应用光谱技术无损检测油菜叶片中乙酰乳酸合成酶

应用可见/近红外光谱技术实现了油菜叶片中乙酰乳酸合成酶(ALS)的快速无损检测.对99个油菜样本进行光谱扫描,经过平滑、变量标准化、一阶求导等预处理后,应用偏最小二乘法(PLS)建立了ALS的预测模型.同时提取有效特征变量,作为反向传输人工神经网络(BPNN)和最小二乘-支持向量机(LS-SVM)的输入值,并建立相应的模型.用66个样本建模,33个样本验证.结果表明,LS-SVM模型能够获得最优的预测结果,预测集样本的相关系数(r)、预测标准差(RMSEP)和偏差(Bias)分别为0.998、 0.715和0.079,获得了满意的预测精度.结果表明,应用可见/近红外光谱技术结合LS-SVM检测油菜中乙酰乳酸合成酶是可行的,并能获得满意的预测精度,为进一步应用光谱技术进行油菜生长状况的大田监测奠定了基础.     

Comparison of calibrations for the determination of soluble solids content and pH of rice vinegars using visible and short-wave near infrared spectroscopy

Visible and short-wave near infrared (Vis/SWNIR) spectroscopy combined with chemometrics was investigated for the fast determination of soluble solids content (SSC) and pH values of rice vinegars. Two hundred and twenty-five samples (45 for each variety) were selected randomly for the calibration set, whereas, 75 samples (15 for each variety) for the validation set, and the remaining 25 samples for the independent set. After some preprocessing, partial least squares (PLS) analysis was implemented for calibration models with different wavelength bands including visible, SWNIR and Vis/SWNIR regions. The best PLS models were achieved with Vis/SWNIR (550–1000 nm) region. Furthermore, different latent variables (5, 6, 7, 8 LVs) were used as inputs of least squares-support vector machine (LS-SVM) to develop the LV-LS-SVM models with grid search technique and RBF kernel. The optimal models were obtained with 6 LVs and they outperformed PLS models. Moreover, effective wavelengths (EWs) were selected according to regression coefficients. The EW-LS-SVM models were developed and an excellent prediction precision was achieved, and the effectiveness of the EWs was also validated. The correlation coefficient (r), root mean square error of prediction (RMSEP) and bias for the best prediction by EW-LS-SVM were 0.999, 0.189 and 0.051 for SSC, whereas 0.999, 0.008 and −1.7 × 10⁻³ for pH, respectively. The overall results indicated that Vis/SWNIR spectroscopy combined with LS-SVM could be applied as a high precision and fast way for the determination of SSC and pH values of rice vinegars.     

Variable selection in visible/near infrared spectra for linear and nonlinear calibrations: A case study to determine soluble solids content of beer

Three effective wavelength (EW) selection methods combined with visible/near infrared (Vis/NIR) spectroscopy were investigated to determine the soluble solids content (SSC) of beer, including successive projections algorithm (SPA), regression coefficient analysis (RCA) and independent component analysis (ICA). A total of 360 samples were prepared for the calibration (n = 180), validation (n = 90) and prediction (n = 90) sets. The performance of different preprocessing was compared. Three calibrations using EWs selected by SPA, RCA and ICA were developed, including linear regression of partial least squares analysis (PLS) and multiple linear regression (MLR), and nonlinear regression of least squares-support vector machine (LS-SVM). Ten EWs selected by SPA achieved the optimal linear SPA-MLR model compared with SPA-PLS, RCA-MLR, RCA-PLS, ICA-MLR and ICA-PLS. The correlation coefficient (r) and root mean square error of prediction (RMSEP) by SPA-MLR were 0.9762 and 0.1808, respectively. Moreover, the newly proposed SPA-LS-SVM model obtained almost the same excellent performance with RCA-LS-SVM and ICA-LS-SVM models, and the r value and RMSEP were 0.9818 and 0.1628, respectively. The nonlinear model SPA-LS-SVM outperformed SPA-MLR model. The overall results indicated that SPA was a powerful way for the selection of EWs, and Vis/NIR spectroscopy incorporated to SPA-LS-SVM was successful for the accurate determination of SSC of beer.     

