Grothendieck’s theorem for operator spaces

We prove several versions of Grothendieck’s Theorem for completely bounded linear maps T:E→F ^*, when E and F are operator spaces. We prove that if E, F are C ^*-algebras, of which at least one is exact, then every completely bounded T:E→F ^* can be factorized through the direct sum of the row and column Hilbert operator spaces. Equivalently T can be decomposed as T=T _r +T _c where T _r (resp. T _c ) factors completely boundedly through a row (resp. column) Hilbert operator space. This settles positively (at least partially) some earlier conjectures of Effros-Ruan and Blecher on the factorization of completely bounded bilinear forms on C ^*-algebras. Moreover, our result holds more generally for any pair E, F of “exact” operator spaces. This yields a characterization of the completely bounded maps from a C ^*-algebra (or from an exact operator space) to the operator Hilbert space OH. As a corollary we prove that, up to a complete isomorphism, the row and column Hilbert operator spaces and their direct sums are the only operator spaces E such that both E and its dual E ^* are exact. We also characterize the Schur multipliers which are completely bounded from the space of compact operators to the trace class. Oblatum 31-I-2002 & 3-IV-2002?Published online: 17 June 2002     

A Note on Aluthge Transforms of Complex Symmetric Operators and Applications

In this paper, we reprove that: (i) the Aluthge transform of a complex symmetric operator [(T)\tilde] = |T|^\frac12 U|T|^\frac12\tilde{T} = |T|^{\frac{1}{2}} U|T|^{\frac{1}{2}} is complex symmetric, (ii) if T is a complex symmetric operator, then ([(T)\tilde])^*(\tilde{T})^{*} and [(T^*)\tilde]\widetilde{T^{*}} are unitarily equivalent. And we also prove that: (iii) if T is a complex symmetric operator, then [((T^*))\tilde]_s,t\widetilde{(T^{*})}_{s,t} and ([(T)\tilde]_t,s)^*(\tilde{T}_{t,s})^{*} are unitarily equivalent for s, t > 0, (iv) if a complex symmetric operator T belongs to class wA(t, t), then T is normal.     

Nonparametric analysis of doubly truncated data

One of the principal goals of the quasar investigations is to study luminosity evolution. A convenient one-parameter model for luminosity says that the expected log luminosity, T*, increases linearly as θ ₀· log(1  +  Z*), and T*(θ ₀) = T*  −  θ ₀· log(1  +  Z*) is independent of Z*, where Z* is the redshift of a quasar and θ ₀ is the true value of evolution parameter. Due to experimental constraints, the distribution of T* is doubly truncated to an interval (U*, V*) depending on Z*, i.e., a quadruple (T*, Z*, U*, V*) is observable only when U* ≤ T* ≤ V*. Under the one-parameter model, T*(θ ₀) is independent of (U*(θ ₀), V*(θ ₀)), where U*(θ ₀) = U*  −  θ ₀· log(1  +  Z*) and V*(θ ₀) = V*  −  θ ₀· log(1  +  Z*). Under this assumption, the nonparametric maximum likelihood estimate (NPMLE) of the hazard function of T*(θ ₀) (denoted by ĥ) was developed by Efron and Petrosian (J Am Stat Assoc 94:824–834, 1999). In this note, we present an alternative derivation of ĥ. Besides, the NPMLE of distribution function of T*(θ ₀), [^(F)]{\hat F} , will be derived through an inverse-probability-weighted (IPW) approach. Based on Theorem 3.1 of Van der Laan (1996), we prove the consistency and asymptotic normality of the NPMLE [^(F)]{\hat F} under certain condition. For testing the null hypothesis H_q0: T^*(q₀) = T^*-q₀·log(1 + Z^*){H_{\theta_0}: T^{\ast}(\theta_0) = T^{\ast}-\theta_0\cdot \log(1 + Z^{\ast})} is independent of Z*, (Efron and Petrosian in J Am Stat Assoc 94:824–834, 1999). proposed a truncated version of the Kendall’s tau statistic. However, when T* is exponential distributed, the testing procedure is futile. To circumvent this difficulty, a modified testing procedure is proposed. Simulations show that the proposed test works adequately for moderate sample size.     

