Time-dependent density-functional theory beyond the adiabatic approximation: insights from a two-electron model system

Most applications of time-dependent density-functional theory (TDDFT) use the adiabatic local-density approximation (ALDA) for the dynamical exchange-correlation potential V(xc)(r,t). An exact (i.e., nonadiabatic) extension of the ground-state LDA into the dynamical regime leads to a V(xc)(r,t) with a memory, which causes the electron dynamics to become dissipative. To illustrate and explain this nonadiabatic behavior, this paper studies the dynamics of two interacting electrons on a two-dimensional quantum strip of finite size, comparing TDDFT within and beyond the ALDA with numerical solutions of the two-electron time-dependent Schrodinger equation. It is shown explicitly how dissipation arises through multiple particle-hole excitations, and how the nonadiabatic extension of the ALDA fails for finite systems but becomes correct in the thermodynamic limit.     

Assessment of dressed time-dependent density-functional theory for the low-lying valence states of 28 organic chromophores

Almost all time-dependent density-functional theory (TDDFT) calculations of excited states make use of the adiabatic approximation, which implies a frequency-independent exchange-correlation kernel that limits applications to one-hole/one-particle states. To remedy this problem, Maitra et al. [N.T. Maitra, F. Zhang, R.J. Cave, K. Burke, Double excitations within time-dependent density functional theory linear response theory, J. Chem. Phys. 120 (2004) 5932 ] proposed dressed TDDFT (D-TDDFT), which includes explicit two-hole/two-particle states by adding a frequency-dependent term to adiabatic TDDFT. This paper offers the first extensive test of D-TDDFT, and its ability to represent excitation energies in a general fashion. We present D-TDDFT excited states for 28 chromophores and compare them with the benchmark results of Schreiber et al. [M. Schreiber, M.R. Silva-Junior, S.P.A. Sauer, W. Thiel, Benchmarks for electronically excited states: CASPT2, CC2, CCSD, and CC3, J. Chem. Phys. 128 (2008) 134110]. We find the choice of functional used for the A-TDDFT step to be critical for positioning the 1h1p states with respect to the 2h2p states. We observe that D-TDDFT without HF exchange increases the error in excitations already underestimated by A-TDDFT. This problem is largely remedied by implementation of D-TDDFT including Hartree-Fock exchange.     

Undoing static correlation: long-range charge transfer in time-dependent density-functional theory

Long-range charge-transfer excited states are notoriously badly underestimated in time-dependent density-functional theory (TDDFT). We discuss how exact TDDFT captures charge transfer between open-shell species: in particular, the role of the step in the ground-state potential, and the severe frequency dependence of the exchange-correlation kernel. An expression for the latter is derived, that becomes exact in the limit that the charge-transfer excitations are well separated from other excitations. The exchange-correlation kernel has the task of undoing the static correlation in the ground state introduced by the step, in order to accurately recover the physical charge-transfer states.     

Response calculations based on an independent particle system with the exact one-particle density matrix: excitation energies

Adiabatic response time-dependent density functional theory (TDDFT) suffers from the restriction to basically an occupied → virtual single excitation formulation. Adiabatic time-dependent density matrix functional theory allows to break away from this restriction. Problematic excitations for TDDFT, viz. bonding-antibonding, double, charge transfer, and higher excitations, are calculated along the bond-dissociation coordinate of the prototype molecules H(2) and HeH(+) using the recently developed adiabatic linear response phase-including (PI) natural orbital theory (PINO). The possibility to systematically increase the scope of the calculation from excitations out of (strongly) occupied into weakly occupied ("virtual") natural orbitals to larger ranges of excitations is explored. The quality of the PINO response calculations is already much improved over TDDFT even when the severest restriction is made, to virtually the size of the TDDFT diagonalization problem (only single excitation out of occupied orbitals plus all diagonal doubles). Further marked improvement is obtained with moderate extension to allow for excitation out of the lumo and lumo+1, which become fractionally occupied in particular at longer distances due to left-right correlation effects. In the second place the interpretation of density matrix response calculations is elucidated. The one-particle reduced density matrix response for an excitation is related to the transition density matrix to the corresponding excited state. The interpretation of the transition density matrix in terms of the familiar excitation character (single excitations, double excitations of various types, etc.) is detailed. The adiabatic PINO theory is shown to successfully resolve the problematic cases of adiabatic TDDFT when it uses a proper PI orbital functional such as the PILS functional.     