近红外光谱法快速测定附子中6个生物碱的含量

应用近红外光谱(NIRS)技术结合偏最小二乘(PLS)和最小二乘支持向量机(LS-SVM)建立了附子中多指标成分的快速无损检测方法.选取38批样品建立了同时测定附子样品中6种成分含量的高效液相色谱(HPLC)方法;通过采集附子样品的NIRS图,分别采用PLS和LS-SVM建立了各个成分HPLC测定值与NIRS图的定量校...     

Application of Near Infrared Diffuse Reflectance Spectroscopy with Radial Basis Function Neural Network to Determination of Rifampincin Isoniazid and Pyrazinamide Tablets

Partial least squares(PLS),back-propagation neural network(BPNN)and radial basis function neural network(RBFNN)were respectively used for estalishing quantative analysis models with near infrared(NIR)diffuse reflectance spectra for determining the contents of rifampincin(RMP),isoniazid(INH)and pyrazinamide(PZA)in rifampicin isoniazid and pyrazinamide tablets.Savitzky-Golay smoothing,first derivative,second derivative,fast Fourier transform(FFT)and standard normal variate(SNV)transformation methods were applied to pretreating raw NIR diffuse reflectance spectra.The raw and pretreated spectra were divided into several regions,depending on the average spectrum and RSD spectrum.Principal component analysis(PCA)method was used for analyzing the raw and pretreated spectra in different regions in order to reduce the dimensions of input data.The optimum spectral regions and the models' parameters were chosen by comparing the root mean square error of cross-validation(RMSECV)values which were obtained by leave-one-out cross-validation method.The RMSECV values of the RBFNN models for determining the contents of RMP,INH and PZA were 0.00288,0.00226 and 0.00341,respectively.Using these models for predicting the contents of INH,RMP and PZA in prediction set,the RMSEP values were 0.00266,0.00227 and 0.00411,respectively.These results are better than those obtained from PLS models and BPNN models.With additional advantages of fast calculation speed and less dependence on the initial conditions,RBFNN is a suitable tool to model complex systems.     

Qualitative and quantitative analysis of oxytetracycline by near-infrared spectroscopy

Near-infrared (NIR) spectroscopy, in combination with chemometrics, enable the analysis of raw materials without time-consuming sample preparation methods. The aim of our work was to estimate critical parameters in the analytical specification of oxytetracycline, and consequently the development of a method for quantification and qualification of these parameters by NIR spectroscopy. A Karl Fischer (K.F.) titration to determine the water content, a colorimetric assay method, and Fourier transform-infrared (FT-IR) spectroscopy to identify the oxytetracycline base, were used as reference methods, respectively. Multivariate calibration was performed on NIR spectral data using principal component analysis (PCA), partial least-squares (PLS 1) and principal component regression (PCR) chemometric methods. Multivariate calibration models for NIR spectroscopy have been developed. Using PCA and the Soft Independent Modelling of Class Analogy (SIMCA) approach, we established the cluster model for the determination of sample identity. PLS 1 and PCR regression methods were applied to develop the calibration models for the determination of water content and the assay of the oxytetracycline base. Comparing the PLS and PCR regression methods we found out that the PLS is better established by NIR, especially as the spectroscopic data (NIR spectra) are highly collinear and there are many wavelengths due to non-selective wavelengths. The calibration models for NIR spectroscopy are convenient alternatives to the colorimetric method and to the K.F. method, as well as to FT-IR spectroscopy, in the routine control of incoming material.     

