Towards low energy physics from the heterotic string

We investigate orbifold compactifications of the heterotic string, addressing in detail their construction, classification and phenomenological potential. We present a strategy to search for models resembling the minimal supersymmetric extension of the standard model (MSSM) in ℤ₆‐II orbifold compactifications. We find several MSSM candidates with the gauge group and the exact spectrum of the MSSM, and supersymmetric vacua below the compactification scale. They also exhibit the following realistic features: R‐parity, seesaw suppressed neutrino masses, and intermediate scale of supersymmetry breakdown. In addition, we find that similar models also exist in other ℤ_N orbifolds and in the SO(32) heterotic theory.     

On the low energy spectra of the non-supersymmetric heterotic string theories

The ten dimensional string theories as well as eleven dimensional supergravity are conjectured to arise as limits of a more basic theory, traditionally dubbed M-theory. This notion is confined to the ten dimensional supersymmetric theories. String theory, however, also contains ten dimensional non-supersymmetric theories that have not been incorporated into this picture. In this note we explore the possibility of generating the low energy spectra of various non-supersymmetric heterotic string vacua from the Horava–Witten model. We argue that this can be achieved by imposing on the Horava–Witten model an invariance with respect to some extra operators which identify the orbifold fixed planes in a non-trivial way, and we demonstrate it for the E₈ and SO(16)×SO(16) heterotic string vacua in ten dimensions.     

Exactly solvable string compactifications on manifolds of SU(N) holonomy

A variety of heterotic string compactifications on the K3 surface, manifolds of SU(3) holomony, and higher holomony manifolds, are solved exactly. An example of the quintic hypersurface in CP₄ is worked out in detail. It is conjectured, and demonstrated in part, that any supersymmetric compactification of the heterotic string with an N=2 superconformal theory is equivalent to a compactification on a manifold of SU(N) holonomy, and in particular an arbitrary gluing of the discrete models with c=9 gives a solvable heterotic string compactification on some Calabi-Yau manifold. Calabi-Yau compactifications are seen to be exact vacua of string theory, retaining their topological and geometrical characteristics. Previously unknown enhanced gauge symmetries are found to arise for certain backgrounds.     

Quantization of degenerate vacua and symmetry breaking in string theory

We consider the implications of the existence of continuous families of classically degenerate vacua in constructing quantum string theory in compact toroidal spacetimes. We show that in the presence of unbroken supersymmetry when quantum corrections do not lift the degeneracy, symmetries of particular compactifications can be broken by the presence of the neighbouring vacua. We explicitly demonstrate this in case of the heterotic string where the gauge group SO(32) or E₈×E₈ breaks down to U(1)¹⁶ due to neighbouring configurations of arbitrary Wilson lines.     

(MS)SM‐like models on smooth Calabi‐Yau manifolds from all three heterotic string theories

We perform model searches on smooth Calabi‐Yau compactifications for both the supersymmetric E₈ × E₈ and SO(32) as well as for the non‐supersymmetric SO(16) × SO(16) heterotic strings simultaneously. We consider line bundle backgrounds on both favorable CICYs with relatively small h₁₁ and the Schoen manifold. Using Gram matrices we systematically analyze the combined consequences of the Bianchi identities and the tree‐level Donaldson‐Uhlenbeck‐Yau equations inside the Kähler cone. In order to evaluate the model building potential of the three heterotic theories on the various geometries, we perform computer‐aided scans. We have generated a large number of GUT‐like models (up to over a few hundred thousand on the various geometries for the three heterotic theories) which become (MS)SM‐like upon using a freely acting Wilson line. For all three heterotic theories we present tables and figures summarizing the potentially phenomenologically interesting models which were obtained during our model scans.     

Revisiting toric SU(3) structures

Three‐dimensional smooth compact toric varieties (SCTV) admit SU(3) structures, and may thus be relevant for string compactifications, if they have even first Chern class (c₁). This condition can be fulfilled by infinitely many SCTVs, including ℂℙ³ and ℂℙ¹ bundles over all two‐dimensional SCTVs. We show that as long as c₁ is even, toric SU(3) structures can be constructed using a method proposed in [1]. We perform a systematic study of the parametric freedom of the resulting SU(3) structures, with a particular focus on the metric and the torsion classes. Although metric positivity constrains the SU(3) parameters, we find that every SCTV admits several toric SU( 3) structures and that parametric choices can sometimes be made to match requirements of string vacua. We also provide a short review on the constraints that an SU(3) structure must meet to be relevant for four‐dimensional, maximally symmetric �� = 1 or �� = 0 string vacua.     