Excited state geometry optimizations by analytical energy gradient of long-range corrected time-dependent density functional theory

An analytical excitation energy gradient of long-range corrected time-dependent density functional theory (LC-TDDFT) is presented. This is based on a previous analytical TDDFT gradient formalism, which avoids solving the coupled-perturbed Kohn-Sham equation for each nuclear degree of freedom. In LC-TDDFT, exchange interactions are evaluated by combining the short-range part of a DFT exchange functional with the long-range part of the Hartree-Fock exchange integral. This LC-TDDFT gradient was first examined by calculating the excited state geometries and adiabatic excitation energies of small typical molecules and a small protonated Schiff base. As a result, we found that long-range interactions play a significant role even in valence excited states of small systems. This analytical LC-TDDFT gradient was also applied to the investigations of small twisted intramolecular charge transfer (TICT) systems. By comparing with calculated ab initio multireference perturbation theory and experimental results, we found that LC-TDDFT gave much more accurate absorption and fluorescence energies of these systems than those of conventional TDDFTs using pure and hybrid functionals. For optimized excited state geometries, LC-TDDFT provided fairly different twisting and wagging angles of these small TICT systems in comparison with conventional TDDFT results.     

Coherent control and time-dependent density functional theory: towards creation of wave packets by ultrashort laser pulses

Explicitly time-dependent density functional theory (TDDFT) is a formally exact theory, which can treat very large systems. However, in practice it is used almost exclusively in the adiabatic approximation and with standard ground state functionals. Therefore, if combined with coherent control theory, it is not clear which control tasks can be achieved reliably, and how this depends on the functionals. In this paper, we continue earlier work in order to establish rules that answer these questions. Specifically, we look at the creation of wave packets by ultrashort laser pulses that contain several excited states. We find that (i) adiabatic TDDFT only works if the system is not driven too far from the ground state, (ii) the permanent dipole moments involved should not differ too much, and (iii) these results are independent of the functional used. Additionally, we find an artifact that produces fluence-dependent excitation energies.     

Nonadiabatic couplings from time-dependent density functional theory: formulation in the Casida formalism and practical scheme within modified linear response

We present an efficient method to compute nonadiabatic couplings (NACs) between the electronically ground and excited states of molecules, within the framework of time-dependent density functional theory (TDDFT) in frequency domain. Based on the comparison of dynamic polarizability formulated both in the many-body wave function form and the Casida formalism, a rigorous expression is established for NACs, which is similar to the calculation of oscillator strength in the Casida formalism. The adiabatic local density approximation (ALDA) gives results in reasonable accuracy as long as the conical intersection (ci) is not approached too closely, while its performance quickly degrades near the ci point. This behavior is consistent with the real-time TDDFT calculation. Through the use of modified linear response theory together with the ground-state-component separation scheme, the performance of ALDA can be greatly improved, not only in the vicinity of ci but also for Rydberg transitions and charge-transfer excitations. Several calculation examples, including the quantization of NACs from the Jahn-Teller effect in the H3 system, have been given to show that TDDFT can efficiently give NACs with an accuracy comparable to that of wave-function-based methods.     

Time-dependent density functional theory based on a noncollinear formulation of the exchange-correlation potential

In this study we have introduced a formulation of time-dependent density functional theory (TDDFT) based on a noncollinear exchange-correlation potential. This formulation is a generalization of conventional TDDFT. The form of this formulation is exactly the same as that of the conventional TDDFT for the excitation energies of transitions that do not involve spin flips. In addition, this noncollinear TDDFT formulation allows for spin-flip transitions. This feature makes it possible to resolve more fully excited state spin multiplets, while for closed-shell systems, the spin-flip transitions will result in singlet-triplet excitations and this excitation energy calculated from this formulation of TDDFT is exactly the same as that from ordinary TDDFT. This formulation is applied to the dissociation of H(2) in its (1)Sigma(g) (+) ground state and (1)Sigma(u) (+) and (3)Sigma(u) (-) excited states with (3)Sigma(u) (-) (M(s)=+1) as the reference state and the multiplets splitting of some atoms.     

