Nekhoroshev estimates for finitely differentiable quasi-convex Hamiltonians

A major result about perturbations of integrable Hamiltonian systems is the Nekhoroshev theorem, which gives exponential stability for all solutions provided the system is analytic and the integrable Hamiltonian is generic. In the particular but important case where the latter is quasi-convex, these exponential estimates have been generalized by Marco and Sauzin if the Hamiltonian is Gevrey regular, using a method introduced by Lochak in the analytic case. In this paper, using the same approach, we investigate the situation where the Hamiltonian is assumed to be only finitely differentiable, for which it is known that exponential stability does not hold but nevertheless we prove estimates of polynomial stability.     

On quasi-convex mappings of order α in the unit ball of a complex Banach space

In this paper, a class of biholomorphic mappings named quasi-convex mapping of order α in the unit ball of a complex Banach space is introduced. When the Banach space is confined to ℂ ⁿ , we obtain the relation between this class of mappings and the convex mappings. Furthermore, the growth and covering theorems of this class of mappings are given on the unit ball of a complex Banach space X. Finally, we get the second order terms coefficient estimations of the homogeneous expansion of quasi-convex mapping of order α defined on the polydisc in ℂ ⁿ and on the unit ball in a complex Banach space, respectively. Dedicated to Professor Sheng GONG on the occasion of his 75th birthday     

On the integrability of the <Emphasis Type="Italic">n</Emphasis>-centre problem

It is known that for n3 centres and positive energies the n-centre problem of celestial mechanics leads to a flow with a strange repellor and positive topological entropy. Here we consider the energies above some threshold and show: Whereas for arbitrary g>1 independent integrals of Gevrey class g exist, no real-analytic (that is, Gevrey class 1) independent integral exists.Mathematics Subject Classification (2000): 70F10, 37J30, 37J35, 37N05, 70F15, 70H06, 81U10     

Invariant Tori, Effective Stability, and Quasimodes with Exponentially Small Error Terms I - ?Birkhoff Normal Forms

. The aim of this paper (part I and II) is to explore the relationship between the effective (Nekhoroshev) stability for near-integrable Hamiltonian systems and the semi-classical asymptotics for Schrödinger operators with exponentially small error terms. Given a real analytic Hamiltonian H close to a completely integrable one and a suitable Cantor set Q \Theta defined by a Diophantine condition, we are going to find a family L_w, w ? Q \Lambda_{\omega}, \omega \in \Theta , of KAM invariant tori of H with frequencies w ? Q \omega \in \Theta which is Gevrey smooth in a Whitney sense. Moreover, we obtain a symplectic Gevrey normal form of the Hamiltonian in a neighborhood of the union L \Lambda of the invariant tori which can be viewed as a simultaneous Birkhoff normal form of H around all invariant tori L_w \Lambda_{\omega} . This leads to effective stability of the quasiperiodic motion near L \Lambda . As an application we obtain in part II (semiclassical) quasimodes with exponentially small error terms which are associated with a Gevrey family of KAM tori for its principal symbol H. To do this we construct a quantum Birkhoff normal form of the Schrödinger operator around L \Lambda in suitable Gevrey classes starting from the Birkhoff normal form of H.     

On the stability of Thomson’s vortex configurations inside a circular domain

The paper is devoted to the analysis of stability of the stationary rotation of a system of n identical point vortices located at the vertices of a regular n-gon of radius R ₀ inside a circular domain of radius R. Havelock stated (1931) that the corresponding linearized system has exponentially growing solutions for n ⩾ 7 and in the case 2 ⩽ n ≤ 6 — only if the parameter p = R ₀²/R ² is greater than a certain critical value: p _*n < p < 1. In the present paper the problem of nonlinear stability is studied for all other cases 0 < p ⩽ p _*n , n = 2, ..., 6. Necessary and sufficient conditions for stability and instability for n ≠ = 5 are formulated. A detailed proof for a vortex triangle is presented. A part of the stability conditions is substantiated by the fact that the relative Hamiltonian of the system attains a minimum on the trajectory of the stationary motion of the vortex triangle. The case where the sign of the Hamiltonian is alternating requires a special approach. The analysis uses results of KAM theory. All resonances up to and including the 4th order occurring here are enumerated and investigated. It has turned out that one of them leads to instability.     

Growth and distortion theorems on subclasses of quasi-convex mappings in several complex variables

In this paper, the refining growth and covering theorems for f are established, where f is a quasi-convex mapping of order α and x = 0 is a zero of order k + 1 of f(x) − x. As an application, we obtain the upper and lower bounds on the distortion theorem of f(x) defined on the unit polydisc of ℂ ⁿ . The upper bound of the distortion theorem for f(x) defined on the unit ball of a complex Banach space is also given. Our results extend the growth and distortion theorems for convex functions of one complex variable to quasi-convex mappings of several complex variables.     