Indices, characteristic numbers and essential commutants of Toeplitz operators

For an essentially normal operatorT, it is shown that there exists a unilateral shift of multiplicitym inC ^* (T) if and only if γ(T)≠0 and γ(T)/m. As application, we prove that the essential commutant of a unilateral shift and that of a bilateral shift are not isomorphic asC ^* -algebras. Finally, we construct a naturalC ^* -algebra ε + ε_* on the Bergman spaceL _a ² (B _n ), and show that its essential commutant is generated by Toeplitz operators with symmetric continuous symbols and all compact operators. Supported by NSFC and Laboratory of Mathematics for Nonlinear Science at Fudan University.     

On contractions with compact defects

In 2005, the following question was posed by Duggal, Djordjević, and Kubrusly: Assume that T is a contraction of the class C ₁₀ such that I − T ^* T is compact and the spectrum of T is the unit disk. Can the isometric asymptote of T be a reductive unitary operator? In this paper, we give a positive answer to this question. We construct two kinds of examples. One of them are the operators of multiplication by independent variable in the closure of analytic polynomials in L ²(ν),where ν is an appropriate positive finite Borel measure on the closed unit disk. The second kind of examples is based on a theorem by Chevreau, Exner, and Pearcy. We obtain a contraction T satisfying all the needed conditions and such that I − T ^* T belongs to the Schatten–von Neumann classes \mathfrakS_p {\mathfrak{S}_p} for all p > 1. We give an example of a contraction T such that I − T ^* T belongs to \mathfrakS_p {\mathfrak{S}_p} for all p > 1, T is quasisimilar to a unitary operator and has “more” invariant subspaces than this unitary operator. Also, following Bercovici and Kérchy, we show that if a subset of the unit circle is the spectrum of a contraction quasisimilar to a given absolutely continuous unitary operator, then this contraction T can be chosen so that I − T*T is compact. Bibliography: 29 titles.     

Noncommutative interpolation and Poisson transforms

General results of interpolation (e.g., Nevanlinna-Pick) by elements in the noncommutative analytic Toeplitz algebraF ^∞ (resp., noncommutative disc algebraA _n) with consequences to the interpolation by bounded operator-valued analytic functions in the unit ball of ℂⁿ are obtained. Noncommutative Poisson transforms are used to provide new von Neumann type inequalities. Completely isometric representations of the quotient algebraF ^∞/J on Hilbert spaces whereJ is anyw ^*-closed, 2-sided ideal ofF ^∞, are obtained and used to construct aw ^*-continuous,F ^∞/J-functional calculus associated to row contractionsT=[T ₁,…,T _n] whenf(T₁, …, T_n)=0 for anyf∈J. Other properties of the dual algebraF ^∞/J are considered. The second author was partially supported by NSF DMS-9531954.     

On Two Questions About Topological (and Nonstandard) Extensions

We construct, under MA, a non-Hausdorff (T₁-)topological extension ^*ω of ω, such that every function from ω to ω extends uniquely to a continuous function from ^*ω to ^*ω. We also show (in ZFC) that for every nontrivial topological extension ^*X of a countable set X there exists a topology τ_f on ^*X, strictly finer than the Star topology, and such that (^*X, τ_f) is still a topological extension of X with the same function extensions ^*f. This solves two questions raised by M. Di Nasso and M. Forti.     

On Two Questions About Topological (and Nonstandard) Extensions

We construct, under MA, a non-Hausdorff (T₁-)topological extension ^*ω of ω, such that every function from ω to ω extends uniquely to a continuous function from ^*ω to ^*ω. We also show (in ZFC) that for every nontrivial topological extension ^*X of a countable set X there exists a topology τ_f on ^*X, strictly finer than the Star topology, and such that (^*X, τ_f) is still a topological extension of X with the same function extensions ^*f. This solves two questions raised by M. Di Nasso and M. Forti.     

Caratheodory inequality for analytic operator function

Abstract. Suppose H is a complex Hilbert space, AH (△) denotes the set of all analytic operator functions on     

Speeding up the Dreyfus–Wagner algorithm for minimum Steiner trees

The Dreyfus–Wagner algorithm is a well-known dynamic programming method for computing minimum Steiner trees in general weighted graphs in time O ^*(3 ^k ), where k is the number of terminal nodes to be connected. We improve its running time to O ^*(2.684 ^k ) by showing that the optimum Steiner tree T can be partitioned into T = T ₁∪ T ₂ ∪ T ₃ in a certain way such that each T _i is a minimum Steiner tree in a suitable contracted graph G _i with less than terminals. In the rectilinear case, there exists a variant of the dynamic programming method that runs in O ^*(2.386 ^k ). In this case, our splitting technique yields an improvement to O ^*(2.335 ^k ).     