Spinor-vector duality in heterotic string vacua

Classification of the N=1 space–time supersymmetric fermionic Z₂×Z₂ heterotic-string vacua with symmetric internal shifts, revealed a novel spinor-vector duality symmetry over the entire space of vacua, where the S_t↔V duality interchanges the spinor plus anti-spinor representations with vector representations. In this paper we demonstrate that the spinor-vector duality exists also in fermionic Z₂ heterotic string models, which preserve N=2 space–time supersymmetry. In this case the interchange is between spinorial and vectorial representations of the unbroken SO(12) GUT symmetry. We provide a general algebraic proof for the existence of the S_t↔V duality map. We present a novel basis to generate the free fermionic models in which the ten-dimensional gauge degrees of freedom are grouped into four groups of four, each generating an SO(8) modular block. In the new basis the GUT symmetries are produced by generators arising from the trivial and non-trivial sectors, and due to the triality property of the SO(8) representations. Thus, while in the new basis the appearance of GUT symmetries is more cumbersome, it may be more instrumental in revealing the duality symmetries that underly the string vacua.     

Vector Bundles and F Theory

To understand in detail duality between heterotic string and F theory compactifications, it is important to understand the construction of holomorphic G bundles over elliptic Calabi-Yau manifolds, for various groups G. In this paper, we develop techniques to describe these bundles, and make several detailed comparisons between the heterotic string and F theory. Received: 6 February 1997 / Accepted: 29 May 1997     

New principles for string/membrane unification

The target space theory of the N = (2,1) heterotic string may be interpreted as a theory of gravity coupled to matter in either 1 + 1 or 2 + 1 dimensions. Among the target space theories in 1 + 1 dimensions are the bosonic, type II, and heterotic string world-sheet field theories in a physical gauge. The (2 + 1)-dimensional version describes a consistent quantum theory of supermembranes in 10 + 1 dimensions. The unifying framework for all of these vacua is a theory of (2 + 2)-dimensional self-dual geometries embedded in 10 + 2 dimensions. There are also indications that the N = (2,1) string describes the strong-coupling dynamics of compactifications of critical string theories to two dimensions, and may lead to insights about the fundamental degrees of freedom of the theory.     

Gauge sector statistics of intersecting D‐brane models

In this paper, which is based on the first part of the author's PhD thesis, we review the statistics of the open string sector in T⁶/(ℤ₂ × ℤ₂) orientifold compactifications of type IIA. After an introduction to the orientifold setup we discuss the two different techniques that have been developed, using either a saddle point approximation or a direct computer based method. We explain the two approaches by means of eight‐ and six‐dimensional toy models and present the results for the four‐dimensional models in detail. Special emphasis is placed on models containing phenomenologically interesting gauge groups, in particular those containing a standard model, Pati‐Salam or SU(5) part.     

Compactifications of F-theory on Calabi-Yau threefolds (II)

We continue our study of compactifications of F-theory on Calabi-Yau threefolds. We gain more insight into F-theory duals of heterotic strings and provide a recipe for building F-theory duals for arbitrary heterotic compactifications on elliptically fibered manifolds. As a byproduct we find that string/string duality in six dimensions gets mapped to fiber/base exchange in F-theory. We also construct a number of new N = 1, d = 6 examples of F-theory vacua and study transitions among them. We find that some of these transition points correspond upon further compactification to 4 dimensions to transitions through analogues of Argyres-Douglas points of N = 2 moduli. A key idea in these transitions is the notion of classifying (0,4) fivebranes of heterotic strings.     

Four-dimensional N = 2 superstring constructions and their (non-) perturbative duality connections

We investigate the connections between four-dimensional, N = 2 M-theory vacua constructed as orbifolds of type II, heterotic, and type I strings. All these models have the same massless spectrum, which contains an equal number of vector multiplets and hypermultiplets, with a gauge group of the maximal rank allowed in a perturbative heterotic string construction. We find evidence for duality between two type I compactifications recently proposed and a new heterotic construction that we present here. This duality allows us to gain insight into the non-perturbative properties of these models. In particular we consider gravitational corrections to the effective action.     