Diophantine exponents for mildly restricted approximation

We are studying the Diophantine exponent μ _n,l defined for integers 1≤l<n and a vector α∈ℝ ⁿ by letting

On growth of varieties of commutative linear algebras

There exists varieties of commutative linear algebras over a field of zero characteristic whose exponent is equal to α for any real α > 1 and the intermediate growth is n^nb {n^{{n^\beta }}} for any real 0 < β < 1.     

Nodal volumes for eigenfunctions of analytic regular elliptic problems

We establish sharp upper bounds on the (n−1)-dimensional Hausdorff measure of the zero (nodal) sets and on the maximal order of vanishing corresponding to eigenfunctions of a regular elliptic problem on a bounded domain Ω ⊆ ℝ ⁿ with real-analytic boundary. The elliptic operator may be of an arbitrary even order, and its coefficients are assumed to be real-analytic. This extends a result of Donnelly and Fefferman ([DF1], [DF3]) concerning upper bounds for nodal volumes of eigenfunctions corresponding to the Laplacian on compact Riemannian manifolds with boundary.     

An Algorithm for Detecting Directional Quasi-Convexity

Directional Quasi-Convexity (DQC) is a sufficient condition for Nekhoroshev stability, that is, stability for finite but very long times, of elliptic equilibria of Hamiltonian systems. The numerical detection of DQC is elementary for system with three degrees of freedom. In this article, we propose a recursive algorithm to test DQC in any number n4 of degrees of freedom.     

Approximation d’un nombre réel par des unités algébriques

 In this paper, we prove that for any real number ξ, which is not an algebraic number of degree , there exist infinitely many real algebraic units α of degree n + 1 such that . We also show how the flexibility of H. Davenport and W. M. Schmidt’s method allows to replace, with the same exponent of approximation, units of degree over Z (i.e. elements α with both α and integral over Z) by units of degree over a finite intersection .     

Global rigidity results for lattice actions on tori and new examples of volume-preserving actions

Any action of a finite index subgroup in SL(n,ℤ),n≥4 on then-dimensional torus which has a finite orbit and contains an Anosov element which splits as a direct product is smoothly conjugate to an affine action. We also construct first examples of real-analytic volume-preserving actions of SL(n,ℤ) and other higher-rank lattices on compact manifolds which are not conjugate (even topologically) to algebraic models. This work was partially supported by NSF grant DMS9017995.     

Contractible Lie groups over local fields

Let G be a Lie group over a local field of characteristic p > 0 which admits a contractive automorphism α : G → G (i.e., α ⁿ (x) → 1 as n → ∞, for each x ∈ G). We show that G is a torsion group of finite exponent and nilpotent. We also obtain results concerning the interplay between contractive automorphisms of Lie groups over local fields, contractive automorphisms of their Lie algebras, and positive gradations thereon. Some of the results extend to Lie groups over arbitrary complete ultrametric fields. Supported by the German Research Foundation (DFG), grants GL 357/2-1 and GL 357/6-1.     

Generic perturbations of linear integrable Hamiltonian systems

In this paper, we investigate perturbations of linear integrable Hamiltonian systems, with the aim of establishing results in the spirit of the KAM theorem (preservation of invariant tori), the Nekhoroshev theorem (stability of the action variables for a finite but long interval of time) and Arnold diffusion (instability of the action variables). Whether the frequency of the integrable system is resonant or not, it is known that the KAM theorem does not hold true for all perturbations; when the frequency is resonant, it is the Nekhoroshev theorem that does not hold true for all perturbations. Our first result deals with the resonant case: we prove a result of instability for a generic perturbation, which implies that the KAM and the Nekhoroshev theorem do not hold true even for a generic perturbation. The case where the frequency is nonresonant is more subtle. Our second result shows that for a generic perturbation the KAM theorem holds true. Concerning the Nekhrosohev theorem, it is known that one has stability over an exponentially long (with respect to some function of ε ^?1) interval of time and that this cannot be improved for all perturbations. Our third result shows that for a generic perturbation one has stability for a doubly exponentially long interval of time. The only question left unanswered is whether one has instability for a generic perturbation (necessarily after this very long interval of time).     

