Density functionals from many-body perturbation theory: the band gap for semiconductors and insulators

Theoretically the Kohn-Sham band gap differs from the exact quasiparticle energy gap by the derivative discontinuity of the exchange-correlation functional. In practice for semiconductors and insulators the band gap calculated within any local or semilocal density approximations underestimates severely the experimental energy gap. On the other hand, calculations with an "exact" exchange potential derived from many-body perturbation theory via the optimized effective potential suggest that improving the exchange-correlation potential approximation can yield a reasonable agreement between the Kohn-Sham band gap and the experimental gap. The results in this work show that this is not the case. In fact, we add to the exact exchange the correlation that corresponds to the dynamical (random phase approximation) screening in the GW approximation. This accurate exchange-correlation potential provides band structures similar to the local density approximation with the corresponding derivative discontinuity that contributes 30%-50% to the energy gap. Our self-consistent results confirm substantially the results for Si and other semiconductors obtained perturbatively [R. W. Godby et al., Phys. Rev. B 36, 6497 (1987)] and extend the conclusion to LiF and Ar, a wide-gap insulator and a noble-gas solid.     

Development of a finite-temperature density functional approach to electrochemical reactions

We present a computational method to calculate the electronic states of a molecule in an electrochemical environment. The method is based on our recently developed finite-temperature density functional theory approach to calculate the electronic structures at a constant chemical potential. A solvent effect is treated at the level of the extended self-consistent reaction field model, which allows considering a nonequilibrium solvation effect. An exchange-correlation functional with a long-range correction is employed in this calculation, because the functional is adjusted so that the derivative discontinuity of energy with respect to a number of electrons could be satisfied. It has been found that the derivative discontinuity condition plays a crucial role in an electrochemical system. The computational results are presented for a reaction of NO(+) + e(-) <==> NO in chemical equilibrium. Owing to the improvement in the solvation effect and the exchange-correlation functional, the calculated activation free energy is in good agreement with experimental results.     

Orbital energies and negative electron affinities from density functional theory: Insight from the integer discontinuity

Orbital energies in Kohn-Sham density functional theory (DFT) are investigated, paying attention to the role of the integer discontinuity in the exact exchange-correlation potential. A series of closed-shell molecules are considered, comprising some that vertically bind an excess electron and others that do not. High-level ab initio electron densities are used to calculate accurate orbital energy differences, Deltavarepsilon, between the lowest unoccupied molecular orbital (LUMO) and the highest occupied molecular orbital (HOMO), using the same potential for both. They are combined with accurate vertical ionization potentials, I(0), and electron affinities, A(0), to determine accurate "average" orbital energies. These are the orbital energies associated with an exchange-correlation potential that averages over a constant jump in the accurate potential, of magnitude Delta(XC)=(I(0)-A(0))-Deltavarepsilon, as given by the discontinuity analysis. Local functional HOMO energies are shown to be almost an order of magnitude closer to these average values than to -I(0), with typical discrepancies of just 0.02 a.u. For systems that do not bind an excess electron, this level of agreement is only achieved when A(0) is set equal to the negative experimental affinity from electron transmission spectroscopy (ETS); it degrades notably when the zero ground state affinity is instead used. Analogous observations are made for the local functional LUMO energies, although the need to use the ETS affinities is less pronounced for systems where the ETS values are very negative. The application of an asymptotic correction recovers the preference, leading to positive LUMO energies (but bound orbitals) for these systems, consistent with the behavior of the average energies. The asymptotically corrected LUMO energies typically agree with the average values to within 0.02 a.u., comparable to that observed with the HOMOs. The study provides numerical support for the view that local functionals exhibit a near-average behavior based on a constant jump of magnitude Delta(XC). It illustrates why a recently proposed DFT expression involving local functional frontier orbital energies and ionization potential yields reasonable estimates of negative ETS affinities and is consistent with earlier work on the failure of DFT for charge-transfer excited states. The near-average behavior of the exchange-correlation potential is explicitly illustrated for selected systems. The nature of hybrid functional orbital energies is also mentioned, and the results of the study are discussed in terms of the variation in electronic energy as a function of electron number. The nature of DFT orbital energies is of great importance in chemistry; this study contributes to the understanding of these quantities.     