Minimal standard heterotic string models

Three generation heterotic string vacua in the free fermionic formulation gave rise to models with solely the MSSM states in the observable standard model charged sector. The relation of these models to Z₂×Z₂ orbifold compactifications dictates that they produce three pairs of untwisted Higgs multiplets. The reduction to one pair relies on the analysis of supersymmetric flat directions, which give a superheavy mass to the dispensable Higgs states. We explore the removal of the extra Higgs representations by using the free fermion boundary conditions, and hence we work directly at the string level, rather than in the effective low energy field theory. We present a general mechanism that achieves this reduction by using asymmetric boundary conditions between the left- and right-moving internal fermions. We incorporate this mechanism in explicit string models containing three twisted generations and a single untwisted Higgs doublet pair. We further demonstrate that an additional effect of the asymmetric boundary conditions is to substantially reduce the supersymmetric moduli space.     

Heterotic strings on homogeneous spaces

We construct heterotic string backgrounds corresponding to families of homogeneous spaces as exact conformal field theories. They contain left cosets of compact groups by their maximal tori supported by NS‐NS 2‐forms and gauge field fluxes. We give the general formalism and modular‐invariant partition functions, then we consider some examples such as SU (2)/U (1) ~ S² (already described in a previous paper) and the SU (3)/U(1)² flag space. As an application we construct new supersymmetric string vacua with magnetic fluxes and a linear dilaton.     

Supersymmetry restoration in the compactified O(16) ⊗ O (16)' heterotic string theory

We consider twisted compactifications of the O(16) ⊗ O(16)' heterotic string from ten to nine dimensions. We construct a model that interpolates between the O(16) ⊗ O(16)' model at large radii of the compact dimension, and the spontaneously broken E₈⊗E'₈ heterotic superstring at small radii. Further compactification leads to a four-dimensional model with an exponentially suppressed one-loop cosmological constant at small radii. The notion of duality between strings at small and large radii of the compact dimensions is clarified.     

Supersymmetric string theories,superconformal algebras and exceptional groups

We study the relation between extended space-time supersymmetry and extended worldsheet symmetries within the context of four-dimensional heterotic string theories. It is shown how these symmetries follow from an underlying E₇ and E₈ symmetry which also explains the appearance of extra U(1) gauge bosons. Supersymmetry transformation aalways act within a given multiplet of E₇ and E₈.     

Little heterotic strings

We discuss toroidal orbifolds of the E ₈×E ₈ heterotic string, in which the free-fermionic Higgs–matter splitting is implemented by a shift in the internal lattice coupled with the fermion numbers of the gauge degrees of freedom. We consider models in which some choices of the orbifold result in the projection of the graviton. In the models that we consider the projection also results in flipping the spin–statistics assignments in the massive string spectrum, whereas the massless spectrum retains the conventional spin–statistics assignments. We argue that the partition functions are mathematically consistent for one- and multi-loop amplitudes, owning to the existence of supersymmetry in the spectrum. A duality between different models at non-zero temperature is briefly discussed.     

Harmless axions in superstring theories

We explore the possibility of obtaining an axion in superstring theories whose decay constant lies in a phenomenologically acceptable range. We find in agreement with Choi and Kim that this is not possible in SO(32) theories. However, we find that it appears to be possible in the E₈ × E′₈ heterotic string theory.     

Electric/magnetic deformations of S3 and AdS3, and geometric cosets

We analyze asymmetric marginal deformations of SU(2)_k and SL(2,ℝ)_k WZW models. These appear in heterotic string backgrounds with non‐vanishing Neveu–Schwarz three‐forms plus electric or magnetic fields, depending on whether the deformation is elliptic, hyperbolic or parabolic. Asymmetric deformations create new families of exact string vacua. The geometries which are generated in this way, deformed S³ or AdS₃, include in particular geometric cosets such as S², AdS₂ or H₂. Hence, the latter are consistent, exact conformal sigma models, with electric or magnetic backgrounds. We discuss various geometric and symmetry properties of the deformations at hand as well as their spectra and partition functions, with special attention to the supersymmetric AdS₂ × S² background. We also comment on potential holographic applications.