Approximation d’un nombre réel par des unités algébriques

 In this paper, we prove that for any real number ξ, which is not an algebraic number of degree , there exist infinitely many real algebraic units α of degree n + 1 such that . We also show how the flexibility of H. Davenport and W. M. Schmidt’s method allows to replace, with the same exponent of approximation, units of degree over Z (i.e. elements α with both α and integral over Z) by units of degree over a finite intersection .

(Received 14 March 2000; in revised form 16 November 2000)     

Note on the concentration-compactness principle for generalized Moser-Trudinger inequalities

Let Ω ⊂ ℝ ⁿ , n ≥ 2, be a bounded domain and let α < n − 1. Motivated by Theorem I.6 and Remark I.18 of [Lions P.-L., The concentration-compactness principle in the calculus of variations. The limit case. I, Rev. Mat. Iberoamericana, 1985, 1(1), 145–201] and by the results of [Černy R., Cianchi A., Hencl S., Concentration-Compactness Principle for Moser-Trudinger inequalities: new results and proofs, Ann. Mat. Pura Appl. (in press), DOI: 10.1007/s10231-011-0220-3], we give a sharp estimate of the exponent concerning the Concentration-Compactness Principle for the embedding of the Orlicz-Sobolev space W ₀¹ L ⁿ log ^α L(Ω) into the Orlicz space corresponding to a Young function that behaves like exp t ^{n/(n−1−α)} for large t. We also give the result for the case of the embedding into double and other multiple exponential spaces.     

On dimensions of the groups of biholomorphic automorphisms of real-analytic hypersurfaces

In this paper we study the dependence of the local geometry of real-analytic hypersuffaces in ℂ ⁿ on the dimension of the group of biholomorphic automorphisms of this surface. We also classify the hypersurfaces in terms of this group. We present some examples showing that the classes of the given construction are not empty. We find a new formulation of the Freeman theorem on the so-called straightening of a real-analytic CR-submanifold in ℂ ⁿ with degenerate Levi form of constant rank. Translated fromMatematicheskie Zametki, Vol. 61, No. 3, pp. 349–358, March, 1997. Translated by E. G. Anisova     

SO（n）-Invariant Special Lagrangian Submanifolds of C^n＋l with Fixed Loci

Abstract Let SO(n) act in the standard way on ℂⁿ and extend this action in the usual way to ℂⁿ⁺¹ = ℂ ⊕ ℂⁿ. It is shown that a nonsingular special Lagrangian submanifold L ⊂ ℂⁿ⁺¹ that is invariant under this SO(n)-action intersects the fixed ℂ ⊂ ℂⁿ⁺¹ in a nonsingular real-analytic arc A (which may be empty). If n > 2, then A has no compact component. Conversely, an embedded, noncompact nonsingular real-analytic arc A ⊂ ℂ lies in an embedded nonsingular special Lagrangian submanifold that is SO(n)-invariant. The same existence result holds for compact A if n = 2. If A is connected, there exist n distinct nonsingular SO(n)-invariant special Lagrangian extensions of A such that any embedded nonsingular SO(n)-invariant special Lagrangian extension of A agrees with one of these n extensions in some open neighborhood of A. The method employed is an analysis of a singular nonlinear PDE and ultimately calls on the work of Gérard and Tahara to prove the existence of the extension. * Project supported by Duke University via a research grant, the NSF via DMS-0103884, the Mathematical Sciences Research Institute, and Columbia University. (Dedicated to the memory of Shiing-Shen Chern, whose beautiful works and gentle encouragement have had the most profound influence on my own research)     

BIFURCATION OF TWO-DIMENSIONAL KURAMOTO-SIVASHINSKY EQUATION

This paper deals with the steady state bifurcation of the K-S equation in two spatial dimensions with periodic boundary value condition and of zero mean. With the increase of parameter a, the steady state bifurcation behaviour can be very complicated. For convenience, only the cases a=2 and a=5 witl be discussed. The asymptotic expressions of the steady state solutions bifurcated from the trivial solution near a=2 and a=5 are given. And the stability of thenontriviat sotutions bifurcated from a=2 is studied. Of course, the cases a=n^2 m^2,n,m∈N(a≠2,5) can be similarly discussed by the same method which is used to discussing the cases a=2 and a= 5.     

Electron scattering at the domain wall

We study the transmission and reflection coefficients for the Hamiltonian of a spin-polarized electron passing through the domain wall in a ferromagnetic quantum wire. We prove that total reflection occurs for energies λ ∈ (−α, α) (−α is the boundary of the essential spectrum) for both sufficiently small and sufficiently large λ, which agrees with the ballistic magnetoresistance effect in ferromagnetic nanocontacts. For energies λ > α, almost total reflection becomes almost total transmission, and both effects occur without a spin flip.