Effective homogeneity of the exchange-correlation and non-interacting kinetic energy functionals under density scaling

Correlated electron densities, experimental ionisation potentials, and experimental electron affinities are used to investigate the homogeneity of the exchange-correlation and non-interacting kinetic energy functionals of Kohn-Sham density functional theory under density scaling. Results are presented for atoms and small molecules, paying attention to the influence of the integer discontinuity and the choice of the electron affinity. For the exchange-correlation functional, effective homogeneities are highly system-dependent on either side of the integer discontinuity. By contrast, the average homogeneity-associated with the potential that averages over the discontinuity-is generally close to 4/3 when the discontinuity is computed using positive affinities for systems that do bind an excess electron and negative affinities for those that do not. The proximity to 4/3 becomes increasingly pronounced with increasing atomic number. Evaluating the discontinuity using a zero affinity in systems that do not bind an excess electron instead leads to effective homogeneities on the electron abundant side that are close to 4/3. For the non-interacting kinetic energy functional, the effective homogeneities are less system-dependent and the effect of the integer discontinuity is less pronounced. Average values are uniformly below 5/3. The study provides information that may aid the development of improved exchange-correlation and non-interacting kinetic energy functionals.     

Some efforts beyond the local density approximation

The exchange-correlation density functional can be expressed as a many-body perturbation series in terms of the Coulomb interaction using the exact Kohn-Sham orbitals as the basis. A self-consistent equation is derived for the exact exchangecorrelation potential. This perturbation approach forms a basis for going beyond the local density approximation (LDA ). The discontinuity in the exchange-correlation potential for semiconductors calculated by the perturbative approach gives a good account of the discrepancy of the band gap calculated in LDA . The discontinuity also plays an important role in the interface band diagrams. A theory to account for the interaction effects of localized d or f orbitals is reviewed and the physics of the applications to a model test, to some 3d transition metals, and to heavy fermions is discussed. The perturbative approach to improvement beyond LDA tends to be computation-intensive and to be system-specific. © 1995 John Wiley & Sons, Inc.     

Local-density approximation for orbital densities applied to the self-interaction correction

A simple approximation to the functional derivative of Perdew-Zunger-type self-interaction-corrected local-spin density functional is suggested. In this approach, the orbital density |phi(isigma)(r)|(2) is regarded as a functional of the local electron density |phi(isigma)(r)|(2)=n(isigma)(n(sigma)(r)) so as to enable a functional derivative of n(isigma)(n(sigma)(r)) with respect to n(sigma)(r). Our computational results show that this approximation gives fairly good estimates of the total energy, the ionization potential, and the electron affinity for atoms. Comparative studies of this method with the averaged-density approximation and the global averaging method for the self-interaction correction are made.     

Koopmans-like approximation in the Kohn-Sham method and the impact of the frozen core approximation on the computation of the reactivity parameters of the density functional theory

A Koopmans-like approximation is introduced in the spin-polarized version of the Kohn-Sham (KS) density functional theory to obtain a relation between KS orbital energies and vertical ionization potential and electron affinity. Expressions for reactivity indexes (like electronegativity, hardness, electrophilicity, and excitation energies) include KS frontier orbital energies and additional contributions associated with the self-interaction correction. Those reactivity parameters were computed with different exchange-correlation functionals to test the approach for a set of small molecules. The results show that the present approximation provides a better way to estimate hardness, electronegativity, and electrophilicity than just the use of frontier orbital energy values. However KS HOMO and LUMO energy gap gives a better agreement with excitation energies.     

Quantum master equation method based on the broken-symmetry time-dependent density functional theory: application to dynamic polarizability of open-shell molecular systems

A novel method for the calculation of the dynamic polarizability (α) of open-shell molecular systems is developed based on the quantum master equation combined with the broken-symmetry (BS) time-dependent density functional theory within the Tamm-Dancoff approximation, referred to as the BS-DFTQME method. We investigate the dynamic α density distribution obtained from BS-DFTQME calculations in order to analyze the spatial contributions of electrons to the field-induced polarization and clarify the contributions of the frontier orbital pair to α and its density. To demonstrate the performance of this method, we examine the real part of dynamic α of singlet 1,3-dipole systems having a variety of diradical characters (y). The frequency dispersion of α, in particular in the resonant region, is shown to strongly depend on the exchange-correlation functional as well as on the diradical character. Under sufficiently off-resonant condition, the dynamic α is found to decrease with increasing y and/or the fraction of Hartree-Fock exchange in the exchange-correlation functional, which enhances the spin polarization, due to the decrease in the delocalization effects of π-diradical electrons in the frontier orbital pair. The BS-DFTQME method with the BHandHLYP exchange-correlation functional also turns out to semiquantitatively reproduce the α spectra calculated by a strongly correlated ab initio molecular orbital method, i.e., the spin-unrestricted coupled-cluster singles and doubles.     

