成分将因油膜的阻尼作用而被破坏.本文采用PM谱,基于Marangoni阻尼效应,建立油膜覆盖的一维Creamer非线性海面模型,并简单分析了油膜的阻尼作用对海面轮廓的影响.在此基础上,利用迭代物理光学方法研究了L波段下该模型的后向散射回波的多普勒谱特性,通过与基于线性模型的海面散射回波多普勒谱对比发现,在大中入射角下,非线性海面散射回波与线性海面多普勒谱的差异不可忽略,说明采用Creamer非线性理论建立海面几何模型的必要性.研究发现,油膜覆盖海面的散射回波的多普勒频移及展宽与干净海面雷达回波的多普勒特性具有明显差异,这表明海面上漂浮的油膜对雷达散射回波的多普勒特性具有显著的影响.数值结果重点分析了入射角、油膜参数以及风速对油膜覆盖海面散射回波多普勒谱展宽和频移的影响规律.     

Bistatic scattering from an anisotropic sea surface: Numerical comparison between the first-order SSA and the TSM models

The first-order small-slope approximation (SSA-1) model is used for numerical predictions of the normalized radar cross section (NRCS) of an anisotropic ocean surface in bistatic configurations for the K_u-band radar frequency. The calculations were made by assuming the Elfouhaily et al. surface-height spectrum for fully developed seas. In the forward-backward case, the SSA-1 presents an agreement with the geometric optics limit of the Kirchhoff approximation results in the near-specular directions where it is well known that the last model works well. In the fully bistatic case, SSA-1 numerical results are compared with those of the two-scale model in several configurations as a function of wind speed, wind direction, incident/scattering angles and for co-and cross-polarization states. Good agreement between the two models is noted in the co-and cross-polarization case with a small difference of about 1-2 dB. But in certain configurations, the SSA-1 model tends to overestimate the radar cross section peak behaviour. This irregularity is discussed and interpreted. The main purpose of this paper is to analyse NRCS predictions based on the SSA-1 model in a fully bistatic configuration.     

含卷浪Pierson-Moscowitz谱海面电磁散射研究

海尖峰的存在会导致雷达虚警概率的上升和多目标环境中检测性能下降,因此研究海尖峰现象意义重大.海尖峰现象的一个重要特点是海面的水平极化散射强度接近甚至大于垂直极化散射强度,卷浪被认为是产生海尖峰的一个原因.首先建立了卷浪和Pierson-Moscowitz谱海面的共同模型,利用矩量法研究了卷浪模型的水平和垂直后向电磁散射特征,包括入射频率、入射角、风速和风向对电磁散射特征的影响.发现在小擦地角情况和较大风速下超级现象(水平散射强度大于垂直极化散射强度)比较明显,从而推论出在小擦地角入射下产生海尖峰现象的概率较大.同时对时变卷浪在小擦地角入射时的海杂波幅值分布特性和多普勒谱进行了分析.     

Investigation of EM scattering from electrically large sea surface with breaking wave at low grazing angles

According to the high-resolution radar data, backscattering scattering from sea surfaces may give rise to super events of strong scattering and large Doppler offsets for horizontal (HH) polarization at low grazing angles (LGA), which are usually considered to be caused by breaking waves. In this paper, the mesoscale breaking wave model is introduced to account for the contribution of breaking waves, which can be responsible for sea spikes and high Doppler shift. The backscattering radar cross-section (RCS) from a single breaking wave is computed and the scattering from sea surfaces is analyzed by a composite surface scattering model, in which the phase factor of every facet is modified by the capillary waves. By using the slope criterion, the spatial distribution of the breaking waves is obtained. At the same time, the RCS of sea surfaces with breaking waves is calculated and the results agree with measured data well at LGA for HH polarization. Considering the Bragg phase velocity, orbital motion of facets and wind drift, the Doppler spectrum of sea surface with breaking wave is simulated, and when compared with the result without breaking wave, there is a good improvement for HH polarization, and for the vertical polarization, the revision is little, which are agreeable with the results of recent researches.     

Numerical study of electromagnetic scattering from one-dimensional nonlinear fractal sea surface

In recent years, linear fractal sea surface models have been developed for the sea surface in order to establish an electromagnetic backscattering model. Unfortunately, the sea surface is always nonlinear, particularly at high sea states. We present a nonlinear fractal sea surface model and derive an electromagnetic backscattering model. Using this model, we numerically calculate the normalized radar cross section (NRCS) of a nonlinear sea surface. Comparing the averaged NRCS between linear and nonlinear fractal models, we show that the NRCS of a linear fractal sea surface underestimates the NRCS of the real sea surface, especially for sea states with high fractal dimensions, and for dominant ocean surface gravity waves that are either very short or extremely long.     

Nonlinear acoustic scattering by a partially closed surface-breaking crack

A theoretical model describing the nonlinear scattering of acoustic waves by surface-breaking cracks with faces in partial contact is presented. The nonlinear properties of the crack are accounted for by suitable boundary conditions that are derived from micromechanical models of the dynamics of elastic rough surfaces in contact. Both linear and nonlinear responses of the crack are shown to be largest for a shear vertical wave incident on the surface containing the crack at an angle just above the critical angle for longitudinal waves. These findings question the fitness for the purpose of a conventional inspection method, which utilizes shear vertical waves at 45 degrees of incidence to search for surface-breaking cracks in many engineering components. For angles of incidence proximal to the critical angle of longitudinal waves, the efficiency of the second harmonic's generation appears to be the highest. Thanks to the increased sensitivity to surface-breaking cracks, this configuration seems to offer a solution to the localization problem, a task that has eluded nonlinear techniques operating under other circumstances. Finally, this model suggests a simple interpretation of the highly localized nonlinear response of delaminations in composite materials.     