Maximum A-isometric part of an A-contraction and applications

For two bounded linear operators A and T on a complex Hilbert space H (A being positive) which satisfy the inequality T*AT ≤ A, we study the maximum subspace ℳ₀ which reduces A and T, on which the equality T*AT = A holds. We show that in some cases involving the condition AT = A ^1/2 TA ^1/2, ℳ₀ can be expressed in terms of the minimal isometric dilation of the contraction $ \hat T $ \hat T on $ \overline {R(A)} $ \overline {R(A)} associated to T by the condition $ \hat T $ \hat T A ^1/2 = A ^1/2 T. As application we find a concrete representation for ℳ₀ when T is a contraction with S _T = S _T ², where S _T is the strong limit of the sequence [T ^*n T ⁿ : n ≥ 1]. Also, we derive some applications for hyponormal contractions and quasi-isometries.     

On scrambled Halton sequences

Halton's low discrepancy sequence is still very popular in spite of its shortcomings with respect to the correlation between points of two-dimensional projections for large dimensions. As a remedy, several types of scrambling and/or randomization for this sequence have been proposed. We examine empirically some of these by calculating their L_∞- and L₂-discrepancies (D^* resp. T^*), and by performing integration tests.Most investigated sequence types give practically equivalent results for D^*, T^*, and the integration error, with two exceptions: random shift sequences are in some cases less efficient, and the shuffled Halton sequence is no more efficient than a pseudo-random one. However, the correlation mentioned above can only be broken with digit-scrambling methods, even though the average correlation of many randomized sequences tends to zero.     

Approximation Properties and Some Classes of Operators

The following questions and close problems are studied.(i) Is it true that T is p-nuclear provided that T ^** is p-nuclear? (ii) Is it true that Tis dually p-nuclear provided that T ^* is p-nuclear? (iii) Is it true that if T ^*is compactly factorable in the space l _p, then T is (strictly) factorable in the space l _p'? Here, T ^* is the adjoint operator of a bounded operator T:X Yin Banach spaces X and Y. Bibliography: 30 titles.     

Vanishing theorem for sheaves of microfunctions at the boundary on cr–manifolds

Let X be a complex analytic manifold. Consider S?M?Xreal analytic submonifolds with codium ^R _MS=1,and let ω be a connected component of M\S. Let p∈S X_MT_M ^*X where T^* _Xdenotes the conormal bundle to M in X, and denote by ν(p) the complex radial Euler field at p. Denote by μ*(Ox) (for * = M, ω) the microlocalization of the sheaf of holomorphic functions along *.

Under the assumption dim^R(T_pT_M ^*X? ν(p)) = 1, a theorem of vanishing for the cohomology groups H^jμM(Ox)p is proved in [K-S 1, Prop. 11.3.1], j being related to the number of positive and negative eigenvalue for the Levi form of M.

Under the hypothesis dim^R(T_pT_S ^*X∩ν(p))=1, a similar result is proved here for the cohomology groups of the complex of microfunctions at the boundary μω(Ox).Stating this result in terms of regularity at the boundary for CR–hyperfunctions a local Bochner–type theorem is then obtained.     

Bipartite Distance-regular Graphs, Part I

Let Γ=(X,E) denote a bipartite distance-regular graph with diameter D≥4, and fix a vertex x of Γ. The Terwilliger algebra T=T(x) is the subalgebra of Mat _X(C) generated by A, E ^* ₀, E ^* ₁,…,E ^* _D, where A denotes the adjacency matrix for Γ and E ^* _i denotes the projection onto the i ^TH subconstituent of Γ with respect to x. An irreducible T-module W is said to be thin whenever dimE ^* _i W≤1 for 0≤i≤Di. The endpoint of W is min{i|E ^* _i W≠0}. We determine the structure of the (unique) irreducible T-module of endpoint 0 in terms of the intersection numbers of Γ. We show that up to isomorphism there is a unique irreducible T-module of endpoint 1 and it is thin. We determine its structure in terms of the intersection numbers of Γ. We determine the structure of each thin irreducible T-module W of endpoint 2 in terms of the intersection numbers of Γ and an additional real parameter ψ=ψ(W), which we refer to as the type of W. We now assume each irreducible T-module of endpoint 2 is thin and obtain the following two-fold result. First, we show that the intersection numbers of Γ are determined by the diameter D of Γ and the set of ordered pairs