Chemical hardness and the discontinuity of the Kohn-Sham exchange-correlation potential

Chemical hardness, identified as the difference between the vertical first ionization potential I and the vertical electron affinity A, is analyzed in the context of the ionization theorems to derive expressions for its evaluation at different levels of approximation that arise as a direct consequence of the derivative discontinuity of the exchange-correlation potential. The quantities involved in these expressions incorporate indirectly the effects of the discontinuity, but their values may be calculated with any functional of the local density approximation, generalized gradient approximation, or optimized effective potential type, with or without derivative discontinuity, and with or without the correct asymptotic behavior. By comparison with the vertical energy difference values of I and A, which requires the calculation of the N-, (N-1)-, and (N+1)-electron systems, it is found, for a set of 14 closed shell molecules, that the difference between the eigenvalues of the highest occupied molecular orbitals of the N- and (N+1)-electron systems leads to rather accurate values, when the correct asymptotic behavior is incorporated, and that a second-order one-body perturbation approach that only requires information from the N-electron system leads to reasonable values.     

Real-space analysis of the exchange-correlation energy

The exchange-correlation energy of a many-electron system may be written as the electrostatic interaction between the electron density at position r and the density of the exchange-correlation hole at position r + u. If we average the hole over the entire system, we find that the energy is uniquely decomposed into contributions from various electronic separations u. We may also decompose the hole into contributions from parallel and antiparallel spins. We give several exact conditions which this system-averaged, spindecomposed exchange-correlation hole satisfies. Local spin density (LSD ) and generalized gradient approximations (GGAS ), are more appropriate for u → 0 than for large u and more trustworthy for antiparallel spins than for parallel spins. We illustrate how good LSD is as u = 0 with explicit examples, but also note that, contrary to expectation, LSD is not exact for u=0, except in certain limiting cases. We show that the dramatic failure of the second-order gradient expansion for large u can be cured by a real-space cutoff procedure which generates a nonempirical GGA, the Pw91 functional. We conclude with some thoughts about the search for greater accuracy in the next 30 years of density functional theory. © 1995 John Wiley & Sons, Inc.     

Al7Ag and Al7Au clusters with large highest occupied molecular orbital-lowest unoccupied molecular orbital gap

The candidate structures for the ground-state geometry of the Al(7)M (M = Li, Cu, Ag, and Au) clusters are obtained within the spin-polarized density functional theory. Absorption energy, vertical ionization potential, vertical electron affinity, and the energy gap between the highest occupied molecular orbital (HOMO) level and the lowest unoccupied molecular orbital (LUMO) level have been calculated to investigate the effects of doping. Doping with Ag or Au can lead to a large HOMO-LUMO gap, low electron affinity, and increased ionization potential of Al(7) cluster. In the lowest-energy structure of the Al(7)Au cluster, the Al atom binding to the Al(6)Au acts monovalent and the other six Al atoms are trivalent. Thus, the Al(7)Au cluster has 20 valence electrons, and its enhanced stability may be due to the electronic shell closure effect.     

New link between conceptual density functional theory and electron delocalization

In this paper we give a new definition of the softness kernel based on the exchange-correlation density. This new kernel is shown to correspond to the change of electron fluctuation upon external perturbation, thus helping to bridge the gap between conceptual density functional theory and some tools describing electron localization in molecules. With the aid of a few computational calculations on diatomics we illustrate the performance of this new computational tool.     

甲烷晶体的晶格能和弹性性质: 不同方法及泛函的评估

通过对甲烷晶体进行结构、晶格能和弹性特性的研究, 评估了不包含和包含色散能量修正的密度泛函理论的性能. 我们分别利用不包含色散能量修正的密度泛函理论(DFT) (包含不同的标准泛函和杂化泛函)和包含色散能量修正的密度泛函理论(DFT-D)计算了甲烷晶体特性, 并与实验作对比. 尽管DFT-D 与传统密度泛函理论及杂化密度泛函理论相比, 修正了甲烷晶体中的范德华(vdW)相互作用, 但是一些修正方案过分修正了这种相互作用. 因此, 人们在使用DFT-D方法时务必谨慎.     

Computational study on the negative electron affinities of NO2 -.(H2O)n clusters (n=0-30)

Here we report negative electron affinities of NO(2)(-).(H2O)n clusters (n=0-30) obtained from density functional theory calculations and a simple correction to Koopmans' theorem. The method relies on the calculation of the detachment energy of the monoanion and its highest occupied molecular orbital and lowest unoccupied molecular orbital energies, and explicit calculations on the dianion itself are avoided. A good agreement with resonances in the cross section for neutral production in electron scattering experiments is found for n=0, 1, and 2. We find several isomeric structures of NO(2)(-).(H2O)2 of similar energy that elucidate the interplay between water-water and ion-water interactions. The topology is predicted to influence the electron affinity by 0.5 and 0.4 eV for NO(2)(-).(H2O) and NO(2)(-).(H2O)2, respectively. The electron affinity of larger clusters is shown to follow a (n+delta)-1/3 dependence, where delta=3 represents the number of water molecules that in volume, could replace NO(2) (-).     

