Anisotropic photoemission and chemisorption-bond geometry on Ge(111) and Si(111) surfaces

In order to study the effects of photon-polarization selection rules on chemisorptionbond geometry, we have measured photoelectron spectra as a function of angle of incidence, θ_i, in the range 28° ? θ ? 80°. A noble-gas UV resonance lamp and cylindrical mirror analyzer were used to measure both bonding and non-bonding surface Orbitals. A large enhancement (200–400%) of the photocmission is found when photon electric field intensity is near the maximum normal to the surface. This indicates a spatial variation of microscopic fields which is approximately independent of adsorbate bonding since it is determined by the optical properties of the substrate. In addition, we observe some effects on adsorbate photoelectron peaks due to different orbital symmetry. The case of atomic hydrogen chemisorption is discussed as an example of this latter effect.     

Ga- and As-Adatom phases on the Ge(111) and Si(111) surfaces: analogies and differences

The (1 × 1) and (√3 × √3)R30° (T4) structures of Ga and As adatoms on the Ge(111) and Si(111) surfaces are studied using first-principles calculations. The surface energetics predicts, in some cases, a transformation of the T4 structure (surface covered with 1/3 monolayer (ML) of adatoms) into domains of the 1-ML covered (1 × 1) structure and areas of clean reconstructed suface. For As adatoms, such phase separation is favored on both substrates, while for Ga adatoms, it is only preferred on the Ge(111) surfaces. These results compare well with experimental observations.     

Angle-resolved ultraviolet photoemission study of Si(111) 7 × 7 and 1 × 1 surfaces

Angle-resolved ultraviolet photoelectron spectra of Si(111) 7 × 7 and 1 × 1 surfaces have been measured as a function of temperature from ambient temperature to ≈ 1120°C. Both the Si(111) 7 × 7 and 1 × 1 surfaces show obvious surface metallic edge at all the temperatures. A middle peak among three surface-state peaks observed for ambient-temperature 7 × 7 surface has been found to disappear for high-temperature 7 × 7 surface. In going from high-T 7 × 7 surface to high-T 1 × 1 surface, no essential changes in the surface-state peaks have been found to occur.     

Electronic states of (2 × 1) and (1 × 1) (111) surfaces of Ge,Si, diamond,GaAs and Ge on Si

The “dangling-bond” surface state dispersion curves, E(k), have been calculated for the (2 × 1) and (1× 1) (111) surfaces of Ge, Si, and diamond, for (1 × 1) GaAs, and for (2 × 1) Ge on Si. The calculations employ the sp³s1 empirical tight-binding model of Vogl et al. and the atomic relaxation of Feder et al. The surface state band gaps are in good agreement with optical-absorption and electron-energy-loss measurements for Ge and Si. For the assumed epitaxial geometry, Ge on Si is predicted to shift the dangling-bond states downward by ≈0.1 to 0.4 eV.     

Ultraviolet photoemission spectroscopy of HCl on Si(111) surfaces

Chemisorption of HCl on thermally cleaned Si(111) surfaces has been studied by ultraviolet photoemission spectroscopy. HCl chemisorption, both at 300K and 850 K, induces two main peaks in the photoemission spectrum which are attributed to Cl lone pair p_x, p_y orbitals and Si: sp³?Cl:p_z bonding orbital, respectively. This strongly suggests that HCl molecules dissociate on Si(111) surfaces already at room temperature.     

Triangular Mott-Hubbard insulator phases of Sn/Si(111) and Sn/Ge(111) surfaces

The ground state of Sn/Si(111) and Sn/Ge(111) surface alpha phases is reexamined theoretically, based on ab initio calculations where correlations are approximately included through the orbital dependence of the Coulomb interaction (in the local density+Hubbard U approximation). The effect of correlations is to destabilize the vertical buckling in Sn/Ge(111) and to make the surface magnetic, with a metal-insulator transition for both systems. This signals the onset of a stable narrow gap Mott-Hubbard insulating state, in agreement with very recent experiments. Antiferromagnetic exchange is proposed to be responsible for the observed Gamma-point photoemission intensity, as well as for the partial metallization observed above 60 K in Sn/Si(111). Extrinsic metallization of Sn/Si(111) by, e.g., alkali doping, could lead to a novel 2D triangular superconducting state of this and similar surfaces.     

Two-dimensional excitonic insulators: Si and Ge (111) surfaces

We suggest that dangling electrons at (111) surfaces of group IV semiconductors should have a 2-dimensional excitonic insulator ground state. The higher order reconstructions observed in Si and Ge are accounted for in detail.     

Ge dots on Si (1 1 1) and (1 0 0) surfaces with SiO2 coverage: Raman study

Germanium quantum dots formed on Si (1 1 1) and (1 0 0)-oriented surfaces coated with ultra-thin oxide layers are studied using Raman spectroscopy technique. Some structural properties (height, stoichiometry and mechanical stresses) of the dots were estimated from Raman data. For analysis of the experimental data, the Raman spectra of Ge nanoclusters containing some hundreds of Ge atoms were calculated numerically. The effects of the resonance enhancement of the intensity of Raman scattering in the Ge-nanoclusters–SiO₂–Si system were discussed. The influence of the lateral sizes of Ge nano-clusters on the frequencies of phonons localized in them was studied using numerical simulation. The influence of multi-layer growth on the structure of the Ge quantum dots was investigated.     