Prediction of wood property in Chinese Fir based on visible/near-infrared spectroscopy and least square-support vector machine

A method for the quantification of density of Chinese Fir samples based on visible/near-infrared (vis–NIR) spectrometry and least squares-support vector machine (LS-SVM) was proposed. Sample set partitioning based on joint x–y distances (SPXY) algorithm was used for dividing calibration and prediction samples, it is of value for prediction of property involving complex matrices. A stepwise procedure is employed to select samples according to their differences in both x (instrumental responses) and y (predicted parameter) spaces. For comparison, the models were also constructed by Kennard–Stone method, as well as by using the duplex and random sampling methods for subset partitioning. The results revealed that the SPXY algorithm may be an advantageous alternative to the other three strategies. To validate the reliability of LS-SVM, comparisons were made among other modeling methods such as support vector machine (SVM) and partial least squares (PLS) regression. Satisfactory models were built using LS-SVM, with lower prediction errors and superior performance in relation to SVM and PLS. These results showed possibility of building robust models to quantify the density of Chinese Fir using near-infrared spectroscopy and LS-SVM combined SPXY algorithm as a nonlinear multivariate calibration procedure.     

Comparison of near-infrared and mid-infrared spectroscopy for the determination of distillation property of kerosene

Near-infrared (NIR) and mid-infrared (MIR) spectroscopy have been compared and evaluated for the determination of the distillation property of kerosene with the use of partial least squares (PLS) regression. Since kerosene is a complex mixture of similar hydrocarbons, both spectroscopic methods will be best evaluated with this complex sample matrix. PLS calibration models for each percent recovery temperature have been developed by using both NIR and MIR spectra without spectral pretreatment. Both methods have shown good correlation with the corresponding reference method, however NIR provided better calibration performance over MIR. To rationalize the improved calibration performance of NIR, spectra of the same kerosene sample were continuously collected and the corresponding spectral reproducibility was evaluated. The greater spectral reproducibility including signal-to-noise ratio of NIR led to the improved calibration performance, even though MIR spectroscopy provided more qualitative spectral information. The reproducibility of measurement, signal-to-noise ratio, and richness of qualitative information should be simultaneously considered for proper selection of a spectroscopic method for quantitative analysis.     

Near-infrared reflectance spectroscopy and multivariate calibration techniques applied to modelling the crude protein, fibre and fat content in rapeseed meal

Near-infrared reflectance spectroscopy (NIRS) is often applied when a rapid quantification of major components in feed is required. This technique is preferred over the other analytical techniques due to the relatively few requirements concerning sample preparations, high efficiency and low costs of the analysis. In this study, NIRS was used to control the content of crude protein, fat and fibre in extracted rapeseed meal which was produced in the local industrial crushing plant. For modelling the NIR data, the partial least squares approach (PLS) was used. The satisfactory prediction errors were equal to 1.12, 0.13 and 0.45 (expressed in percentages referring to dry mass) for crude protein, fat and fibre content, respectively. To point out the key spectral regions which are important for modelling, uninformative variable elimination PLS, PLS with jackknife-based variable elimination, PLS with bootstrap-based variable elimination and the orthogonal partial least squares approach were compared for the data studied. They enabled an easier interpretation of the calibration models in terms of absorption bands and led to similar predictions for test samples compared to the initial models.     

Construction of global and robust near-infrared calibration models based on hybrid calibration sets using Partial Least Squares (PLS) regression

Near-infrared spectroscopy (NIR) models built on a particular instrument are often invalid on other instruments due to spectral inconsistencies between the instruments. In the present work, global and robust NIR calibration models were constructed by partial least square (PLS) regression based on hybrid calibration sets, which are composed of both primary and secondary spectra. Three datasets were used as case studies. The first consisted of 72 radix scutellaria samples measured on two NIR spectrometers with known baicalin content. The second was composed of 80 corn samples measured on two instruments with known moisture, oil, and protein concentrations. The third dataset included 279 primary samples of tobacco with known nicotine content and 78 secondary samples of tobacco with known nicotine concentrations. The effect of the number of secondary spectra in the hybrid calibration sets and the methods for selecting secondary spectra on the PLS model performance were investigated by comparing the results obtained from different calibration sets. This study shows that the global and robust calibration models accurately predicted both primary and secondary samples as long as the ratios of the number of primary spectra to the number of secondary spectra were less than 22. The models performance was not influenced by the selection method of the secondary spectra. The hybrid calibration sets included the primary spectral information and also the secondary spectra; information, rendering the constructed global and robust models applicable to both primary and secondary instruments.     