The Kohn-Sham density of states and band gap of water: from small clusters to liquid water

Electronic properties of water clusters (H2O)(n), with n=2, 4, 8, 10, 15, 20, and 30 molecules were investigated by sequential Monte Carlo/density-functional theory (DFT) calculations. DFT calculations were carried out over uncorrelated configurations generated by Monte Carlo simulations of liquid water with a reparametrized exchange-correlation functional that reproduces the experimental information on the electronic properties (first ionization energy and highest occupied molecular orbital-lowest unoccupied molecular orbital gap) of the water dimer. The dependence of electronic properties on the cluster size (n) shows that the density of states (DOS) of small water clusters (n>10) exhibits the same basic features that are typical of larger aggregates, such as the mixing of the 3a1 and 1b1 valence bands. When long-ranged polarization effects are taken into account by the introduction of embedding charges, the DOS associated with 3a1 orbitals is significantly enhanced. In agreement with valence-band photoelectron spectra of liquid water, the 1b1, 3a1, and 1b2 electron binding energies in water aggregates are redshifted by approximately 1 eV relative to the isolated molecule. By extrapolating the results for larger clusters the threshold energy for photoelectron emission is 9.6+/-0.15 eV (free clusters) and 10.58+/-0.10 eV (embedded clusters). Our results for the electron affinity (V0=-0.17+/-0.05 eV) and adiabatic band gap (E(G,Ad)=6.83+/-0.05 eV) of liquid water are in excellent agreement with recent information from theoretical and experimental works.     

Step structure in the atomic Kohn-Sham potential

In this work we analyze the exchange-correlation potentialv _xc within the Kohn-Sham approach to density functional theory for the case of atomic systems. The exchange-correlation potential is written as the sum of two potentials. One of these potentialsv _xc,scr is the long-range. Coulombic potential of the coupling constant integrated exchange-correlation hole which represents the screening of the two-particle interactions due to exchange-correlation effects. The other potentialv _xc,scr ^resp contains the functional derivative with respect to the electron density of the coupling constant integrated pair-correlation function representing the sensitivity of this exchange-correlation screening to density variations. As explicit expression of the exchange-part of this functional derivative is derived using an approximation for the Greens function of the Kohn-Sham system and is shown to display a distinct atomic shell structure. The corresponding potentialv _xc,scr ^resp has a clear step structure and is constant within the atomic shells and changes rapidly at the atomic shell boundaries. Numerical examples are presented for the Be and Kr atoms using the Optimized Potential Model (OPM).     

Multicomponent density functional theory study of the interplay between electron-electron and electron-proton correlation

The interplay between electron-electron and electron-proton correlation is investigated within the framework of the nuclear-electronic orbital density functional theory (NEO-DFT) approach, which treats electrons and select protons quantum mechanically on the same level. Recently two electron-proton correlation functionals were developed from the electron-proton pair densities obtained from explicitly correlated wavefunctions. In these previous derivations, the kinetic energy contribution arising from electron-proton correlation was neglected. In this paper, an electron-proton correlation functional that includes this kinetic energy contribution is derived using the adiabatic connection formula in multicomponent DFT. The performance of the NEO-DFT approach using all three electron-proton correlation functionals in conjunction with three well-established electronic exchange-correlation functionals is assessed. NEO-DFT calculations with these electron-proton correlation functionals capture the increase in the hydrogen vibrational stretching frequencies arising from the inclusion of electron-electron correlation in model systems. Electron-proton and electron-electron correlation are found to be uncoupled and predominantly additive effects to the total energy for the model systems studied. Thus, electron-proton correlation functionals and electronic exchange-correlation functionals can be developed independently and subsequently combined together without re-parameterization.     

Linearity condition for orbital energies in density functional theory: construction of orbital-specific hybrid functional

This study proposes a novel approach to construct the orbital-specific (OS) hybrid exchange-correlation functional by imposing the linearity condition: ?(2)E/?f(i)(2)|(0≤f(i)≤1) = ??(i)/?f(i)|(0≤f(i)≤1) = 0, where E, ε(i), and f(i) represent the total energy, orbital energy, and occupation number of the ith orbital. The OS hybrid exchange-correlation functional, of which the OS Hartree-Fock exchange (HFx) portion is determined by the linearity condition, reasonably reproduces the ionization potentials not only from valence orbitals but also from core ones in a sense of Koopmans' theorem. The obtained short-range HFx portions are consistent with the parameters empirically determined in core-valence-Rydberg-Becke-3-parameter-Lee-Yang-Parr hybrid functional [Nakata et al., J. Chem. Phys., 124, 094105 (2006); ibid, 125, 064109 (2006)].