Analytical time-dependent density functional derivative methods within the RI-J approximation, an approach to excited states of large molecules

Time-dependent density functional theory (TDDFT) is now well established as an efficient method for molecular excited state treatments. In this work, we introduce the resolution of the identity approximation for the Coulomb energy (RI-J) to excited state gradient calculations. In combination with nonhybrid functionals, the RI-J approximation leads to speed ups in total timings of an order of magnitude compared to the conventional method; this is demonstrated for oligothiophenes with up to 40 monomeric units and adamantane clusters. We assess the accuracy of the computed adiabatic excitation energies, excited state structures, and vibrational frequencies on a set of 36 excited states. The error introduced by the RI-J approximation is found to be negligible compared to deficiencies of standard basis sets and functionals. Auxiliary basis sets optimized for ground states are suitable for excited state calculations with small modifications. In conclusion, the RI-J approximation significantly extends the scope of applications of analytical TDDFT derivative methods in photophysics and photochemistry.     

Second-order nonadiabatic couplings from time-dependent density functional theory: evaluation in the immediate vicinity of Jahn-Teller/Renner-Teller intersections

For a rigorous quantum simulation of nonadiabatic dynamics of electrons and nuclei, knowledge of not only the first-order but also the second-order nonadiabatic couplings (NACs) is required. Here, we propose a method to efficiently calculate the second-order NAC from time-dependent density functional theory (TDDFT), on the basis of the Casida ansatz adapted for the computation of first-order NAC, which has been justified in our previous work and can be shown to be valid for calculating second-order NAC between ground state and singly excited states within the Tamm-Dancoff approximation. Test calculations of the second-order NAC in the immediate vicinity of Jahn-Teller and Renner-Teller intersections show that calculation results from TDDFT, combined with modified linear response theory, agree well with the prediction from the Jahn-Teller/Renner-Teller models. Contrary to the diverging behavior of the first-order NAC near all types of intersection points, the Cartesian components of the second-order NAC are shown to be negligibly small near Renner-Teller glancing intersections, while they are significantly large near the Jahn-Teller conical intersections. Nevertheless, the components of the second-order NAC can cancel each other to a large extent in Jahn-Teller systems, indicating the background of neglecting the second-order NAC in practical dynamics simulations. On the other hand, it is shown that such a cancellation becomes less effective in an elliptic Jahn-Teller system and thus the role of second-order NAC needs to be evaluated in the rigorous framework. Our study shows that TDDFT is promising to provide accurate data of NAC for full quantum mechanical simulation of nonadiabatic processes.     

Calculation of excitation energies of open-shell molecules with spatially degenerate ground states. I. Transformed reference via an intermediate configuration Kohn-Sham density-functional theory and applications to d1 and d2 systems with octahedral and tetrahedral symmetries

A method for calculating the UV-vis spectra of molecules with spatially degenerate ground states using time-dependent density-functional theory (TDDFT) is proposed. The new transformed reference via an intermediate configuration Kohn-Sham TDDFT (TRICKS-TDDFT) method avoids the difficulties caused by the multireference nature of spatially degenerate states by rather than utilizing the ground state instead taking a nondegenerate excited state with desirable properties as the reference for the TDDFT calculation. The scope and practical application of the method are discussed. Like all open-shell TDDFT calculations this method at times suffers from the inability to produce transitions to states that are eigenfunctions of the total spin operator. A technique for alleviating this difficulty to some extent is proposed. The applicability and accuracy of the TRICKS-TDDFT method is demonstrated through example calculations of several d(1) and d(2) transition metal complexes with tetrahedral and octahedral symmetries. For the most part, the results of these calculations are similar in quality to to those obtained from standard TDDFT calculations.     