Improving the sensitivity of NIR spectroscopy with an enrichment technique: determining a trace analyte of ethyl carbamate.

An exploration was made to develop a determination method of a low-concentration analyte by NIR spectroscopy. An absorber, silica gel was employed to extract and enrich a low-concentration analyte of ethyl carbamate. The solid absorber with the enriched analyte was measured by NIR spectroscopy in the range of 800 - 2500 nm. Afterwards, PLS regression was performed between the NIR spectra and the concentrations of the analyte for quantitative analysis of the low-concentration analyte. The spectra of 20 solid samples of analyte-absorbed silica gel showed a good correlation with the concentrations of ethyl carbamate in the samples. A leave-one-out cross validation was applied to evaluate the prediction ability of PLS models built with the full spectra, spectra in the region of 1920 - 1970 nm and the region of 2250 - 2430 nm, respectively. The values of the root-mean-square error of the cross validation (RMSECV) were about 0.1 mg L(-1) (0.1 ppm).     

Discrimination of ethylene/vinyl acetate copolymers with different composition and prediction of the content of vinyl acetate in the copolymers and their melting points by near-infrared spectroscopy and chemometrics

Near-infrared (NIR) diffuse reflectance spectra have been measured by use of a rotating drawer for pellets of 12 kinds of ethylene/vinyl acetate (EVA) copolymers with vinyl acetate (VA, the comonomer) varying in the 7–44 wt % range. They are unambiguously discriminated from one another by a score plot of the principal component analysis (PCA) Factor 1 and 2, based upon the NIR spectra pretreated by multiplicative scatter correction (MSC). Principal component (PC) weight loadings for Factor 1 show that the discrimination relies largely upon bands due to the overtone and combination modes arising from the VA unit. We have found one “outlier” in the score plot and elucidated its spectral characteristics based upon PC weight loadings for Factor 2. Partial least-squares (PLS) regression has been applied to propose calibration models which predict the VA content in EVA. The models have been prepared for three kinds of pretreatment, the first derivative, the second derivative, and MSC; and four kinds of wavelength regions. The NIR spectra in the 1100–2200 nm region after the MSC treatment has given the best correlation coefficient and standard error of prediction (SEP) of 0.998 and 0.70%, respectively. The calibration models, prepared by NIR diffuse reflectance spectroscopy for the pellet samples, are compared with previously reported models by NIR transmission spectroscopy for the flowing molten samples, and with those by Raman spectroscopy for the pellet samples. PLS regression has also allowed us to predict melting points of the copolymers with the correlation coefficient and SEP of 0.997 and 0.78°C, respectively. © 1998 John Wiley & Sons, Inc. J Polym Sci B: Polym Phys 36: 1529–1537, 1998     

Feasibility study for the use of near infrared spectroscopy in the qualitative and quantitative analysis of green tea, Camellia sinensis (L.)

This paper indicates the possibility to use near infrared spectroscopy (NIR) combined with PLS as a rapid method to estimate the quality of green tea. NIR is used to build calibration models to predict the content of caffeine, epigallocatechin gallate (EGCG) and epicatechin (EC) and for the prediction of the total antioxidant capacity of green tea. For the determination of the total antioxidant capacity, the trolox equivalent antioxidant capacity (TEAC) method is used. Until now, the prediction of the antioxidant capacity as such by use of NIR has not been reported. For caffeine and TEAC, models are build for the whole green tea leaves and also for the ground leaves. For the polyphenols (EGCG and EC), only models for the whole leaves are investigated. A partial least squares (PLS) algorithm is used to perform the calibration. To decide upon the number of PLS factors included in the PLS model, the model with the lowest root mean square error of cross-validation (RMSECV) for the training set is chosen. The correlation coefficient (r) between the predicted and the reference results for the test set is used as an evaluation parameter for the models: for the TEAC results r=0.90 for the model with the whole leaves, r=0.86 for the model with the powdered leaves are obtained. The caffeine prediction model has a correlation coefficient r=0.96 for the whole leaves and r=0.93 for the ground leaves. The correlation coefficient for the EGCG and the EC content models are, respectively 0.83 and 0.44.     