A generalization of peripherally-multiplicative surjections between standard operator algebras

Let A and B be standard operator algebras on Banach spaces X and Y, respectively. The peripheral spectrum σ_π (T) of T is defined by σ_π (T) = z ∈ σ(T): |z| = max_w∈σ(T) |w|. If surjective (not necessarily linear nor continuous) maps φ, ϕ: A → B satisfy σ_π (φ(S)ϕ(T)) = σ_π (ST) for all S; T ∈ A, then φ and ϕ are either of the form φ(T) = A ₁ TA ₂ ⁻¹ and ϕ(T) = A ₂ TA ₁ ⁻¹ for some bijective bounded linear operators A ₁; A ₂ of X onto Y, or of the form φ(T) = B ₁ T*B ₂ ⁻¹ and ϕ(T) = B ₂ T*B ⁻¹ for some bijective bounded linear operators B ₁;B ₂ of X* onto Y.      

极大高阶交换子的端点估计

该文主要确立了当b∈BMO 时, 极大高阶奇异积分算子交换子T_{b, m}* 满足如下不等式 |{y∈Rⁿ:T_{b, m}*f(y)>λ}|≤C||b||^m_BMO∫_Rⁿ|f(y)|/λ (1+log⁺|f(y)|/λ)^mdy 且T_{b, m}* 在L^p(Rⁿ)(1 < p <∞上有界.     

A variational theory for monotone vector fields

Monotone vector fields were introduced almost 40 years ago as nonlinear extensions of positive definite linear operators, but also as natural extensions of gradients of convex potentials. These vector fields are not always derived from potentials in the classical sense, and as such they are not always amenable to the standard methods of the calculus of variations. We describe here how the selfdual variational calculus, developed recently by the author, provides a variational approach to PDEs and evolution equations driven by maximal monotone operators. To any such vector field T on a reflexive Banach space X, one can associate a convex selfdual Lagrangian L _T on the phase space X × X ^* that can be seen as a “potential” for T, in the sense that the problem of inverting T reduces to minimizing a convex energy functional derived from L _T . This variational approach to maximal monotone operators allows their theory to be analyzed with the full range of methods—computational or not—that are available for variational settings. Standard convex analysis (on phase space) can then be used to establish many old and new results concerned with the identification, superposition, and resolution of such vector fields. Dedicated to Felix Browder on his 80th birthday     

TheK-theory of AF embeddings of the rational rotation algebras

Our main result is the construction of an embedding ofC(T²) into an approximately finite-dimensionalC ^*-algebra which induces an injection onK ₀(C(T²)). The existence of this embedding implies that Cech cohomology cannot be extended to a stable, continuous homology theory forC ^*-algebras which admits a well-behaved Chern character. Homotopy properties ofC ^*-algebras are also considered. For example, we show that the second homotopy functor forC ^*-algebras is discontinuous. Similar embeddings are constructed for all the rational rotation algebras, with the consequence that none of the rational rotation algebras satisfies the homotopy property called semiprojectivity.     

Prime ideals in the C*-algebra of a nilpotent group

We say that a locally compact groupG hasT ₁ primitive ideal space if the groupC ^*-algebra,C ^*(G), has the property that every primitive ideal (i.e. kernel of an irreducible representation) is closed in the hull-kernel topology on the space of primitive ideals ofC ^*(G), denoted by PrimG. This means of course that every primitive ideal inC ^*(G) is maximal. Long agoDixmier proved that every connected nilpotent Lie group hasT ₁ primitive ideal space. More recentlyPoguntke showed that discrete nilpotent groups haveT ₁ primitive ideal space and a few month agoCarey andMoran proved the same property for second countable locally compact groups having a compactly generated open normal subgroup. In this note we combine the methods used in [3] with some ideas in [9] and show that for nilpotent locally compact groupsG, having a compactly generated open normal subgroup, closed prime ideals inC ^*(G) are always maximal which implies of course that PrimG isT ₁.