Electronic transitions involved in the absorption spectrum and dual luminescence of tetranuclear cubane [Cu4I4(pyridine)4] cluster: a density functional theory/time-dependent density functional theory investigation

We present a combined density functional theory (DFT)/time-dependent density functional theory (TDDFT) study of the geometry, electronic structure, and absorption and emission properties of the tetranuclear "cubane" Cu4I4py4 (py = pyridine) system. The geometry of the singlet ground state and of the two lowest triplet states of the title complex were optimized, followed by TDDFT excited-state calculations. This procedure allowed us to characterize the nature of the excited states involved in the absorption spectrum and those responsible for the dual emission bands observed for this complex. In agreement with earlier experimental proposals, we find that while in absorption the halide-to-pyridine charge-transfer excited state (XLCT*) has a lower energy than the cluster-centered excited state (CC*), a strong geometrical relaxation on the triplet cluster-centered state surface leads to a reverse order of the excited states in emission.     

Generator coordinate method in time-dependent density-functional theory: memory made simple

The generator coordinate (GC) method is a variational approach to the quantum many-body problem in which interacting many-body wave functions are constructed as superpositions of (generally nonorthogonal) eigenstates of auxiliary Hamiltonians containing a deformation parameter. This paper presents a time-dependent extension of the GC method as a new approach to improve existing approximations of the exchange-correlation (XC) potential in time-dependent density-functional theory (TDDFT). The time-dependent GC method is shown to be a conceptually and computationally simple tool to build memory effects into any existing adiabatic XC potential. As an illustration, the method is applied to driven parametric oscillations of two interacting electrons in a harmonic potential (Hooke's atom). It is demonstrated that a proper choice of time-dependent generator coordinates in conjunction with the adiabatic local-density approximation reproduces the exact linear and nonlinear two-electron dynamics quite accurately, including features associated with double excitations that cannot be captured by TDDFT in the adiabatic approximation.     

Properties of atoms in electronically excited molecules within the formalism of TDDFT

The topological analysis of the electron density for electronic excited states under the formalism of the quantum theory of atoms in molecules using time‐dependent density functional theory (TDDFT) is presented. Relaxed electron densities for electronic excited states are computed by solving a Z‐vector equation which is obtained by means of the Sternheimer interchange method. This is in contrast to previous work in which the electron density for excited states is obtained using DFT instead of TDDFT, that is, through the imposition of molecular occupancies in accordance with the electron configuration of the excited state under consideration. Once the electron density of the excited state is computed, its topological characterization and the properties of the atoms in molecules are obtained in the same manner that for the ground state. The analysis of the low‐lying singlet and triplet vertical excitations of CO and C₆H₆ are used as representative examples of the application of this methodology. Altogether, it is shown how this procedure provides insights on the changes of the electron density following photoexcitation and it is our hope that it will be useful in the study of different photophysical and photochemical processes. © 2014 Wiley Periodicals, Inc.     

On the excited states involved in the luminescent probe [Ru(bpy)2dppz]2+

The nature of the excited states of [Ru(bpy)2dppz]2+ has been investigated using density functional theory with the hybrid functional B3LYP. The excitations were studied via linear response theory (TDDFT) and DeltaSCF calculations and the solvent effects were introduced by embedding the molecule in a continuum dielectric medium. It was found that the solvent effects are critical in understanding the nature of the excitations. For the molecule in ethanol, the lowest absorption predicted by TDDFT is a dark state 3pi --> pi with the electron and hole spread over the dppz ligand. Next come the excitations of 3MLCT between the ruthenium and the dppz and finally the 3MLCT excitations between the ruthenium and the bpy ligands not associated with the phenazine. Using deltaSCF calculations two low-lying excited states were identified and the geometry optimized in the presence of the continuum medium. At the optimal geometry the lowest excited state is 3MLCT (Ru --> dppz). The 3pi --> pi state is found only 0.026 eV higher.     