Hydrogen chemisorption on the 100 (2 × 1) surfaces of Si and Ge

This paper combines a theoretical study of the Si(100) surface having a monolayer of atomic hydrogen chemisorbed to it with an experimental study of the analogous Ge(100) and Ge(110) surfaces. In the theoretical work the underlying (100) silicon surface is taken to be reconstructed according to the Schlier-Farnsworth-Levine pairing model with the hydrogen located on the unfilled tetrahedral bonds of this structure. Self-consistent calculations of the electronic potential, charge density, spectrum, and occupied surface density of states are carried out. The force on the hydrogen atoms is then calculated using the Hellman-Feynman theorem. This force is found to be close to zero, confirming that the hydrogen atoms are indeed at the equilibrium position for the chosen silicon geometry. Features in the calculated photoemission spectrum for the Si(100) 2 × 1 : H surface are discussed in terms of related features in the photoemission spectrum of Si(111) : H, but are found not to agree with the previously measured photoemission spectrum of Si(100) 2 × 1 : H. Measured photoemission and ion-neutralization spectra for Ge(100) 2 × 1 : H agree in their major features with what is calculated for Si(100) 2 × 1 : H, however, suggesting that the Ge(100) 2 × 1 : H surface is reconstricted according to the pairing model. Similarly, measured spectra for clean Ge(100) 2 × 1 agree with calculations for the row dimerized Si(100) surface.     

Structural phase transition on Si(001) and Ge(001) surfaces

Among a variety of solid surfaces, Si(001) and Ge(001) have been most extensively studied. Although they seem to be rather simple systems, there have been many conflicting arguments about the atomic structure on these surfaces. We first present experimental evidence indicating that the buckled dimer is the basic building block and that the structural phase transition between the low-temperature c(4x2) structure and the high-temperature (2x1) structure is of the order-disorder type. We then review recent theoretical work on this phase transition. The real system is mapped onto a model Ising-spin system and the interaction parameters are derived from total-energy calculations for different arrangements of buckled dimers. The calculated critical temperature agrees reasonably well with the experimental one. It is pointed out that the nature of the phase transition is crucially affected by a small amount of defects on the real surfaces.     

Semiconductor–metal–semiconductor transition: valence band photoemission study of Ag/Si(1 1 1) surfaces

The , and 6×6 phases of Ag/Si(1 1 1) have been studied by angle-resolved photoemission and low-energy electron diffraction. The Ag/Si(1 1 1) surface has an intrinsic semiconducting character with two fully occupied, dispersing surface state bands. We find that only one of the additional surface bands on the surface is metallic in contrast to the two metallic bands discussed in the literature. On the 6×6 surface, the partially occupied surface band of the surface seems to be absent, resulting in a gap of about 0.2 eV with respect to the Fermi-level.     

Monohydride and dihydride formation at Si(100) 2x1: A high resolution electron energy loss spectroscopy study

Results from EELS and LEED investigations on the interaction of atomic hydrogen with the Si(100) 2x1 surface give direct evidence for the formation of two distinct surface phases: a monohydride Si(100) 2x1:H and a dihydride Si(100) 1x1::2H phase. Temperature and exposure time determine which of the two phases appears. An analysis of normal vibrational modes leads to an identification of hydrogen adsorption complexes in both phases.     

Growth mechanism and morphology of Ge on Pb covered Si(111) surfaces

We study the mechanism and surface morphology in epitaxial growth of Ge on Pb covered Si(111) using a scanning tunneling microscope (STM). We find that Ge adatoms have a very large diffusion length at room temperature. The growth is close to perfect layer-by-layer for the first two bilayers. Surface roughness increases gradually with the film thickness, but no 3D islands are found at room temperature. For growth at 200°C, 3D Ge islands appear after completion of the second bilayer. At room temperature, we believe, the Pb layer enhances surface diffusion and the descending-step motion of Ge adatoms, but the ascending-step motion is hindered and thus 3D island growth is suppressed.     

碳纳米管表面硅纳米颗粒的结构与热稳定性

利用分子动力学方法研究了碳纳米管表面硅颗粒的结构和热稳定性.发现随着温度的增加,碳纳米管表面硅颗粒结构发生了由笼状结构到帐篷状结构的变化.碳管表面的硅颗粒在熔点附近或更高的温度下,结构变得无序,并沿着碳纳米管轴向方向伸长.此外,通过对比分析碳纳米管表面硅颗粒与自由条件下硅颗粒Lindemann指数的变化,发现碳纳米管表面的硅纳米颗粒熔点要低于自由条件下硅纳米颗粒的熔点.