Spectral characteristics of a microwave radar signal backscattered by the sea surface at small incidence angles

We present a theoretical analysis of the Doppler-spectrum properties of a microwave radar signal scattered by the sea surface at small incidence angles. The dependences of Doppler-spectrum width and shift on the wind velocity and wave development stage and their azimuthal dependence are analyzed. The case of mixed sea (wind wave plus swell) is also considered. The JONSWAP spectrum model is used to describe sea waves. The study shows that Doppler-spectrum parameters are sensitive to variation of sea-surface state; for example, for the case of developed sea waves, an increase in wind velocity by 1 m/sec leads to increases in the Doppler-spectrum width and shift by 15 Hz and 3 Hz, respectively. It is shown that for the case of a moving radar the Doppler spectrum remains sensitive to variation of sea- surface state with a sufficiently narrow radar directivity pattern. Estimates show that in the case of a single sea- wave system on the surface, using Doppler-spectrum parameters we can, in principle, determine wave type (developing wind wave, developed wind wave, or swell), dominant wavelength, wave propagation direction, and wave height; wind velocity, direction, and acceleration distance can be determined for wind waves.Translated from Izvestiya Vysshikh Uchebnykh Zavedenii, Radiofizika, Vol. 39, No. 5, pp. 517–526, May, 1996.This paper was supported by the Russian Foundation for Fundamental Research (project 93-02-15892).     

Theoretical model for scattering of radar signals in K u - and C-bands from a rough sea surface with breaking waves

Abstract

A small-slope approximation (SSA) is used for numerical calculations of a radar backscattering cross section of the ocean surface for both K _u - and C-bands for various wind speeds and incident angles. Both the lowest order of the SSA and the one that includes the next-order correction to it are considered. The calculations were made by assuming the surface-height spectrum of Elfouhaily et al for fully developed seas. Empirical scattering models CMOD2-I3 and SASS-II are used for comparison. Theoretical calculations are in good overall agreement with the experimental data represented by the empirical models, with the exception of HH-polarization in the upwind direction. It was assumed that steep breaking waves are responsible for this effect, and the probability density function of large slopes was calculated based on this assumption. The logarithm of this function in the upwind direction can be approximated by a linear combination of wind speed and the appropriate slope. The resulting backscattering cross section for upwind, downwind and cross-wind directions, for winds ranging between 5 and 15 m s^?1, and for both polarizations in both wave bands corresponds to experimental results within 1–2 dB accuracy.     

The use of a hybrid model to compute the nonlinear acoustic performance of silencers for the finite amplitude acoustic wave

In the present study, a hybrid method is proposed for predicting the acoustic performance of a silencer for a nonlinear wave. This method is developed by combining two models: (i) a frequency-domain model for the computation of sound attenuation due to a silencer in a linear regime and (ii) a wavenumber space model for the prediction of the nonlinear time-evolution of finite amplitudes of the acoustic wave in a uniform duct of the same length as the silencer. The present method is proposed under the observation that the physical process of the nonlinear sound attenuation phenomenon of a silencer may be decoupled into two distinct mechanisms: (a) a linear acoustic energy loss that owes to the mismatch in the acoustic impedance between reactive elements and/or the sound absorption of acoustic liners in a silencer; (b) a nonlinear acoustic energy loss that is due to the energy-cascade phenomenon that arises from the nonlinear interaction between components of different frequencies. To establish the validity of the present model for predicting the acoustic performance of silencers, two model problems are considered. First, the performance of simple expansion mufflers with nonlinear incident waves has been predicted. Second, proposed method is applied for computing nonlinear acoustic wave propagation in the NASA Langley impedance duct configuration with ceramic tubular liner (CT57). Both results obtained from the hybrid models are compared with those from computational aero-acoustic techniques in a time-space domain that utilize a high-order finite-difference method. Through these comparisons, it is shown that there are good agreements between the two predictions. The main advantage of the present method is that it can effectively compute the nonlinear acoustic performance of silencers in nonlinear regimes without time-space domain calculations that generally entail a greater computational burden.     

基于不同散射机制特征的海杂波时变多普勒谱模型

海杂波的多普勒谱建模对采用多普勒处理技术的雷达进行有效的海杂波抑制和目标检测具有重要的意义.本文分别考虑Bragg,白冠和破碎波三种散射机制对应的多普勒谱分量的特征,对三种谱分量的频移和展宽进行分离,并引入附加速度频移量,提出了基于不同散射机制特征的雷达海杂波时变多普勒谱模型.该模型假设谱强度为受观测时间区间影响的随机变量,能够同时适用于平均多普勒谱与短时多普勒谱建模.通过分别对黄海海域实测的岸基P,S波段海杂波平均多普勒谱与短时多普勒谱建模测试,结果表明该模型相对传统模型的建模精度更高,尤其体现在短时谱的观测时间较长和平均谱形式较为复杂的情况下,建模误差显著减小.