UV‐photoexcitation and ultrafast dynamics of HCFC‐132b (CF2ClCH2Cl)

The UV‐induced photochemistry of HCFC‐132b (CF₂ClCH₂Cl) was investigated by computing excited‐state properties with time‐dependent density functional theory (TDDFT), multiconfigurational second‐order perturbation theory (CASPT2), and coupled cluster with singles, doubles, and perturbative triples (CCSD(T)). Excited states calculated with TDDFT show good agreement with CASPT2 and CCSD(T) results, correctly predicting the main excited‐states properties. Simulations of ultrafast nonadiabatic dynamics in the gas phase were performed, taking into account 25 electronic states at TDDFT level starting in two different spectral windows (8.5 ± 0.25 and 10.0 ± 0.25 eV). Experimental data measured at 123.6 nm (10 eV) is in very good agreement with our simulations. The excited‐state lifetimes are 106 and 191 fs for the 8.5 and 10.0 eV spectral windows, respectively. Internal conversion to the ground state occurred through several different reaction pathways with different products, where 2Cl, C‐Cl bond breakage, and HCl are the main photochemical pathways in the low‐excitation region, representing 95% of all processes. On the other hand, HCl, HF, and C‐Cl bond breakage are the main reaction pathways in the higher excitation region, with 77% of the total yield. © 2015 Wiley Periodicals, Inc.     

Excitation energies from range-separated time-dependent density and density matrix functional theory

Time-dependent density functional theory (TD-DFT) in the adiabatic formulation exhibits known failures when applied to predicting excitation energies. One of them is the lack of the doubly excited configurations. On the other hand, the time-dependent theory based on a one-electron reduced density matrix functional (time-dependent density matrix functional theory, TD-DMFT) has proven accurate in determining single and double excitations of H(2) molecule if the exact functional is employed in the adiabatic approximation. We propose a new approach for computing excited state energies that relies on functionals of electron density and one-electron reduced density matrix, where the latter is applied in the long-range region of electron-electron interactions. A similar approach has been recently successfully employed in predicting ground state potential energy curves of diatomic molecules even in the dissociation limit, where static correlation effects are dominating. In the paper, a time-dependent functional theory based on the range-separation of electronic interaction operator is rigorously formulated. To turn the approach into a practical scheme the adiabatic approximation is proposed for the short- and long-range components of the coupling matrix present in the linear response equations. In the end, the problem of finding excitation energies is turned into an eigenproblem for a symmetric matrix. Assignment of obtained excitations is discussed and it is shown how to identify double excitations from the analysis of approximate transition density matrix elements. The proposed method used with the short-range local density approximation (srLDA) and the long-range Buijse-Baerends density matrix functional (lrBB) is applied to H(2) molecule (at equilibrium geometry and in the dissociation limit) and to Be atom. The method accounts for double excitations in the investigated systems but, unfortunately, the accuracy of some of them is poor. The quality of the other excitations is in general much better than that offered by TD-DFT-LDA or TD-DMFT-BB approximations if the range-separation parameter is properly chosen. The latter remains an open problem.     

General excitations in time-dependent density functional theory

A general framework within time-dependent density functional theory is presented for the calculation of excitations to states of arbitrary multiplicity in molecular systems with a non-singlet ground state. The proposed approach combines generalized orbital excitation operators designed to generate excited states which have well-defined multiplicities and the noncollinear formulation of density functional theory and it can be straightforwardly implemented in currently existing density functional programs.     

On the ordering of the first two excited electronic states in all-trans linear polyenes

Reported experimental evidence of the relative position of the first two excited electronic states in linear polyenes was carefully examined and compared with that derived from time dependent density functional theory (TDDFT) theoretical calculations performed at the B3LYP level on optimized geometries. The energy values for the first two triplet states 3Bu and 3Ag, obtained from TDDFT calculations, were found to be highly strongly correlated with the experimental values. Also, the theoretical calculations for the electronic transition 1 1Ag --> 1 1Bu were also extremely well correlated with their experimental counterparts; even more important, the three reported experimental data for 1 1Ag --> 2 1Ag transitions in these systems conformed to the correlation for the TDDFT 1 1Ag --> 1 1Bu transition. The first excited electronic state in the linear polyenes studied (from ethene to the compound consisting of 40 ethene units, P40) was found to be 1Bu. The energy gap between the excited states 2 1Ag and 1 1Bu decreased with increasing length of the polyene chain, but not to the extent required to cause inversion, at least up to P40. In the all-trans linear polyenes studied, the widely analyzed energy gap from the ground electronic state to the first excited singlet state for infinitely long chains may be meaningless as, even in P40, it is uncertain whether the ground electronic state continues to be a singlet.