基于近红外光谱的食用植物油中反式脂肪酸含量快速定量检测及模型优化研究

利用近红外光谱技术对食用植物油中反式脂肪酸(Trans fatty acids,TFA)含量进行快速定量检测,并通过波段选择、预处理方法、变量筛选及建模方法对TFA含量预测模型进行优化.采用AntarisⅡ傅里叶变换近红外光谱仪在4000~10000 cm-1光谱范围采集98个食用植物油样本的近红外透射光谱,然后采用气相色谱法测定TFA的真实含量.首先,对样本原始光谱进行波段、预处理方法优选;在此基础上,采用竞争自适应重加权法(Competitive adaptive reweighted sampling,CARS)筛选TFA相关的重要变量,最后应用主成分回归、偏最小二乘和最小二乘支持向量机方法分别建立食用植物油中TFA含量的预测模型.研究结果表明,近红外光谱技术检测食用植物油中的TFA含量是可行的,优化后的最佳预测模型的校正集和预测集R2分别为0.992和0.989,RMSEC和RMSEP分别为0.071%和0.075%.最佳预测模型所用的变量仅26个,占全波段变量的0.854%.此外,与全波段偏最小二乘预测模型相比,其预测集R2由0.904上升为0.989,RMSEP由0.230%下降为0.075%.由此表明,模型优化非常必要,CARS能有效筛选TFA相关的重要变量,极大减少建模变量数,从而简化预测模型,并较大提高预测模型的精度和稳定性.     

Combined wavelet transform-artificial neural network use in tablet active content determination by near-infrared spectroscopy

The pharmaceutical industry faces increasing regulatory pressure to optimize quality control. Content uniformity is a basic release test for solid dosage forms. To accelerate test throughput and comply with the Food and Drug Administration's process analytical technology initiative, attention is increasingly turning to nondestructive spectroscopic techniques, notably near-infrared (NIR) spectroscopy (NIRS). However, validation of NIRS using requisite linearity and standard error of prediction (SEP) criteria remains a challenge. This study applied wavelet transformation of the NIR spectra of a commercial tablet to build a model using conventional partial least squares (PLS) regression and an artificial neural network (ANN). Wavelet coefficients in the PLS and ANN models reduced SEP by up to 60% compared to PLS models using mathematical spectra pretreatment. ANN modeling yielded high-linearity calibration and a correlation coefficient exceeding 0.996.     

Novel Spectral Interval Selection Method Based on Synchronous Two-Dimensional Correlation Spectroscopy

Synchronous 2D correlation spectroscopy was first proposed to select informational spectral intervals in PLS calibration. The proposed method could extract the spectral intervals related to analyte. The results of its application to NIR/PLS determination of quercetin in extract of Ginkgo biloba leaves showed that the proposed method could find out an optimized region with which one could improve the performance of the corresponding PLS model, in terms of low prediction error, root mean square error of prediction (RMSEP), and comparing with the result obtained using whole spectra and interval PLS.     

An expeditious method for determining particle size distribution by near infrared spectroscopy: Comparison of PLS2 and ANN models

The particle size distribution of a solid product can be crucial parameter considering its application to different kinds of processes. The influence of particle size on near infrared (NIR) spectra has been used to develop effective alternative methods to traditional ones in order to determine this parameter. In this work, we used the chemometrical techniques partial least squares 2 (PLS2) and artificial neural networks (ANNs) to simultaneously predict several variables to the rapid construction of particle size distribution curves. The PLS2 algorithm relies on linear relations between variables, while the ANN technique can model non-linear systems.Samples were passed through sieves of different sieve opening in order to separate several size fractions that were used to construct two types of particle size distribution curves. The samples were recorded by NIR and their spectra were used with PLS2 and ANN to develop two calibration models for each. The correlation coefficients and relative standard errors of prediction (RSEP) have been used to assess the goodness of fit and accuracy of the results.The four calibration models studied provided statistically identical results based on RSEP values. Therefore, the combined use of NIR spectroscopy and PLS2 or ANN calibration models allows determining the particle size distributions accurately. The results obtained by ANN or PLS2 are statistically similar.     

Partial least square analysis of lysozyme near-infrared spectra

Proteins possess strong absorption features in the combination range (5000-4000 cm⁻¹) of the near infrared (NIR) spectrum. These features can be used for quantitative analysis. Partial least squares (PLS) regression was used to analyze NIR spectra of lysozyme with the leave-one-out, full cross-validation method. A strategy for spectral range optimization with cross-validation PLS calibration was presented. A five-factor PLS model based on the spectral range between 4720 and 4540 cm⁻¹ provided the best calibration model for lysozyme in aqueous solutions. For 47 samples ranging from 0.01 to 10 mg/mL, the root mean square error of prediction was 0.076 mg/mL. This result was compared with values reported in the literature for protein measurements by NIR absorption spectroscopy in human serum and animal cell culture supernatants.     

Nondestructive determination of compound amoxicillin powder by NIR spectroscopy with the aid of chemometrics

Near-infrared (NIR) spectroscopy, in combination with chemometrics, enables nondestructive analysis of solid samples without time-consuming sample preparation methods. A new method for the nondestructive determination of compound amoxicillin powder drug via NIR spectroscopy combined with an improved neural network model based on principal component analysis (PCA) and radial basis function (RBF) neural networks is investigated. The PCA technique is applied to extraction relevant features from lots of spectra data in order to reduce the input variables of the RBF neural networks. Various optimum principal component analysis-radial basis function (PCA-RBF) network models based on conventional spectra and preprocessing spectra (standard normal variate (SNV) and multiplicative scatter correction (MSC)) have been established and compared. Principal component regression (PCR) and partial least squares (PLS) multivariate calibrations are also used, which are compared with PCA-RBF neural networks. Experiment results show that the proposed PCA-RBF method is more efficient than PCR and PLS multivariate calibrations. And the PCA-RBF approach with SNV preprocessing spectra is found to provide the best performance.     

Screening of humic and fulvic acids in estuarine sediments by near-infrared spectrometry

Diffuse reflectance near-infrared spectroscopy (NIR) combined with partial least squares (PLS) data treatment has been employed for the rapid and nondestructive determination of sedimentary humic substances. Forty one samples of surface estuarine sediments, taken during distinct seasonal periods from different locations across Ria de Arousa (northwest of Spain), were scanned at wavelengths from 833 to 2,976 nm (12,000 to 3,360 cm⁻¹). Twenty four samples were randomly selected, from previous hierarchical cluster analysis of their NIR spectra, for the calibration set, and the 17 remaining samples were assigned to the validation set. NIR spectra of calibration samples were correlated to measured values of humic acids (HAs) and fulvic acids (FAs), which ranged from 1.53 to 28.17 mg/g and from 0.37 to 2.45 mg/g, respectively, using PLS regression and multiplicative scattering correction on the raw and first-derivative NIR spectra, respectively. Low root mean square error of prediction values of 4.3 mg HA/g sediment and 0.25 mg FA/g sediment were obtained. Good residual prediction deviation values of 1.16 and 1.2 were obtained for HA and FA, respectively, allowing the PLS models built to be considered as appropriate tools for screening purposes. Electronic supplementary material  The online version of this article (doi:) contains supplementary material, which is available to authorized users.